-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCc5tUUGEWGvZ5/P6Eq9fLY8PFaKAF9Sj4SmRMA5SNJi43q7bZErPJxg3r3s37b3 +AgxTMe+OiyvdKbp+pUjQg== 0000754737-02-000021.txt : 20020524 0000754737-02-000021.hdr.sgml : 20020524 20020524090345 ACCESSION NUMBER: 0000754737-02-000021 CONFORMED SUBMISSION TYPE: U-9C-3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCANA CORP CENTRAL INDEX KEY: 0000754737 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 570784499 STATE OF INCORPORATION: SC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-9C-3 SEC ACT: 1935 Act SEC FILE NUMBER: 074-00039 FILM NUMBER: 02661557 BUSINESS ADDRESS: STREET 1: 1426 MAIN ST STREET 2: MAIL CODE - 051 CITY: COLUMBIA STATE: SC ZIP: 29201 BUSINESS PHONE: 8032179000 MAIL ADDRESS: STREET 1: 1426 MAIN STREET STREET 2: MAIL CODE - 051 CITY: COLUMBIA STATE: SC ZIP: 29218 U-9C-3 1 u9c02.txt U-9C-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM U-9C-3 QUARTERLY REPORT PURSUANT TO RULE 58 OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935. For the quarterly period ended March 31, 2002 SCANA Corporation - -------------------------------------------------------------------------------- (Name of registered holding company) 1426 Main Street, Columbia, South Carolina 29201 - -------------------------------------------------------------------------------- (Address of principal executive offices) Table of Contents Item No. Title Page - -------------------------------------------------------------------------------- 1 Organization Chart 2 2 Issuances and Renewals of Securities and Capital Contributions 3 3 Associate Transactions 3 4 Summary of Aggregate Investment 4 5 Other Investments 5 6 Financial Statements and Exhibits 6
ITEM 1 - ORGANIZATION CHART Name Energy Percentage of or Date State of Voting Reporting Gas - related of of Securities Nature of Company Company Organization Organization Held Business - - ------- ------- ------------ ------------ ---- -------- SCANA Corporation (a) SCANA Resources, Inc. Energy September 8, 1987 South Carolina 100% Renders energy management services Solo Energy Corporation Energy January 6, 1997 Delaware (c) Organized to provide long-term energy service contracts from use of micro turbines South Carolina Electric & Gas Company (b) SC Coaltech No. 1 LP Energy April 7, 2000 Delaware 40% Production and sale of synthetic fuel Coaltech No. 1 LP Energy March 7, 1997 Delaware 25% Production and sale of synthetic fuel SCANA Energy Marketing, Inc. Energy June 30, 1987 South Carolina 100% Markets electricity, natural gas and other light hydrocarbons ServiceCare, Inc. Energy September 30, 1994 South Carolina 100% Provides energy-related products and service contracts on home appliances Primesouth, Inc. Energy August 25, 1986 South Carolina 100% Engages in power plant management and maintenance services Public Service Company of North Carolina, Incorporated (b) Clean Energy Enterprises, Inc. Energy December 30, 1994 North Carolina 100% Sells, installs and services compressed natural gas conversion equipment PSNC Blue Ridge Corporation Energy August 31, 1992 North Carolina 100% Renders energy management services SCG Pipeline, Inc. Energy April 10, 2001 South Carolina 100% Transportation of natural gas
(a) The Public Utility Holding Company is not a reporting company, but is included herein because it directly and/or indirectly holds securities in energy-related companies. (b) These SCANA Corporation system companies are not reporting companies, but they are included herein because they hold securities directly in the energy-related companies set forth below their names. (c) Solo Energy Corporation declared insolvency in November 2001; SCANA Resources, Inc. owns 23.8% of the voting securities of SOLO Energy Corporation. The certificate of incorporation of SOLO Energy Corporation limits SCANA Corporation and its wholly owned subsidiaries to an aggregate power to vote of 18% of total number of votes entitled to be cast on matters not requiring separate voting by the holders of Series B Preferred Stock. ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
Principal Issue Person to Whom Collateral Consideration Type of Amount of or Cost of Security was Given with for Each Company Issuing Security Security Issued Security Renewal Capital Issued Security Security ------------------------ ----------------- -------- ------- ------- ------ -------- -------- Company Contributing Capital Company Receiving Capital Amount of Capital Contribution - ---------------------------- ------------------------- ------------------------------ South Carolina Electric & Gas Company SC Coaltech No. l LP $1,520,000 South Carolina Electric & Gas Company Coaltech No. l LP $710,698 ITEM 3 - ASSOCIATE TRANSACTIONS PART I - Transactions Performed by Reporting Companies on Behalf of Associate Companies Reporting Company Associate Company Types of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ SC Coaltech No. 1 LP South Carolina Electric Synthetic Fuel Sales $21,514,146 - - $21,514,146 & Gas Company Coaltech No. 1 LP South Carolina Electric Synthetic Fuel Sales $8,970,149 - - $8,970,149 & Gas Company PART II - Transactions Performed by Associate Companies on Behalf of Reporting Companies Associate Company Reporting Company Type of Services Direct Costs Indirect Cost of Total Amount Rendering Services Receiving Services Rendered Charged Costs Charged Capital Billed ------------------ ------------------ -------- ------- ------------- ------- ------ South Carolina Electric & Gas Company SC Coaltech No.1 LP Coal Sales $22,051,539 - - $22,051,539 South Carolina Electric & Gas Company SC Coaltech No.1 LP Fuel Handling $149,215 - - $149,215 South Carolina Electric & Gas Company Coaltech No. 1 LP Coal Sales $9,420,638 - - $9,420,638 South Carolina Pipeline Corporation SCG Pipeline, Inc. Preliminary Survey and Investigation $2,905,278 - - $2,590,574 (1) (1) Costs of $314,704 have been incurred by South Carolina Pipeline Corporation for services rendered to SCG Pipeline, Inc. but have not yet been billed to SCG Pipeline, Inc.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT (Dollars in Thousands) Investments in energy-related companies: Total consolidated capitalization as of March 31, 2002 $6,048,124 (A) Line 1 Total capitalization multiplied by 15% (line1 multiplied by 0.15) 907,219 Line 2 Greater of $50 million or line 2 $907,219 Total current aggregate investment: (categorized by major line of energy-related business) Energy-related business category 1 - Energy-related business category 2 - Energy-related business category 3 - Energy-related business category 4 - Energy-related business category 5 - Energy-related business category 6 (B) 3,293 Energy-related business category 7 - Energy-related business category 8 - Energy-related business category 9 (C) 1 Energy-related business category 10 - Total current aggregate investment $3,294 Line 4 Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) $903,925 Line 5 Investments in gas-related companies: Total current aggregate investment: (categorized by major line of gas-related business) Gas-related business category 1 - Gas-related business category 2 - Total current aggregate investment - ---------------- (A) Includes common equity, preferred stock and mandatorily redeemable preferred securities, long-term debt and current maturities and short-term borrowings. (B) Consists of investments in SC Coaltech No. l LP and Coaltech No. 1 LP (C) Consists of investment in SCG Pipeline, Inc.
ITEM 5 - OTHER INVESTMENTS (Dollars in Thousands) Major line of energy- Other investment in Other investment in Reason for difference related business last U-9C-3 report this U-9C-3 report in Other Investment ---------------- ----------------- ------------------ ------------------- Energy-related business category 1 SCANA Resources, Inc. ($7,843) ($7,843) PSNC Blue Ridge Corporation $2,740 $2,888 Other comprehensive income from derivatives. Energy-related business category 3 Clean Energy Enterprises, Inc. $7,071 $7,071 Energy-related business category 4 ServiceCare, Inc. ($3,745) ($4,724) Dividend of subsidiary offset by income tax benefit allocation. Energy-related business category 5 Other comprehensive income from SCANA Energy Marketing, Inc. ($67,140) ($44,253) derivatives offset by a dividend of subsidiary. Energy-related business category 7 Primesouth, Inc. ($4,528) ($4,522) Income tax benefit allocation.
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS FINANCIAL STATEMENTS Exhibit A-1 SC Coaltech No. 1 LP Balance Sheet as of March 31, 2002 - filed under confidential treatment pursuant to Rule 104(b) Exhibit A-2 SC Coaltech No. 1 LP Income Statement for the Periods ended March 31, 2002 - filed under confidential treatment pursuant to Rule 104(b) Exhibit B-1 SCANA Resources, Inc. Balance Sheet as of March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit B-2 SCANA Resources, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit C-1 SCANA Energy Marketing, Inc. Balance Sheet as of March 31, 2002- filed under confidential treatment pursuant to Rule 104(b) Exhibit C-2 SCANA Energy Marketing, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-1 ServiceCare, Inc. Balance Sheet as of March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit D-2 ServiceCare, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-1 Primesouth, Inc. Balance Sheet as of March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit E-2 Primesouth, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit F-1 Clean Energy Enterprises, Inc. Balance Sheet as of March 31, 2002- filed under confidential treatment pursuant to Rule 104(b) Exhibit F-2 Clean Energy Enterprises, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b)Exhibit G-1 PSNC Blue Ridge Corporation Balance Sheet as of March 31, 2002-filed under Confidential treatment pursuant to Rule 104(b) Exhibit G-2 PSNC Blue Ridge Corporation Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-1 SCG Pipeline, Inc. Balance Sheet as of March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit H-2 SCG Pipeline, Inc. Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104 (b) Exhibit I-1 Coaltech No. 1 LP Balance Sheet as of March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) Exhibit I-2 Coaltech No. 1 LP Income Statement for the Periods ended March 31, 2002-filed under confidential treatment pursuant to Rule 104(b) EXHIBITS Exhibit J Certificate of SCANA Corporation SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, SCANA Corporation has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on the 24th day of May 2002. SCANA Corporation Registrant By: s/James E. Swan, IV --------------------------------------- James E. Swan, IV ------------------------------------ (Name) Controller -------------------------------------- (Title) May 24, 2002 ------------------------------ (Date) Exhibit J Certificate Pursuant to the requirements of Rule 58 of the Public Utility Holding Company Act of 1935, the undersigned certifies that: A copy of SCANA's quarterly report on Form U-9C-3 for the quarterly period ended December 31, 2001, was filed with the state commissions having jurisdiction over the retail rates of SCANA Corporation's public utility subsidiary companies. The names and addresses of these state commissions are as follows: South Carolina Public Service Commission P. O. Box 11649 Columbia, SC 29211 North Carolina Utilities Commission 4325 Mail Service Center Raleigh, NC 27699-4325 May 24, 2002 By: s/James E. Swan, IV ------------------------------------------- James E. Swan, IV Controller (principal accounting officer) -----END PRIVACY-ENHANCED MESSAGE-----