8-K 1 split2_8k.txt FORM 8-K RE MAILING OF DEFINITIVE PROXY STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 21, 2006 U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 ----- ------- ---------- (State or Other Jur (Commission File Number) (I.R.S. Employer of Incorporation) Identification No.) 7900 Callaghan Road San Antonio, Texas 78229 (Address of principal executive offices including Zip Code) 210-308-1234 (Registrant's telephone number, including area code) (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 8.01. Other Events On November 21, 2006, U.S. Global issued a press release announcing that it has filed the definitive proxy statement with the Securities and Exchange Commission. Further, the press release announced the declaration of a dividend payable February 16, 2007, to shareholders of record as of February 7, 2007, subject to the approval of certain amendments to U.S. Global's Third Amended and Restated Articles of Incorporation at the meeting to be held on January 10, 2007. Pursuant to the rules and regulations of the Securities and Exchange Commission, this exhibit and the information set forth therein are deemed to have been furnished and shall not be deemed to be "filed" under the Securities Exchange Act of 1934, as amended. Item 9.01. Exhibits. (d) Exhibits Exhibit No. Description of Exhibit ----------- ---------------------- 99.1 Press Release of U.S. Global Investors, Inc. dated November 21, 2006 announcing Board of Directors approval of additional authorized shares, a proposed split and other amendments to the Third Amended and Restated Articles of Incorporation. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. U.S. GLOBAL INVESTORS, INC. (Registrant) Dated: November 21, 2006 By:/s/ Catherine A. Rademacher -------------------------------- Name: Catherine A. Rademacher Title: Chief Financial Officer EXHIBIT INDEX Exhibit No. Description of Exhibits 99.1 Press Release of U.S. Global Investors, Inc. dated November 21, 2006 announcing Board of Directors approval of additional authorized shares, a proposed split and other amendments to the Third Amended and Restated Articles of Incorporation.