13F-HR 1 form13f6-02.txt PERIOD ENDED JUNE 30, 2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment: [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /S/ Susan B. McGee ------------------ San Antonio, TX August 12, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 284 Form 13F Information Table Value Total: $170,557 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Charlemagne Capital Ltd.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- 99 CENTS ONLY STORES CMN STK 65440K106 3,078 120,000 SH Defined 1 120,000 ADVANCED MARKETING SVCS INC CMN STK 00753T105 183 10,000 SH Defined 1 10,000 AES CORP CMN STK 00130H105 14 2,600 SH Sole 2,600 AFFILIATED COMPUTER SVCS A CMN STK 008190100 114 2,400 SH Sole 2,400 AFFILIATED COMPUTER SVCS A CMN STK 008190100 1,899 40,000 SH Defined 1 40,000 AFFILIATED MANAGERS GROUP INC CMN STK 008252108 1,230 20,000 SH Defined 1 20,000 AFLAC INC CMN STK 001055102 384 12,000 SH Defined 2 12,000 AGCO CORP CMN STK 001084102 137 7,000 SH Sole 7,000 AGNICO EAGLE MINES LTD CMN STK 008474108 146 10,000 SH Sole 10,000 AGNICO EAGLE MINES LTD CMN STK 008474108 219 15,000 SH Sole 15,000 AGNICO EAGLE MINES LTD CMN STK 008474108 510 35,000 SH Sole 35,000 ALBERTO CULVER CLASS B CMN STK 013068101 1,195 25,000 SH Defined 1 25,000 ALCAN INC CMN STK 013716105 225 6,000 SH Sole 6,000 ALCOA INC CMN STK 013817101 116 3,492 SH Sole 3,492 ALLIANT TECHSYSTEMS INC CMN STK 018804104 108 1,700 SH Sole 1,700 AMERICAN INTERNATIONAL GROUP CMN STK 026874107 355 5,200 SH Sole 5,200 AMERISOURCEBERGEN CORP CLASS A CMN STK 03073E105 3,040 40,000 SH Defined 1 40,000 AMEX INDUSTRIAL SELECT SPDR MTL FND 81369Y704 291 12,200 SH Sole 12,200 AMGEN INC CMN STK 031162100 214 5,100 SH Sole 5,100 AMT INTERNATIONAL MINING CMN STK 001983105 11 1,000,000 SH Sole 1,000,000 ANADARKO PETE CORP CMN STK 032511107 99 2,000 SH Sole 2,000 ANADARKO PETE CORP CMN STK 032511107 99 2,000 SH Sole 2,000 ANGLO AMERICAN PLC ADR CMN STK 03485P102 44 2,676 SH Sole 2,676 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 1,695 65,000 SH Sole 65,000 ANGLOGOLD LIMITED SPON ADR CMN STK 035128206 2,086 80,000 SH Sole 80,000 ANHEUSER BUSCH INC CMN STK 035229103 230 4,600 SH Sole 4,600 ANHEUSER BUSCH INC CMN STK 035229103 1,000 20,000 SH Defined 1 20,000 AOL TIME WARNER CMN STK 00184A105 150 10,200 SH Sole 10,200 AOL TIME WARNER CMN STK 00184A105 441 30,000 SH Defined 2 30,000 APACHE CORP CMN STK 037411105 178 3,100 SH Sole 3,100 APACHE CORP CMN STK 037411105 759 13,200 SH Defined 2 13,200 APEX SILVER MINES LTD CMN STK G04074103 943 65,000 SH Defined 2 65,000 APPLEBEES INTL INC CMN STK 037899101 1,033 45,000 SH Defined 1 45,000 APPLIED MATERIALS INC CMN STK 038222105 152 8,000 SH Sole 8,000 APRIA HEALTHCARE GROUP INC CMN STK 037933108 224 10,000 SH Defined 1 10,000 ARC ENERGY TRUST UTS /CAD/ CMN STK 001986108 513 61,000 SH Sole 61,000 ARC ENERGY TRUST UTS /CAD/ CMN STK 001986108 378 45,000 SH Sole 45,000 ARMOR HOLDINGS INC CMN STK 042260109 510 20,000 SH Defined 1 20,000 ASHANTI GOLDFIELDS GDR CMN STK 043743202 393 80,000 SH Sole 80,000 ASHANTI GOLDFIELDS GDR CMN STK 043743202 393 80,000 SH Sole 80,000 ASTROPOWER INC CMN STK 04644A101 295 15,000 SH Defined 2 15,000 ATLANTIC COAST AIRLNS HLDGS CMN STK 048396105 434 20,000 SH Defined 1 20,000 AXCAN PHARMA INC CMN STK 054923107 299 20,000 SH Defined 1 20,000 BANK OF AMERICA CORP CMN STK 060505104 366 5,200 SH Sole 5,200 BANK OF NEW YORK CO INC CMN STK 064057102 186 5,500 SH Sole 5,500 BARRICK GOLD CORPORATION CMN STK 067901108 190 10,000 SH Sole 10,000 BARRICK GOLD CORPORATION CMN STK 067901108 2,184 115,000 SH Sole 115,000 BAXTER INTL INC CMN STK 071813109 329 7,400 SH Sole 7,400 BED BATH & BEYOND INC CMN STK 075896100 94 2,500 SH Sole 2,500 BELLSOUTH CORP CMN STK 079860102 183 5,800 SH Sole 5,800 BIOSITE INC CMN STK 090945106 845 30,000 SH Defined 1 30,000 BLACKROCK VENTURES INC CMN STK 091917104 111 70,000 SH Sole 70,000 BLACKROCK VENTURES INC CMN STK 091917104 506 320,000 SH Sole 320,000 BLOCK /H & R/ INC CMN STK 093671105 369 8,000 SH Defined 2 8,000 BOEING CO CMN STK 097023105 144 3,200 SH Sole 3,200 BONAVISTA PETROLEUM LTD /CAD/ CMN STK 097933105 197 10,000 SH Sole 10,000 BOWATER INC CMN STK 102183100 326 6,000 SH Sole 6,000 BP AMOCO PLC SPON ADR CMN STK 055622104 83 1,640 SH Sole 1,640 BRINKER INTERNATIONAL INC CMN STK 109641100 953 30,000 SH Defined 1 30,000 BUCA INC CMN STK 117769109 381 20,000 SH Defined 1 20,000 C/O ANGLOGOLD ADR OCT 30_ OC 0351289JF 88 500 SH Sole 500 C/O ANGLOGOLD ADR OCT 30_ OC 0351289JF 88 500 SH Sole 500 C/O ANGLOGOLD ADR OCT 40 OC 0351289JH 20 500 SH Sole 500 C/O ANGLOGOLD ADR OCT 40 OC 0351289JH 20 500 SH Sole 500 C/O NEWMONT MINING JAN 30.00 OC 6516395AF 25 50 SH Sole 50 C/O NEWMONT MINING JAN 30.00 OC 6516395AF 78 155 SH Sole 155 C/O NEWMONT MINING JAN 30.00 OC 6516395AF 78 155 SH Sole 155 C/O PLACER DOME JAN 0015.00 OC 7259065AC 19 100 SH Sole 100 C/O PLACER DOME JAN 0015.00 OC 7259065AC 190 1,000 SH Sole 1,000 C/O PLACER DOME JAN 0015.00 OC 7259065AC 190 1,000 SH Sole 1,000 C/O PLACER DOME IN DEC 0017.50 OC 7259069LW 81 2,500 SH Sole 2,500 C/O PLACER DOME IN DEC 0017.50 OC 7259069LW 81 2,500 SH Sole 2,500 CAPITAL ONE FINANCIAL CORP CMN STK 14040H105 104 1,700 SH Sole 1,700 CARDINAL HEALTH CMN STK 14149Y108 172 2,800 SH Sole 2,800 CARDINAL HEALTH CMN STK 14149Y108 614 10,000 SH Defined 2 10,000 CATALINA MARKETING CORP CMN STK 148867104 847 30,000 SH Defined 1 30,000 CBRL GROUP INC CMN STK 12489V106 305 10,000 SH Defined 1 10,000 CHEESECAKE FACTORY INC CMN STK 163072101 2,129 60,000 SH Defined 1 60,000 CHEVRON CORP CMN STK 166764100 372 4,200 SH Sole 4,200 CHEVRON CORP CMN STK 166764100 239 2,700 SH Sole 2,700 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 88 6,000 SH Sole 6,000 CISCO SYSTEMS INC CMN STK 17275R102 339 24,300 SH Sole 24,300 CITIGROUP INC CMN STK 172967101 752 19,400 SH Sole 19,400 CITIGROUP INC CMN STK 172967101 496 12,800 SH Defined 2 12,800 CNOOC LTD ADR CMN STK 126132109 153 5,700 SH Sole 5,700 COGNIZANT TECH SOLUTIONS CLASS A CMN STK 192446102 538 10,000 SH Defined 1 10,000 COMMUNITY HEALTH SYS INC CMN STK 203668108 536 20,000 SH Defined 1 20,000 COORS /ADOLPH/ CO CLASS B CMN STK 217016104 1,558 25,000 SH Defined 1 25,000 CORINTHIAN COLLEGES INC CMN STK 218868107 1,356 40,000 SH Defined 1 40,000 CORNER BAY SILVER INC /CAD/ CMN STK 21922F107 958 300,000 SH Sole 300,000 CRYOLIFE INC CMN STK 228903100 482 30,000 SH Defined 1 30,000 DEAN FOODS CO CMN STK 242370104 1,119 30,000 SH Defined 1 30,000 DELL COMPUTER CORP CMN STK 247025109 213 8,140 SH Sole 8,140 DENTSPLY INTERNATIONAL CMN STK 249030107 2,491 67,500 SH Defined 1 67,500 DIANON SYSTEMS INC CMN STK 252826102 1,068 20,000 SH Defined 1 20,000 DOLLAR TREE STORES INC CMN STK 256747106 394 10,000 SH Defined 1 10,000 DOW CHEMICAL CO CMN STK 260543103 206 6,000 SH Sole 6,000 DOW CHEMICAL CO CMN STK 260543103 69 2,000 SH Sole 2,000 DU PONT (EI) DE NEMOURS CMN STK 263534109 533 12,000 SH Sole 12,000 DUKE ENERGY CO CMN STK 264399106 100 3,200 SH Sole 3,200 DUKE ENERGY CO CMN STK 264399106 264 8,500 SH Sole 8,500 DUKE ENERGY CO CMN STK 264399106 476 15,300 SH Defined 2 15,300 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 850 200,000 SH Sole 200,000 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 850 200,000 SH Sole 200,000 ECOLAB INC CMN STK 278865100 1,387 30,000 SH Defined 1 30,000 EDUCATION MANAGEMENT CORP CMN STK 28139T101 815 20,000 SH Defined 1 20,000 ELAN CORP ADR CMN STK 284131208 438 80,000 SH Defined 2 80,000 ELECTRONIC ARTS INC CMN STK 285512109 3,303 50,000 SH Defined 1 50,000 ELECTRONIC DATA SYS CORP CMN STK 285661104 74 2,000 SH Sole 2,000 ENSCO INTERNATIONAL INC CMN STK 26874Q100 109 4,000 SH Sole 4,000 ENSCO INTERNATIONAL INC CMN STK 26874Q100 55 2,000 SH Sole 2,000 EXXON MOBIL CORP CMN STK 30231G102 82 2,000 SH Sole 2,000 EXXON MOBIL CORP CMN STK 30231G102 205 5,000 SH Sole 5,000 FANNIE MAE CMN STK 313586109 708 9,600 SH Sole 9,600 FEDERATED INVESTORS INC CL B CMN STK 314211103 482 13,950 SH Sole 13,950 FIFTH THIRD BANCORP CMN STK 316773100 240 3,600 SH Sole 3,600 FIRST DATA CORP CMN STK 319963104 186 5,000 SH Sole 5,000 FISERV INC CMN STK 337738108 1,468 40,000 SH Defined 1 40,000 FOREST LABS INC CL A CMN STK 345838106 708 10,000 SH Defined 1 10,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 259 14,500 SH Sole 14,500 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 2,678 150,000 SH Sole 150,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 3,570 200,000 SH Sole 200,000 FTI CONSULTING INC CMN STK 302941109 350 10,000 SH Defined 1 10,000 GENERAL ELECTRIC CO CMN STK 369604103 517 17,800 SH Sole 17,800 GOLD FIELDS LTD SPON ADR CMN STK 38059T106 2,468 220,000 SH Sole 220,000 GOLD FIELDS LTD SPON ADR CMN STK 38059T106 561 50,000 SH Sole 50,000 HANCOCK FABRICS INC CMN STK 409900107 372 20,000 SH Defined 1 20,000 HARMAN INTL INDUSTRIES INC CMN STK 413086109 493 10,000 SH Defined 2 10,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 68 5,000 SH Sole 5,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 3,044 225,000 SH Sole 225,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 1,353 100,000 SH Sole 100,000 HARMONY GOLD WT /USD/ 6/29/03 CMN STK 413216110 36 4,000 SH Sole 4,000 HCA INC CMN STK 404119109 119 2,500 SH Sole 2,500 HCC INS HLDGS INC CMN STK 404132102 527 20,000 SH Defined 2 20,000 HEALTHSOUTH CORP CMN STK 421924101 384 30,000 SH Defined 1 30,000 HILTON HOTELS CORP CMN STK 432848109 101 7,300 SH Sole 7,300 HOME DEPOT INC CMN STK 437076102 463 12,600 SH Sole 12,600 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 134 2,700 SH Sole 2,700 HUANENG POWER INTL ADR CMN STK 443304100 387 12,000 SH Sole 12,000 I SHARES TAIWAN WEBS INDEX MTL FND 464286731 270 26,000 SH Sole 26,000 ICT GROUP INC CMN STK 44929Y101 91 5,000 SH Defined 1 5,000 IHOP CORP CMN STK 449623107 295 10,000 SH Defined 1 10,000 IMS HEALTH INC CMN STK 449934108 287 16,000 SH Defined 2 16,000 INCO LTD CMN STK 453258402 136 6,000 SH Sole 6,000 INCO LTD CMN STK 453258402 294 13,000 SH Sole 13,000 INCO LTD CMN STK 453258402 362 16,000 SH Sole 16,000 INCO LTD CMN STK 453258402 125 5,500 SH Sole 5,500 INTEL CORP CMN STK 458140100 343 18,760 SH Sole 18,760 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 347 4,820 SH Sole 4,820 INTERNATIONAL GAME TECHNOLOGY CMN STK 459902102 2,268 40,000 SH Defined 1 40,000 INTERNATIONAL PAPER CO CMN STK 460146103 109 2,500 SH Sole 2,500 INTERNATIONAL PAPER CO CMN STK 460146103 44 1,000 SH Sole 1,000 INVACARE CORP CMN STK 461203101 370 10,000 SH Defined 1 10,000 ISHARES MSCI MALAYSIA /FREE/ MTL FND 464286830 114 20,000 SH Sole 20,000 ISHARES MSCI SINGAPORE FREE MTL FND 464286673 200 38,000 SH Sole 38,000 ISHARES MSCI SOUTH KOREA INDEX MTL FND 464286772 197 9,000 SH Sole 9,000 J JULL GROUP INC CMN STK 466189107 759 20,000 SH Defined 1 20,000 JOHNSON & JOHNSON CMN STK 478160104 758 14,500 SH Sole 14,500 JP MORGAN CHASE CMN STK 46625H100 109 3,200 SH Sole 3,200 KERR MCGEE CORP CMN STK 492386107 80 1,500 SH Sole 1,500 KEY ENERGY SVCS INC CMN STK 492914106 483 46,000 SH Sole 46,000 KOOKMIN BANK SP ADR 1 ADR RP 1SH CMN STK 50049M109 182 3,700 SH Sole 3,700 KROGER CO CMN STK 501044101 119 6,000 SH Sole 6,000 L 3 COMMUNICATIONS HLDG CORP CMN STK 502424104 1,620 30,000 SH Defined 1 30,000 LANDSTAR SYSTEM INC CMN STK 515098101 1,069 10,000 SH Defined 1 10,000 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 125 2,000 SH Sole 2,000 LENNAR CORP CMN STK 526057104 49 800 SH Sole 800 LIBERTY MEDIA CORP NEW SER A CMN STK 530718105 62 6,248 SH Sole 6,248 LIFEPOINT HOSPITALS INC CMN STK 53219L109 726 20,000 SH Defined 1 20,000 LIHIR GOLD LTD SPON ADR CMN STK 532349107 559 37,000 SH Sole 37,000 LINCARE HOLDINGS INC CMN STK 532791100 969 30,000 SH Defined 1 30,000 LOCKHEED MARTIN CORP CMN STK 539830109 215 3,100 SH Sole 3,100 LUBRIZOL CORP CMN STK 549271104 1,005 30,000 SH Defined 1 30,000 M/I SCHOTTENSTEIN HOMESINC NEW CMN STK 55305B101 754 20,000 SH Defined 1 20,000 MADDEN STEVEN LTD CMN STK 556269108 297 15,000 SH Defined 1 15,000 MAGNA INTL CL A CMN STK 559222401 1,377 20,000 SH Defined 1 20,000 MARSH & MCLENNAN COS INC CMN STK 571748102 155 1,600 SH Sole 1,600 MATTEL INC CMN STK 577081102 1,686 80,000 SH Defined 1 80,000 MEDTRONIC INC CMN STK 585055106 120 2,800 SH Sole 2,800 MELLON FINANCIAL CORP CMN STK 58551A108 138 4,400 SH Sole 4,400 MERIDIAN GOLD INC CMN STK 589975952 790 48,600 SH Sole 48,600 MERIDIAN GOLD INC CMN STK 589975952 1,545 95,000 SH Sole 95,000 MICRON TECH CMN STK 595112103 28 1,400 SH Sole 1,400 MICROSOFT CORP CMN STK 594918104 717 13,100 SH Sole 13,100 MID ATLANTIC MED SVCS INC CMN STK 59523C107 941 30,000 SH Defined 1 30,000 MIRANT CORP CMN STK 604675108 365 50,000 SH Defined 2 50,000 MOBILE TELESYSTEMS SPON ADR CMN STK 607409109 292 9,640 SH Defined 3 9,640 MOHAWK INDUSTRIES INC CMN STK 608190104 1,846 30,000 SH Defined 1 30,000 MOTHERS WORK INC CMN STK 619903107 393 10,000 SH Defined 1 10,000 NABORS IND CMN STK 629568106 219 6,200 SH Sole 6,200 NABORS IND CMN STK 629568106 530 15,000 SH Defined 2 15,000 NAUTILUS GROUP INC CMN STK 63910B102 1,224 40,000 SH Defined 1 40,000 NEWMONT MINING CORP CMN STK 651639106 2,633 100,000 SH Sole 100,000 NEWMONT MINING CORP CMN STK 651639106 2,633 100,000 SH Sole 100,000 NOBLE DRILLING CORP CMN STK G65422100 579 15,000 SH Defined 2 15,000 NORTH AMERICAN PALLADIUM LTD CMN STK 656912102 342 58,500 SH Defined 2 58,500 NORTHGATE EXPL LTD /CAD/ WTS CMN STK 666416169 250 745,000 SH Sole 745,000 NORTHGATE EXPL LTD /CAD/ WTS CMN STK 666416169 297 884,200 SH Sole 884,200 NORTHGATE EXPL LTD /CAD/ WTS CMN STK 666416169 525 1,564,166 SH Sole 1,564,166 NORTHROP GRUNMAN CORP CMN STK 666807102 113 900 SH Sole 900 NOVELLUS SYSTEMS INC CMN STK 670008101 48 1,400 SH Sole 1,400 NVR INC CMN STK 62944T105 2,261 7,000 SH Defined 1 7,000 O CHARLEY'S INC CMN STK 670823103 506 20,000 SH Defined 1 20,000 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 30 1,000 SH Sole 1,000 OM GROUP INC CMN STK 670872100 620 10,000 SH Defined 1 10,000 OMNICARE INC CMN STK 681904108 788 30,000 SH Defined 1 30,000 ORACLE SYSTEMS CORP CMN STK 68389X105 51 5,372 SH Sole 5,372 OUT BACK STEAK HOUSE CMN STK 689899102 1,053 30,000 SH Defined 1 30,000 PACIFIC RIM MNG CORP_/ CANADIAN/ CMN STK 694915208 213 348,187 SH Sole 348,187 PACIFIC RIM MNG CORP_/ CANADIAN/ CMN STK 694915208 1,077 1,760,000 SH Sole 1,760,000 PATTERSON DENTAL CO CMN STK 703412106 1,510 30,000 SH Defined 1 30,000 PEOPLESOFT INC CMN STK 712713106 18 1,230 SH Sole 1,230 PEPSI BOTTLING GROUP INC CMN STK 713409100 62 2,000 SH Sole 2,000 PEPSI BOTTLING GROUP INC CMN STK 713409100 2,156 70,000 SH Defined 1 70,000 PEPSICO INC CMN STK 713448108 419 8,700 SH Sole 8,700 PFIZER INC CMN STK 717081103 699 19,975 SH Sole 19,975 PFIZER INC CMN STK 717081103 350 10,000 SH Defined 2 10,000 PHARMACIA CORPORATION CMN STK 71713U102 487 13,000 SH Defined 2 13,000 PHELPS DODGE CORP CMN STK 717265102 82 2,000 SH Sole 2,000 PHILIP MORRIS COS INC CMN STK 718154107 441 10,100 SH Sole 10,100 PLACER DOME INC CMN STK 725906101 56 5,000 SH Sole 5,000 PLACER DOME INC CMN STK 725906101 775 69,100 SH Sole 69,100 PLACER DOME INC CMN STK 725906101 1,962 175,000 SH Sole 175,000 POLYMEDICA CORP CMN STK 731738100 255 10,000 SH Defined 1 10,000 PRECISION DRILLING CORP CMN STK 74022D100 261 7,500 SH Defined 2 7,500 PROVINCE HEALTHCARE CO CMN STK 743977100 335 15,000 SH Defined 1 15,000 QUAKER FABRIC CORP CMN STK 747399103 155 10,000 SH Defined 1 10,000 QUEST DIAGNOTICS INC CMN STK 74834L100 774 9,000 SH Defined 2 9,000 QUEST DIAGNOTICS INC CMN STK 74834L100 3,442 40,000 SH Defined 1 40,000 RENT A CENTER INC CMN STK 76009N100 1,740 30,000 SH Defined 1 30,000 RIGHT MGMT CONSULTANTS INC CMN STK 766573109 394 15,000 SH Defined 1 15,000 RUBY TUESDAY INC CMN STK 781182100 776 40,000 SH Defined 1 40,000 RYANS FAMILY STEAK HOUSES INC CMN STK 783519101 594 45,000 SH Defined 1 45,000 S & P 500 DEPOSITARY RECEIPTS CMN STK 78462F103 2,969 30,000 SH Defined 1 30,000 SAPPI LTD SPONSORED ADR CMN STK 803069202 105 7,500 SH Sole 7,500 SBC COMMUNICATIONS INC CMN STK 78387G103 177 5,800 SH Sole 5,800 SCHEIN/HENRY/INC CMN STK 806407102 890 20,000 SH Defined 1 20,000 SECTOR SPDR SBI CONS STAPLES MTL FND 81369Y308 147 6,600 SH Sole 6,600 SECTOR SPDR TR SHS BEN INT TCH MTL FND 81369Y803 171 10,800 SH Sole 10,800 SHAW GROUP INC CMN STK 820280105 1,535 50,000 SH Defined 1 50,000 SIGMA ALDRICH CORP CMN STK 826552101 50 1,000 SH Sole 1,000 SIGMA ALDRICH CORP CMN STK 826552101 50 1,000 SH Sole 1,000 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 99 4,000 SH Sole 4,000 SKYWEST INC COM CMN STK 830879102 468 20,000 SH Defined 1 20,000 SOLECTRON CORP CMN STK 834182107 308 50,000 SH Defined 2 50,000 SOUTHERN CO CMN STK 842587107 137 5,000 SH Sole 5,000 SPEEDWAY MOTORSPORTS INC CMN STK 847788106 254 10,000 SH Defined 1 10,000 SYSCO CORP CMN STK 871829107 49 1,800 SH Sole 1,800 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 164 12,584 SH Sole 12,584 TENET HEALTHCARE CORP CMN STK 88033G100 100 1,400 SH Sole 1,400 TENET HEALTHCARE CORP CMN STK 88033G100 3,578 50,000 SH Defined 1 50,000 TIFFANY & CO CMN STK 886547108 387 11,000 SH Sole 11,000 TIFFANY & CO CMN STK 886547108 704 20,000 SH Sole 20,000 TIFFANY & CO CMN STK 886547108 32 900 SH Sole 900 TIFFANY & CO CMN STK 886547108 528 15,000 SH Defined 2 15,000 TIFFANY & CO CMN STK 886547108 352 10,000 SH Defined 1 10,000 TJX COMPANIES INC CMN STK 872540109 106 5,400 SH Sole 5,400 TJX COMPANIES INC CMN STK 872540109 196 10,000 SH Defined 1 10,000 TOO INC CMN STK 890333107 308 10,000 SH Defined 1 10,000 TRANSCANADA PIPELINES LTD CMN STK 893526103 182 12,000 SH Sole 12,000 TRANSOCEAN INC CMN STK G90078109 218 7,000 SH Sole 7,000 TRANSOCEAN INC CMN STK G90078109 125 4,000 SH Sole 4,000 TUESDAY MORNING CORP CMN STK 899035505 1,485 80,000 SH Defined 1 80,000 TYCO INTL LTD CMN STK 902124106 82 6,100 SH Defined 2 6,100 UNION PACIFIC CORP CMN STK 907818108 127 2,000 SH Sole 2,000 UNITED NATURAL FOODS CMN STK 911163103 195 10,000 SH Defined 1 10,000 UNITED TECHNOLOGIES CORP CMN STK 913017109 183 2,700 SH Sole 2,700 VERIZON COMMUNICATIONS CMN STK 92343V104 249 6,200 SH Sole 6,200 VIACOM INC CL B CMN STK 925524308 488 11,000 SH Sole 11,000 VIMPEL COMMUNICATIONS SPON ADR CMN STK 68370R109 269 10,569 SH Defined 3 10,569 VITALWORKS INC CMN STK 928483106 328 40,000 SH Defined 1 40,000 WAL MART STORES INC CMN STK 931142103 1,051 19,100 SH Sole 19,100 WEATHERFORD INTL LTD CMN STK G95089101 151 3,500 SH Sole 3,500 WEATHERFORD INTL LTD CMN STK G95089101 130 3,000 SH Sole 3,000 WELLPOINT HEALTH NETWORKS INC CMN STK 94973H108 89 1,150 SH Sole 1,150 WELLPOINT HEALTH NETWORKS INC CMN STK 94973H108 778 10,000 SH Defined 1 10,000 WELLS FARGO & COMPANY CMN STK 949746101 190 3,800 SH Sole 3,800 WELLS FARGO & COMPANY CMN STK 949746101 451 9,000 SH Defined 2 9,000 WENDYS INTL INC CMN STK 950590109 60 1,500 SH Sole 1,500 WENDYS INTL INC CMN STK 950590109 797 20,000 SH Defined 1 20,000 WEYERHAEUSER CO CMN STK 962166104 230 3,600 SH Sole 3,600 WILLIAMS SOMONA CMN STK 969904101 1,840 60,000 SH Defined 1 60,000 WINNEBAGO INDUSTRIES INC CMN STK 974637100 3,300 75,000 SH Defined 1 75,000 YUKOS CORP SPONSORED ADR CMN STK 98849W108 738 5,309 SH Defined 3 5,309