-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S3Et8MlIgN4eSnfuqGcDFDCwB7VBsTNaY9l4UkC/A7EVO0Ra4Tp1EPdCy2Lu1I/v nZM70SMFn7OXBkYD9UN6oA== 0000754811-03-000005.txt : 20030513 0000754811-03-000005.hdr.sgml : 20030513 20030513121354 ACCESSION NUMBER: 0000754811-03-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20030513 EFFECTIVENESS DATE: 20030513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 03694587 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 form13f03-03.txt PERIOD ENDED MARCH 31, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Quarter Ended: March 31, 2003 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX May 13, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 190 Form 13F Information Table Value Total: $57,841 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Charlemagne Capital Ltd.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ -------- --------- -------- ----------------------- -------- --------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------ -------- --------- -------- --------- ------ ---- -------- --------- --------- ------ ----- ADVANCED MICRO DEVICES CMN STK 007903107 1,854 300,000 SH Defined 1 300,000 AFFILIATED COMPUTER SVCS A CMN STK 008190100 243 5,500 SH Sole 5,500 AFLAC INC CMN STK 001055102 192 6,000 SH Defined 2 6,000 AGCO CORP CMN STK 001084102 48 3,000 SH Sole 3,000 AGNICO EAGLE MINES LTD CMN STK 008474108 66 5,000 SH Sole 5,000 AGNICO EAGLE MINES LTD CMN STK 008474108 131 10,000 SH Sole 10,000 AGNICO EAGLE MINES WT 11/14/07 WTS 008474132 45 10,000 SH Sole 10,000 AGNICO EAGLE MINES WT 11/14/07 WTS 008474132 178 40,000 SH Sole 40,000 AGNICO EAGLE MINES WT 11/14/07 WTS 008474132 223 50,000 SH Sole 50,000 ALLIANT TECHSYSTEMS INC CMN STK 018804104 140 2,600 SH Sole 2,600 AMERICAN EXPRESS CMN STK 025816109 130 3,900 SH Sole 3,900 AMERISOURCEBERGEN CORP CLASS A CMN STK 03073E105 210 4,000 SH Sole 4,000 AMGEN INC CMN STK 031162100 305 5,300 SH Sole 5,300 ANADARKO PETE CORP CMN STK 032511107 355 7,800 SH Defined 2 7,800 ANALOG DEVICES INC CMN STK 032654105 176 6,400 SH Sole 6,400 ANGLO AMERICAN PLC ADR CMN STK 03485P102 38 2,676 SH Sole 2,676 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 1,056 35,000 SH Sole 35,000 ANHEUSER BUSCH INC CMN STK 035229103 280 6,000 SH Sole 6,000 AOL TIME WARNER CMN STK 00184A105 326 30,000 SH Defined 2 30,000 APACHE CORP CMN STK 037411105 428 6,930 SH Defined 2 6,930 APEX SILVER MINES LTD CMN STK G04074103 469 35,000 SH Defined 2 35,000 APOLLO GROUP INC CL A CMN STK 037604105 140 2,800 SH Sole 2,800 APPLIED MATERIALS INC CMN STK 038222105 88 7,000 SH Sole 7,000 ASHANTI GOLDFIELDS GDR CMN STK 043743202 175 30,750 SH Sole 30,750 ASHANTI GOLDFIELDS GDR CMN STK 043743202 175 30,750 SH Sole 30,750 AVON PRODS INC CMN STK 054303102 114 2,000 SH Sole 2,000 BANK OF AMERICA CORP CMN STK 060505104 348 5,200 SH Sole 5,200 BANK OF NEW YORK CO INC CMN STK 064057102 277 13,500 SH Defined 2 13,500 BARRICK GOLD CORPORATION CMN STK 067901108 218 14,000 SH Defined 2 14,000 BED BATH & BEYOND INC CMN STK 075896100 131 3,800 SH Sole 3,800 BIG LOTS INC CMN STK 089302103 84 7,500 SH Sole 7,500 BOWATER INC CMN STK 102183100 19 500 SH Sole 500 BROWN & BROWN INC CMN STK 115236101 225 7,200 SH Sole 7,200 C/O BARRICK GOLD JAN 20 CALL OPTN 0679014AD 104 1,300 SH Sole 1,300 C/O BARRICK GOLD JAN 20 CALL OPTN 0679014AD 216 2,700 SH Sole 2,700 C/O PLACER DOME JAN 0015.00 CALL OPTN 7259065AC 10 200 SH Sole 200 C/O PLACER DOME JAN 0015.00 CALL OPTN 7259065AC 205 4,100 SH Sole 4,100 C/O PLACER DOME JAN 0015.00 CALL OPTN 7259065AC 345 6,900 SH Sole 6,900 CANYON RESOURCES CORP CMN STK 138869300 491 420,000 SH Sole 420,000 CAPITAL ONE FINANCIAL CORP CMN STK 14040H105 57 1,900 SH Sole 1,900 CARDINAL HEALTH CMN STK 14149Y108 456 8,000 SH Defined 2 8,000 CHICO FAS INC CMN STK 168615102 120 6,000 SH Sole 6,000 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 99 10,000 SH Sole 10,000 CISCO SYSTEMS INC CMN STK 17275R102 267 20,700 SH Sole 20,700 CITIGROUP INC CMN STK 172967101 158 4,600 SH Sole 4,600 CITIGROUP INC CMN STK 172967101 441 12,800 SH Defined 2 12,800 CLAIRES STORES INC CMN STK 179584107 170 7,200 SH Sole 7,200 CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 170 5,000 SH Sole 5,000 CNOOC LTD ADR CMN STK 126132109 107 4,000 SH Sole 4,000 CNOOC LTD ADR CMN STK 126132109 131 4,900 SH Sole 4,900 COOPER COMPANIES INC CMN STK 216648402 897 30,000 SH Defined 1 30,000 COUNTRYWIDE FINANCIAL CORP CMN STK 222372104 92 1,600 SH Sole 1,600 DELL COMPUTER CORP CMN STK 247025109 222 8,140 SH Sole 8,140 DU PONT (EI) DE NEMOURS CMN STK 263534109 43 1,100 SH Sole 1,100 DUKE ENERGY CO CMN STK 264399106 150 10,300 SH Defined 2 10,300 EAST WEST BANCORP CMN STK 27579R104 160 5,200 SH Sole 5,200 ELI LILLY & CO CMN STK 532457108 114 2,000 SH Sole 2,000 ELI LILLY & CO CMN STK 532457108 343 6,000 SH Defined 2 6,000 ENCANA CORP CMN STK 292505104 252 7,800 SH Defined 2 7,800 ENERPLUS RESOURCES FUND CMN STK 29274D604 515 26,900 SH Sole 26,900 ENERPLUS RESOURCES FUND CMN STK 29274D604 249 13,000 SH Sole 13,000 ENSCO INTERNATIONAL INC CMN STK 26874Q100 26 1,000 SH Sole 1,000 FAIRCHILD SEMICON INTL CL A CMN STK 303726103 1,046 100,000 SH Defined 1 100,000 FANNIE MAE CMN STK 313586109 327 5,000 SH Sole 5,000 FEDERATED INVESTORS INC CL B CMN STK 314211103 113 4,450 SH Sole 4,450 FIRST DATA CORP CMN STK 319963104 244 6,600 SH Sole 6,600 FLEXTRONICS INTERNATIONAL LTD CMN STK Y2573F102 218 25,000 SH Defined 2 25,000 FREEPORT-MC COP CONV PFD 7% PFD STK 35671D501 523 25,000 SH Sole 25,000 FREEPORT-MC COP CONV PFD 7% PFD STK 35671D501 941 45,000 SH Sole 45,000 FREEPORT-MC COP CONV PFD 7% PFD STK 35671D501 209 10,000 SH Sole 10,000 FREEPRT-MCMOR C&G DEP SH REP G PFD STK 35671D600 132 4,000 SH Sole 4,000 FREEPRT-MCMOR C&G DEP SH REP G PFD STK 35671D600 430 13,000 SH Sole 13,000 FREEPRT-MCMOR C&G DEP SH REP G PFD STK 35671D600 761 23,000 SH Sole 23,000 FREEPRT-MCMOR C&G DEP SH REP G PFD STK 35671D600 199 6,000 SH Sole 6,000 GENERAL ELECTRIC CO CMN STK 369604103 372 14,600 SH Sole 14,600 GENERAL ELECTRIC CO CMN STK 369604103 255 10,000 SH Defined 2 10,000 GEORGIA PACIFIC CORP CMN STK 373298108 19 1,400 SH Sole 1,400 GEORGIA PACIFIC CORP CMN STK 373298108 22 1,600 SH Sole 1,600 GILLETTE CO CMN STK 375766102 87 2,800 SH Sole 2,800 GOLD FIELDS LTD SPON ADR CMN STK 38059T106 788 75,000 SH Sole 75,000 GOLDCORP INC WR 5/13/09 WTS 380956136 980 80,000 SH Sole 80,000 GOLDCORP INC WR 5/13/09 WTS 380956136 1,494 122,000 SH Sole 122,000 GOLDCORP INC WT 4/30/07 WTS 380956508 35 5,000 SH Sole 5,000 GOLDCORP INC WT 4/30/07 WTS 380956508 140 20,000 SH Sole 20,000 GOLDCORP INC WT 4/30/07 WTS 380956508 245 35,000 SH Sole 35,000 GOLDEN STAR RES LTD CMN STK 38119T104 540 300,000 SH Sole 300,000 GOLDEN TELECOM INC CMN STK 38122G107 108 7,231 SH Defined 3 7,231 GUIDANT CORP CMN STK 401698105 2,172 60,000 SH Defined 1 60,000 HARMAN INTL INDUSTRIES INC CMN STK 413086109 176 3,000 SH Defined 2 3,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 1,835 150,000 SH Sole 150,000 HARRAHS ENTERTAINMENT INC CMN STK 413619107 104 2,900 SH Sole 2,900 HCA INC CMN STK 404119109 327 7,900 SH Sole 7,900 HCC INS HLDGS INC CMN STK 404132102 256 10,000 SH Defined 2 10,000 HUANENG POWER INTL ADR CMN STK 443304100 305 8,100 SH Sole 8,100 ILLINOIS TOOL WORKS CMN STK 452308109 81 1,400 SH Sole 1,400 INTEL CORP CMN STK 458140100 165 10,160 SH Sole 10,160 INTEL CORP CMN STK 458140100 326 20,000 SH Sole 20,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 151 1,920 SH Defined 2 1,920 INTERNATIONAL PAPER CO CMN STK 460146103 17 500 SH Sole 500 ISHARES MSCI MALAYSIA/ FREE/ MTL FND 464286830 210 42,000 SH Sole 42,000 ISHARES MSCI SINGAPORE FREE MTL FND 464286673 100 25,000 SH Sole 25,000 ISHARES MSCI SOUTH KOREA INDEX MTL FND 464286772 195 13,000 SH Sole 13,000 ISHARES TAIWAN WEBS INDEX MTL FND 464286731 140 18,000 SH Sole 18,000 ISHARES TECHNOLOGY SECTOR MTL FND 464287721 471 14,500 SH Sole 14,500 JOHNSON & JOHNSON CMN STK 478160104 694 12,000 SH Sole 12,000 KEY ENERGY SVCS INC CMN STK 492914106 81 8,000 SH Sole 8,000 KEY ENERGY SVCS INC CMN STK 492914106 71 7,000 SH Sole 7,000 KINDER MORGAN ENERGY PARTN LP CMN STK 494550106 37 1,000 SH Sole 1,000 KINDER MORGAN ENERGY PARTN LP CMN STK 494550106 93 2,500 SH Sole 2,500 KOOKMIN BANK SP ADR 1 ADR RP 1SH CMN STK 50049M109 152 6,600 SH Sole 6,600 K-SWISS CLASS A CMN STK 482686102 82 3,200 SH Sole 3,200 LAUDER ESTEE COS INC CL A CMN STK 518439104 52 1,700 SH Sole 1,700 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 116 2,000 SH Sole 2,000 LOCKHEED MARTIN CORP CMN STK 539830109 152 3,200 SH Sole 3,200 LOUISIANA PACIFIC CORP CMN STK 546347105 21 2,700 SH Sole 2,700 LOUISIANA PACIFIC CORP CMN STK 546347105 34 4,300 SH Sole 4,300 LUCENT TECHNOLOGIES INC CMN STK 549463107 735 500,000 SH Defined 1 500,000 MAGYAR TAVKOZLESI RT (MATAV) ADR CMN STK 559776109 502 29,848 SH Defined 3 29,848 MARSH & MCLENNAN COS INC CMN STK 571748102 136 3,200 SH Sole 3,200 MEDTRONIC INC CMN STK 585055106 126 2,800 SH Sole 2,800 MICRON TECH CMN STK 595112103 114 14,000 SH Defined 2 14,000 MICROSOFT CORP CMN STK 594918104 368 15,200 SH Sole 15,200 MOBILE TELESYSTEMS SPON ADR CMN STK 607409109 708 17,206 SH Defined 3 17,206 NABORS INDUSTRIES INC CMN STK G6359F103 80 2,000 SH Sole 2,000 NABORS INDUSTRIES INC CMN STK G6359F103 598 15,000 SH Defined 2 15,000 NETSCREEN TECHNOLOGIES INC CMN STK 64117V107 117 7,000 SH Sole 7,000 NEW YORK COMMUNITY BANCORP CMN STK 649445103 137 4,600 SH Sole 4,600 NEWMONT MINING CORP CMN STK 651639106 2,092 80,000 SH Sole 80,000 NEWMONT MINING CORP CMN STK 651639106 222 8,500 SH Defined 2 8,500 NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 92 6,900 SH Sole 6,900 NOBLE DRILLING CORP CMN STK G65422100 471 15,000 SH Defined 2 15,000 NORFOLK SOUTHERN CORP CMN STK 655844108 80 4,300 SH Sole 4,300 NORTH AMERICAN PALLADIUM LTD CMN STK 656912102 50 20,000 SH Sole 20,000 NORTH AMERICAN PALLADIUM LTD CMN STK 656912102 50 20,000 SH Sole 20,000 NORTHROP GRUNMAN CORP CMN STK 666807102 172 2,000 SH Sole 2,000 NORTHROP GRUNMAN CORP CMN STK 666807102 429 5,000 SH Defined 2 5,000 NOVELLUS SYSTEMS INC CMN STK 670008101 65 2,400 SH Sole 2,400 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 30 1,000 SH Sole 1,000 ODYSSEY HEALTHCARE INC CMN STK 67611V101 713 30,000 SH Defined 1 30,000 OIL SERVICE HOLDERS TR CMN STK 678002106 160 2,900 SH Sole 2,900 OMNICOM GROUP INC CMN STK 681919106 184 3,400 SH Sole 3,400 PACIFIC RIM MNG CORP_/ CANADIAN/ CMN STK 694915208 163 498,187 SH Sole 498,187 PACIFIC RIM MNG CORP_/ CANADIAN/ CMN STK 694915208 576 1,760,000 SH Sole 1,760,000 PACIFIC SUNWEAR CALIF INC CMN STK 694873100 41 2,000 SH Sole 2,000 PATTERSON DENTAL CO CMN STK 703412106 1,378 30,000 SH Defined 1 30,000 PEPSI BOTTLING GROUP INC CMN STK 713409100 36 2,000 SH Sole 2,000 PEPSICO INC CMN STK 713448108 240 6,000 SH Sole 6,000 PETRO CANADA CMN STK 71644E102 324 9,500 SH Defined 2 9,500 PFIZER INC CMN STK 717081103 563 18,075 SH Sole 18,075 PHARMACEUTICAL RES INC CMN STK 717125108 850 20,000 SH Defined 1 20,000 PRECISION DRILLING CORP CMN STK 74022D100 67 2,000 SH Sole 2,000 PRECISION DRILLING CORP CMN STK 74022D100 67 2,000 SH Sole 2,000 PROGRESSIVE CORP CMN STK 743315103 142 2,400 SH Sole 2,400 QLOGIC CORP CMN STK 747277101 253 6,800 SH Sole 6,800 QUEST DIAGNOTICS INC CMN STK 74834L100 358 6,000 SH Defined 2 6,000 RANGOLD RESOURCES LTD ADR CMN STK 752344309 209 16,000 SH Sole 16,000 RANGOLD RESOURCES LTD ADR CMN STK 752344309 1,019 78,000 SH Sole 78,000 RANGOLD RESOURCES LTD ADR CMN STK 752344309 2,090 160,000 SH Sole 160,000 SECTOR SPDR TR SHS BEN INT TCH MTL FND 81369Y803 197 13,800 SH Sole 13,800 SIGMA ALDRICH CORP CMN STK 826552101 111 2,500 SH Sole 2,500 SIGMA ALDRICH CORP CMN STK 826552101 44 1,000 SH Sole 1,000 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 33 2,400 SH Sole 2,400 SOUTHERN CO CMN STK 842587107 71 2,500 SH Sole 2,500 STANCORP FINANCIAL GROUP CMN STK 852891100 41 800 SH Sole 800 STARBUCKS CORP CMN STK 855244109 111 4,300 SH Sole 4,300 SYSCO CORP CMN STK 871829107 153 6,000 SH Sole 6,000 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 48 7,000 SH Sole 7,000 TEXAS INSTUMENTS INC CMN STK 882508104 257 15,700 SH Sole 15,700 TIFFANY & CO CMN STK 886547108 375 15,000 SH Defined 2 15,000 TRACTOR SUPPLY CO CMN STK 892356106 86 2,600 SH Sole 2,600 TUESDAY MORNING CORP CMN STK 899035505 590 30,000 SH Defined 1 30,000 TYCO INTL LTD CMN STK 902124106 207 16,100 SH Defined 2 16,100 UCBH HOLDINGS INC CMN STK 90262T308 150 3,400 SH Sole 3,400 UNION PACIFIC CORP CMN STK 907818108 110 2,000 SH Sole 2,000 UNITED STATES STEEL CORP CMN STK 912909108 59 6,000 SH Sole 6,000 UNITEDHEALTH GROUP INC CMN STK 91324P102 174 1,900 SH Sole 1,900 UNIVERSAL HEALTH SVCS INC CL B CMN STK 913903100 326 8,000 SH Defined 2 8,000 US BANCORP CMN STK 902973304 158 8,300 SH Sole 8,300 VALERO REFNG & MARKETING CO CMN STK 91913Y100 124 3,000 SH Sole 3,000 VALERO REFNG & MARKETING CO CMN STK 91913Y100 91 2,200 SH Sole 2,200 VIACOM INC CL B CMN STK 925524308 402 11,000 SH Sole 11,000 VIMPEL COMMUNICATIONS SPON ADR CMN STK 68370R109 1,114 32,284 SH Defined 3 32,284 WAL MART STORES INC CMN STK 931142103 519 9,980 SH Sole 9,980 WASHINGTON MUTUAL INC CMN STK 939322103 92 2,600 SH Sole 2,600 WEATHERFORD INTL LTD CMN STK G95089101 19 500 SH Sole 500 WELLPOINT HEALTH NETWORKS INC CMN STK 94973H108 180 2,350 SH Sole 2,350 WELLS FARGO & COMPANY CMN STK 949746101 279 6,200 SH Sole 6,200 WELLS FARGO & COMPANY CMN STK 949746101 405 9,000 SH Defined 2 9,000 WEYERHAEUSER CO CMN STK 962166104 38 800 SH Sole 800 WYETH CMN STK 983024100 129 3,400 SH Sole 3,400
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