13F-HR/A 1 form13f12-01amd.txt FROM 13F FOR PERIOD ENDED DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment: [X] Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U.S. Global Investors, Inc. Address: 7900 Callaghan Road San Antonio, TX 78229 13F File Number: 028-02220 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Susan B. McGee Title: President, General Counsel Phone: 210-308-1234 /s/ Susan B. McGee ------------------ San Antonio, TX February 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 232 Form 13F Information Table Value Total: $168,323 (thousands) List of Other Included Managers: NO. 13F FILE NUMBER: NAME: --- --------------- --------------------------- 1 Unknown Bonnel, Inc. 2 Unknown Leeb Capital Management, Inc. 3 Unknown Regent Fund Management Ltd. (Barbados)
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ ---------- --------- -------- ------------------------ -------- -------- ------------------------ SHARES VOTING AUTHORITY TITLE OF VALUE OR PUT/ INVESTMT OTHER ------------------------ NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT SH/PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------ ---------- --------- -------- ---------- ------ ---- -------- -------- ---------- ------ ---- 99 CENTS ONLY STORES CMN STK 65440K106 3,429 90,000 SH Defined 1 90,000 ACE LTD CMN STK G0070K103 803 20,000 SH Defined 2 20,000 AES CORP CMN STK 00130H105 43 2,600 SH Sole 2,600 AFFILIATED COMPUTER SVCS A CMN STK 008190100 127 1,200 SH Sole 1,200 AFFILIATED COMPUTER SVCS A CMN STK 008190100 2,123 20,000 SH Defined 1 20,000 AFLAC INC CMN STK 001055102 442 18,000 SH Defined 2 18,000 AGNICO EAGLE MINES LTD CMN STK 008474108 148 15,000 SH Sole 15,000 AGNICO EAGLE MINES LTD CMN STK 008474108 345 35,000 SH Sole 35,000 ALCAN INC CMN STK 013716105 108 3,000 SH Sole 3,000 ALCOA INC CMN STK 013817101 106 2,992 SH Sole 2,992 ALLERGAN INC CMN STK 018490102 1,501 20,000 SH Defined 1 20,000 AMERICAN HOME PRODUCTS CMN STK 026609107 331 5,400 SH Sole 5,400 AMERICAN INTERNATIONAL GROUP CMN STK 026874107 596 7,500 SH Sole 7,500 AMERICAN ITALIAN PASTA CO CL A CMN STK 027070101 1,261 30,000 SH Defined 1 30,000 AMERISOURCEBERGEN CORP CLASS A CMN STK 03073E105 3,178 50,000 SH Defined 1 50,000 AMGEN INC CMN STK 031162100 339 6,000 SH Sole 6,000 AMT INTERNATIONAL MINING CMN STK 001983105 13 1,000,000 SH Sole 1,000,000 ANDRX CORP/ANDRX GROUP CMN STK 034553107 704 10,000 SH Defined 1 10,000 ANGLO AMERICAN PLC ADR CMN STK 03485P102 40 2,676 SH Sole 2,676 ANHEUSER BUSCH INC CMN STK 035229103 208 4,600 SH Sole 4,600 AOL TIME WARNER CMN STK 00184A105 552 17,200 SH Sole 17,200 AOL TIME WARNER CMN STK 00184A105 482 15,000 SH Defined 2 15,000 APACHE CORP CMN STK 037411105 55 1,100 SH Sole 1,100 APACHE CORP CMN STK 037411105 658 13,200 SH Defined 2 13,200 APEX SILVER MINES LTD CMN STK G04074103 650 65,000 SH Defined 2 65,000 APOLLO GROUP INC CL A CMN STK 037604105 225 5,000 SH Sole 5,000 APPLIED MATERIALS INC CMN STK 038222105 160 4,000 SH Sole 4,000 ARC ENERGY TRUST UTS /CAD/ CMN STK 001986108 388 51,000 SH Sole 51,000 ARC ENERGY TRUST UTS /CAD/ CMN STK 001986108 456 60,000 SH Sole 60,000 ARCHER DANIELS MIDLAND CMN STK 039483102 527 36,750 SH Sole 36,750 ARCHER DANIELS MIDLAND CMN STK 039483102 151 10,500 SH Sole 10,500 ARENA PHARMACEUTICALS INC CMN STK 040047102 180 15,000 SH Defined 2 15,000 ASHLAND INC CMN STK 044204105 2,765 60,000 SH Defined 1 60,000 ASIA GLOBAL CROSSING LTD CL A CMN STK G05330108 2 2,000 SH Sole 2,000 ASTROPOWER INC CMN STK 04644A101 404 10,000 SH Defined 2 10,000 AUTOZONE INC CMN STK 053332102 3,949 55,000 SH Defined 1 55,000 BANK OF AMERICA CORP CMN STK 060505104 327 5,200 SH Sole 5,200 BARR LABS INC CMN STK 068306109 203 2,562 SH Defined 1 2,562 BARRICK GOLD CORPORATION CMN STK 067901108 29 1,800 SH Sole 1,800 BARRICK GOLD CORPORATION CMN STK 067901108 1,301 81,586 SH Sole 81,586 BARRICK GOLD CORPORATION CMN STK 067901108 1,521 95,387 SH Sole 95,387 BAXTER INTL INC CMN STK 071813109 434 8,100 SH Sole 8,100 BED BATH & BEYOND INC CMN STK 075896100 119 3,500 SH Sole 3,500 BELLSOUTH CORP CMN STK 079860102 351 9,200 SH Sole 9,200 BEST BUY INC CMN STK 086516101 2,979 40,000 SH Defined 1 40,000 BIOGEN INC CMN STK 090597105 574 10,000 SH Defined 1 10,000 BLACKROCK VENTURES INC CMN STK 091917104 56 90,000 SH Sole 90,000 BLACKROCK VENTURES INC CMN STK 091917104 249 400,000 SH Sole 400,000 BOEING CO CMN STK 097023105 78 2,000 SH Sole 2,000 BONAVISTA PETROLEUM LTD /CAD/ CMN STK 097933105 170 10,000 SH Sole 10,000 BOWATER INC CMN STK 102183100 382 8,000 SH Sole 8,000 BP AMOCO PLC SPON ADR CMN STK 055622104 76 1,640 SH Sole 1,640 BRADLEY PHARMACEUTICALS INC CMN STK 104576103 1,038 50,000 SH Defined 1 50,000 CARDINAL HEALTH CMN STK 14149Y108 291 4,500 SH Sole 4,500 CARDINAL HEALTH CMN STK 14149Y108 647 10,000 SH Defined 2 10,000 CHEVRON CORP CMN STK 166764100 627 7,000 SH Sole 7,000 CHEVRON CORP CMN STK 166764100 358 4,000 SH Sole 4,000 CHINA MOBILE HONG KONG ADR CMN STK 16941M109 227 13,000 SH Sole 13,000 CHOLESTECH CORP CMN STK 170393102 792 40,000 SH Defined 1 40,000 CISCO SYSTEMS INC CMN STK 17275R102 326 18,000 SH Sole 18,000 CITIGROUP INC CMN STK 172967101 1,100 21,800 SH Sole 21,800 CITIGROUP INC CMN STK 172967101 646 12,800 SH Defined 2 12,800 CLOROX COMPANY CMN STK 189054109 791 20,000 SH Defined 1 20,000 CNOOC LTD ADR CMN STK 126132109 77 4,000 SH Sole 4,000 CORNER BAY SILVER INC /CAD/ CMN STK 21922F107 371 200,000 SH Sole 200,000 COUNTRYWIDE CREDIT INDS INC CMN STK 222372104 1,639 40,000 SH Defined 1 40,000 CROSSMANN COMMUNITIES INC CMN STK 22764E109 330 10,000 SH Defined 1 10,000 D & K HEALTHCARE RESOURCES CMN STK 232861104 1,139 20,000 SH Defined 1 20,000 DAYTON MINING CORP CMN STK 239902208 53 197,834 SH Sole 197,834 DAYTON MINING CORP CMN STK 239902208 270 1,000,000 SH Sole 1,000,000 DELL COMPUTER CORP CMN STK 247025109 174 6,400 SH Sole 6,400 DENISON MINES LTD /CAD/ CMN STK 248361800 88 1,000,000 SH Sole 1,000,000 DENISON MINES LTD /CAD/ CMN STK 248361800 308 3,500,000 SH Sole 3,500,000 DENTSPLY INTERNATIONAL CMN STK 249030107 2,259 45,000 SH Defined 1 45,000 DOW CHEMICAL CO CMN STK 260543103 338 10,000 SH Sole 10,000 DOW CHEMICAL CO CMN STK 260543103 118 3,500 SH Sole 3,500 DUKE ENERGY CO CMN STK 264399106 236 6,000 SH Sole 6,000 DUKE ENERGY CO CMN STK 264399106 334 8,500 SH Sole 8,500 DUKE ENERGY CO CMN STK 264399106 550 14,000 SH Defined 2 14,000 DURBAN ROODEPOORT DEP SPON ADR CMN STK 266597301 138 100,000 SH Sole 100,000 EDUCATION MANAGEMENT CORP CMN STK 28139T101 363 10,000 SH Defined 1 10,000 EL PASO CORPORATION CMN STK 28336L109 174 3,890 SH Sole 3,890 ELAN CORP ADR CMN STK 284131208 766 17,000 SH Defined 2 17,000 ELECTRONIC DATA SYS CORP CMN STK 285661104 199 2,900 SH Sole 2,900 EXXON MOBIL CORP CMN STK 30231G102 1,100 28,000 SH Sole 28,000 EXXON MOBIL CORP CMN STK 30231G102 377 9,604 SH Sole 9,604 FAIR ISAAC & CO CMN STK 303250104 1,418 22,500 SH Defined 1 22,500 FAMILY DOLLAR STORES INC CMN STK 307000109 2,398 80,000 SH Defined 1 80,000 FANNIE MAE CMN STK 313586109 1,105 13,900 SH Sole 13,900 FEDERATED INVESTORS INC CL B CMN STK 314211103 445 13,950 SH Sole 13,950 FIFTH THIRD BANCORP CMN STK 316773100 222 3,600 SH Sole 3,600 FIRST DATA CORP CMN STK 319963104 157 2,000 SH Sole 2,000 FISERV INC CMN STK 337738108 846 20,000 SH Defined 1 20,000 FLOWSERVE CORPORATION CMN STK 34354P105 1,331 50,000 SH Defined 1 50,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 295 22,000 SH Sole 22,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 1,406 105,000 SH Sole 105,000 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 1,809 135,100 SH Sole 135,100 FREEPORT MCMORAN COPPER & GOLD B CMN STK 35671D857 114 8,500 SH Sole 8,500 GENENTECH INC CMN STK 368710406 543 10,000 SH Defined 1 10,000 GENERAL ELECTRIC CO CMN STK 369604103 882 22,000 SH Sole 22,000 GENESIS MICROCHIP INC CMN STK 371933102 3,306 50,000 SH Defined 1 50,000 GEORGIA PACIFIC CORP CMN STK 373298108 235 8,500 SH Sole 8,500 GEORGIA PACIFIC CORP CMN STK 373298108 130 4,700 SH Sole 4,700 GLAMIS GOLD LTD CMN STK 376775102 261 72,300 SH Sole 72,300 GOLD FIELDS LTD SPON ADR CMN STK 38059T106 97 20,000 SH Sole 20,000 GOLDCORP INC CMN STK 380956409 122 10,000 SH Sole 10,000 HAEMONETICS CORP MASS CMN STK 405024100 678 20,000 SH Defined 1 20,000 HARLEY-DAVIDSON CMN STK 412822108 2,716 50,000 SH Defined 1 50,000 HARMONY GOLD MINING SPON ADR CMN STK 413216300 176 27,100 SH Sole 27,100 HARMONY GOLD WT /USD/ 6/29/03 CMN STK 413216110 30 10,000 SH Sole 10,000 HARMONY GOLD WT /USD/ 6/29/03 CMN STK 413216110 228 75,000 SH Sole 75,000 HCA INC CMN STK 404119109 197 5,100 SH Sole 5,100 HECLA MINING CMN STK 422704106 94 100,000 SH Sole 100,000 HILB ROGAL & HAMILTON INC CMN STK 431294107 2,242 40,000 SH Defined 1 40,000 HILLENBRAND INDS INC CMN STK 431573104 2,211 40,000 SH Defined 1 40,000 HOME DEPOT INC CMN STK 437076102 643 12,600 SH Sole 12,600 HOUSEHOLD INTERNATIONAL INC CMN STK 441815107 156 2,700 SH Sole 2,700 HUANENG POWER INTL ADR CMN STK 443304100 603 25,000 SH Sole 25,000 I SHARES TAIWAN WEBS INDEX MTL FND 464286731 113 10,500 SH Sole 10,500 ICU MED INC CMN STK 44930G107 445 10,000 SH Defined 1 10,000 IMMUNEX CORPORATION CMN STK 452528102 831 30,000 SH Defined 1 30,000 INCO LTD CMN STK 453258402 195 11,500 SH Sole 11,500 INCO LTD CMN STK 453258402 169 10,000 SH Sole 10,000 INCO LTD CMN STK 453258402 254 15,000 SH Sole 15,000 INCO LTD CMN STK 453258402 152 9,000 SH Sole 9,000 INTEL CORP CMN STK 458140100 621 19,760 SH Sole 19,760 INTERNATIONAL BUSINESS MACHINES CMN STK 459200101 550 4,550 SH Sole 4,550 INTERSTATE BAKERIES CORP DEL CMN STK 46072H108 484 20,000 SH Defined 1 20,000 ISHARES MSCI MALAYSIA /FREE/ MTL FND 464286830 192 37,000 SH Sole 37,000 ISHARES MSCI SOUTH KOREA INDEX MTL FND 464286772 120 6,800 SH Sole 6,800 JOHN NUVEEN CO CMN STK 478035108 802 15,000 SH Defined 1 15,000 JOHNSON & JOHNSON CMN STK 478160104 1,277 21,600 SH Sole 21,600 JOHNSON CTLS INC CMN STK 478366107 2,423 30,000 SH Defined 1 30,000 JP MORGAN CHASE CMN STK 46625H100 551 15,170 SH Defined 2 15,170 KEY ENERGY SVCS INC CMN STK 492914106 368 40,000 SH Sole 40,000 KINROSS GOLD CORP CMN STK 496902107 76 100,000 SH Sole 100,000 KROGER CO CMN STK 501044101 125 6,000 SH Sole 6,000 LABORATORY CORP AMER HLDGS CMN STK 50540R409 809 10,000 SH Defined 1 10,000 LEHMAN BROTHERS HLDGS INC CMN STK 524908100 381 5,700 SH Sole 5,700 LIBERTY MEDIA CORP NEW SER A CMN STK 530718105 167 11,948 SH Sole 11,948 LIHIR GOLD LTD SPON ADR CMN STK 532349107 18 1,500 SH Sole 1,500 LOWES COMPANIES CMN STK 548661107 1,856 40,000 SH Defined 1 40,000 M/I SCHOTTENSTEIN HOMESINC NEW CMN STK 55305B101 448 9,000 SH Defined 1 9,000 MAGYAR TAVKOZLESI RT SPON ADR CMN STK 559776109 203 11,937 SH Defined 3 11,937 MCSI INC CMN STK 55270M108 469 20,000 SH Defined 1 20,000 MEDTRONIC INC CMN STK 585055106 220 4,300 SH Sole 4,300 MERCK & CO. CMN STK 589331107 176 3,000 SH Sole 3,000 MERIDIAN GOLD INC CMN STK 589975952 544 53,000 SH Sole 53,000 MERIDIAN GOLD INC CMN STK 589975952 1,760 171,400 SH Sole 171,400 METTLER TOLEDO INTL CMN STK 592688105 1,037 20,000 SH Defined 1 20,000 MICROSOFT CORP CMN STK 594918104 1,107 16,700 SH Sole 16,700 MOHAWK INDUSTRIES INC CMN STK 608190104 1,646 30,000 SH Defined 1 30,000 MYLAN LABORATORIES CMN STK 628530107 750 20,000 SH Defined 1 20,000 NABORS IND CMN STK 629568106 110 3,200 SH Sole 3,200 NABORS IND CMN STK 629568106 687 20,000 SH Defined 2 20,000 NEWMONT MINING CORP CMN STK 651639106 411 21,500 SH Sole 21,500 NEWMONT MINING CORP CMN STK 651639106 640 33,500 SH Sole 33,500 NOBLE DRILLING CORP CMN STK 655042109 681 20,000 SH Defined 2 20,000 NOBLE DRILLING CORP CMN STK 655042109 1,021 30,000 SH Defined 1 30,000 NORTH AMERICAN PALLADIUM LTD CMN STK 656912102 344 58,500 SH Defined 2 58,500 NOVELLUS SYSTEMS INC CMN STK 670008101 55 1,400 SH Sole 1,400 NRG ENERGY INC CMN STK 629377102 682 44,000 SH Defined 2 44,000 NVIDIA CORP CMN STK 67066G104 2,676 40,000 SH Defined 1 40,000 OCCIDENTAL PETROLEUM CORP CMN STK 674599105 106 4,000 SH Sole 4,000 ORACLE SYSTEMS CORP CMN STK 68389X105 178 12,872 SH Sole 12,872 PATTERSON DENTAL CO CMN STK 703412106 1,228 30,000 SH Defined 1 30,000 PEABODY ENERGY CMN STK 704549104 226 8,000 SH Sole 8,000 PEABODY ENERGY CMN STK 704549104 65 2,300 SH Sole 2,300 PEPSI BOTTLING GROUP INC CMN STK 713409100 94 4,000 SH Sole 4,000 PEPSICO INC CMN STK 713448108 424 8,700 SH Sole 8,700 PERKINELMER INC CMN STK 714046109 700 20,000 SH Defined 2 20,000 PFIZER INC CMN STK 717081103 999 25,075 SH Sole 25,075 PFIZER INC CMN STK 717081103 757 19,000 SH Defined 2 19,000 PHARMACIA CORPORATION CMN STK 71713U102 554 13,000 SH Defined 2 13,000 PHILIP MORRIS COS INC CMN STK 718154107 353 7,700 SH Sole 7,700 PHILLIPS PETROLEUM CO CMN STK 718507106 60 1,000 SH Sole 1,000 PILGRIM PRIDE CORP CMN STK 721467108 136 10,000 SH Defined 1 10,000 PLACER DOME INC CMN STK 725906101 1,190 109,100 SH Sole 109,100 PLACER DOME INC CMN STK 725906101 2,673 245,000 SH Sole 245,000 POLARIS INDUSTRIES INC CMN STK 731068102 578 10,000 SH Defined 1 10,000 QUEST DIAGNOTICS INC CMN STK 74834L100 861 12,000 SH Defined 2 12,000 QUEST DIAGNOTICS INC CMN STK 74834L100 2,868 40,000 SH Defined 1 40,000 RIGHT MGMT CONSULTANTS INC CMN STK 766573109 260 15,000 SH Defined 1 15,000 ROPER INDS INC CMN STK 776696106 1,485 30,000 SH Defined 1 30,000 ROSS STORES INC CMN STK 778296103 1,604 50,000 SH Defined 1 50,000 SBC COMMUNICATIONS INC CMN STK 78387G103 235 6,000 SH Sole 6,000 SCHEIN/HENRY/INC CMN STK 806407102 741 20,000 SH Defined 1 20,000 SIGMA ALDRICH CORP CMN STK 826552101 134 3,400 SH Sole 3,400 SIGMA ALDRICH CORP CMN STK 826552101 59 1,500 SH Sole 1,500 SK TELECOM LTD SPONSORED ADR CMN STK 78440P108 65 3,000 SH Sole 3,000 SMITHFIELD FOODS INC CMN STK 832248108 661 30,000 SH Defined 1 30,000 SOLECTRON CORP CMN STK 834182107 564 50,000 SH Defined 2 50,000 SONIC CORP COM CMN STK 835451105 2,160 60,000 SH Defined 1 60,000 SOUTHWEST AIRLINES CMN STK 844741108 2,402 130,000 SH Defined 1 130,000 SPRINT CORP PCS GROUP CMN STK 852061506 49 2,000 SH Sole 2,000 ST PAUL COMPANIES INC CMN STK 792860108 440 10,000 SH Defined 2 10,000 ST. JUDE MEDICAL INC CMN STK 790849103 3,106 40,000 SH Defined 1 40,000 STERICYCLE INC CMN STK 858912108 2,740 45,000 SH Defined 1 45,000 SUNCOR ENERGY INC CMN STK 867229106 66 2,000 SH Sole 2,000 SYSCO CORP CMN STK 871829107 47 1,800 SH Sole 1,800 TAIWAN SEMICONDUCTOR SPON ADR CMN STK 874039100 123 7,168 SH Sole 7,168 TARO PHARMACEUTICALS INDS LTD CMN STK M8737E108 799 20,000 SH Defined 1 20,000 TELEKOMUNIKACJA POLSKA S A GDR CMN STK 87943D207 196 56,063 SH Defined 3 56,063 TENET HEALTHCARE CORP CMN STK 88033G100 182 3,100 SH Sole 3,100 TENET HEALTHCARE CORP CMN STK 88033G100 2,936 50,000 SH Defined 1 50,000 TETRA TECHNOLOGIES INC DEL CMN STK 88162F105 210 10,000 SH Defined 1 10,000 TIFFANY & CO CMN STK 886547108 157 5,000 SH Sole 5,000 TIFFANY & CO CMN STK 886547108 315 10,000 SH Sole 10,000 TIFFANY & CO CMN STK 886547108 472 15,000 SH Defined 2 15,000 TRACTOR SUPPLY CO CMN STK 892356106 1,022 30,000 SH Defined 1 30,000 TRANSCANADA PIPELINES LTD CMN STK 893526103 150 12,000 SH Sole 12,000 TTI TEAM TELECOM CMN STK M88258104 500 20,000 SH Defined 1 20,000 TVX GOLD INC CMN STK 87308K952 11 26,000 SH Sole 26,000 TXU CORPORATION CMN STK 873168108 306 6,500 SH Defined 2 6,500 TYCO INTL LTD CMN STK 902124106 1,137 19,300 SH Sole 19,300 TYCO INTL LTD CMN STK 902124106 948 16,100 SH Defined 2 16,100 UNITED NATURAL FOODS CMN STK 911163103 250 10,000 SH Defined 1 10,000 UNITED TECHNOLOGIES CORP CMN STK 913017109 142 2,200 SH Sole 2,200 UST INC CMN STK 902911106 1,750 50,000 SH Defined 1 50,000 VALASSIS COMMUNICATIONS INC CMN STK 918866104 1,781 50,000 SH Defined 1 50,000 VERIZON COMMUNICATIONS CMN STK 92343V104 342 7,200 SH Sole 7,200 VIACOM INC CL B CMN STK 925524308 486 11,000 SH Sole 11,000 WAL MART STORES INC CMN STK 931142103 1,151 20,000 SH Sole 20,000 WAL MART STORES INC CMN STK 931142103 3,453 60,000 SH Defined 1 60,000 WELLPOINT HEALTH NETWORKS INC CMN STK 94973H108 117 1,000 SH Sole 1,000 WEST MARINE INC CMN STK 954235107 294 20,000 SH Defined 1 20,000 WEYERHAEUSER CO CMN STK 962166104 195 3,600 SH Sole 3,600 WHOLE FOODS MARKET INC CMN STK 966837106 2,178 50,000 SH Defined 1 50,000 WINNEBAGO INDUSTRIES INC CMN STK 974637100 3,140 85,000 SH Defined 1 85,000 WORLDCOM INC WORLDCOM GROUP CMN STK 98157D106 77 5,500 SH Sole 5,500 WRIGLEY /WILLIAM/ JR CO CMN STK 982526105 2,055 40,000 SH Defined 1 40,000 YUKOS CORP SPONSORED ADR CMN STK 98849W108 296 3,817 SH Defined 3 3,817