U-9C-3 1 septu9c3.txt U-9C-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935. For the quarterly period ended September 30, 2003 SCANA Corporation -------------------------------------------------------------------------------- (Name of registered holding company) 1426 Main Street, Columbia, South Carolina 29201 -------------------------------------------------------------------------------- (Address of principal executive offices) Table of Contents Item No. Title Page -------------------------------------------------------------------------------- 1 Organization Chart 2 2 Issuances and Renewals of Securities and Capital Contributions 3 3 Associate Transactions 3 4 Summary of Aggregate Investment 4 5 Other Investments 5 6 Financial Statements and Exhibits 6
ITEM 1 - ORGANIZATION CHART Name Energy Percentage of or Date State of Voting Reporting Gas - related of of Securities Nature of Company Company Organization Organization Held Business - ------- ------- ------------ ------------ ---- -------- SCANA Corporation (a) SCANA Resources, Inc. Energy September 8, 1987 South Carolina 100% Renders energy management services South Carolina Electric & Gas Company (b) SC Coaltech No. 1 LP Energy April 7, 2000 Delaware 40% Production and sale of synthetic fuel Coaltech No. 1 LP Energy March 7, 1997 Delaware 25% Production and sale of synthetic fuel SCANA Energy Marketing, Inc. Energy June 30, 1987 South Carolina 100% Markets electricity and natural gas ServiceCare, Inc. Energy September 30, 1994 South Carolina 100% Provides energy-related products and service contracts on home appliances Primesouth, Inc. Energy August 25, 1986 South Carolina 100% Engages in power plant management and maintenance services Public Service Company of North Carolina, Incorporated (b) Clean Energy Enterprises, Inc. Energy December 30, 1994 North Carolina 100% Sells, installs and services compressed natural gas conversion equipment PSNC Blue Ridge Corporation Energy August 31, 1992 North Carolina 100% Renders energy management services PSNC Cardinal Pipeline Company Energy December 1, 1995 North Carolina 100% Transportation of natural gas SCG Pipeline, Inc. Energy April 10, 2001 South Carolina 100% Transportation of natural gas Cogen South LLC Energy June 1, 1996 Delaware 50% Operates boilers and turbines at a cogeneration facility South Carolina Pipeline Corporation Energy September 9, 1977 South Carolina 100% Transportation of natural gas (a) The registered holding company is not a reporting company, but is included herein because it directly and/or indirectly holds securities in energy-related companies. (b) These SCANA Corporation system companies are not reporting companies, but they are included herein because they hold securities directly in the energy-related companies set forth below their names.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS Principal Issue Person to Collateral Consideration Amount of or Cost of Whom Security Given with for Each Company Issuing Security Type of Security Issued Security Renewal Capital Was Issued Security Security ------------------------ ----------------------- -------- ------- ------- ---------- -------- -------- None Company Contributing Capital Company Receiving Capital Amount of Capital Contribution South Carolina Electric & Gas Company SC Coaltech No. l LP $2,820,000 South Carolina Electric & Gas Company Coaltech No. l LP $888,032 SCANA Corporation SCG Pipeline, Inc. $14,000,000 ITEM 3 - ASSOCIATE TRANSACTIONS PART I - Transactions Performed by Reporting Companies on Behalf of Associate Companies Reporting Company Associate Company Types of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ SC Coaltech No. 1 LP South Carolina Electric Synthetic Fuel Sales $27,054,353 - - $27,054,353 & Gas Company Coaltech No. 1 LP South Carolina Electric Synthetic Fuel Sales $11,926,780 - - $11,926,780 & Gas Company PART II - Transactions Performed by Associate Companies on Behalf of Reporting Companies Associate Company Reporting Company Type of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ South Carolina Electric & Gas Company SC Coaltech No.1 LP Coal Sales $27,671,302 - - $27,671,302 South Carolina Electric & Gas Company SC Coaltech No.1 LP Fuel Handling $1,883,371 - - $1,883,371 South Carolina Electric & Gas Company Coaltech No. 1 LP Coal Sales $12,207,050 - - $12,207,050 South Carolina Electric & Gas Company Coaltech No. 1 LP Fuel Handling $103,898 - - $103,898 South Carolina Pipeline Corporation SCG Pipeline, Inc. Preliminary Survey and Investigation $596,143 - - $596,143 ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT (Dollars in Thousands) Investments in energy-related companies: Total consolidated capitalization as of September 30, 2003 $5,917,794(A) Line 1 Total capitalization multiplied by 15% (line1 multiplied by 0.15) 887,669 Line 2 Greater of $50 million or line $887,669 Line 3 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business category 1 - Energy-related business category 2 - Energy-related business category 3 - Energy-related business category 4 - Energy-related business category 5 - Energy-related business category 6 (B) 2,969 Energy-related business category 7 - Energy-related business category 8 - Energy-related business category 9 (C) 25,520 Energy-related business category 10 - Total current aggregate investment $28,489 Line 4 Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $859,180 Line 5 Investments in gas-related companies: Total current aggregate investment: (categorized by major line of gas-related business) Gas-related business category 1 - Gas-related business category 2 - Total current aggregate investment - ---------------- (A) Includes common equity, preferred stock, long-term debt and current maturities and short-term borrowings. (B) Consists of investments in SC Coaltech No. l LP and Coaltech No. 1 LP (C) Consists of investment in SCG Pipeline, Inc.
ITEM 5 - OTHER INVESTMENTS (Dollars in Thousands) Major line of energy- Other investment in Other investment in Reason for difference related business last U-9C-3 report this U-9C-3 report in Other Investment ---------------- ------------------ ------------------ ------------------- Energy-related business category 1 SCANA Resources, Inc. $623 $411 Net loss of subsidiary and repayment of advances. PSNC Blue Ridge Corporation $6,226 $6,495 Other comprehensive income (loss) from derivatives and net earnings of subsidiary. Energy-related business category 3 Clean Energy Enterprises, Inc. $404 $399 Net losses of subsidiary. Energy-related business category 4 ServiceCare, Inc. $2,287 $343 Net earnings of subsidiary, offset by partial repayment of advances. Energy-related business category 5 SCANA Energy Marketing, Inc. $50,798 $59,781 Other comprehensive income (loss) from derivatives, net earnings of subsidiary and increased advances. Energy-related business category 6 Cogen South LLC $10,975 $11,422 Net earnings of investment. Energy-related business category 7 Primesouth, Inc. $17,167 $16,410 Net earnings of subsidiary, offset by partial repayment of advances. Energy-related business category 9 PSNC Cardinal Pipeline Company $16,045 $16,320 Net earnings of subsidiary. South Carolina Pipeline Corporation $211,649 $218,065 Net earnings of subsidiary and increased advances offset by payment of dividends.
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS FINANCIAL STATEMENTS Exhibit A-1 SC Coaltech No. 1 LP Balance Sheet as of September 30, 2003 - filed under confidential treatment pursuant to Rule 104(b) Exhibit A-2 SC Coaltech No. 1 LP Income Statement for the Periods ended September 30, 2003- filed under confidential treatment pursuant to Rule 104(b) Exhibit B-1 SCANA Resources, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit B-2 SCANA Resources, Inc. Income Statement for the Periods ended September 30, 2003- filed under confidential treatment pursuant to Rule 104(b) Exhibit C-1 SCANA Energy Marketing, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit C-2 SCANA Energy Marketing, Inc. Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-1 ServiceCare, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-2 ServiceCare, Inc. Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-1 Primesouth, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-2 Primesouth, Inc. Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit F-1 Clean Energy Enterprises, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit F-2 Clean Energy Enterprises, Inc. Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit G-1 PSNC Blue Ridge Corporation Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit G-2 PSNC Blue Ridge Corporation Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-1 SCG Pipeline, Inc. Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-2 SCG Pipeline, Inc. Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit I-1 Coaltech No. 1 LP Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit I-2 Coaltech No. 1 LP Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit J-1 Cogen South LLC Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit J-2 Cogen South LLC Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit K-1 PSNC Cardinal Pipeline Company Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit K-2 PSNC Cardinal Pipeline Company Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit L-1 South Carolina Pipeline Corporation Balance Sheet as of September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) Exhibit L-2 South Carolina Pipeline Corporation Income Statement for the Periods ended September 30, 2003-filed under confidential treatment pursuant to Rule 104(b) EXHIBITS Exhibit M Certificate of SCANA Corporation
SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, SCANA Corporation has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the th day of November 2003. SCANA Corporation Registered holding company By: s/James E. Swan, IV --------------------------------------- James E. Swan, IV ---------------------------------------- (Name) Controller --------------------------------------- (Title) November 17, 2003 (Date) Exhibit M Certificate Pursuant to the requirements of Rule 58 of the Public Utility Holding Company Act of 1935, the undersigned certifies that: A copy of SCANA's quarterly report on Form U-9C-3 for the quarterly period ended June 30, 2003, was filed with the state commissions having jurisdiction over the retail rates of SCANA Corporation's public utility subsidiary companies. The names and addresses of these state commissions are as follows: South Carolina Public Service Commission P. O. Box 11649 Columbia, SC 29211 North Carolina Utilities Commission 4325 Mail Service Center Raleigh, NC 27699-4325 November 17, 2003 By: s/James E. Swan, IV ------------------------------------- James E. Swan, IV Controller (principal accounting officer)