8-K 1 r8k-0906.txt 8-K FOR PERIOD ENDING 9-30-2006 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2006 U.S. GLOBAL INVESTORS, INC. -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 -------------------------------------------------------------------------------- (State of other juris- (Commission IRS Employer diction of incorporation) File Number) Identification No.) 7900 Callaghan Road, San Antonio, Texas 78229 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: 210-308-1234 -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 2.02 Results of Operations and Financial Condition. On November 9, 2006, U.S. Global Investors, Inc. issued a press release reporting earnings and other financial results for its fiscal period ended September 30, 2006. A copy of the press release is attached and being furnished as Exhibit 99. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. U.S. Global Investors, Inc. By:/s/ Catherine A. Rademacher --------------------------- Catherine A. Rademacher Chief Financial Officer Dated: November 9, 2006