-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JmhBLN2z6eHG0myUoeVwopM9y2ceMEVrLYeYgZGJpuc7rRJ3Z1Exny87Jj0eERY8 rQJ1lDEH6grVyIWu3KIeww== 0000754811-03-000001.txt : 20030207 0000754811-03-000001.hdr.sgml : 20030207 20030207104950 ACCESSION NUMBER: 0000754811-03-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030207 EFFECTIVENESS DATE: 20030207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 03543644 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 form13f12-02.txt PERIOD ENDED DECEMBER 31, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Quarter Ended: December 31, 2002 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX February 6, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 244 Form 13F Information Table Value Total: $113,442 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Charlemagne Capital Ltd.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- A D C TELECOMMUNICATION INC CMN STK 000886101 314 150,000 SH Defined 1 150,000 ADVANCED MICRO DEVICES CMN STK 007903107 1,938 300,000 SH Defined 1 300,000 AES CORP CMN STK 00130H105 8 2,600 SH Sole 2,600 AES CORP CMN STK 00130H105 604 200,000 SH Defined 1 200,000 AFFILIATED COMPUTER SVCS A CMN STK 008190100 232 4,400 SH Sole 4,400 AFLAC INC CMN STK 001055102 361 12,000 SH Defined 2 12,000 AGCO CORP CMN STK 001084102 155 7,000 SH Sole 7,000 AGNICO EAGLE MINES WT 11/14/07 CMN STK 008474132 51 10,000 SH Sole 10,000 AGNICO EAGLE MINES WT 11/14/07 CMN STK 008474132 202 40,000 SH Sole 40,000 AGNICO EAGLE MINES WT 11/14/07 CMN STK 008474132 253 50,000 SH Sole 50,000 ALCAN INC CMN STK 013716105 6 200 SH Sole 200 ALLIANT TECHSYSTEMS INC CMN STK 018804104 249 4,000 SH Sole 4,000 ALTERA CORP CMN STK 021441100 2,468 200,000 SH Defined 1 200,000 AMDOCS LTD CMN STK G02602103 1,473 150,000 SH Defined 1 150,000 AMERICREDIT CORP CMN STK 03060R101 1,161 150,000 SH Defined 1 150,000 AMERISOURCEBERGEN CORP CLASS A CMN STK 03073E105 217 4,000 SH Sole 4,000 AMGEN INC CMN STK 031162100 256 5,300 SH Sole 5,300 AMT INTERNATIONAL MINING CMN STK 001983105 11 1,000,000 SH Sole 1,000,000 ANADARKO PETE CORP CMN STK 032511107 24 500 SH Sole 500 ANADARKO PETE CORP CMN STK 032511107 374 7,800 SH Defined 2 7,800 ANALOG DEVICES INC CMN STK 032654105 72 3,000 SH Sole 3,000 ANDREW CORP CMN STK 034425108 514 50,000 SH Defined 1 50,000 ANGLO AMERICAN PLC ADR CMN STK 03485P102 39 2,676 SH Sole 2,676 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 1,370 40,000 SH Sole 40,000 ANHEUSER BUSCH INC CMN STK 035229103 290 6,000 SH Sole 6,000 AOL TIME WARNER CMN STK 00184A105 393 30,000 SH Defined 2 30,000 APACHE CORP CMN STK 037411105 6 100 SH Sole 100 APACHE CORP CMN STK 037411105 376 6,600 SH Defined 2 6,600 APEX SILVER MINES LTD CMN STK G04074103 518 35,000 SH Defined 2 35,000 APOLLO GROUP INC CL A CMN STK 037604105 167 3,800 SH Sole 3,800 APPLIED MATERIALS INC CMN STK 038222105 91 7,000 SH Sole 7,000 APPLIED MICRO CIRCUITS CORP CMN STK 03822W109 738 200,000 SH Defined 1 200,000 ARIBA INC CMN STK 04033V104 744 300,000 SH Defined 1 300,000 ASHANTI GOLDFIELDS GDR CMN STK 043743202 585 100,000 SH Sole 100,000 ASHANTI GOLDFIELDS GDR CMN STK 043743202 644 110,000 SH Sole 110,000 ASTROPOWER INC CMN STK 04644A101 120 15,000 SH Defined 2 15,000 AUTOZONE INC CMN STK 053332102 78 1,100 SH Sole 1,100 AVON PRODS INC CMN STK 054303102 65 1,200 SH Sole 1,200 BANK OF AMERICA CORP CMN STK 060505104 362 5,200 SH Sole 5,200 BARNES & NOBLE CMN STK 067774109 199 11,000 SH Defined 2 11,000 BARRICK GOLD CORPORATION CMN STK 067901108 216 14,000 SH Defined 2 14,000 BEA SYSTEMS INC CMN STK 073325102 2,294 200,000 SH Defined 1 200,000 BED BATH & BEYOND INC CMN STK 075896100 173 5,000 SH Sole 5,000 BIG LOTS INC CMN STK 089302103 99 7,500 SH Sole 7,500 BIOVAIL CORP CMN STK 09067J109 317 12,000 SH Defined 2 12,000 BLACKROCK VENTURES INC CMN STK 091917104 22 15,000 SH Sole 15,000 BLACKROCK VENTURES INC CMN STK 091917104 448 300,000 SH Sole 300,000 BOWATER INC CMN STK 102183100 21 500 SH Sole 500 BROCADE COMMUNICATIONS SYS CMN STK 111621108 414 100,000 SH Defined 1 100,000 BROWN & BROWN INC CMN STK 115236101 158 4,900 SH Sole 4,900 C/O BARRICK GOLD JAN 20 OC 0679014AD 169 1,300 SH Sole 1,300 C/O BARRICK GOLD JAN 20 OC 0679014AD 351 2,700 SH Sole 2,700 C/O PLACER DOME JAN 0015.00 OC 7259065AC 26 200 SH Sole 200 C/O PLACER DOME JAN 0015.00 OC 7259065AC 446 3,500 SH Sole 3,500 C/O PLACER DOME JAN 0015.00 OC 7259065AC 701 5,500 SH Sole 5,500 CALPINE CORP CMN STK 131347106 652 200,000 SH Defined 1 200,000 CAMBIOR INC CMN STK 13201L954 570 400,000 SH Sole 400,000 CAMBIOR INC CMN STK 13201L954 1,140 800,000 SH Sole 800,000 CAPITAL ONE FINANCIAL CORP CMN STK 14040H105 86 2,900 SH Sole 2,900 CARDINAL HEALTH CMN STK 14149Y108 41 700 SH Sole 700 CARDINAL HEALTH CMN STK 14149Y108 474 8,000 SH Defined 2 8,000 CDW COMPUTER CENTERS INC CMN STK 125129106 439 10,000 SH Defined 1 10,000 CHICO FAS INC CMN STK 168615102 113 6,000 SH Sole 6,000 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 121 10,000 SH Sole 10,000 CHURCH & DWIGHT CO INC CMN STK 171340102 30 1,000 SH Sole 1,000 CISCO SYSTEMS INC CMN STK 17275R102 271 20,700 SH Sole 20,700 CISCO SYSTEMS INC CMN STK 17275R102 1,965 150,000 SH Defined 1 150,000 CITIGROUP INC CMN STK 172967101 123 3,500 SH Sole 3,500 CITIGROUP INC CMN STK 172967101 450 12,800 SH Defined 2 12,800 CITRIX SYSTEMS INC CMN STK 177376100 2,464 200,000 SH Defined 1 200,000 CLAIRES STORES INC CMN STK 179584107 79 3,600 SH Sole 3,600 CLEAR CHANNEL COMMUNICATIONS CMN STK 184502102 108 2,900 SH Sole 2,900 CNOOC LTD ADR CMN STK 126132109 104 4,000 SH Sole 4,000 CNOOC LTD ADR CMN STK 126132109 104 4,000 SH Sole 4,000 COMPUTER ASSOC INTL INC CMN STK 204912109 1,350 100,000 SH Defined 1 100,000 COMPUWARE CORP CMN STK 205638109 960 200,000 SH Defined 1 200,000 CORNING INCORPORATED CMN STK 219350105 662 200,000 SH Defined 1 200,000 CVS CORP CMN STK 126650100 50 2,000 SH Sole 2,000 DELL COMPUTER CORP CMN STK 247025109 218 8,140 SH Sole 8,140 DIAMONDS TRUST UNIT SER 1 MTL FND 252787106 2,505 30,000 SH Defined 1 30,000 DOW CHEMICAL CO CMN STK 260543103 15 500 SH Sole 500 DU PONT (EI) DE NEMOURS CMN STK 263534109 8 200 SH Sole 200 DUKE ENERGY CO CMN STK 264399106 201 10,300 SH Defined 2 10,300 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 446 110,000 SH Sole 110,000 E M C CORP MASS CMN STK 268648102 1,228 200,000 SH Defined 1 200,000 EAST WEST BANCORP CMN STK 27579R104 162 4,500 SH Sole 4,500 ELAN CORP ADR CMN STK 284131208 126 51,300 SH Defined 2 51,300 ENERPLUS RESOURCES FUND CMN STK 29274D604 477 26,900 SH Sole 26,900 ENERPLUS RESOURCES FUND CMN STK 29274D604 231 13,000 SH Sole 13,000 ENSCO INTERNATIONAL INC CMN STK 26874Q100 29 1,000 SH Sole 1,000 FAIRCHILD SEMICON INTL CL A CMN STK 303726103 1,607 150,000 SH Defined 1 150,000 FANNIE MAE CMN STK 313586109 322 5,000 SH Sole 5,000 FEDERATED INVESTORS INC CL B CMN STK 314211103 273 10,750 SH Sole 10,750 FIFTH THIRD BANCORP CMN STK 316773100 211 3,600 SH Sole 3,600 FIRST DATA CORP CMN STK 319963104 234 6,600 SH Sole 6,600 FLEXTRONICS INTERNATIONAL LTD CMN STK Y2573F102 205 25,000 SH Defined 2 25,000 FLEXTRONICS INTERNATIONAL LTD CMN STK Y2573F102 819 100,000 SH Defined 1 100,000 FOREST LABS INC CL A CMN STK 345838106 982 10,000 SH Defined 1 10,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 109 6,500 SH Sole 6,500 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 386 23,000 SH Sole 23,000 FREEPORTMC COP CONV PFD 7% PFD STK 35671D501 486 25,000 SH Sole 25,000 FREEPORTMC COP CONV PFD 7% PFD STK 35671D501 875 45,000 SH Sole 45,000 FREEPORTMC COP CONV PFD 7% PFD STK 35671D501 194 10,000 SH Sole 10,000 FREEPRTMCMOR C&G DEP SH REP G PFD STK 35671D600 197 6,000 SH Sole 6,000 GENERAL ELECTRIC CO CMN STK 369604103 356 14,600 SH Sole 14,600 GENERAL ELECTRIC CO CMN STK 369604103 24 1,000 SH Defined 1 1,000 GENESIS MICROCHIP INC CMN STK 37184C103 1,305 100,000 SH Defined 1 100,000 GEORGIA PACIFIC CORP CMN STK 373298108 23 1,400 SH Sole 1,400 GEORGIA PACIFIC CORP CMN STK 373298108 26 1,600 SH Sole 1,600 GILLETTE CO CMN STK 375766102 85 2,800 SH Sole 2,800 GOLD FIELDS LTD SPON ADR CMN STK 38059T106 1,396 100,000 SH Sole 100,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 1,330 80,000 SH Sole 80,000 GOLDCORP INC WR 5/13/09 CMN STK 380956136 2,028 122,000 SH Sole 122,000 GOLDCORP INC WT 4/30/07 CMN STK 380956508 49 5,000 SH Sole 5,000 GOLDCORP INC WT 4/30/07 CMN STK 380956508 195 20,000 SH Sole 20,000 GOLDCORP INC WT 4/30/07 CMN STK 380956508 341 35,000 SH Sole 35,000 GOLDEN STAR RES LTD CMN STK 38119T104 561 300,000 SH Sole 300,000 GUIDANT CORP CMN STK 401698105 309 10,000 SH Defined 1 10,000 HARMAN INTL INDUSTRIES INC CMN STK 413086109 595 10,000 SH Defined 2 10,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 2,522 150,000 SH Sole 150,000 HARRAHS ENTERTAINMENT INC CMN STK 413619107 115 2,900 SH Sole 2,900 HCA INC CMN STK 404119109 328 7,900 SH Sole 7,900 HCC INS HLDGS INC CMN STK 404132102 492 20,000 SH Defined 2 20,000 HUANENG POWER INTL ADR CMN STK 443304100 209 6,500 SH Sole 6,500 ILLINOIS TOOL WORKS CMN STK 452308109 91 1,400 SH Sole 1,400 INCO LTD CMN STK 453258402 316 14,900 SH Sole 14,900 INCO LTD CMN STK 453258402 446 21,000 SH Sole 21,000 INCO LTD CMN STK 453258402 543 25,600 SH Sole 25,600 INCO LTD CMN STK 453258402 191 9,000 SH Sole 9,000 INDEPENDENCE CMNTY BK CORP CMN STK 453414104 127 5,000 SH Sole 5,000 INTEL CORP CMN STK 458140100 158 10,160 SH Sole 10,160 INTEL CORP CMN STK 458140100 311 20,000 SH Defined 2 20,000 INTEL CORP CMN STK 458140100 2,336 150,000 SH Defined 1 150,000 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 149 1,920 SH Sole 1,920 INTERNATIONAL PAPER CO CMN STK 460146103 17 500 SH Sole 500 ISHARES MSCI MALAYSIA /FREE/ MTL FND 464286830 211 42,000 SH Sole 42,000 ISHARES MSCI SINGAPORE FREE MTL FND 464286673 107 25,000 SH Sole 25,000 ISHARES MSCI SOUTH KOREA INDEX MTL FND 464286772 184 10,000 SH Sole 10,000 ISHARES TAIWAN WEBS INDEX MTL FND 464286731 147 18,000 SH Sole 18,000 JDS UNIPHASE CORP CMN STK 46612J101 741 300,000 SH Defined 1 300,000 JOHNSON & JOHNSON CMN STK 478160104 698 13,000 SH Sole 13,000 JOHNSON & JOHNSON CMN STK 478160104 537 10,000 SH Defined 1 10,000 KEY ENERGY SVCS INC CMN STK 492914106 36 4,000 SH Sole 4,000 KINDER MORGAN ENERGY PARTN LP CMN STK 494550106 35 1,000 SH Sole 1,000 KINDER MORGAN ENERGY PARTN LP CMN STK 494550106 88 2,500 SH Sole 2,500 KOOKMIN BANK SP ADR 1 ADR RP 1SH CMN STK 50049M109 233 6,600 SH Sole 6,600 KSWISS CLASS A CMN STK 482686102 35 1,600 SH Sole 1,600 L 3 COMMUNICATIONS HLDG CORP CMN STK 502424104 449 10,000 SH Defined 1 10,000 LAUDER ESTEE COS INC CL A CMN STK 518439104 90 3,400 SH Sole 3,400 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 107 2,000 SH Sole 2,000 LOCKHEED MARTIN CORP CMN STK 539830109 277 4,800 SH Sole 4,800 LOUISIANA PACIFIC CORP CMN STK 546347105 22 2,700 SH Sole 2,700 LOUISIANA PACIFIC CORP CMN STK 546347105 35 4,300 SH Sole 4,300 LUCENT TECHNOLOGIES INC CMN STK 549463107 252 200,000 SH Defined 1 200,000 MAGYAR TAVKOZLESI RT (MATAV) ADR CMN STK 559776109 474 26,609 SH Defined 3 26,609 MARSH & MCLENNAN COS INC CMN STK 571748102 148 3,200 SH Sole 3,200 MEDTRONIC INC CMN STK 585055106 128 2,800 SH Sole 2,800 MICRON TECH CMN STK 595112103 136 14,000 SH Defined 2 14,000 MICROSOFT CORP CMN STK 594918104 708 13,700 SH Sole 13,700 MILLIPORE CORP CMN STK 601073109 340 10,000 SH Defined 1 10,000 MIRANT CORP CMN STK 604675108 756 400,000 SH Defined 1 400,000 MOBILE TELESYSTEMS SPON ADR CMN STK 607409109 525 14,140 SH Defined 3 14,140 MOODYS CORPORATION CMN STK 615369105 145 3,500 SH Sole 3,500 NABORS INDUSTRIES INC CMN STK G6359F103 529 15,000 SH Defined 2 15,000 NASDAQ 100 SHARES MTL FND 631100104 2,437 100,000 SH Defined 1 100,000 NETWORK APPLIANCE INC CMN STK 64120L104 2,000 200,000 SH Defined 1 200,000 NEW YORK COMMUNITY BANCORP CMN STK 649445103 133 4,600 SH Sole 4,600 NEWMONT MINING CORP CMN STK 651639106 1,887 65,000 SH Sole 65,000 NEWMONT MINING CORP CMN STK 651639106 145 5,000 SH Sole 5,000 NEWMONT MINING CORP CMN STK 651639106 247 8,500 SH Defined 2 8,500 NEXTEL COMMUNICATIONS INC CL A CMN STK 65332V103 33 2,900 SH Sole 2,900 NOBLE DRILLING CORP CMN STK G65422100 527 15,000 SH Defined 2 15,000 NORFOLK SOUTHERN CORP CMN STK 655844108 86 4,300 SH Sole 4,300 NORTEL NETWORKS CORPORATION CMN STK 656568102 322 200,000 SH Defined 1 200,000 NORTHROP GRUNMAN CORP CMN STK 666807102 194 2,000 SH Sole 2,000 NOVELLUS SYSTEMS INC CMN STK 670008101 67 2,400 SH Sole 2,400 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 28 1,000 SH Sole 1,000 OIL SERVICE HOLDERS TR CMN STK 678002106 166 2,900 SH Sole 2,900 OMNICOM GROUP INC CMN STK 681919106 194 3,000 SH Sole 3,000 ORACLE SYSTEMS CORP CMN STK 68389X105 2,160 200,000 SH Defined 1 200,000 PACIFIC RIM MNG CORP_ /CANADIAN/ CMN STK 694915208 256 498,187 SH Sole 498,187 PACIFIC RIM MNG CORP_ /CANADIAN/ CMN STK 694915208 903 1,760,000 SH Sole 1,760,000 PEOPLESOFT INC CMN STK 712713106 23 1,230 SH Sole 1,230 PEPSI BOTTLING GROUP INC CMN STK 713409100 51 2,000 SH Sole 2,000 PEPSICO INC CMN STK 713448108 253 6,000 SH Sole 6,000 PETRO CANADA CMN STK 71644E102 295 9,500 SH Defined 2 9,500 PFIZER INC CMN STK 717081103 553 18,075 SH Sole 18,075 PHILIP MORRIS COS INC CMN STK 718154107 170 4,200 SH Sole 4,200 PLACER DOME INC CMN STK 725906101 1,725 150,000 SH Sole 150,000 PLACER DOME INC CMN STK 725906101 2,875 250,000 SH Sole 250,000 PRECISION DRILLING CORP CMN STK 74022D100 244 7,500 SH Defined 2 7,500 PRICELINE.COM INC CMN STK 741503106 320 200,000 SH Defined 1 200,000 PROGRESSIVE CORP CMN STK 743315103 119 2,400 SH Sole 2,400 PROVIDIAN FINL CORP CMN STK 74406A102 649 100,000 SH Defined 1 100,000 QLOGIC CORP CMN STK 747277101 124 3,600 SH Sole 3,600 QUEST DIAGNOTICS INC CMN STK 74834L100 341 6,000 SH Defined 2 6,000 QWEST COMMUNICATIONS INTL CMN STK 749121109 1,500 300,000 SH Defined 1 300,000 RANGOLD RESOURCES LTD ADR CMN STK 752344309 235 8,000 SH Sole 8,000 RANGOLD RESOURCES LTD ADR CMN STK 752344309 954 32,500 SH Sole 32,500 RANGOLD RESOURCES LTD ADR CMN STK 752344309 1,615 55,000 SH Sole 55,000 RELIANT RESOURCES INC CMN STK 75952B105 160 50,000 SH Defined 2 50,000 S & P 500 DEPOSITARY RECEIPTS MTL FND 78462F103 176 2,000 SH Sole 2,000 SCHWAB /CHARLES/ CORP CMN STK 808513105 2,170 200,000 SH Defined 1 200,000 SIEBEL SYS INC CMN STK 826170102 1,496 200,000 SH Defined 1 200,000 SIGMA ALDRICH CORP CMN STK 826552101 122 2,500 SH Sole 2,500 SIGMA ALDRICH CORP CMN STK 826552101 49 1,000 SH Sole 1,000 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 51 2,400 SH Sole 2,400 SOUTHERN CO CMN STK 842587107 71 2,500 SH Sole 2,500 STANCORP FINANCIAL GROUP CMN STK 852891100 39 800 SH Sole 800 STARBUCKS CORP CMN STK 855244109 88 4,300 SH Sole 4,300 SYSCO CORP CMN STK 871829107 101 3,400 SH Sole 3,400 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 71 10,000 SH Sole 10,000 TELEKOMUNIKACJA POLSKA S A GDR CMN STK 87943D207 442 132,056 SH Defined 3 132,056 TEXAS INSTUMENTS INC CMN STK 882508104 236 15,700 SH Sole 15,700 THOR INDUSTRIES INC CMN STK 885160101 344 10,000 SH Defined 1 10,000 TIFFANY & CO CMN STK 886547108 311 13,000 SH Sole 13,000 TIFFANY & CO CMN STK 886547108 550 23,000 SH Sole 23,000 TIFFANY & CO CMN STK 886547108 38 1,600 SH Sole 1,600 TIFFANY & CO CMN STK 886547108 359 15,000 SH Defined 2 15,000 TRACTOR SUPPLY CO CMN STK 892356106 75 2,000 SH Sole 2,000 TRACTOR SUPPLY CO CMN STK 892356106 376 10,000 SH Defined 1 10,000 TRAVELERS PROP CASUALT B CMN STK 89420G406 17 1,136 SH Defined 2 1,136 TRAVELERS PROPERTY CASUALTY CMN STK 89420G109 8 553 SH Defined 2 553 TYCO INTL LTD CMN STK 902124106 275 16,100 SH Defined 2 16,100 UNION PACIFIC CORP CMN STK 907818108 120 2,000 SH Sole 2,000 UNITED STATES STEEL CORP CMN STK 912909108 79 6,000 SH Sole 6,000 UNITEDHEALTH GROUP INC CMN STK 91324P102 159 1,900 SH Sole 1,900 UNIVERSAL HEALTH SVCS INC CL B CMN STK 913903100 361 8,000 SH Defined 2 8,000 US BANCORP CMN STK 902973304 176 8,300 SH Sole 8,300 VALERO REFNG & MARKETING CO CMN STK 91913Y100 129 3,500 SH Sole 3,500 VIACOM INC CL B CMN STK 925524308 448 11,000 SH Sole 11,000 VIMPEL COMMUNICATIONS SPON ADR CMN STK 68370R109 737 23,026 SH Defined 3 23,026 WAL MART STORES INC CMN STK 931142103 666 13,180 SH Sole 13,180 WEATHERFORD INTL LTD CMN STK G95089101 20 500 SH Sole 500 WELLPOINT HEALTH NETWORKS INC CMN STK 94973H108 167 2,350 SH Sole 2,350 WELLS FARGO & COMPANY CMN STK 949746101 291 6,200 SH Sole 6,200 WELLS FARGO & COMPANY CMN STK 949746101 422 9,000 SH Defined 2 9,000 WENDYS INTL INC CMN STK 950590109 46 1,700 SH Sole 1,700 WESTERN DIGITAL CORP CMN STK 958102105 1,278 200,000 SH Defined 1 200,000 WEYERHAEUSER CO CMN STK 962166104 39 800 SH Sole 800 WHEATON RIVER MINERALS LTD CMN STK 962902102 27 28,700 SH Sole 28,700 WYETH CMN STK 983024100 127 3,400 SH Sole 3,400 XEROX CORP CMN STK 984121103 2,415 300,000 SH Defined 1 300,000 YUKOS CORP SPONSORED ADR CMN STK 98849W108 647 4,629 SH Defined 3 4,629
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