-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCzj7YE1Y7kJTg7mZBNlY4YSQGAbrnFmF3xi8ibQUhKRQFXXtGBud7pGCsxM1Nw1 sRR7b7J9olX5L5+Ewqp5OQ== 0000315700-02-000027.txt : 20020930 0000315700-02-000027.hdr.sgml : 20020930 20020930154612 ACCESSION NUMBER: 0000315700-02-000027 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20020731 FILED AS OF DATE: 20020930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDELITY SECURITIES FUND CENTRAL INDEX KEY: 0000754510 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04118 FILM NUMBER: 02776520 BUSINESS ADDRESS: STREET 1: 82 DEVONSHIRE ST STREET 2: MAILZONE Z1C CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174391706 MAIL ADDRESS: STREET 1: 82 DEVONSHIRE STREET STREET 2: MAILZONE Z1C CITY: BOSTON STATE: MA ZIP: 02109 NSAR-B 1 answer.fil ANSWER.FIL PAGE 1 000 B000000 07/31/2002 000 C000000 0000754510 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 FIDELITY SECURITIES FUND 001 B000000 811-4118 001 C000000 6175631706 002 A000000 82 DEVONSHIRE STREET 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 007 C010100 1 007 C020100 FIDELITY OTC PORTFOLIO 007 C030100 N 007 C010200 2 007 C020200 FIDELITY GROWTH & INCOME PORTFOLIO 007 C030200 N 007 C010300 3 007 C020300 FIDELITY BLUE CHIP GROWTH FUND 007 C030300 N 007 C010400 4 007 C020400 FIDELITY DIVIDEND GROWTH FUND 007 C030400 N 007 C010500 5 007 C010600 6 007 C020600 FIDELITY LEVERAGED COMPANY STOCK FUND 007 C030600 N 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 FIDELITY MANAGEMENT & RESEARCH COMPANY(FMR) 008 B00AA01 A 008 C00AA01 801-7884 008 D01AA01 BOSTON 008 D02AA01 MA 008 D03AA01 02109 008 A00AA02 FIDELITY MANAGEMENT & RESEARCH (U.K.), INC. 008 B00AA02 S 008 C00AA02 801-28773 PAGE 2 008 D01AA02 LONDON 008 D05AA02 ENGLAND 008 A00AA03 FIDELITY MANAGEMENT & RESEARCH (FAR EAST),INC 008 B00AA03 S 008 C00AA03 801-28774 008 D01AA03 TOKYO 008 D05AA03 JAPAN 008 A00AA04 FIDELITY INVESTMENTS JAPAN LIMITED (FIJ) 008 B00AA04 S 008 C00AA04 801-00000 008 D01AA04 TOKYO 008 D05AA04 JAPAN 008 A00AA05 FMR CO., INC. 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LTD. 015 B000310 S 015 C010310 MELBOURNE 015 D010310 AUSTRALIA 015 E040310 X 015 A000311 CITIBANK, N.A. 015 B000311 S 015 C010311 MILAN 015 D010311 AUSTRIA 015 E040311 X 015 A000312 STANDARD CHARTERED BANK PLC 015 B000312 S 015 C010312 DHAKA 015 D010312 BANGLADESH 015 E040312 X 015 A000313 FORTIS BANK N.V. 015 B000313 S 015 C010313 BRUSSELS 015 D010313 BELGIUM 015 E040313 X 015 A000314 BANK OF BERMUDA LIMITED 015 B000314 S 015 C010314 HAMILTON 015 D010314 BERMUDA 015 E040314 X 015 A000315 CITIBANK, N.A. 015 B000315 S 015 C010315 LA PAZ 015 D010315 BOLIVIA 015 E040315 X 015 A000316 BARCLAYS BANK OF BOTSWANA LTD. 015 B000316 S 015 C010316 BOTSWANA 015 D010316 BOTSWANA 015 E040316 X 015 A000317 CITIBANK, N.A. 015 B000317 S 015 C010317 SAO PAULO 015 D010317 BRAZIL 015 E040317 X 015 A000318 SG EXPRESSBANK, SOFIA 015 B000318 S 015 C010318 SOFIA 015 D010318 BULGARIA 015 E040318 X 015 A000319 CITIBANK CANADA 015 B000319 S 015 C010319 TORONTO PAGE 15 015 D010319 CANADA 015 E040319 X 015 A000320 CITIBANK, N.A. 015 B000320 S 015 C010320 SANTIAGO 015 D010320 CHILE 015 E040320 X 015 A000321 CITIBANK, N.A. 015 B000321 S 015 C010321 SHANGHAI 015 D010321 CHINA 015 E040321 X 015 A000322 CITIBANK, N.A. 015 B000322 S 015 C010322 SHENZHEN 015 D010322 CHINA 015 E040322 X 015 A000323 CIITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B000323 S 015 C010323 BOGOTA 015 D010323 COLOMBIA 015 E040323 X 015 A000324 BANCO BCT S.A. 015 B000324 S 015 C010324 SAN JOSE 015 D010324 COSTA RICA 015 E040324 X 015 A000325 PRIVREDNA BANKA ZAGREB D.D. 015 B000325 S 015 C010325 ZAGREB 015 D010325 CROATIA 015 E040325 X 015 A000326 CITIBANK A.S. 015 B000326 S 015 C010326 PRAHA 015 D010326 CZECH REPUBLIC 015 E040326 X 015 A000327 NORDIA BANK DENMARK A/S, 015 B000327 S 015 C010327 COPENHAGEN 015 D010327 DENMARK 015 E040327 X 015 A000328 CITIBANK, N.A. 015 B000328 S 015 C010328 QUITO 015 D010328 ECUADOR 015 E040328 X 015 A000329 CITIBANK, N.A. 015 B000329 S 015 C010329 CAIRO 015 D010329 EGYPT PAGE 16 015 E040329 X 015 A000330 HANSABANK LTD. 015 B000330 S 015 C010330 TALLINN 015 D010330 ESTONIA 015 E040330 X 015 A000331 NORDEA BANK FINLAND PLC. 015 B000331 S 015 C010331 HELSINKI 015 D010331 FINLAND 015 E040331 X 015 A000332 CITIBANK INTERNATIONAL PLC. 015 B000332 S 015 C010332 PARIS 015 D010332 FRANCE 015 E040332 X 015 A000333 CITIBANK, A.G. 015 B000333 S 015 C010333 FRANKFURT 015 D010333 GERMANY 015 E040333 X 015 A000334 CITIBANK, N.A. 015 B000334 S 015 C010334 ATHENS 015 D010334 GREECE 015 E040334 X 015 A000335 CITIBANK, N.A. 015 B000335 S 015 C010335 HONG KONG 015 D010335 HONG KONG 015 E040335 X 015 A000336 CITIBANK BUDAPEST RT. 015 B000336 S 015 C010336 BUDAPEST 015 D010336 HUNGARY 015 E040336 X 015 A000337 CITIBANK, N.A. 015 B000337 S 015 C010337 MUMBAI 015 D010337 INDIA 015 E040337 X 015 A000338 CITIBANK, N.A. 015 B000338 S 015 C010338 JAKARTA 015 D010338 INDONESIA 015 E040338 X 015 A000339 CITIBANK INTERNATIONAL PLC. 015 B000339 S 015 C010339 DUBLIN 015 D010339 IRELAND 015 E040339 X PAGE 17 015 A000340 BANK HAPOALIM, B.M. 015 B000340 S 015 C010340 TEL AVIV 015 D010340 ISRAEL 015 E040340 X 015 A000341 CITIBANK, N.A. 015 B000341 S 015 C010341 MILAN 015 D010341 ITALY 015 E040341 X 015 A000342 CITIBANK, N.A. 015 B000342 S 015 C010342 TOKYO 015 D010342 JAPAN 015 E040342 X 015 A000343 CITIBANK, N.A. 015 B000343 S 015 C010343 AMMAN 015 D010343 JORDAN 015 E040343 X 015 A000344 A/S HANSABANKA 015 B000344 S 015 C010344 RIGA 015 D010344 LATVIA 015 E040344 X 015 A000345 VILNIAUS BANKAS AB 015 B000345 S 015 C010345 VILNIAUS 015 D010345 LITHUANIA 015 E040345 X 015 A000346 CITIBANK INTERNATIONAL PLC 015 B000346 S 015 C010346 LUXEMBOURG 015 D010346 LUXEMBOURG 015 E040346 X 015 A000347 CITIBANK, BERHAD 015 B000347 S 015 C010347 KUALA LUMPUR 015 D010347 MALAYSIA 015 E040347 X 015 A000348 HONGKONG & SHANGHAI BANKING CORP., LTD. 015 B000348 S 015 C010348 PORT LOUIS 015 D010348 MAURITIUS 015 E040348 X 015 A000349 BANCO NACIONAL DE MEXICO 015 B000349 S 015 C010349 MEXICO CITY 015 D010349 MEXICO 015 E040349 X 015 A000350 CITIBANK MAGHREB PAGE 18 015 B000350 S 015 C010350 CASABLANCA 015 D010350 MOROCCO 015 E040350 X 015 A000351 CITIBANK INTERNATIONAL, PLC. 015 B000351 S 015 C010351 AMSTERDAM 015 D010351 NETHERLANDS 015 E040351 X 015 A000352 CITIBANK NOMINEES (NZ) LTD. 015 B000352 S 015 C010352 MELBOURNE 015 D010352 NEW ZEALAND 015 E040352 X 015 A000353 NORDEA BANK NORGE ASA 015 B000353 S 015 C010353 OSLO 015 D010353 NORWAY 015 E040353 X 015 A000354 CITIBANK, N.A. 015 B000354 S 015 C010354 KARACHI 015 D010354 PAKISTAN 015 E040354 X 015 A000355 CITIBANK, N.A. 015 B000355 S 015 C010355 LIMA 015 D010355 PERU 015 E040355 X 015 A000356 CITIBANK, N.A. 015 B000356 S 015 C010356 MANILA 015 D010356 PHILIPPINES 015 E040356 X 015 A000357 BANK HANDLOWY W. WARSZAWIE, S.A. 015 B000357 S 015 C010357 WARSAW 015 D010357 POLAND 015 E040357 X 015 A000358 CITIBANK INTERNATIONAL PLC. 015 B000358 S 015 C010358 LISBON 015 D010358 PORTUGAL 015 E040358 X 015 A000359 CITIBANK, N.A. 015 B000359 S 015 C010359 PUERTO RICO 015 D010359 PUERTO RICO 015 E040359 X 015 A000360 CITIBANK ROMANIA S.A. 015 B000360 S PAGE 19 015 C010360 BUCHAREST 015 D010360 ROMANIA 015 E040360 X 015 A000361 CITIBANK ZAO 015 B000361 S 015 C010361 MOSCOW 015 D010361 RUSSIA 015 E040361 X 015 A000362 CITIBANK, N.A. 015 B000362 S 015 C010362 NA 015 D010362 SINGAPORE 015 E040362 X 015 A000363 CESKOSLOVENSKA OBCHODNI BANKA, A.S. 015 B000363 S 015 C010363 BRATISLAVA 015 D010363 SLOVAK REPUBLIC 015 E040363 X 015 A000364 BANK AUSTRIA CREDITANSTALT D.D. 015 B000364 S 015 C010364 LJUBLJANA 015 D010364 SLOVENIA 015 E040364 X 015 A000365 FIRST NATIONAL BANK OF SOUTHERN AFRICA LTD. 015 B000365 S 015 C010365 JOHANNESBURG 015 D010365 SOUTH AFRICA 015 E040365 X 015 A000366 CITIBANK, N.A. 015 B000366 S 015 C010366 SEOUL 015 D010366 SOUTH KOREA 015 E040366 X 015 A000367 CITIBANK INTERNATIONAL PLC. 015 B000367 S 015 C010367 MADRID 015 D010367 SPAIN 015 E040367 X 015 A000368 CITIBANK, N.A. 015 B000368 S 015 C010368 COLOMBO 015 D010368 SRI LANKA 015 E040368 X 015 A000369 SKANDINAVISKA ENSKILDA BANKEN 015 B000369 S 015 C010369 STOCKHOLM 015 D010369 SWEDEN 015 E040369 X 015 A000370 CITIBANK, N.A. 015 B000370 S 015 C010370 ZURICH PAGE 20 015 D010370 SWITZERLAND 015 E040370 X 015 A000371 CITIBANK, N.A. 015 B000371 S 015 C010371 TAIPEI 015 D010371 TAIWAN 015 E040371 X 015 A000372 CITIBANK, N.A. 015 B000372 S 015 C010372 BANGKOK 015 D010372 THAILAND 015 E040372 X 015 A000373 CITIBANK,N.A. 015 B000373 S 015 C010373 ISTANBUL 015 D010373 TURKEY 015 E040373 X 015 A000374 ING BANK UKRAINE 015 B000374 S 015 C010374 KIEV 015 D010374 UKRAINE 015 E040374 X 015 A000375 CITIBANK, N.A. 015 B000375 S 015 C010375 LONDON 015 D010375 UNITED KINGDOM 015 E040375 X 015 A000376 CITIBANK, N.A. 015 B000376 S 015 C010376 CARACAS 015 D010376 VENEZUELA 015 E040376 X 015 A000377 BARCLAYS BANK OF ZIMBABWE LTD. 015 B000377 S 015 C010377 HARARE 015 D010377 ZIMBABWE 015 E040377 X 024 000300 Y 025 A000301 MORGAN STANLEY DEAN WITTER & CO. 025 B000301 13-2655998 025 C000301 E 025 D000301 92442 025 A000302 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000302 13-5674085 025 C000302 E 025 D000302 91182 025 A000303 WACHOVIA SECURITIES 025 B000303 56-0276690 025 C000303 E 025 D000303 57269 025 A000304 GOLDMAN, SACHS & CO. PAGE 21 025 B000304 13-5108880 025 C000304 E 025 D000304 34073 025 A000305 CITIGROUP, INC. 025 B000305 52-1568099 025 C000305 E 025 D000305 314406 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 355530 028 A020300 0 028 A030300 0 028 A040300 345780 028 B010300 471926 028 B020300 0 028 B030300 0 028 B040300 327900 028 C010300 390317 028 C020300 0 028 C030300 0 028 C040300 427302 028 D010300 524628 028 D020300 0 028 D030300 0 028 D040300 447671 028 E010300 369270 028 E020300 0 028 E030300 0 028 E040300 436785 028 F010300 539991 028 F020300 0 028 F030300 0 028 F040300 635493 028 G010300 2651662 028 G020300 0 028 G030300 0 028 G040300 2620931 028 H000300 0 029 000300 N 030 A000300 0 030 B000300 0.00 030 C000300 0.00 031 A000300 0 031 B000300 0 032 000300 0 033 000300 0 034 000300 Y 035 000300 29 036 A000300 N 036 B000300 0 PAGE 22 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 0 044 000300 335 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 6830528 071 B000300 6539921 071 C000300 20105418 071 D000300 33 072 A000300 12 PAGE 23 072 B000300 11716 072 C000300 192289 072 D000300 0 072 E000300 183 072 F000300 101549 072 G000300 0 072 H000300 0 072 I000300 53216 072 J000300 329 072 K000300 0 072 L000300 0 072 M000300 64 072 N000300 190 072 O000300 0 072 P000300 0 072 Q000300 1340 072 R000300 116 072 S000300 113 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 321 072 X000300 157238 072 Y000300 3823 072 Z000300 50773 072AA000300 0 072BB000300 1774203 072CC010300 0 072CC020300 4362255 072DD010300 30589 072DD020300 0 072EE000300 0 073 A010300 0.0600 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 132 074 F000300 16612930 074 G000300 0 074 H000300 0 074 I000300 424095 074 J000300 61911 074 K000300 0 074 L000300 61152 074 M000300 0 074 N000300 17160220 074 O000300 86102 PAGE 24 074 P000300 6810 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 46500 074 S000300 0 074 T000300 17020808 074 U010300 512013 074 U020300 0 074 V010300 33.24 074 V020300 0.00 074 W000300 0.0000 074 X000300 2814323 074 Y000300 0 075 A000300 0 075 B000300 20682131 076 000300 0.00 015 A000401 CITIBANK, N.A. 015 B000401 C 015 C010401 NEW YORK 015 C020401 NY 015 C030401 10022 015 E010401 X 015 A000402 THE BANK OF NEW YORK 015 B000402 C 015 C010402 NEW YORK 015 C020402 NY 015 C030402 10286 015 E010402 X 015 A000403 DELETE 025 A000401 MORGAN STANLEY DEAN WITTER & CO. 025 B000401 13-2655998 025 C000401 E 025 D000401 214674 025 A000402 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 025 B000402 13-5674085 025 C000402 E 025 D000402 238573 025 A000403 GOLDMAN SACHS & CO. 025 B000403 13-5108880 025 C000403 E 025 D000403 54855 025 A000404 WACHOVIA SECURITIES, INC. 025 B000404 56-0276990 025 C000404 E 025 D000404 133286 025 A000405 CITIGROUP, INC. 025 B000405 52-1568099 025 C000405 E 025 D000405 432050 PAGE 25 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 428593 028 A020400 0 028 A030400 0 028 A040400 288971 028 B010400 755657 028 B020400 0 028 B030400 0 028 B040400 290078 028 C010400 523159 028 C020400 0 028 C030400 0 028 C040400 410856 028 D010400 345936 028 D020400 0 028 D030400 0 028 D040400 405579 028 E010400 286597 028 E020400 0 028 E030400 0 028 E040400 401536 028 F010400 416850 028 F020400 0 028 F030400 0 028 F040400 658970 028 G010400 2756792 028 G020400 0 028 G030400 0 028 G040400 2455990 028 H000400 0 034 000400 N 035 000400 0 036 B000400 0 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 0 044 000400 12 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N PAGE 26 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 13522755 071 B000400 11429096 071 C000400 14072741 071 D000400 81 072 A000400 12 072 B000400 75681 072 C000400 195489 072 D000400 0 072 E000400 279 072 F000400 110300 072 G000400 0 072 H000400 0 072 I000400 31954 072 J000400 246 072 K000400 0 072 L000400 0 072 M000400 46 072 N000400 407 072 O000400 0 072 P000400 0 072 Q000400 1085 PAGE 27 072 R000400 105 072 S000400 70 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 216 072 X000400 144429 072 Y000400 4622 072 Z000400 131642 072AA000400 0 072BB000400 259073 072CC010400 0 072CC020400 3098757 072DD010400 76000 072DD020400 0 072EE000400 163168 073 A010400 0.1500 073 A020400 0.0000 073 B000400 0.3300 073 C000400 0.0000 074 A000400 205 074 B000400 0 074 C000400 0 074 D000400 345413 074 E000400 5046 074 F000400 11582070 074 G000400 0 074 H000400 0 074 I000400 629614 074 J000400 98119 074 K000400 0 074 L000400 128026 074 M000400 0 074 N000400 12788493 074 O000400 95603 074 P000400 8286 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 36425 074 S000400 0 074 T000400 12648179 074 U010400 569752 074 U020400 0 074 V010400 22.20 074 V020400 0.00 074 W000400 0.0000 074 X000400 1745975 074 Y000400 0 075 A000400 0 PAGE 28 075 B000400 14704620 076 000400 0.00 015 A000601 JPMORGAN CHASE BANK 015 B000601 C 015 C010601 NEW YORK 015 C020601 NY 015 C030601 10022 015 E010601 X 015 A000602 THE BANK OF NEW YORK 015 B000602 C 015 C010602 NEW YORK 015 C020602 NY 015 C030602 11245 015 E010602 X 024 000600 Y 025 A000601 WACHOVIA SECURITIES, INC. 025 B000601 56-0276990 025 C000601 E 025 D000601 383 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 1358 028 A020600 0 028 A030600 0 028 A040600 7197 028 B010600 1219 028 B020600 0 028 B030600 0 028 B040600 3373 028 C010600 1884 028 C020600 0 028 C030600 0 028 C040600 2947 028 D010600 809 028 D020600 0 028 D030600 0 028 D040600 3309 028 E010600 371 028 E020600 0 028 E030600 0 028 E040600 3313 028 F010600 876 028 F020600 0 028 F030600 0 028 F040600 2380 028 G010600 6517 PAGE 29 028 G020600 0 028 G030600 0 028 G040600 22519 028 H000600 0 037 000600 Y 038 000600 155 039 000600 N 040 000600 Y 041 000600 N 042 A000600 0 042 B000600 0 042 C000600 0 042 D000600 0 042 E000600 0 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 0 044 000600 0 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 10000 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 Y 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y PAGE 30 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 125148 071 B000600 228903 071 C000600 61538 071 D000600 203 072 A000600 12 072 B000600 990 072 C000600 278 072 D000600 0 072 E000600 121 072 F000600 418 072 G000600 0 072 H000600 0 072 I000600 177 072 J000600 13 072 K000600 0 072 L000600 0 072 M000600 0 072 N000600 61 072 O000600 0 072 P000600 1 072 Q000600 62 072 R000600 25 072 S000600 0 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 2 072 X000600 759 072 Y000600 141 072 Z000600 771 072AA000600 0 072BB000600 8968 072CC010600 0 072CC020600 23003 072DD010600 1693 072DD020600 0 072EE000600 0 073 A010600 0.2000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 PAGE 31 074 B000600 0 074 C000600 0 074 D000600 563 074 E000600 108 074 F000600 32663 074 G000600 0 074 H000600 0 074 I000600 3135 074 J000600 337 074 K000600 0 074 L000600 458 074 M000600 0 074 N000600 37264 074 O000600 533 074 P000600 20 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 372 074 S000600 0 074 T000600 36339 074 U010600 4929 074 U020600 0 074 V010600 7.37 074 V020600 0.00 074 W000600 0.0000 074 X000600 5442 074 Y000600 0 075 A000600 0 075 B000600 66456 076 000600 0.00 SIGNATURE JOHN H. COSTELLO TITLE ASSISTANT TREASURER EX-99.77B ACCT LTTR 3 q77bauditdt.htm D&T AUDIT OPINION LETTER Source: US AAPMS INV/REP 205-750

 

 

INDEPENDENT AUDITORS' REPORT

To the Trustees and Shareholders of the Fidelity Securities Fund:

In planning and performing our audits of the financial statements of Fidelity Blue Chip Growth Fund and Fidelity OTC Portfolio, (the "Funds"), each a fund of the Fidelity Securities Fund (the "Trust"), for the year ended July 31, 2002 (on which we have issued our reports dated September 6, 2002), we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Funds' internal control.

The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition.

Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that the internal control may become inadequate because of changes in conditions or that the degree of compliance with policies or procedures may deteriorate.

Our consideration of the Funds' internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Funds' internal control and their operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2002.

This report is intended solely for the information and use of management, the Board of Trustees and Shareholders of Fidelity Securities Fund, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

Deloitte & Touche

Boston, Massachusetts

September 6, 2002

 

 EX-99.77O RULE 10F-3 4 q77o10f3sec.htm 10F-3 FORM NSAR

FORM NSAR

Q77.O Transactions effected pursuant to Rule 10F3

Fidelity Securities Fund

                        
                       
                       
                       
                               

Series Number

Fund

Trade Date

Settle Date

Security Name:

Size of Offering:

Aggregate Offering Value

Price:

Shares Purchased

Transaction Value

Underwriter Fidelity Purchased From

Underwriting Members:(1)

Underwriting Members:(2)

Underwriting Members:(3)

Underwriting Members:(4)

1

OTC FUND

06-Dec-01

12-Dec-01

Lawson Software Inc.

14,000,000

$196,000,000

$14.00

14,500

$294,000

LEHM

Lehman Brothers

JP Morgan

US Bancorp Piper Jaffray

Fidelity Capital Markets

2

FID BLUE CHIP GROWTH FUND

06-Dec-01

12-Dec-01

Lawson Software Inc.

14,000,000

$196,000,000

$14.00

37,700

$294,000

LEHM

Lehman Brothers

JP Morgan

US Bancorp Piper Jaffray

Fidelity Capital Markets

4

FID DIVIDEND GROWTH FUND

06-Dec-01

12-Dec-01

Lawson Software Inc.

14,000,000

$196,000,000

$14.00

25,000

$294,000

LEHM

Lehman Brothers

JP Morgan

US Bancorp Piper Jaffray

Fidelity Capital Markets

EX-99.77Q1 OTHR EXHB 5 q77q1mgntcontblue.htm BLUE CHIP MANAGEMENT CONTRACT

Exhibit d(1)

MANAGEMENT CONTRACT
BETWEEN
FIDELITY SECURITIES FUND:
FIDELITY BLUE CHIP GROWTH FUND
AND
FIDELITY MANAGEMENT & RESEARCH COMPANY

AMENDMENT made this 1st day of July 2000 by and between Fidelity Securities Fund, a Massachusetts business trust which may issue one or more series of shares of beneficial interest (hereinafter called the "Fund"), on behalf of Fidelity Blue Chip Growth Fund (hereinafter called the "Portfolio"), and Fidelity Management & Research Company, a Massachusetts corporation (hereinafter called the "Adviser") as set forth in its entirety below.

Required authorization and approval by shareholders and Trustees having been obtained, the Fund, on behalf of the Portfolio, and the Adviser hereby consent, pursuant to Paragraph 6 of the existing Management Contract dated August 1, 1994 to a modification of said Contract in the manner set forth below. The Amended Management Contract, shall when executed by duly authorized officers of the Fund and the Adviser, take effect on July 1, 2000.

1. (a) Investment Advisory Services. The Adviser undertakes to act as investment adviser of the Portfolio and shall, subject to the supervision of the Fund's Board of Trustees, direct the investments of the Portfolio in accordance with the investment objective, policies and limitations as provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 and rules thereunder, as amended from time to time (the "1940 Act"), and such other limitations as the Portfolio may impose by notice in writing to the Adviser. The Adviser shall also furnish for the use of the Portfolio office space and all necessary office facilities, equipment and personnel for servicing the investments of the Portfolio; and shall pay the salaries and fees of all officers of the Fund, of all Trustees of the Fund who are "interested persons" of the Fund or of the Adviser and of all personnel of the Fund or the Adviser performing services relating to research, statistical and investment activities. The Adviser is authorized, in its discretion and without prior consultation with the Portfolio, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Portfolio. The investment policies and all other actions of the Portfolio are and shall at all times be subject to the control and direction of the Fund's Board of Trustees.

(b) Management Services. The Adviser shall perform (or arrange for the performance by its affiliates of) the management and administrative services necessary for the operation of the Fund. The Adviser shall, subject to the supervision of the Board of Trustees, perform various services for the Portfolio, including but not limited to: (i) providing the Portfolio with office space, equipment and facilities (which may be its own) for maintaining its organization; (ii) on behalf of the Portfolio, supervising relations with, and monitoring the performance of, custodians, depositories, transfer and pricing agents, accountants, attorneys, underwriters, brokers and dealers, insurers and other persons in any capacity deemed to be necessary or desirable; (iii) preparing all general shareholder communications, including shareholder reports; (iv) conducting shareholder relations; (v) maintaining the Fund's existence and its records; (vi) during such times as shares are publicly offered, maintaining the registration and qualification of the Portfolio's shares under federal and state law; and (vii) investigating the development of and developing and implementing, if appropriate, management and shareholder services designed to enhance the value or convenience of the Portfolio as an investment vehicle.

The Adviser shall also furnish such reports, evaluations, information or analyses to the Fund as the Fund's Board of Trustees may request from time to time or as the Adviser may deem to be desirable. The Adviser shall make recommendations to the Fund's Board of Trustees with respect to Fund policies, and shall carry out such policies as are adopted by the Trustees. The Adviser shall, subject to review by the Board of Trustees, furnish such other services as the Adviser shall from time to time determine to be necessary or useful to perform its obligations under this Contract.

(c) The Adviser shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with brokers or dealers selected by the Adviser, which may include brokers or dealers affiliated with the Adviser. The Adviser shall use its best efforts to seek to execute portfolio transactions at prices which are advantageous to the Portfolio and at commission rates which are reasonable in relation to the benefits received. In selecting brokers or dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Portfolio and/or the other accounts over which the Adviser or its affiliates exercise investment discretion. The Adviser is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Portfolio which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Adviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Trustees of the Fund shall periodically review the commissions paid by the Portfolio to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Portfolio.

The Adviser shall, in acting hereunder, be an independent contractor. The Adviser shall not be an agent of the Portfolio.

2. It is understood that the Trustees, officers and shareholders of the Fund are or may be or become interested in the Adviser as directors, officers or otherwise and that directors, officers and stockholders of the Adviser are or may be or become similarly interested in the Fund, and that the Adviser may be or become interested in the Fund as a shareholder or otherwise.

3. The Adviser will be compensated on the following basis for the services and facilities to be furnished hereunder. The Adviser shall receive a monthly management fee, payable monthly as soon as practicable after the last day of each month, composed of a Basic Fee and a Performance Adjustment. The Performance Adjustment is added to or subtracted from the Basic Fee depending on whether the Portfolio experienced better or worse performance than the Standard & Poor's 500 Composite Stock Price Index (the "Index"). The Performance Adjustment is not cumulative. An increased fee will result even though the performance of the Portfolio over some period of time shorter than the performance period has been behind that of the Index, and, conversely, a reduction in the fee will be made for a month even though the performance of the Portfolio over some period of time shorter than the performance period has been ahead of that of the Index. The Basic Fee and the Performance Adjustment will be computed as follows:

(a) Basic Fee Rate: The annual Basic Fee Rate shall be the sum of the Group Fee Rate and the Individual Fund Fee Rate calculated to the nearest millionth decimal place as follows:

(i) Group Fee Rate. The Group Fee Rate shall be based upon the monthly average of the net assets of the registered investment companies having Advisory and Service or Management Contracts with the Adviser (computed in the manner set forth in the fund's Declaration of Trust or other organizational document) determined as of the close of business on each business day throughout the month. The Group Fee Rate shall be determined on a cumulative basis pursuant to the following schedule:

GROUP FEE RATE SCHEDULE

Average Group
Assets

Annualized
Rate

0 - $3 billion

.5200%

3 - 6

.4900

6 - 9

.4600

9 - 12

.4300

12 - 15

.4000

15 - 18

.3850

18 - 21

.3700

21 - 24

.3600

24 - 30

.3500

30 - 36

.3450

36 - 42

.3400

42 - 48

.3350

48 - 66

.3250

66 - 84

.3200

84 - 102

.3150

102 - 138

.3100

138 - 174

.3050

174 - 210

.3000

210 - 246

.2950

246 - 282

.2900

282 - 318

.2850

318 - 354

.2800

354 - 390

.2750

390 - 426

.2700

426 - 462

.2650

462 - 498

.2600

498 - 534

.2550

534 - 587

.2500

587 - 646

.2463

646 - 711

.2426

711 - 782

.2389

782 - 860

.2352

860 - 946

.2315

946 - 1,041

.2278

1,041 - 1,145

.2241

1,145 - 1,260

.2204

Over 1,260

.2167

(ii) Individual Fund Fee Rate. The Individual Fund Fee Rate shall be 0.30%.

(b) Basic Fee. One-twelfth of the Basic Fee Rate shall be applied to the average of the net assets of the Portfolio (computed in the manner set forth in the Fund's Declaration of Trust or other organizational document) determined as of the close of business on each business day throughout the month. The resulting dollar amount comprises the Basic Fee.

(c) Performance Adjustment Rate: The Performance Adjustment Rate is 0.02% for each percentage point (the performance of the Portfolio and the Index each being calculated to the nearest .01%) that the Portfolio's investment performance for the performance period was better or worse than the record of the Index as then constituted. The maximum performance adjustment rate is 0.20%.

The performance period will commence with the first day of the first full month following the Portfolio's commencement of operations. During the first eleven months of the performance period for the Portfolio, there will be no performance adjustment. Starting with the twelfth month of the performance period, the performance adjustment will take effect. Following the twelfth month a new month will be added to the performance period until the performance period equals 36 months. Thereafter the performance period will consist of the current month plus the previous 35 months.

The Portfolio's investment performance will be measured by comparing (i) the opening net asset value of one share of the Portfolio on the first business day of the performance period with (ii) the closing net asset value of one share of the Portfolio as of the last business day of such period. In computing the investment performance of the Portfolio and the investment record of the Index, distributions of realized capital gains, the value of capital gains taxes per share paid or payable on undistributed realized long-term capital gains accumulated to the end of such period and dividends paid out of investment income on the part of the Portfolio, and all cash distributions of the securities included in the Index, will be treated as reinvested in accordance with Rule 205-1 or any other applicable rules under the Investment Advisers Act of 1940, as the same from time to time may be amended.

(d) Performance Adjustment. One-twelfth of the annual Performance Adjustment Rate will be applied to the average of the net assets of the Portfolio (computed in the manner set forth in the Fund's Declaration of Trust or other organizational document) determined as of the close of business on each business day throughout the month and the performance period.

(e) In case of termination of this Contract during any month, the fee for that month shall be reduced proportionately on the basis of the number of business days during which it is in effect for that month. The Basic Fee Rate will be computed on the basis of and applied to net assets averaged over that month ending on the last business day on which this Contract is in effect. The amount of this Performance Adjustment to the Basic Fee will be computed on the basis of and applied to net assets averaged over the 36-month period ending on the last business day on which this Contract is in effect provided that if this Contract has been in effect less than 36 months, the computation will be made on the basis of the period of time during which it has been in effect.

4. It is understood that the Portfolio will pay all its expenses, which expenses payable by the Portfolio shall include, without limitation, (i) interest and taxes; (ii) brokerage commissions and other costs in connection with the purchase or sale of securities and other investment instruments; (iii) fees and expenses of the Fund's Trustees other than those who are "interested persons" of the Fund or the Adviser; (iv) legal and audit expenses; (v) custodian, registrar and transfer agent fees and expenses; (vi) fees and expenses related to the registration and qualification of the Fund and the Portfolio's shares for distribution under state and federal securities laws; (vii) expenses of printing and mailing reports and notices and proxy material to shareholders of the Portfolio; (viii) all other expenses incidental to holding meetings of the Portfolio's shareholders, including proxy solicitations therefor; (ix) a pro rata share, based on relative net assets of the Portfolio and other registered investment companies having Advisory and Service or Management Contracts with the Adviser, of 50% of insurance premiums for fidelity and other coverage; (x) its proportionate share of association membership dues; (xi) expenses of typesetting for printing Prospectuses and Statements of Additional Information and supplements thereto; (xii) expenses of printing and mailing Prospectuses and Statements of Additional Information and supplements thereto sent to existing shareholders; and (xiii) such non-recurring or extraordinary expenses as may arise, including those relating to actions, suits or proceedings to which the Portfolio is a party and the legal obligation which the Portfolio may have to indemnify the Fund's Trustees and officers with respect thereto.

5. The services of the Adviser to the Portfolio are not to be deemed exclusive, the Adviser being free to render services to others and engage in other activities, provided, however, that such other services and activities do not, during the term of this Contract, interfere, in a material manner, with the Adviser's ability to meet all of its obligations with respect to rendering services to the Portfolio hereunder. In the absence of willful misfeasance, bad faith, gross negligence or reckless disregard of obligations or duties hereunder on the part of the Adviser, the Adviser shall not be subject to liability to the Portfolio or to any shareholder of the Portfolio for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security or other investment instrument.

6. (a) Subject to prior termination as provided in sub-paragraph (d) of this paragraph 6, this Contract shall continue in force until July 31, 2000 and indefinitely thereafter, but only so long as the continuance after such date shall be specifically approved at least annually by vote of the Trustees of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio.

(b) This Contract may be modified by mutual consent subject to the provisions of Section 15 of the 1940 Act, as modified by or interpreted by any applicable order or orders of the Securities and Exchange Commission (the "Commission"), or any rules or regulations adopted by, or interpretative releases of, the Commission.

(c) In addition to the requirements of sub-paragraphs (a) and (b) of this paragraph 6, the terms of any continuance or modification of this Contract must have been approved by the vote of a majority of those Trustees of the Fund who are not parties to the Contract or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval.

(d) Either party hereto may, at any time on sixty (60) days' prior written notice to the other, terminate this Contract, without payment of any penalty, by action of its Trustees or Board of Directors, as the case may be, or with respect to the Portfolio by vote of a majority of the outstanding voting securities of the Portfolio. This Contract shall terminate automatically in the event of its assignment.

7. The Adviser is hereby expressly put on notice of the limitation of shareholder liability as set forth in the Fund's Declaration of Trust or other organizational document and agrees that the obligations assumed by the Fund pursuant to this Contract shall be limited in all cases to the Portfolio and its assets, and the Adviser shall not seek satisfaction of any such obligation from the shareholders or any shareholder of the Portfolio or any other Portfolios of the Fund. In addition, the Adviser shall not seek satisfaction of any such obligations from the Trustees or any individual Trustee. The Adviser understands that the rights and obligations of any Portfolio under the Declaration of Trust or other organizational document are separate and distinct from those of any and all other Portfolios.

8. This Agreement shall be governed by, and construed in accordance with, the laws of the Commonwealth of Massachusetts, without giving effect to the choice of laws provisions thereof.

The terms "vote of a majority of the outstanding voting securities," "assignment," and "interested persons," when used herein, shall have the respective meanings specified in the 1940 Act, as now in effect or as hereafter amended, and subject to such orders as may be granted by the Commission.

IN WITNESS WHEREOF the parties have caused this instrument to be signed in their behalf by their respective officers thereunto duly authorized, and their respective seals to be hereunto affixed, all as of the date written above.

FIDELITY SECURITIES FUND

on behalf of Fidelity Blue Chip Growth Fund

By

/s/Robert A. Dwight

Robert A. Dwight

Treasurer

FIDELITY MANAGEMENT & RESEARCH COMPANY

|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||

By

/s/Robert A. Dwight

Robert A. Dwight

Vice President

EX-99.77Q1 OTHR EXHB 6 q77q1mgtcontgi.htm GROWTH & INCOME MANAGEMENT CONTRACT

Exhibit d(3)

MANAGEMENT CONTRACT
BETWEEN
FIDELITY SECURITIES FUND:
FIDELITY GROWTH & INCOME PORTFOLIO
AND
FIDELITY MANAGEMENT & RESEARCH COMPANY

Amendment made this 1st day of July 2000 by and between Fidelity Securities Fund, a Massachusetts business trust which may issue one or more series of shares of beneficial interest (hereinafter called the "Fund"), on behalf of Fidelity Growth & Income Portfolio (hereinafter called the "Portfolio"), and Fidelity Management & Research Company, a Massachusetts corporation (hereinafter called the "Adviser") as set forth in its entirety below.

Required authorization and approval by shareholders and Trustees having been obtained, the Fund, on behalf of the Portfolio, and the Adviser hereby consent, pursuant to Paragraph 6 of the existing Management Contract dated August 1, 1994 to a modification of said Contract in the manner set forth below. The Amended Management Contract shall, when executed by duly authorized officers of the Fund and the Adviser, take effect on July 1, 2000.

1. (a) Investment Advisory Services. The Adviser undertakes to act as investment adviser of the Portfolio and shall, subject to the supervision of the Fund's Board of Trustees, direct the investments of the Portfolio in accordance with the investment objective, policies and limitations as provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 and rules thereunder, as amended from time to time (the "1940 Act"), and such other limitations as the Portfolio may impose by notice in writing to the Adviser. The Adviser shall also furnish for the use of the Portfolio office space and all necessary office facilities, equipment and personnel for servicing the investments of the Portfolio; and shall pay the salaries and fees of all officers of the Fund, of all Trustees of the Fund who are "interested persons" of the Fund or of the Adviser and of all personnel of the Fund or the Adviser performing services relating to research, statistical and investment activities. The Adviser is authorized, in its discretion and without prior consultation with the Portfolio, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Portfolio. The investment policies and all other actions of the Portfolio are and shall at all times be subject to the control and direction of the Fund's Board of Trustees.

(b) Management Services. The Adviser shall perform (or arrange for the performance by its affiliates of) the management and administrative services necessary for the operation of the Fund. The Adviser shall, subject to the supervision of the Board of Trustees, perform various services for the Portfolio, including but not limited to: (i) providing the Portfolio with office space, equipment and facilities (which may be its own) for maintaining its organization; (ii) on behalf of the Portfolio, supervising relations with, and monitoring the performance of, custodians, depositories, transfer and pricing agents, accountants, attorneys, underwriters, brokers and dealers, insurers and other persons in any capacity deemed to be necessary or desirable; (iii) preparing all general shareholder communications, including shareholder reports; (iv) conducting shareholder relations; (v) maintaining the Fund's existence and its records; (vi) during such times as shares are publicly offered, maintaining the registration and qualification of the Portfolio's shares under federal and state law; and (vii) investigating the development of and developing and implementing, if appropriate, management and shareholder services designed to enhance the value or convenience of the Portfolio as an investment vehicle.

The Adviser shall also furnish such reports, evaluations, information or analyses to the Fund as the Fund's Board of Trustees may request from time to time or as the Adviser may deem to be desirable. The Adviser shall make recommendations to the Fund's Board of Trustees with respect to Fund policies, and shall carry out such policies as are adopted by the Trustees. The Adviser shall, subject to review by the Board of Trustees, furnish such other services as the Adviser shall from time to time determine to be necessary or useful to perform its obligations under this Contract.

(c) The Adviser shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with brokers or dealers selected by the Adviser, which may include brokers or dealers affiliated with the Adviser. The Adviser shall use its best efforts to seek to execute portfolio transactions at prices which are advantageous to the Portfolio and at commission rates which are reasonable in relation to the benefits received. In selecting brokers or dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934) to the Portfolio and/or the other accounts over which the Adviser or its affiliates exercise investment discretion. The Adviser is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Portfolio which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Adviser determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Adviser and its affiliates have with respect to accounts over which they exercise investment discretion. The Trustees of the Fund shall periodically review the commissions paid by the Portfolio to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Portfolio.

The Adviser shall, in acting hereunder, be an independent contractor. The Adviser shall not be an agent of the Portfolio.

2. It is understood that the Trustees, officers and shareholders of the Fund are or may be or become interested in the Adviser as directors, officers or otherwise and that directors, officers and stockholders of the Adviser are or may be or become similarly interested in the Fund, and that the Adviser may be or become interested in the Fund as a shareholder or otherwise.

3. The Adviser will be compensated on the following basis for the services and facilities to be furnished hereunder. The Adviser shall receive a monthly management fee, payable monthly as soon as practicable after the last day of each month, composed of a Group Fee and an Individual Fund Fee.

(a) Group Fee Rate. The Group Fee Rate shall be based upon the monthly average of the net assets of the registered investment companies having Advisory and Service or Management Contracts with the Adviser (computed in the manner set forth in the fund's Declaration of Trust or other organizational document) determined as of the close of business on each business day throughout the month. The Group Fee Rate shall be determined on a cumulative basis pursuant to the following schedule:

GROUP FEE RATE SCHEDULE

Average Group
Assets

Annualized
Rate

0 - $3 billion

.5200%

3 - 6

.4900

6 - 9

.4600

9 - 12

.4300

12 - 15

.4000

15 - 18

.3850

18 - 21

.3700

21 - 24

.3600

24 - 30

.3500

30 - 36

.3450

36 - 42

.3400

42 - 48

.3350

48 - 66

.3250

66 - 84

.3200

84 - 102

.3150

102 - 138

.3100

138 - 174

.3050

174 - 210

.3000

210 - 246

.2950

246 - 282

.2900

282 - 318

.2850

318 - 354

.2800

354 - 390

.2750

390 - 426

.2700

426 - 462

.2650

462 - 498

.2600

498 - 534

.2550

534 - 587

.2500

587 - 646

.2463

646 - 711

.2426

711 - 782

.2389

782 - 860

.2352

860 - 946

.2315

946 - 1,041

.2278

1,041 - 1,145

.2241

1,145 - 1,260

.2204

Over 1,260

.2167

(b) Individual Fund Fee Rate. The Individual Fund Fee Rate shall be 0.20%.

The sum of the Group Fee Rate, calculated as described above to the nearest millionth, and the Individual Fund Fee Rate shall constitute the Annual Management Fee Rate. One-twelfth of the Annual Management Fee Rate shall be applied to the average of the net assets of the Portfolio (computed in the manner set forth in the Fund's Declaration of Trust or other organizational document) determined as of the close of business on each business day throughout the month.

(c) In case of termination of this Contract during any month, the fee for that month shall be reduced proportionately on the basis of the number of business days during which it is in effect, and the fee computed upon the average net assets for the business days it is so in effect for that month.

4. It is understood that the Portfolio will pay all its expenses, which expenses payable by the Portfolio shall include, without limitation, (i) interest and taxes; (ii) brokerage commissions and other costs in connection with the purchase or sale of securities and other investment instruments; (iii) fees and expenses of the Fund's Trustees other than those who are "interested persons" of the Fund or the Adviser; (iv) legal and audit expenses; (v) custodian, registrar and transfer agent fees and expenses; (vi) fees and expenses related to the registration and qualification of the Fund and the Portfolio's shares for distribution under state and federal securities laws; (vii) expenses of printing and mailing reports and notices and proxy material to shareholders of the Portfolio; (viii) all other expenses incidental to holding meetings of the Portfolio's shareholders, including proxy solicitations therefor; (ix) a pro rata share, based on relative net assets of the Portfolio and other registered investment companies having Advisory and Service or Management Contracts with the Adviser, of 50% of insurance premiums for fidelity and other coverage; (x) its proportionate share of association membership dues; (xi) expenses of typesetting for printing Prospectuses and Statements of Additional Information and supplements thereto; (xii) expenses of printing and mailing Prospectuses and Statements of Additional Information and supplements thereto sent to existing shareholders; and (xiii) such non-recurring or extraordinary expenses as may arise, including those relating to actions, suits or proceedings to which the Portfolio is a party and the legal obligation which the Portfolio may have to indemnify the Fund's Trustees and officers with respect thereto.

5. The services of the Adviser to the Portfolio are not to be deemed exclusive, the Adviser being free to render services to others and engage in other activities, provided, however, that such other services and activities do not, during the term of this Contract, interfere, in a material manner, with the Adviser's ability to meet all of its obligations with respect to rendering services to the Portfolio hereunder. In the absence of willful misfeasance, bad faith, gross negligence or reckless disregard of obligations or duties hereunder on the part of the Adviser, the Adviser shall not be subject to liability to the Portfolio or to any shareholder of the Portfolio for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security or other investment instruments.

6. (a) Subject to prior termination as provided in sub-paragraph (d) of this paragraph 6, this Contract shall continue in force until July 31, 2000, and indefinitely thereafter, but only so long as the continuance after such date shall be specifically approved at least annually by vote of the Trustees of the Fund or by vote of a majority of the outstanding voting securities of the Portfolio.

(b) This Contract may be modified by mutual consent, subject to the provisions of Section 15 of the 1940 Act, as modified by or interpreted by any applicable order or orders of the Securities and Exchange Commission (the "Commission") or any rules or regulations adopted by, or interpretative releases of, the Commission.

(c) In addition to the requirements of sub-paragraphs (a) and (b) of this paragraph 6, the terms of any continuance or modification of this Contract must have been approved by the vote of a majority of those Trustees of the Fund who are not parties to the Contract or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval.

(d) Either party hereto may, at any time on sixty (60) days' prior written notice to the other, terminate this Contract, without payment of any penalty, by action of its Trustees or Board of Directors, as the case may be, or with respect to the Portfolio by vote of a majority of the outstanding voting securities of the Portfolio. This Contract shall terminate automatically in the event of its assignment.

7. The Adviser is hereby expressly put on notice of the limitation of shareholder liability as set forth in the Fund's Declaration of Trust or other organizational document and agrees that the obligations assumed by the Fund pursuant to this Contract shall be limited in all cases to the Portfolio and its assets, and the Adviser shall not seek satisfaction of any such obligation from the shareholders or any shareholder of the Portfolio or any other Portfolios of the Fund. In addition, the Adviser shall not seek satisfaction of any such obligations from the Trustees or any individual Trustee. The Adviser understands that the rights and obligations of any Portfolio under the Declaration of Trust or other organizational document are separate and distinct from those of any and all other Portfolios.

8. This Agreement shall be governed by, and construed in accordance with, the laws of the Commonwealth of Massachusetts, without giving effect to the choice of laws provisions thereof.

The terms "vote of a majority of the outstanding voting securities," "assignment," and "interested persons," when used herein, shall have the respective meanings specified in the 1940 Act, as now in effect or as hereafter amended, and subject to such orders as may be granted by the Commission.

IN WITNESS WHEREOF the parties have caused this instrument to be signed in their behalf by their respective officers thereunto duly authorized, and their respective seals to be hereunto affixed, all as of the date written above.

FIDELITY SECURITIES FUND

on behalf of Fidelity Growth & Income Fund

By

/s/Robert A. Dwight

Robert A. Dwight

Treasurer

FIDELITY MANAGEMENT & RESEARCH COMPANY

|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||

By

/s/Robert A. Dwight

Robert A. Dwight

Vice President

EX-99.77Q1 OTHR EXHB 7 q77q1subadvcontract.htm SUB. ADV. CONTRACT

Exhibit d(10)

SUB-ADVISORY AGREEMENT
BETWEEN
FIDELITY MANAGEMENT & RESEARCH COMPANY
AND
FIDELITY MANAGEMENT & RESEARCH (FAR EAST) INC.
AND
FIDELITY SECURITIES FUND ON BEHALF OF FIDELITY GROWTH & INCOME PORTFOLIO

AMENDMENT made this 1st day of July 2000 by and between Fidelity Management & Research Company, a Massachusetts corporation with principal offices at 82 Devonshire Street, Boston, Massachusetts (hereinafter called the "Advisor"); Fidelity Management & Research (Far East) Inc. (hereinafter called the "Sub-Advisor"); and Fidelity Securities Fund, a Massachusetts business trust which may issue one or more series of shares of beneficial interest (hereinafter called the "Trust") on behalf of Fidelity Growth & Income Portfolio (hereinafter called the "Portfolio").

WHEREAS the Trust and the Advisor have entered into a Management Contract on behalf of the Portfolio, pursuant to which the Advisor is to act as investment manager of the Portfolio; and

WHEREAS the Sub-Advisor and its subsidiaries and other affiliated persons have personnel in various locations throughout the world and have been formed in part for the purpose of researching and compiling information and recommendations with respect to the economies of various countries, and securities of issuers located in such countries, and providing investment advisory services in connection therewith;

NOW, THEREFORE, in consideration of the premises and the mutual promises hereinafter set forth, the Trust, the Advisor and the Sub-Advisor agree as follows:

1. Duties: The Advisor may, in its discretion, appoint the Sub-Advisor to perform one or more of the following services with respect to all or a portion of the investments of the Portfolio. The services and the portion of the investments of the Portfolio to be advised or managed by the Sub-Advisor shall be as agreed upon from time to time by the Advisor and the Sub-Advisor. The Sub-Advisor shall pay the salaries and fees of all personnel of the Sub-Advisor performing services for the Portfolio relating to research, statistical and investment activities.

(a) Investment Advice: If and to the extent requested by the Advisor, the Sub-Advisor shall provide investment advice to the Portfolio and the Advisor with respect to all or a portion of the investments of the Portfolio, and in connection with such advice shall furnish the Portfolio and the Advisor such factual information, research reports and investment recommendations as the Advisor may reasonably require. Such information may include written and oral reports and analyses.

(b) Investment Management: If and to the extent requested by the Advisor, the Sub-Advisor shall, subject to the supervision of the Advisor, manage all or a portion of the investments of the Portfolio in accordance with the investment objective, policies and limitations provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 (the "1940 Act") and rules thereunder, as amended from time to time, and such other limitations as the Trust or Advisor may impose with respect to the Portfolio by notice to the Sub-Advisor. With respect to the portion of the investments of the Portfolio under its management, the Sub-Advisor is authorized to make investment decisions on behalf of the Portfolio with regard to any stock, bond, other security or investment instrument, and to place orders for the purchase and sale of such securities through such broker-dealers as the Sub-Advisor may select. The Sub-Advisor may also be authorized, but only to the extent such duties are delegated in writing by the Advisor, to provide additional investment management services to the Portfolio, including but not limited to services such as managing foreign currency investments, purchasing and selling or writing futures and options contracts, borrowing money, or lending securities on behalf of the Portfolio. All investment management and any other activities of the Sub-Advisor shall at all times be subject to the control and direction of the Advisor and the Trust's Board of Trustees.

(c) Subsidiaries and Affiliates: The Sub-Advisor may perform any or all of the services contemplated by this Agreement directly or through such of its subsidiaries or other affiliated persons as the Sub-Advisor shall determine; provided, however, that performance of such services through such subsidiaries or other affiliated persons shall have been approved by the Trust to the extent required pursuant to the 1940 Act and rules thereunder.

2. Information to be Provided to the Trust and the Advisor: The Sub-Advisor shall furnish such reports, evaluations, information or analyses to the Trust and the Advisor as the Trust's Board of Trustees or the Advisor may reasonably request from time to time, or as the Sub-Advisor may deem to be desirable.

3. Brokerage: In connection with the services provided under subparagraph (b) of paragraph 1 of this Agreement, the Sub-Advisor shall place all orders for the purchase and sale of portfolio securities for the Portfolio's account with brokers or dealers selected by the Sub-Advisor, which may include brokers or dealers affiliated with the Advisor or Sub-Advisor. The Sub-Advisor shall use its best efforts to seek to execute portfolio transactions at prices which are advantageous to the Portfolio and at commission rates which are reasonable in relation to the benefits received. In selecting brokers or dealers qualified to execute a particular transaction, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of l934) to the Portfolio and/or to the other accounts over which the Sub-Advisor or Advisor exercise investment discretion. The Sub-Advisor is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Portfolio which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Sub-Advisor determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Sub-Advisor has with respect to accounts over which it exercises investment discretion. The Trustees of the Trust shall periodically review the commissions paid by the Portfolio to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Portfolio.

4. Compensation: The Advisor shall compensate the Sub-Advisor on the following basis for the services to be furnished hereunder.

(a) Investment Advisory Fee: For services provided under subparagraph (a) of paragraph 1 of this Agreement, the Advisor agrees to pay the Sub-Advisor a monthly Sub-Advisory Fee. The Sub-Advisory Fee shall be equal to 105% of the Sub-Advisor's costs incurred in connection with rendering the services referred to in subparagraph (a) of paragraph 1 of this Agreement. The Sub-Advisory Fee shall not be reduced to reflect expense reimbursements or fee waivers by the Advisor, if any, in effect from time to time.

(b) Investment Management Fee: For services provided under subparagraph (b) of paragraph 1 of this Agreement, the Advisor agrees to pay the Sub-Advisor a monthly Investment Management Fee. The Investment Management Fee shall be equal to: (i) 50% of the monthly management fee rate (including performance adjustments, if any) that the Portfolio is obligated to pay the Advisor under its Management Contract with the Advisor, multiplied by: (ii) the fraction equal to the net assets of the Portfolio as to which the Sub-Advisor shall have provided investment management services divided by the net assets of the Portfolio for that month. If in any fiscal year the aggregate expenses of the Portfolio exceed any applicable expense limitation imposed by any state or federal securities laws or regulations, and the Advisor waives all or a portion of its management fee or reimburses the Portfolio for expenses to the extent required to satisfy such limitation, the Investment Management Fee paid to the Sub-Advisor will be reduced by 50% of the amount of such waivers or reimbursements multiplied by the fraction determined in (ii). If the Sub-Advisor reduces its fees to reflect such waivers or reimbursements and the Advisor subsequently recovers all or any portion of such waivers and reimbursements, then the Sub-Advisor shall be entitled to receive from the Advisor a proportionate share of the amount recovered. To the extent that waivers and reimbursements by the Advisor required by such limitations are in excess of the Advisor's management fee, the Investment Management Fee paid to the Sub-Advisor will be reduced to zero for that month, but in no event shall the Sub-Advisor be required to reimburse the Advisor for all or a portion of such excess reimbursements.

(c) Provision of Multiple Services: If the Sub-Advisor shall have provided both investment advisory services under subparagraph (a) and investment management services under subparagraph (b) of paragraph 1 for the same portion of the investments of the Portfolio for the same period, the fees paid to the Sub-Advisor with respect to such investments shall be calculated exclusively under subparagraph (b) of this paragraph 4.

5. Expenses: It is understood that the Portfolio will pay all of its expenses other than those expressly stated to be payable by the Sub-Advisor hereunder or by the Advisor under the Management Contract with the Portfolio, which expenses payable by the Portfolio shall include, without limitation, (i) interest and taxes; (ii) brokerage commissions and other costs in connection with the purchase or sale of securities and other investment instruments; (iii) fees and expenses of the Trust's Trustees other than those who are "interested persons" of the Trust, the Sub-Advisor or the Advisor; (iv) legal and audit expenses; (v) custodian, registrar and transfer agent fees and expenses; (vi) fees and expenses related to the registration and qualification of the Trust and the Portfolio's shares for distribution under state and federal securities laws; (vii) expenses of printing and mailing reports and notices and proxy material to shareholders of the Portfolio; (viii) all other expenses incidental to holding meetings of the Portfolio's shareholders, including proxy solicitations therefore; (ix) a pro rata share, based on relative net assets of the Portfolio and other registered investment companies having Advisory and Service or Management Contracts with the Advisor, of 50% of insurance premiums for fidelity and other coverage; (x) its proportionate share of association membership dues; (xi) expenses of typesetting for printing Prospectuses and Statements of Additional Information and supplements thereto; (xii) expenses of printing and mailing Prospectuses and Statements of Additional Information and supplements thereto sent to existing shareholders; and (xiii) such non-recurring or extraordinary expenses as may arise, including those relating to actions, suits or proceedings to which the Portfolio is a party and the legal obligation which the Portfolio may have to indemnify the Trust's Trustees and officers with respect thereto.

6. Interested Persons: It is understood that Trustees, officers, and shareholders of the Trust are or may be or become interested in the Advisor or the Sub-Advisor as directors, officers or otherwise and that directors, officers and stockholders of the Advisor or the Sub-Advisor are or may be or become similarly interested in the Trust, and that the Advisor or the Sub-Advisor may be or become interested in the Trust as a shareholder or otherwise.

7. Services to Other Companies or Accounts: The services of the Sub-Advisor to the Advisor are not to be deemed to be exclusive, the Sub-Advisor being free to render services to others and engage in other activities, provided, however, that such other services and activities do not, during the term of this Agreement, interfere, in a material manner, with the Sub-Advisor's ability to meet all of its obligations hereunder. The Sub-Advisor shall for all purposes be an independent contractor and not an agent or employee of the Advisor or the Trust.

8. Standard of Care: In the absence of willful misfeasance, bad faith, gross negligence or reckless disregard of obligations or duties hereunder on the part of the Sub-Advisor, the Sub-Advisor shall not be subject to liability to the Advisor, the Trust or to any shareholder of the Portfolio for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security.

9. Duration and Termination of Agreement; Amendments:

(a) Subject to prior termination as provided in subparagraph (d) of this paragraph 9, this Agreement shall continue in force until July 31, 2000 and indefinitely thereafter, but only so long as the continuance after such period shall be specifically approved at least annually by vote of the Trust's Board of Trustees or by vote of a majority of the outstanding voting securities of the Portfolio.

(b) This Agreement may be modified by mutual consent of the Advisor, the Sub-Advisor and the Portfolio subject to the provisions of Section 15 of the 1940 Act, as modified by or interpreted by any applicable order or orders of the Securities and Exchange Commission ("the Commission") or any rules or regulations adopted by, or interpretative releases of, the Commission.

(c) In addition to the requirements of subparagraphs (a) and (b) of this paragraph 9, the terms of any continuance or modification of this Agreement must have been approved by the vote of a majority of those Trustees of the Trust who are not parties to this Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval.

(d) Either the Advisor, the Sub-Advisor or the Portfolio may, at any time on sixty (60) days' prior written notice to the other parties, terminate this Agreement, without payment of any penalty, by action of its Board of Trustees or Directors, or with respect to the Portfolio by vote of a majority of its outstanding voting securities. This Agreement shall terminate automatically in the event of its assignment.

10. Limitation of Liability: The Sub-Advisor is hereby expressly put on notice of the limitation of shareholder liability as set forth in the Declaration of Trust or other organizational document of the Trust and agrees that any obligations of the Trust or the Portfolio arising in connection with this Agreement shall be limited in all cases to the Portfolio and its assets, and the Sub-Advisor shall not seek satisfaction of any such obligation from the shareholders or any shareholder of the Portfolio. Nor shall the Sub-Advisor seek satisfaction of any such obligation from the Trustees or any individual Trustee.

11. Governing Law: This Agreement shall be governed by, and construed in accordance with, the laws of the Commonwealth of Massachusetts, without giving effect to the choice of laws provisions thereof.

The terms "registered investment company," "vote of a majority of the outstanding voting securities," "assignment," and "interested persons," when used herein, shall have the respective meanings specified in the 1940 Act as now in effect or as hereafter amended.

IN WITNESS WHEREOF the parties hereto have caused this instrument to be signed in their behalf by their respective officers thereunto duly authorized, and their respective seals to be hereunto affixed, all as of the date written above.

FIDELITY MANAGEMENT & RESEARCH (Far East) INC.

By

/s/Laura B. Cronin

Laura B. Cronin

Treasurer

FIDELITY SECURITIES FUND

on behalf of Fidelity Growth & Income Fund

By

/s/Robert A. Dwight

Robert A. Dwight

Treasurer

FIDELITY MANAGEMENT & RESEARCH COMPANY

|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||

By

/s/Robert A. Dwight

Robert A. Dwight

Vice President

EX-99.77B ACCT LTTR 8 q77bauditpwc.htm PWC AUDIT OPINION LETTER REPORT OF INDEPENDENT ACCOUNTANTS

REPORT OF INDEPENDENT ACCOUNTANTS

TO ACCOMPANY FORM N-SAR

____

To the Trustees of Fidelity Securities Fund:

In planning and performing our audits of the financial statements and financial highlights (hereafter referred to as "financial statements") of the Funds of Fidelity Securities Fund: Fidelity Dividend Growth Fund, Fidelity Leveraged Company Stock Fund and Fidelity Growth & Income Portfolio for the year ended July 31, 2002 we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control.

The management of the Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition.

Because of inherent limitations in internal control, misstatements due to errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate.

Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of any specific internal control component does not reduce to a relatively low level the risk that misstatements due to errors or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of July 31, 2002.

This report is intended solely for the information and use of management and the Trustees of the Trust and the Securities and Exchange Commission.

 

 

 

PricewaterhouseCoopers LLP

Boston, Massachusetts

September 6, 2002

 EX-99.77Q3 CERT 9 q77q3certsecurities.htm CERTIFICATION EXHIBIT Exhibit 77Q3-2

Exhibit 99.77Q3 CERT To Form N-SAR

 

Registrant Name: Fidelity Securities Fund

File Number: 811-4118

Registrant CIK Number: 0000754510

 

Exhibit 77Q3-1

 

CERTIFICATIONS

 

I, Edward C. Johnson 3d, certify that:

1. I have reviewed this report on Form N-SAR of Fidelity Securities Fund;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and

3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report.

 

Date: September 26, 2002

/s/Edward C. Johnson 3d
Edward C. Johnson 3d

President

 

 

 

 

 

CERTIFICATIONS

 

I, Maria Dwyer, certify that:

1. I have reviewed this report on Form N-SAR of Fidelity Securities Fund;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; and

3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report.

 

Date: September 26, 2002

/s/Maria Dwyer

Maria Dwyer

Treasurer

Exhibit 77Q3-2

 

 

Registrant Name: Fidelity Securities Fund

File Number: 811-4118

Registrant CIK Number: 0000754510

Item 15

Because the electronic format for filing Form N-SAR does not provide appropriate space for responding to Item 15, information on custodian and subcustodian arrangements of each Series except Series 3 of the Trust is set forth below. In addition, this same information on custodian and subcustodian arrangements has been manually input in the space provided by Item 15 of certain Form N-SAR filings, as follows:

Brown Brothers Harriman & Co.

Input for Series 2 of Fidelity Puritan Trust Form N-SAR (filed on 9/30/2002)

J.P. Morgan Chase & Co., Inc.

Input for Series 1 of Fidelity Devonshire Trust Form N-SAR (filed on 9/30/2002)

Citibank

Input for Series 3 of Fidelity Securities Fund Form N-SAR (filed on 9/30/2002)

 

 

 

Trust/Fund

Series

Custodian

Sub-Custodian
       

Fidelity Securities Fund (7/31fye)

      

Fidelity OTC Portfolio

1

Brown Brothers Harriman & Co.

See Attachment A

Fidelity Growth & Income Portfolio

2

J.P. Morgan Chase & Co., Inc.

See Attachment B

Fidelity Dividend Growth Fund

4

Citibank

See Attachment C

Fidelity Leveraged Company Stock Fund

6

J.P. Morgan Chase & Co., Inc.

See Attachment B

 

ATTACHMENT A


BROWN BROTHERS HARRIMAN & CO.
SUBCUSTODIANS

 

A.

Additional Custodians

  
 

Custodian

  
 

Bank of New York

  
     

B.

Special Subcustodians:

  
 

Subcustodian

  
 

Bank of New York

  
     

C.

Foreign Subcustodians:

  

Country

Foreign Subcustodian

Argentina

Citibank, N.A., Buenos Aires
 

(Citibank, N.A., New York Agt. 7/16/81
 

New York Agreement Amendment 8/31/90)
 

BankBoston, N.A., Buenos Aires
 

(First Nat. Bank of Boston Agreement 1/15/88
 

Omnibus Amendment 2/22/94)
   

Australia

National Australia Bank Ltd., Melbourne
 

(National Australia Bank Agt. 5/1/85
 

Agreement Amendment 2/13/92
 

Omnibus Amendment 11/22/93)
   

Austria

Bank Austria Creditanstalt Aktiengesellschaft
   

Bahrain

HSBC Bank of the Middle East, Manama
   

Bangladesh

Standard Chartered Bank, Dhaka
 

(Standard Chartered Bank Agreement 2/18/92)
   

Belgium

Banque Bruxelles Lambert, Brussels
 

(Banque Bruxelles Lambert Agreement 11/15/90
 

Omnibus Amendment 3/1/94)
   

Bermuda

Bank of N.T. Butterfield & Son Ltd., Hamilton
   

Botswana

Stanbic Bank Botswana, Limited, Gaborone
 

for The Standard Bank of South Africa, Limited (SBSA)
   

Bolivia

Citibank, N.A., La Paz
   

Brazil

BankBoston, N.A., Sao Paulo
 

(First National Bank of Boston Agreement 1/5/88
 

Omnibus Amendment 2/22/94)
   
   

Bulgaria

ING Bank N.V. (ING)
   
   

Canada

Royal Bank of Canada, Toronto
   

Chile

Citibank, N.A., Santiago
 

(Citibank N.A., New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90)
   

China&Shanghai

Standard Chartered Bank, Shanghai
 

(Standard Chartered Bank Agreement 2/18/92)
   
   

China-

Shenzhen

Standard Chartered Bank, Shenzhen
 

(Standard Chartered Bank Agreement 2/18/92)
   

Colombia

Cititrust Colombia , S.A., Sociedad Fiduciaria, Bogota
   

Croatia

HVB Bank Croatia d.d., Zagreb
   

Czech Republic

Citibank a.s., Praha,

   
   

Denmark

Den Danske Bank, Copenhagen
 

(Den Danske Bank Agreement 1/1/89
 

Omnibus Amendment 12/1/93)
   

Ecuador

Citibank, N.A., Quito
 

(Citibank, N.A. New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90
 

Citibank, Quito Side Letter 7/3/95)
   

Egypt

Citibank, N.A., Cairo
 

(Citibank, N.A. New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90)
   

Estonia

Hansabank Ltd., Tallinn
   

Finland

Nordia Bank Finland PLC
   

France

Banque Paribas, Paris
 

Agreement 4/2/93)
   

Germany

Dresdner Bank AG, Frankfurt
 

(Dresdner Bank Agreement 10/6/95)
   

Ghana

Barclays Bank of Ghana Ltd., Accra
   
   

Greece

Citibank, N.A., Athens
   

Hong Kong

The Hongkong & Shanghai Banking
 

Corp. Ltd., Hong Kong
   

Hungary

Citibank Budapest, Rt.
   

India

Citibank, N.A., Mumbai
 

Standard Chartered Bank, Mumbai
   

Indonesia

Citibank, N.A., Jakarta
   

Ireland

Bank of Ireland Securities Services
   

Israel

Bank Hapoalim, B.M.
 

(Bank Hapoalim Agreement 8/27/92)
   

Italy

Intesa BCI Spa, Milan
   

Ivory Coast

Societe Generale de Banques en Cote d'Ivoire, a
 

wholly owned subsidiary of Societe Generale
   

Japan

The Bank of Tokyo-Mitsubishi, Ltd.,

Tokyo
   

Jordan

HSBC Bank of the Middle East, Amman
   
   

Kenya

Stanbic Bank Kenya, Limited, Nairobi
 

for The Standard Bank of South Africa, Limited (SBSA)
   

Latvia

A/s Hansabanka, Riga
   

Lebanon

HSBC Bank Middle East, Beirut
   

Luxembourg

Kredietbank Luxembourg, Luxembourg
   

Malaysia

HSBC Bank Malaysia Berhad, Kuala Lumpur
   
   

Mauritius

Hongkong & Shanghai Banking Corp., Ltd.,
 

Port Louis
   

Mexico

Banco Nacional de Mexico, S.A. (Banamex)
   

Morocco

Citibank Maghreb, Casablanca, Casablanca
   

Namibia

Standard Bank Namibia Ltd., Windhoek
   

Netherlands

Fortis Bank (Nederland) N.V., Amsterdam
   

New Zealand

National Australia Bank Limited, Auckland
   

Nigeria

Stanbic Bank Nigeria Limited
   

Norway

Den norske Bank ASA, Oslo
 

(Den norske Bank Agreement 11/16/94)
 

Nordea Bank Norge ASA
   

Oman

HSBC Bank of the Middle East, Muscat
   

Pakistan

Standard Chartered Bank, Karachi
 

(Standard Chartered Bank Agreement 2/18/92)
   

Peru

Citibank, N.A., Lima
 

(Citibank N.A., New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90)
   

Philippines

Citibank, N.A., Manila
 

(Citibank N.A., New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90)
   
   

Poland

Bank Handlowy W. Warszawie, S.A.
 

Bank Polska Kasa Opieki S.A., Warsaw
   

Portugal

Banco Comercial Portuges, Lisboa
   

Romania

ING Bank N.V., Bucharest
   

Russia

ING Bank Eurasia ZAO
 

Citibank ZAO, Moscow
   

Singapore

Hongkong & Shanghai Banking
 

Corp., Ltd., Singapore
 

(Hongkong & Shanghai Banking Corp. Agt. 4/19/91
 

Omnibus Supplement 12/29/93)
   

Slovak

Republic

ING Bank N.V., Bratislava
   
   

Slovenia

Bank Austria Creditanstalt d.d., Ljubljana
   
   

South Africa

First National Bank of Southern Africa Ltd.,
 

Johannesburg
 

(First National Bank of Southern Africa Agmt. 8/7/91)
   

South Korea

Citibank, N.A., Seoul
 

(Citibank N.A., New York Agreement 7/16/81
 

New York Agreement Amendment 8/31/90
 

Citibank, Seoul Agreement Supplement 10/28/94)
   

Spain

Banco Santander Central Hispano, S.A., Madrid
   
   

Sri Lanka

Hongkong & Shanghai Banking Corp. Ltd.,
 

Colombo
   
   

Swaziland

Standard Bank Swaziland, Limited, Mbabane
   

Sweden

Skandinaviska Enskilda Banken, Stockholm
   

Switzerland

UBS AG, Zurich
   
   

Taiwan

Standard Chartered Bank, Taipei
   

Thailand

Hongkong & Shanghai Banking Corp. Ltd.,
 

Bangkok
   
   

Turkey

Citibank, N.A., Istanbul
   

Ukraine

ING Bank Ukraine, Kiev
   

United

Kingdom

HSBC Bank Plc

 

Clydesdale Bank Plc
   

Uruguay

BankBoston, N.A. Montevideo
   

Venezuela

Citibank, N.A., Caracas
   

Zambia

Stanbic Bank Zambia Ltd., Lusaka
   

Zimbabwe

Stanbic Bank Zimbabwe Ltd., Harare

 

 

ATTACHMENT B

 

J.P. MORGAN CHASE & CO., INC.
SUBCUSTODIANS

A.

ADDITIONAL CUSTODIANS:
 

CUSTODIAN
 

BANK OF NEW YORK
   

B.

SPECIAL SUBCUSTODIANS:
 

SUBCUSTODIAN
 

BANK OF NEW YORK
 

CITIBANK, N.A.

C.

FOREIGN SUBCUSTODIANS:

Country

Foreign Subcustodian

Argentina

JPMorgan Chase Bank, Buenos Aires
   
   

Australia

JPMorgan Chase Bank, Sydney
   
   
   
   
   
   

Austria

Bank Austria Creditanstalt Aktiengesellschaft
   
   

Bahrain

HSBC Bank of the Middle East, Manama
   

Bangladesh

Standard Chartered Bank, Dhaka
   

Belgium

Fortis Bank, N.V.
 

Brussels
   
   
   

Bermuda

The Bank of Bermuda, Limited
 

Hamilton
   

Botswana

Barclays Bank of Botswana Ltd.,
 

Gaborone
   

Brazil

Citibank, N.A., Sao Paulo
   

Bulgaria

ING Bank N.V., Sofia
   
   

Canada

Canada Imperial Bank of Commerce,

 

Toronto
 

Royal Bank of Canada
   

Chile

Citibank, N.A., Santiago
   
   

China&Shanghai

Hongkong & Shanghai Banking
 

Corp., Ltd., Shanghai
   
   

China-

Shenzhen

Hongkong & Shanghai Banking
 

Corp., Ltd., Shenzhen
   

Colombia

Cititrust Colombia S.A., Sociedad Fiduciaria,
 

Bogota
   
   

Croatia

Privredna banka Zagreb d.d. Savska c.28
   

Cyprus

The Cyprus Popular Bank Ltd
   

Czech

Republic

Ceskoslovenska Obchodni Banka, A.S., Prague
 

ING Bank N.V., Prague
   

Denmark

Danske Bank A/S, Copenhagen
   

Ecuador

Citibank, N.A., Quito
   

Egypt

National Bank of Egypt, Cairo
   

Estonia

Hansabank
   

Finland

Nordia Bank Finland Plc
   
   

France

BNP Paribas Securities Services S.A.
 

Credit Agricole Indosuez, Paris
 

Societe Generale
   

Germany

Dresdner Bank A.G., Frankfurt
   

Ghana

Barclays Bank of Ghana Ltd., Accra
   

Greece

HSBC Bank plc, Athens
   
   
   

Hong Kong

Hongkong & Shanghai Bank Corp., Ltd.,
 

Hong Kong
   
   
   

Hungary

Citibank Budapest Rt., Budapest
   
   

Iceland

Islandsbanki-FBA
   
   

India

Hongkong & Shanghai Banking Corp. Ltd.,
 

Standard Chartered Bank, Mumbai
   
   
   

Indonesia

Hongkong & Shanghai Banking Corp. Ltd.,
 

Jakarta
   

Ireland

Bank of Ireland, Dublin
 

Bank of Ireland Securities Services
   
   

Israel

Bank Leumi Le-Israel, B. M., Tel Aviv
   
   

Italy

BNP Paribas Securities Services S.A., Milan
   
   

Ivory Coast

Societe Generale de Banques en
 

Cote d'Ivoire, Abidjan
   

Jamaica

CIBC Trust and Merchant Bank Jamaica Limited
   

Japan

Mizuho Corporate Bank, Limited, Tokyo
   
 

Bank of Tokyo-Mitsubishi Ltd., Tokyo
   

Jordan

Arab Bank, PLC, Amman
   

Kazakhstan

ABN AMRO Bank Kazakhstan
   

Kenya

Barclays Bank of Kenya Ltd., Nairobi
   

Latvia

Hansabanka
   

Lebanon

The British Bank of the Middle East (BBME)
   

Lithuania

Vilniaus Bankas AB, Vilniaus
   

Luxembourg

Banque Generale du Luxembourg
   
   

Malaysia

HSBC Bank Malaysia Berhad
 

Chase Manhattan Bank, Berhad, Kuala Lumpur
   

Mauritius

Hongkong & Shanghai Banking Corp. Ltd.,
 

Port Louis
   

Mexico

Banco J.P. Morgan, S.A. Mexico,

   
 

Banco Nacional de Mexico, S.A.
   
   

Morocco

Banque Commerciale du Maroc,
 

Casablanca
   

Namibia

Standard Bank Namibia Ltd., Windhoek
   

Netherlands

ABN-AMRO, Bank N.V.,
 

Amsterdam
 

Fortis Bank (Nederland) N.V.
   
   

New Zealand

National Nominees Ltd., Auckland
   
   

Nigeria

Stanbic Bank Nigeria Limited
   

Norway

Den norske Bank ASA, Oslo
   
   

Oman

HSBC Bank Middle East
   

Pakistan

Citibank, N. A., Karachi
   
 

Standard Chartered Bank, Karachi
 

Deutsche Bank AG, Karachi
   

Peru

Citibank, N.A., Lima
   

Philippines

Hongkong & Shanghai Banking
 

Corp., Ltd., Manila
   

Poland

Bank Handlowy W. Warzawie, S.A., Warsaw
 

Bank Polska Kasa Opieki, S.A., Warsaw
   

Portugal

Banco Espirito Santo, S.A., Lisbon
   

Romania

ING Bank N.V., Bucharest
   
   

Russia

J.P. Morgan Bank International, Moscow
 

ING Bank (Eurasia) ZAO
 

Deutsche Bank, Moscow
   

Singapore

Standard Chartered Bank, Singapore
   
   

Slovak Republic

Ceskoslovenska obchodna, banka, a.s.
 

pobocka zahranicnej banky v SR
   

Slovenia

Bank Austria Creditanstalt d.d., Ljubljana
   
   

South Africa

Standard Bank of South Africa, Ltd.,
   
   

South Korea

Hongkong & Shanghai Banking Corp., Ltd.
 

Seoul
 

Standard Chartered Bank, Seoul
   

Spain

J.P. Morgan Bank, S.A., Madrid
   
   
   

Sri Lanka

Hongkong & Shanghai Banking Corp. Ltd.,
 

Colombo
   

Sweden

Skandinaviska Enskilda Banken, Stockholm
   
   
   

Switzerland

UBS AG, Zurich
   
   

Taiwan

JPMorgan Chase Bank, Taipei
   
   

Thailand

Standard Chartered Bank, Bangkok
   
   

Tunsia

Banque Internationale Arabe de Tunisie, S.A.
   

Turkey

JPMorgan Chase Bank, Istanbul
   
   

Ukraine

ING Bank Ukraine
   

U.A.E.

HSBC Bank Middle East, Dubai
   

United

Kingdom

JPMorgan Chase Bank, London
   
   
   

Uruguay

BankBoston, N.A., Montevideo
   

Venezuela

Citibank, N.A., Caracas
   

Vietnam

The Hongkong and Shanghai Banking Corporation Limited
   

Zambia

Barclays Bank of Zambia Ltd., Lusaka
   

Zimbabwe

Barclays Bank of Zimbabwe Ltd., Harare

 

 

 

 

 

 

 

ATTACHMENT C

CITIBANK
SUBCUSTODIANS

A. Additional Custodians
Bank of New York


   

 

B. Special Subcustodian

Subcustodian

Bank of New York

J.P. Morgan Chase & Co., Inc.

DeutscheBank Trust Company Americas

Bank of America

 

  1. Foreign Subcustodians

Country Subcustodian

Argentina Citibank, N.A. Buenos Aires

Australia Citicorp Nominees Pty. Ltd., Melbourne

Austria Citibank, N.A., Milan

Bangladesh Standard Chartered Bank Plc, Dhaka

Belgium Fortis Bank N.V., Brussels

Bermuda Bank of Bermuda Limited, Hamilton

Bolivia Citibank, N.A., La Paz

Botswana Barclays Bank of Botswana Ltd

Brazil Citibank, N.A., Sao Paulo

Bulgaria SG Expressbank, Sofia

Canada Citibank Canada, Toronto

Chile Citibank, N.A., Santiago

China-Shanghai Citibank, N.A., Hong Kong

China-Shenzhen Citibank, N.A. Hong Kong

Colombia Ciitrust Colombia S.A. Sociedad Fiduciaria, Bogota

Costa Rica Banco BCT S.A., San Jose

Croatia Privredna Banka Zagreb d.d., Zagreb

Czech Republic Citibank A.S., Praha

Denmark Nordea Bank Denmark A/S, Copenhagen

Ecuador Citibank, N.A. Quito

Egypt Citibank, N.A., Cairo

Estonia Hansabank Ltd., Tallinn

Finland Nordea Bank Finland Plc., Helsinki

France Citibank International Plc., Paris

Germany Citibank, A. G., Frankfurt

Greece Citibank, N.A., Athens

Hong Kong Citibank, N.A., Hong Kong

Hungary Citibank Budapest Rt., Budapest

India Citibank, N.A., Mumbai

Indonesia Citibank, N.A., Jakarta

Ireland Citibank International Plc., Dublin

Israel Bank Hapoalim, B.M., Tel Aviv

Italy Citibank, N.A., Milan

Japan Citibank, N.A., Tokyo

Jordan Citibank, N.A., Amman

Latvia A/s Hansabanka, Riga

Lithuania Vilniaus Bankas AB, Vilniaus

Luxembourg Citibank Interntional Plc

Malaysia Citibank, Berhad, Kuala Lumpur

Mauritius Hongkong & Shanghai Banking Corp., Ltd., Port Louis

Mexico Banco Nacional de Mexico, Mexico City

Morocco Citibank Maghreb, Casablanca

Netherlands Citibank International, Plc., Amsterdam

New Zealand Citibank Nominees (NZ) Ltd., Melbourne

Norway Nordea Bank Norge ASA, Oslo

Pakistan Citibank, N.A., Karachi

Peru Citibank, N.A., Lima

Philippines Citibank, N.A., Manila

Poland Bank Handlowy W. Warszawie, S.A., Warsaw

Portugal Citibank International Plc., Lisbon

Puerto Rico Citibank, N.A., Puerto Rico

Romania Citibank Romania S.A., Bucharest

Russia Citibank ZAO, Moscow

Singapore Citibank, N.A., Singapore

Slovak Republic Ceskoslovenska obchodni banka, a.s. pobocka zahranicnej banky v SR.,

Slovenia Bank Austria Creditanstalt d.d., Ljubljana

South Africa First National Bank of Southern Africa Ltd., Johannesburg

South Korea Citibank, N.A., Seoul

Spain Citibank International Plc., Madrid

Sri Lanka Citibank, N.A., Colombo

Sweden Skandinaviska Enskilda Banken, Stockholm

Switzerland Citibank, N.A., Zurich

Taiwan Citibank, N.A., Taipei

Thailand Citibank, N.A., Bangkok

Turkey Citibank, N.A., Istanbul

Ukraine ING Bank Ukraine, Kiev

United Kingdom Citibank, N.A., London

Venezuela Citibank, N.A., Caracas

Zimbabwe Barclays Bank of Zimbabwe

 

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