-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VyzNFHH69Mjq8AqP3/+LhOXP2KDe1DSvLREFRwj5hfB7/hsay8O8uGSuEg5QtDgR 4Q/lxXIwZyiWRcKzVauzFA== 0000754737-04-000310.txt : 20041123 0000754737-04-000310.hdr.sgml : 20041123 20041123160806 ACCESSION NUMBER: 0000754737-04-000310 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCANA CORP CENTRAL INDEX KEY: 0000754737 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 570784499 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: 1935 Act SEC FILE NUMBER: 074-00039 FILM NUMBER: 041163923 BUSINESS ADDRESS: STREET 1: 1426 MAIN ST STREET 2: MAIL CODE - 051 CITY: COLUMBIA STATE: SC ZIP: 29201 BUSINESS PHONE: 8032179000 MAIL ADDRESS: STREET 1: 1426 MAIN STREET STREET 2: MAIL CODE - 051 CITY: COLUMBIA STATE: SC ZIP: 29218 U-9C-3 1 septemberu9c3.txt FORM U-9C-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935. For the quarterly period ended September 30, 2004 SCANA Corporation - ------------------------------------------------------------------------------- (Name of registered holding company) 1426 Main Street, Columbia, South Carolina 29201 - ------------------------------------------------------------------------------- (Address of principal executive offices) Table of Contents Item No. Title Page - ------------ ------------------------------------------------------------------ 1 Organization Chart 2 2 Issuances and Renewals of Securities and Capital Contributions 3 3 Associate Transactions 3 4 Summary of Aggregate Investment 5 5 Other Investments 6 6 Financial Statements and Exhibits 7
ITEM 1 - ORGANIZATION CHART Name Energy Percentage of or Date State of Voting Reporting Gas - related of of Securities Nature of Company Company Organization Organization Held Business SCANA Corporation (a) SCANA Resources, Inc. Energy September 8, 1987 South Carolina 100% Renders energy management services South Carolina Electric & Gas Company (b) SC Coaltech No. 1 LP Energy April 7, 2000 Delaware 40% Production and sale of synthetic fuel Coaltech No. 1 LP Energy March 7, 1997 Delaware 25% Production and sale of synthetic fuel SCANA Energy Marketing, Inc. Energy June 30, 1987 South Carolina 100% Markets natural gas ServiceCare, Inc. Energy September 30, 1994 South Carolina 100% Provides service contracts on home appliances and heating and air conditioning units Primesouth, Inc. Energy August 25, 1986 South Carolina 100% Renders power plant management and maintenance and other services Public Service Company of North Carolina, Incorporated (b) Clean Energy Enterprises, Inc. Energy December 30, 1994 North Carolina 100% Sells, installs and services compressed natural gas conversion equipment PSNC Blue Ridge Corporation Energy August 31, 1992 North Carolina 100% Renders energy management services PSNC Cardinal Pipeline Company Energy December 1, 1995 North Carolina 100% Transportation of natural gas SCG Pipeline, Inc. Energy April 10, 2001 South Carolina 100% Transportation of natural gas Cogen South LLC Energy June 1, 1996 Delaware 50% Operates boilers and turbines at a cogeneration facility South Carolina Pipeline Corporation Energy September 9, 1977 South Carolina 100% Transportation of natural gas SCANA Corporate Security Services, Inc. Energy March 19, 2004 South Carolina 100% Renders technical, operational and management services
(a) The registered holding company is not a reporting company, but is included herein because it directly and/or indirectly holds securities in energy-related companies. (b) These SCANA Corporation system companies are not reporting companies, but they are included herein because they hold securities directly in the energy-related companies set forth below their names.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS Principal Issue Person to Collateral Consideration Amount of or Cost of Whom Security Given with for Each Company Issuing Security Type of Security Issued Security Renewal Capital Was Issued Security Security - ------------------------ ----------------------- -------- ------- ------- ---------- -------- -------- None Company Contributing Capital Company Receiving Capital Amount of Capital Contribution South Carolina Electric & Gas Company SC Coaltech No. l LP $2,960,000 South Carolina Electric & Gas Company Coaltech No. l LP $1,170,453
ITEM 3 - ASSOCIATE TRANSACTIONS
PART I - Transactions Performed by Reporting Companies on Behalf of Associate Companies Reporting Company Associate Company Types of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ SC Coaltech No. 1 LP South Carolina Electric & Gas Company Synthetic fuel sales $35,885,874 - - $35,885,874 Coaltech No. 1 LP South Carolina Electric & Gas Company Synthetic fuel sales $16,798,857 - - $16,798,857 SCG Pipeline, Inc. SCANA Energy Marketing, Inc. Gas transportation $1,982,890 - - $1,982,890 SCG Pipeline, Inc. South Carolina Pipeline Corporation Gas services $9,975 - - $9,975 South Carolina Pipeline Corporation South Carolina Electric & Gas Company Gas sales and construction $57,260,285 $4,029 - $57,264,314 South Carolina Pipeline Corporation SCG Pipeline, Inc. Operation of pipeline $128,183 $15,834 - $144,017 South Carolina Pipeline Corporation ServiceCare, Inc. Administrative $375 - - $375 South Carolina Pipeline Corporation Public Service Company of North Carolina, Incorporated Consulting and administrative $5,564 $9,000 - $14,564 South Carolina Pipeline Corporation SCANA Energy Marketing, Inc. Software $37,292 - - $37,292 SCANA Energy Marketing, Inc. South Carolina Pipeline Corporation Software - $12,371 - $12,371 SCANA Energy Marketing, Inc. Public Service Company of North Carolina, Incorporated Maintenance $1,547 - - $1,547 SCANA Energy Marketing, Inc. South Carolina Electric & Gas Company Gas sales, office rent and maintenance $27,910,037 - - $27,910,037 Primesouth, Inc. South Carolina Electric & Gas Company Management and operation $1,241,680 - - $1,241,680
PART II - Transactions Performed by Associate Companies on Behalf of Reporting Companies Associate Company Reporting Company Type of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ South Carolina Electric & Gas Company SC Coaltech No.1 LP Coal sales & handling $38,846,073 - - $38,846,073 South Carolina Electric & Gas Company Coaltech No. 1 LP Coal sales & handling $17,723,372 - - $17,723,372 South Carolina Electric & Gas Company Primesouth, Inc. Office space rental $5,079 - - $5,079 South Carolina Electric & Gas Company South Carolina Pipeline Maintenance $75,120 - - $75,120 Corporation South Carolina Electric & Gas Company SCANA Energy Marketing, Inc. Maintenance $18,690 - - $18,690 South Carolina Electric & Gas Company ServiceCare, Inc. Office space rental & maintenance $8,183 - - $8,183 SCANA Services, Inc. Primesouth, Inc. Administrative $921,752 - - $921,752 SCANA Services, Inc. SCG Pipeline, Inc. Administrative & interest $487,379 $22,206 - $509,585 SCANA Services, Inc. South Carolina Pipeline Administrative & interest $4,619,598 $843,291 - $5,462,889 Corporation SCANA Services, Inc. SCANA Energy Marketing, Inc. Administrative & interest $7,489,281 $1,382,123 $683,023 $9,554,427 SCANA Services, Inc. ServiceCare, Inc. Administrative & interest $635,110 $93,786 - $728,896 Public Service Company of North Carolina, Incorporated South Carolina Pipeline Materials $8,794 - - $8,794 Corporation Public Service Company of North Carolina, Incorporated SCANA Energy Marketing, Inc. Gas sales & maintenance $327,734 - - $327,734 Public Service Company of North Carolina, Incorporated ServiceCare, Inc. Customer billing charge $12,960 - - $12,960
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT (Dollars in Thousands) Investments in energy-related companies: Total consolidated capitalization as of September 30, 2004 $6,195,578 (A) Line 1 Total capitalization multiplied by 15% (line1 multiplied by 0.15) 929,337 Line 2 Greater of $50 million or line 2 $929,337 Line 3 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business category 1 - Energy-related business category 2 - Energy-related business category 3 - Energy-related business category 4 - Energy-related business category 5 - Energy-related business category 6 (B) 3,253 Energy-related business category 7 (C) 1 Energy-related business category 8 - Energy-related business category 9 (D) 31,043 Energy-related business category 10 - Total current aggregate investment $34,297 Line 4 Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $895,040 Line 5 Investments in gas-related companies: Total current aggregate investment: (categorized by major line of gas-related business) Gas-related business category 1 - Gas-related business category 2 - Total current aggregate investment - ----------------- (A) Includes common equity, preferred stock, long-term debt and current maturities and short-term borrowings. (B) Consists of investments in SC Coaltech No. l LP and Coaltech No. 1 LP (C) Consists of investment in SCANA Corporate Security, Inc. (D) Consists of investment in SCG Pipeline, Inc.
ITEM 5 - OTHER INVESTMENTS (Dollars in Thousands) Major line of energy- Other investment in Other investment in Reason for difference related business last U-9C-3 report this U-9C-3 report in Other Investment ---------------- ------------------ ------------------ ------------------- Energy-related business category 1 SCANA Resources, Inc. $461 $470 Net earnings of subsidiary. PSNC Blue Ridge Corporation $6,476 $6,393 Other comprehensive income (loss) from derivatives and net earnings of subsidiary. Energy-related business category 3 Clean Energy Enterprises, Inc. $413 $392 Net losses of subsidiary. Energy-related business category 4 ServiceCare, Inc. $4,746 $5,296 Net earnings of subsidiary. Energy-related business category 5 SCANA Energy Marketing, Inc. $16,061 $19,494 Other comprehensive income (loss) from derivatives and net earnings of subsidiary. Energy-related business category 6 Cogen South LLC $10,395 $9,583 Net earnings of investment, offset by distributions received. Energy-related business category 7 Primesouth, Inc. $20,688 $17,841 Net earnings of subsidiary, offset by dividends declared. Energy-related business category 9 PSNC Cardinal Pipeline Company $15,315 $15,525 Net earnings of subsidiary. South Carolina Pipeline Corporation $213,423 $212,847 Net earnings of subsidiary, offset by dividends declared.
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS FINANCIAL STATEMENTS Exhibit A-1 SC Coaltech No. 1 LP Balance Sheet as of September 30, 2004 - filed under confidential treatment pursuant to Rule 104(b) Exhibit A-2 SC Coaltech No. 1 LP Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit B-1 SCANA Resources, Inc. Balance Sheet as of September 30, 2004- filed under confidential treatment pursuant to Rule 104(b) Exhibit B-2 SCANA Resources, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit C-1 SCANA Energy Marketing, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit C-2 SCANA Energy Marketing, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-1 ServiceCare, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-2 ServiceCare, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-1 Primesouth, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-2 Primesouth, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit F-1 Clean Energy Enterprises, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit F-2 Clean Energy Enterprises, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit G-1 PSNC Blue Ridge Corporation Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit G-2 PSNC Blue Ridge Corporation Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-1 SCG Pipeline, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-2 SCG Pipeline, Inc. Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit I-1 Coaltech No. 1 LP Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit I-2 Coaltech No. 1 LP Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit J-1 Cogen South LLC Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit J-2 Cogen South LLC Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit K-1 PSNC Cardinal Pipeline Company Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit K-2 PSNC Cardinal Pipeline Company Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit L-1 South Carolina Pipeline Corporation Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit L-2 South Carolina Pipeline Corporation Income Statement for the Periods ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit M-1 SCANA Corporate Security Services, Inc. Balance Sheet as of September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) Exhibit M-2 SCANA Corporate Security Services, Inc. Income Statement for the Period ended September 30, 2004-filed under confidential treatment pursuant to Rule 104(b) EXHIBITS Exhibit N Certificate of SCANA Corporation SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, SCANA Corporation has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the th day of November 2004. SCANA Corporation Registered holding company By: s/James E. Swan, IV --------------------------------------- James E. Swan, IV (Name) Controller (Title) November 23, 2004 (Date) Exhibit M Certificate Pursuant to the requirements of Rule 58 of the Public Utility Holding Company Act of 1935, the undersigned certifies that: A copy of SCANA's quarterly report on Form U-9C-3 for the quarterly period ended June 30, 2004, was filed with the state commissions having jurisdiction over the retail rates of SCANA Corporation's public utility subsidiary companies. The names and addresses of these state commissions are as follows: South Carolina Public Service Commission P. O. Box 11649 Columbia, SC 29211 North Carolina Utilities Commission 4325 Mail Service Center Raleigh, NC 27699-4325 November 23, 2004 By: s/James E. Swan, IV ------------------------------------------- James E. Swan, IV Controller (principal accounting officer) -----END PRIVACY-ENHANCED MESSAGE-----