EX-99 11 tenfthree.htm FORM NSAR

FORM NSAR

                               

Q77.O Transactions effected pursuant to Rule 10F3

                               
                                 

Fidelity Securities Fund

                               
                                 

Series Number

Fund

Trade Date

Settle Date

Security Name:

Size of Offering:

Aggregate Offering Value

Price:

Shares Purchased

Transaction Value

Underwriter Fidelity Purchased From

Underwriting Members:(1)

Underwriting Members:(2)

Underwriting Members:(3)

Underwriting Members:(4)

Underwriting Members:(5)

Underwriting Members:(6)

1

OTC FUND

04-Oct-00

11-Oct-00

TNPC Inc

21,000,000

$441,000,000

$21.00

24,000

$21,000

FBCO

0

Credit Suise

DLJ

FCM

Chase H&Q

CIBC World

1

OTC FUND

21-Sep-00

26-Sep-00

TTM Technologies

7,500,000

$120,000,000

$16.00

10,000

$8,000

RSSF

Robertson Stephens

Chase H&Q

DLJ

First Union

0

0

1

OTC FUND

28-Sep-00

04-Oct-00

Simple Technology

6,364,000

$70,004,000

$11.00

9,800

$5,500

LEHM

Lehman Brothers

Banc of America

Fid. Capital Markets

0

0

0

1

OTC FUND

23-Apr-01

27-Apr-01

Aquila Inc

16,500,000

$396,000,000

$24.00

12,500

$472,800

MOTC

Lehman Brothers

Merrill Lynch & Co.

Salomon Smith Barney

Credit Lyonnais Securities (USA) Inc

JP Morgan

0

1

OTC FUND

22-May-01

25-May-01

Peabody Energy

15,000,000

$420,000,000

$28.00

7,500

$332,000

LEHM

Bear Stearns & Co. Inc.

Merrill Lynch & Co.

Morgan Stanley Dean Witter

UBS Warburg

A.G. Edwards & Sons, Inc.

0

1

OTC FUND

02-Aug-00

08-Aug-00

Rosetta Inpharmatics

7,200,000

$100,800,000

$14.00

4,100

$2,800

LEHM

0

Lehman Brothers

FCM

Lazard

Prudential Vector Healthcare

0

1

OTC FUND

18-Aug-00

23-Aug-00

Peco III Inc.

5,000,000

$75,000,000

$15.00

6,400

$6,000

RSSF

0

Robertson Stephens

CIBC World Markets

Needham & Co.

FCM

0

1

OTC FUND

17-Aug-00

23-Aug-00

Integrated Telecom Express

5,600,000

$100,800,000

$18.00

7,000

$7,200

LEHM

0

Lehman Brothers

Bear stearns & Co.

Wit Soundview

FCM

0

1

OTC FUND

09-Aug-00

14-Aug-00

H Power Corp.

7,000,000

$112,000,000

$16.00

4,600

$4,800

LEHM

0

Lehman Brothers

CIBC World Markets

Deutsche Banc Alex Brown

Josephthal & Co.

FCM

2

GROWTH & INCOME FUND

04-Oct-00

11-Oct-00

TNPC Inc

21,000,000

$441,000,000

$21.00

69,000

$21,000

FBCO

0

Credit Suise

DLJ

FCM

Chase H&Q

CIBC World

2

GROWTH & INCOME FUND

23-Apr-01

27-Apr-01

Aquila Inc

16,500,000

$396,000,000

$24.00

51,000

$472,800

MOTC

Lehman Brothers

Merrill Lynch & Co.

Salomon Smith Barney

Credit Lyonnais Securities (USA) Inc

JP Morgan

0

2

GROWTH & INCOME FUND

22-May-01

25-May-01

Peabody Energy

15,000,000

$420,000,000

$28.00

28,900

$332,000

LEHM

Bear Stearns & Co. Inc.

Merrill Lynch & Co.

Morgan Stanley Dean Witter

UBS Warburg

A.G. Edwards & Sons, Inc.

0

2

GROWTH & INCOME FUND

02-Aug-00

08-Aug-00

Rosetta Inpharmatics

7,200,000

$100,800,000

$14.00

12,300

$2,800

LEHM

0

Lehman Brothers

FCM

Lazard

Prudential Vector Healthcare

0

2

GROWTH & INCOME FUND

17-Aug-00

23-Aug-00

Integrated Telecom Express

5,600,000

$100,800,000

$18.00

19,700

$7,200

LEHM

0

Lehman Brothers

Bear stearns & Co.

Wit Soundview

FCM

0

2

GROWTH & INCOME FUND

09-Aug-00

14-Aug-00

H Power Corp.

7,000,000

$112,000,000

$16.00

13,200

$4,800

LEHM

0

Lehman Brothers

CIBC World Markets

Deutsche Banc Alex Brown

Josephthal & Co.

FCM

3

FID BLUE CHIP GROWTH FUND

02-Aug-00

08-Aug-00

Rosetta Inpharmatics

7,200,000

$100,800,000

$14.00

8,600

$2,800

LEHM

0

Lehman Brothers

FCM

Lazard

Prudential Vector Healthcare

0

3

FID BLUE CHIP GROWTH FUND

21-Sep-00

26-Sep-00

TTM Technologies

7,500,000

$120,000,000

$16.00

20,000

$8,000

RSSF

Robertson Stephens

Chase H&Q

DLJ

First Union

0

0

3

FID BLUE CHIP GROWTH FUND

04-Oct-00

11-Oct-00

TNPC Inc

21,000,000

$441,000,000

$21.00

48,000

$21,000

FBCO

0

Credit Suise

DLJ

FCM

Chase H&Q

CIBC World

3

FID BLUE CHIP GROWTH FUND

28-Sep-00

04-Oct-00

Simple Technology

6,364,000

$70,004,000

$11.00

19,700

$5,500

LEHM

Lehman Brothers

Banc of America

Fid. Capital Markets

0

0

0

3

FID BLUE CHIP GROWTH FUND

23-Apr-01

27-Apr-01

Aquila Inc

16,500,000

$396,000,000

$24.00

34,100

$472,800

MOTC

Lehman Brothers

Merrill Lynch & Co.

Salomon Smith Barney

Credit Lyonnais Securities (USA) Inc

JP Morgan

0

3

FID BLUE CHIP GROWTH FUND

22-May-01

25-May-01

Peabody Energy

15,000,000

$420,000,000

$28.00

19,800

$332,000

LEHM

Bear Stearns & Co. Inc.

Merrill Lynch & Co.

Morgan Stanley Dean Witter

UBS Warburg

A.G. Edwards & Sons, Inc.

0

3

FID BLUE CHIP GROWTH FUND

18-Aug-00

23-Aug-00

Peco III Inc.

5,000,000

$75,000,000

$15.00

13,200

$6,000

RSSF

0

Robertson Stephens

CIBC World Markets

Needham & Co.

FCM

0

3

FID BLUE CHIP GROWTH FUND

17-Aug-00

23-Aug-00

Integrated Telecom Express

5,600,000

$100,800,000

$18.00

14,200

$7,200

LEHM

0

Lehman Brothers

Bear stearns & Co.

Wit Soundview

FCM

0

3

FID BLUE CHIP GROWTH FUND

09-Aug-00

14-Aug-00

H Power Corp.

7,000,000

$112,000,000

$16.00

9,300

$4,800

LEHM

0

Lehman Brothers

CIBC World Markets

Deutsche Banc Alex Brown

Josephthal & Co.

FCM

4

FID DIVIDEND GROWTH FUND

02-Aug-00

08-Aug-00

Rosetta Inpharmatics

7,200,000

$100,800,000

$14.00

3,100

$2,800

LEHM

0

Lehman Brothers

FCM

Lazard

Prudential Vector Healthcare

0

4

FID DIVIDEND GROWTH FUND

21-Sep-00

26-Sep-00

TTM Technologies

7,500,000

$120,000,000

$16.00

7,300

$8,000

RSSF

Robertson Stephens

Chase H&Q

DLJ

First Union

0

0

4

FID DIVIDEND GROWTH FUND

04-Oct-00

11-Oct-00

TNPC Inc

21,000,000

$441,000,000

$21.00

18,000

$21,000

FBCO

0

Credit Suise

DLJ

FCM

Chase H&Q

CIBC World

4

FID DIVIDEND GROWTH FUND

28-Sep-00

04-Oct-00

Simple Technology

6,364,000

$70,004,000

$11.00

7,200

$5,500

LEHM

Lehman Brothers

Banc of America

Fid. Capital Markets

0

0

0

4

FID DIVIDEND GROWTH FUND

23-Apr-01

27-Apr-01

Aquila Inc

16,500,000

$396,000,000

$24.00

18,500

$472,800

MOTC

Lehman Brothers

Merrill Lynch & Co.

Salomon Smith Barney

Credit Lyonnais Securities (USA) Inc

JP Morgan

0

4

FID DIVIDEND GROWTH FUND

18-Aug-00

23-Aug-00

Peco III Inc.

5,000,000

$75,000,000

$15.00

4,600

$6,000

RSSF

0

Robertson Stephens

CIBC World Markets

Needham & Co.

FCM

0

4

FID DIVIDEND GROWTH FUND

17-Aug-00

23-Aug-00

Integrated Telecom Express

5,600,000

$100,800,000

$18.00

5,100

$7,200

LEHM

0

Lehman Brothers

Bear stearns & Co.

Wit Soundview

FCM

0

4

FID DIVIDEND GROWTH FUND

09-Aug-00

14-Aug-00

H Power Corp.

7,000,000

$112,000,000

$16.00

3,300

$4,800

LEHM

0

Lehman Brothers

CIBC World Markets

Deutsche Banc Alex Brown

Josephthal & Co.

FCM

4

FID DIVIDEND GROWTH FUND

22-May-01

25-May-01

Peabody Energy

15,000,000

$420,000,000

$28.00

11,000

$332,000

LEHM

Bear Stearns & Co. Inc.

Merrill Lynch & Co.

Morgan Stanley Dean Witter

UBS Warburg

A.G. Edwards & Sons, Inc.

0