FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04118
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Securities Fund
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
MARC BRYANT, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2015 - 06/30/2016
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Securities Fund
BY: /s/STACIE M. SMITH*
STACIE M. SMITH, TREASURER
DATE: 08/11/2016 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2016 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP GROWTH FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 1-PAGE LIMITED
MEETING DATE: JUN 29, 2016 |
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|
TICKER: 1PG
SECURITY ID: Q7133W106
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Joseph Bosch as Director | Management | For | For |
| 4 | Elect John Fennelly as Director | Management | For | For |
| 5 | Elect Michael Shen as Director | Management | For | For |
| 6 | Elect Tod McGrouther as Director | Management | For | For |
| 7 | Approve the Employee Equity Incentive Plan | Management | For | For |
| 8 | Approve the Transfer of Vested Performance Rights Shares to Joanna Riley, Managing Director of the Company | Management | For | For |
| 9A | Approve the Grant of Options to Joseph Bosch, Director of the Company | Management | For | For |
| 9B | Approve the Grant of Options to John Fennelly, Director of the Company | Management | For | For |
| 9C | Approve the Grant of Options to Michael Shen, Director of the Company | Management | For | For |
| 10 | Ratify the Past Issuance of Shares to Institutional and Professional Investors | Management | For | For |
| 11 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 58.COM INC.
MEETING DATE: DEC 17, 2015 |
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|
TICKER: WUBA
SECURITY ID: 31680Q104
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| ABBVIE INC.
MEETING DATE: MAY 06, 2016 |
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|
TICKER: ABBV
SECURITY ID: 00287Y109
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| AC IMMUNE SA
MEETING DATE: JAN 18, 2016 |
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|
TICKER:
SECURITY ID: 78S99M232
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CHF 918,675 Share Capital Increase with Preemptive Rights | Management | For | For |
| ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 10, 2016 |
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|
TICKER: ACAD
SECURITY ID: 004225108
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC.
MEETING DATE: JUN 02, 2016 |
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|
TICKER: XLRN
SECURITY ID: 00434H108
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tom Maniatis | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLPa s Auditors | Management | For | For |
| ACHAOGEN, INC.
MEETING DATE: JUN 15, 2016 |
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|
TICKER: AKAO
SECURITY ID: 004449104
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.2 | Elect Director Gregory Stea | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 02, 2016 |
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|
TICKER: ATVI
SECURITY ID: 00507V109
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert J. Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC.
MEETING DATE: JAN 06, 2016 |
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|
TICKER: AYI
SECURITY ID: 00508Y102
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADEPTUS HEALTH INC.
MEETING DATE: MAY 16, 2016 |
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|
TICKER: ADPT
SECURITY ID: 006855100
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas S. Hall | Management | For | For |
| 1.2 | Elect Director Richard Covert | Management | For | For |
| 1.3 | Elect Director Steven V. Napolitano | Management | For | For |
| 1.4 | Elect Director Daniel W. Rosenberg | Management | For | For |
| 1.5 | Elect Director Gregory W. Scott | Management | For | For |
| 1.6 | Elect Director Ronald L. Taylor | Management | For | For |
| 1.7 | Elect Director Jeffery S. Vender | Management | For | For |
| 1.8 | Elect Director Stephen M. Mengert | Management | For | For |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ADIDAS AG
MEETING DATE: MAY 12, 2016 |
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|
TICKER: ADS
SECURITY ID: D0066B185
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Approve Increase in Size of Supervisory Board to 16 Members | Management | For | For |
| 6.1 | Elect Ian Galienne to the Supervisory Board | Management | For | For |
| 6.2 | Elect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreements with Subsidiary adidas anticipation GmbH | Management | For | For |
| 8 | Approve Creation of EUR 4 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 11.1 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 11.2 | Ratify KPMG AG as Auditors for the First Half of Fiscal 2016 | Management | For | For |
| 11.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2017 | Management | For | For |
| ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 13, 2016 |
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|
TICKER: ADBE
SECURITY ID: 00724F101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | Against |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADURO BIOTECH, INC.
MEETING DATE: JUN 09, 2016 |
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|
TICKER: ADRO
SECURITY ID: 00739L101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen T. Isaacs | Management | For | For |
| 1.2 | Elect Director William M. Greenman | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2016 |
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|
TICKER: AGIO
SECURITY ID: 00847X104
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Schenkein | Management | For | For |
| 1.2 | Elect Director Robert T. Nelsen | Management | For | For |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AIMMUNE THERAPEUTICS, INC.
MEETING DATE: MAY 25, 2016 |
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|
TICKER: AIMT
SECURITY ID: 00900T107
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.2 | Elect Director Mark T. Iwicki | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 |
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|
TICKER: AKAM
SECURITY ID: 00971T101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela J. Craig | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 1.3 | Elect Director Paul Sagan | Management | For | For |
| 1.4 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALBEMARLE CORPORATION
MEETING DATE: MAY 10, 2016 |
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|
TICKER: ALB
SECURITY ID: 012653101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2.1 | Elect Director Jim W. Nokes | Management | For | For |
| 2.2 | Elect Director William H. Hernandez | Management | For | For |
| 2.3 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 2.4 | Elect Director Douglas L. Maine | Management | For | For |
| 2.5 | Elect Director J. Kent Masters | Management | For | For |
| 2.6 | Elect Director James J. O' Brien | Management | For | For |
| 2.7 | Elect Director Barry W. Perry | Management | For | For |
| 2.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 2.9 | Elect Director Gerald A. Steiner | Management | For | For |
| 2.10 | Elect Director Harriett Tee Taggart | Management | For | For |
| 2.11 | Elect Director Alejandro Wolff | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2016 |
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|
TICKER: ALXN
SECURITY ID: 015351109
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 |
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|
TICKER: BABA
SECURITY ID: 01609W102
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALKERMES PLC
MEETING DATE: MAY 25, 2016 |
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|
TICKER: ALKS
SECURITY ID: G01767105
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve the Grant to Issue Shares Under Irish Law | Management | For | For |
| 6a | Amend Articles of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 6b | Amend Memorandum of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 7 | Authorize the Board to Opt-Out the Statutory Pre-Emptions Rights | Management | For | For |
| ALLERGAN PLC
MEETING DATE: MAY 05, 2016 |
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|
TICKER: AGN
SECURITY ID: G0177J108
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 03, 2016 |
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|
TICKER: ALNY
SECURITY ID: 02043Q107
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Amy W. Schulman | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC.
MEETING DATE: JUN 08, 2016 |
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|
TICKER: GOOGL
SECURITY ID: 02079K305
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| ALTICE NV
MEETING DATE: JUN 28, 2016 |
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|
TICKER: ATC
SECURITY ID: N0R25F103
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect Michel Combes as Executive Director | Management | For | For |
| 7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
| 7.b | Amend Stock Option Plan | Management | For | Against |
| 7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
| 7.d | Amend Remuneration Policy | Management | For | Against |
| 7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
| 7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
| 7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
| 10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| AMAZON.COM, INC.
MEETING DATE: MAY 17, 2016 |
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|
TICKER: AMZN
SECURITY ID: 023135106
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 03, 2016 |
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|
TICKER: ABC
SECURITY ID: 03073E105
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director Douglas R. Conant | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.6 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
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|
TICKER: AMGN
SECURITY ID: 031162100
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AMPLIFY SNACK BRANDS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BETR
SECURITY ID: 03211L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Christ | Management | For | For |
| 1.2 | Elect Director Pamela Netzky | Management | For | For |
| 1.3 | Elect Director Chris Elshaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMSURG CORP.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: AMSG
SECURITY ID: 03232P405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANALOG DEVICES, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: ADI
SECURITY ID: 032654105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director John C. Hodgson | Management | For | For |
| 1h | Elect Director Neil Novich | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: ABI
SECURITY ID: 03524A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 8a | Approve Remuneration Report | Management | For | Against |
| 8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| 9a | Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015 | Management | For | For |
| 9b | Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015 | Management | For | For |
| 10 | Acknowledge Cancellation of VVPR Strips | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ANTERO RESOURCES CORPORATION
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: AR
SECURITY ID: 03674X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard W. Connor | Management | For | For |
| 1.2 | Elect Director Robert J. Clark | Management | For | For |
| 1.3 | Elect Director Benjamin A. Hardesty | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| APACHE CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Elect Director John J. Christmann, IV | Management | For | For |
| 3 | Elect Director Chansoo Joung | Management | For | For |
| 4 | Elect Director William C. Montgomery | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| APOLLO HOSPITALS ENTERPRISE LTD.
MEETING DATE: AUG 11, 2015 |
||||
|
TICKER: 508869
SECURITY ID: Y0187F138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect P. Reddy as Director | Management | For | For |
| 4 | Approve S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Appointment and Remuneration of P. Reddy as Executive Vice Chairperson | Management | For | For |
| 6 | Approve Appointment and Remuneration of Suneeta Reddy as Managing Director | Management | For | For |
| 7 | Approve Appointment and Remuneration of Sangita Reddy as Joint Managing Director | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASCENDIS PHARMA A/S
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: ASND
SECURITY ID: 04351P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Jonathan T. Silverstein as Director | Management | For | Did Not Vote |
| 5b | Reelect Albert Cha as Director | Management | For | Did Not Vote |
| 5c | Elect Birgitte Volck as Director | Management | For | Did Not Vote |
| 5d | Elect Martin Olin as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Shares to Employees on Discount | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| ASHLAND INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: ASH
SECURITY ID: 044209104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brendan M. Cummins | Management | For | For |
| 1b | Elect Director Roger W. Hale | Management | For | For |
| 1c | Elect Director Vada O. Manager | Management | For | For |
| 1d | Elect Director Mark C. Rohr | Management | For | For |
| 1e | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 1f | Elect Director Janice J. Teal | Management | For | For |
| 1g | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASSOCIATED BRITISH FOODS PLC
MEETING DATE: DEC 04, 2015 |
||||
|
TICKER: ABF
SECURITY ID: G05600138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Emma Adamo as Director | Management | For | For |
| 5 | Re-elect John Bason as Director | Management | For | For |
| 6 | Re-elect Ruth Cairnie as Director | Management | For | For |
| 7 | Re-elect Timothy Clarke as Director | Management | For | For |
| 8 | Re-elect Javier Ferran as Director | Management | For | For |
| 9 | Elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Charles Sinclair as Director | Management | For | For |
| 11 | Re-elect Peter Smith as Director | Management | For | For |
| 12 | Re-elect George Weston as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dev Ittycheria | Management | For | For |
| 1.2 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOZONE, INC.
MEETING DATE: DEC 16, 2015 |
||||
|
TICKER: AZO
SECURITY ID: 053332102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| AVALANCHE BIOTECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: AAVL
SECURITY ID: 05337G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2.1 | Elect Director John P. McLaughlin | Management | For | For |
| 2.2 | Elect Director Steven D. Schwartz | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| AXIS BANK LTD.
MEETING DATE: JUL 24, 2015 |
||||
|
TICKER: 532215
SECURITY ID: Y0487S137
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect U. Sangwan as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect S. Vishvanathan as Independent Director | Management | For | For |
| 6 | Approve Revision of Remuneration of S. Misra, Chairman | Management | For | For |
| 7 | Approve Appointment and Remuneration of S. Sharma as CEO & Managing Director | Management | For | For |
| 8 | Approve Revision of Remuneration of V. Srinivasan, Executive Director | Management | For | For |
| 9 | Elect S.K. Gupta as Director | Management | For | For |
| 10 | Approve Appointment and Remuneration of S.K. Gupta as Executive Director & CFO | Management | For | For |
| 11 | Approve Revision of Remuneration of S.K. Gupta, Executive Director & CFO | Management | For | For |
| 12 | Approve Increase in Borrowing Powers | Management | For | For |
| 13 | Authorize Issuance of Debt Instruments | Management | For | For |
| 14 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| AXIS BANK LTD.
MEETING DATE: DEC 18, 2015 |
||||
|
TICKER: 532215
SECURITY ID: Y0487S137
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect P. R. Menon as Independent Director | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: BME
SECURITY ID: L1175H106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Elect Sir Terry Leahy as Director | Management | For | Against |
| 11 | Elect Simon Arora as Director | Management | For | Against |
| 12 | Elect David Novak as Director | Management | For | Against |
| 13 | Elect Paul McDonald as Director | Management | For | Against |
| 14 | Elect Thomas Hubner as Director | Management | For | For |
| 15 | Elect Kathleen Guion as Director | Management | For | For |
| 16 | Elect Ron McMillan as Director | Management | For | For |
| 17 | Elect Harry Brouwer as Director | Management | For | For |
| 18 | Elect Thomas Hubner as Director by Independent Shareholders | Management | For | For |
| 19 | Elect Kathleen Guion as Director by Independent Shareholders | Management | For | For |
| 20 | Elect Ron McMillan as Director by Independent Shareholders | Management | For | For |
| 21 | Elect Harry Brouwer as Director by Independent Shareholders | Management | For | For |
| 22 | Approve Discharge of Auditors | Management | For | For |
| 23 | Appoint Grant Thornton Lux Audit S.A. as Auditors and Authorise Their Remuneration | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| BALL CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.2 | Elect Director Georgia R. Nelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BHARTI INFRATEL LTD.
MEETING DATE: AUG 11, 2015 |
||||
|
TICKER: 534816
SECURITY ID: Y0R86J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
| 3 | Elect R. B. Mittal as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect R. P. Singh as Independent Director | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | For |
| 7 | Approve Related Party Transactions with Bharti Airtel Limited | Management | For | For |
| BHARTI INFRATEL LTD.
MEETING DATE: MAR 21, 2016 |
||||
|
TICKER: INFRATEL
SECURITY ID: Y0R86J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Variations of Terms in the Utilization of Proceeds Received from the Initial Public Offering of Shares of the Company | Management | For | For |
| BHARTI INFRATEL LTD.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: INFRATEL
SECURITY ID: Y0R86J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| BIOGEN INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| BLACKROCK, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: BLK
SECURITY ID: 09247X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | Against |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director William S. Demchak | Management | For | For |
| 1e | Elect Director Jessica P. Einhorn | Management | For | For |
| 1f | Elect Director Laurence D. Fink | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director James Grosfeld | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director David H. Komansky | Management | For | For |
| 1l | Elect Director Deryck Maughan | Management | For | For |
| 1m | Elect Director Cheryl D. Mills | Management | For | For |
| 1n | Elect Director Gordon M. Nixon | Management | For | For |
| 1o | Elect Director Thomas H. O'Brien | Management | For | For |
| 1p | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1q | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1r | Elect Director John S. Varley | Management | For | For |
| 1s | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
| BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: BLUE
SECURITY ID: 09609G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOOT BARN HOLDINGS, INC.
MEETING DATE: SEP 10, 2015 |
||||
|
TICKER: BOOT
SECURITY ID: 099406100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Bettinelli | Management | For | For |
| 1.2 | Elect Director Brad J. Brutocao | Management | For | For |
| 1.3 | Elect Director James G. Conroy | Management | For | For |
| 1.4 | Elect Director Christian B. Johnson | Management | For | For |
| 1.5 | Elect Director Brenda I. Morris | Management | For | For |
| 1.6 | Elect Director J. Frederick Simmons | Management | For | For |
| 1.7 | Elect Director Peter Starrett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Donna A. James | Management | For | For |
| 1d | Elect Director Kristina M. Johnson | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BMY
SECURITY ID: 110122108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Peter J. Arduini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| BROADCOM CORPORATION
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BROADCOM LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: AVGO
SECURITY ID: Y09827109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BWLD
SECURITY ID: 119848109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale M. Applequist | Management | For | For |
| 1.2 | Elect Director James M. Damian | Management | For | For |
| 1.3 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.4 | Elect Director Michael P. Johnson | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 1.8 | Elect Director Sally J. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BUILDERS FIRSTSOURCE, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: BLDR
SECURITY ID: 12008R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Agroskin | Management | For | For |
| 1.2 | Elect Director Kevin J. Kruse | Management | For | For |
| 1.3 | Elect Director Floyd F. Sherman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC.
MEETING DATE: JUL 17, 2015 |
||||
|
TICKER: BURL
SECURITY ID: 122017106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.2 | Elect Director Frank Cooper, III | Management | For | For |
| 1.3 | Elect Director William P. McNamara | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BURLINGTON STORES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: BURL
SECURITY ID: 122017106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tricia Patrick | Management | For | For |
| 1.2 | Elect Director Paul J. Sullivan | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: 1211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audited Financial Statements | Management | For | For |
| 4 | Approve 2015 Annual Report | Management | For | For |
| 5 | Approve 2015 Profit Distribution Plan | Management | For | For |
| 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Provision of Guarantee by the Group | Management | For | For |
| 8 | Approve Provision of Guarantee by the Company and Its Subsidiaries for External Parties | Management | For | For |
| 9 | Approve Estimated Cap of 2016 Ordinary Connected Transactions | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Approve Change in Domicile and Amendments to Articles of Association | Management | For | For |
| 13 | Approve Use of Short-term Intermittent Funds for Entrusted Wealth Management and Related Transactions | Management | For | For |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amended Service Agreement with Kibbutz Sdot-Yam, Controlling Shareholder, for a Three Year Period | Management | For | For |
| 2 | Approve Addendum and Renew Manpower Agreement with Kibbutz Sdot-Yam, Controlling Shareholder | Management | For | For |
| 3 | Approve Engagement with and Employment Terms of Giora Wegman, Deputy CEO | Management | For | For |
| 4.1 | Amend Compensation Policy Regarding Approval of CEO's Compensation and Equity Grants to Office Holders | Management | For | For |
| 4.2 | Amend Compensation Policy Regarding Requirements For Renewal, Extension and Replacement of D&O Insurance Policies | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Grant Yosef Shiran Options to Purchase 360,000 Shares | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: DEC 03, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
| 3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
| 4 | Approve Compensation Terms of Yonatan Melamed | Management | For | For |
| 5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | For |
| 6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | For |
| 7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | For |
| 8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
| 2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
| 3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 4 | Approve Compensation Terms of Yonatan Melamed | Management | Against | Did Not Vote |
| 5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | Did Not Vote |
| 6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | Did Not Vote |
| 7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | Did Not Vote |
| 8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Did Not Vote |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employment Terms of Yonathan Melamed, Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CALITHERA BIOSCIENCES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: CALA
SECURITY ID: 13089P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan G. Drachman | Management | For | For |
| 1.2 | Elect Director Deepa R. Pakianathan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARDINAL HEALTH, INC.
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director Nancy Killefer | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: CSLT
SECURITY ID: 14862Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Park | Management | For | For |
| 1.2 | Elect Director David B. Singer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CATABASIS PHARMACEUTICALS INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CATB
SECURITY ID: 14875P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jill C. Milne | Management | For | For |
| 1b | Elect Director Michael D. Kishbauch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CAVIUM, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CAVM
SECURITY ID: 14964U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CELG
SECURITY ID: 151020104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| CELLECTIS
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ALCLS
SECURITY ID: 15117K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Mathieu Simon as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| CEMPRA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CEMP
SECURITY ID: 15130J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dov A. Goldstein | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: CHTR
SECURITY ID: 16117M305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director W. Lance Conn | Management | For | For |
| 1B | Elect Director Michael P. Huseby | Management | For | For |
| 1C | Elect Director Craig A. Jacobson | Management | For | For |
| 1D | Elect Director Gregory B. Maffei | Management | For | For |
| 1E | Elect Director John C. Malone | Management | For | For |
| 1F | Elect Director John D. Markley, Jr. | Management | For | For |
| 1G | Elect Director David C. Merritt | Management | For | For |
| 1H | Elect Director Balan Nair | Management | For | For |
| 1I | Elect Director Thomas M. Rutledge | Management | For | For |
| 1J | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHIASMA, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: CHMA
SECURITY ID: 16706W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Leuchtenberger | Management | For | For |
| 1.2 | Elect Director David Stack | Management | For | For |
| 1.3 | Elect Director John A. Scarlett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC.
MEETING DATE: JUN 24, 2016 |
||||
|
TICKER: CMRX
SECURITY ID: 16934W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine L. Gilliss | Management | For | For |
| 1.2 | Elect Director C. Patrick Machado | Management | For | For |
| 1.3 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHINA INTERNET PLUS
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER:
SECURITY ID: 78T99E221
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Registered Capital | Management | For | Did Not Vote |
| 2 | Approve Amendments to Articles of Association | Management | For | Did Not Vote |
| 3 | Approve Change of Company Name to "CHINA INTERNET PLUS HOLDINGS LTD." | Management | For | Did Not Vote |
| CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CMG
SECURITY ID: 169656105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Baldocchi | Management | For | For |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| CIGNA CORPORATION
MEETING DATE: DEC 03, 2015 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CIMAREX ENERGY CO.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: XEC
SECURITY ID: 171798101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.2 | Elect Director Hans Helmerich | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.4 | Elect Director Monroe W. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIRRUS LOGIC, INC.
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: CRUS
SECURITY ID: 172755100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| CME GROUP INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CME
SECURITY ID: 12572Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Alex J. Pollock | Management | For | For |
| 1n | Elect Director John F. Sandner | Management | For | For |
| 1o | Elect Director Terry L. Savage | Management | For | For |
| 1p | Elect Director William R. Shepard | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: COKE
SECURITY ID: 191098102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.3 | Elect Director Sharon A. Decker | Management | For | For |
| 1.4 | Elect Director Morgan H. Everett | Management | For | For |
| 1.5 | Elect Director Henry W. Flint | Management | For | For |
| 1.6 | Elect Director James R. Helvey, III | Management | For | For |
| 1.7 | Elect Director William H. Jones | Management | For | For |
| 1.8 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | For |
| 1e | Elect Director John N. Fox, Jr. | Management | For | For |
| 1f | Elect Director John E. Klein | Management | For | For |
| 1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1h | Elect Director Lakshmi Narayanan | Management | For | For |
| 1i | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1j | Elect Director Robert E. Weissman | Management | For | For |
| 1k | Elect Director Thomas M. Wendel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: CHRS
SECURITY ID: 19249H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | Withhold |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2015 |
||||
|
TICKER: STZ
SECURITY ID: 21036P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CLR
SECURITY ID: 212015101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 29, 2016 |
||||
|
TICKER: COST
SECURITY ID: 22160K105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamilton E. James | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director John W. Stanton | Management | For | For |
| 1.4 | Elect Director Mary A. (Maggie) Wilderotter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CSPC PHARMACEUTICAL GROUP LTD.
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: 1093
SECURITY ID: Y1837N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Whitewash Waiver and Related Transactions | Management | For | For |
| 2 | Adopt New Share Option Scheme | Management | For | For |
| 3 | Elect Lu Hua as Director | Management | For | Against |
| CSPC PHARMACEUTICAL GROUP LTD.
MEETING DATE: MAY 30, 2016 |
||||
|
TICKER: 1093
SECURITY ID: Y1837N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Lu Jianmin as Director | Management | For | Against |
| 3a2 | Elect Wang Zhenguo as Director | Management | For | Against |
| 3a3 | Elect Wang Jinxu as Director | Management | For | Against |
| 3a4 | Elect Wang Bo as Director | Management | For | For |
| 3b | Elect Chan Siu Keung, Leonard as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Grant of Options Under the Share Option Scheme | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD.
MEETING DATE: DEC 21, 2015 |
||||
|
TICKER: CTRP
SECURITY ID: 22943F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| CVS HEALTH CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: CTMX
SECURITY ID: 23284F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sean A. McCarthy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
| DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PLAY
SECURITY ID: 238337109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Griffith | Management | For | For |
| 1.2 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.3 | Elect Director David A. Jones | Management | For | For |
| 1.4 | Elect Director Stephen M. King | Management | For | For |
| 1.5 | Elect Director Alan J. Lacy | Management | For | For |
| 1.6 | Elect Director Kevin M. Mailender | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DBV TECHNOLOGIES
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| DBV TECHNOLOGIES
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Pierre-Henri Benhamou, Chairman and CEO | Management | For | For |
| 6 | Elect Claire Giraut as Director | Management | For | For |
| 7 | Elect Mailys Ferrere as Director | Management | For | For |
| 8 | Reelect Pierre-Henri Benhamou as Director | Management | For | For |
| 9 | Reelect Torbjorn Bjerke as Director | Management | For | For |
| 10 | Reelect George Horner as Director | Management | For | For |
| 11 | Reelect Daniel Soland as Director | Management | For | For |
| 12 | Ratify Appointment of Michael Goller as Director | Management | For | For |
| 13 | Reelect Michael Goller as Director | Management | For | For |
| 14 | Change Location of Registered Office to 177-181, avenue Pierre Brossolette, 92120 Montrouge | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to 30 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 17-19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17-19 and 22 at 65 percent of Issued Share Capital | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 2 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Subsidiaries | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: DLPH
SECURITY ID: G27823106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: DAL
SECURITY ID: 247361702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| DERMIRA, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: DERM
SECURITY ID: 24983L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene A. Bauer | Management | For | For |
| 1.2 | Elect Director David E. Cohen | Management | For | For |
| 1.3 | Elect Director Fred B. Craves | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: DVN
SECURITY ID: 25179M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
| DEXCOM, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: DXCM
SECURITY ID: 252131107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven R. Altman | Management | For | For |
| 1b | Elect Director Barbara E. Kahn | Management | For | For |
| 1c | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: DRNA
SECURITY ID: 253031108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Bruce A. Peacock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DLTR
SECURITY ID: 256746108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DOMINO'S PIZZA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: DPZ
SECURITY ID: 25754A201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.3 | Elect Director Andrew B. Balson | Management | For | For |
| 1.4 | Elect Director Diana F. Cantor | Management | For | For |
| 1.5 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.6 | Elect Director Richard L. Federico | Management | For | For |
| 1.7 | Elect Director James A. Goldman | Management | For | For |
| 1.8 | Elect Director Gregory A. Trojan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Plan to Address Supply Chain Impacts on Deforestation | Shareholder | Against | Abstain |
| EAGLE MATERIALS INC.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: EXP
SECURITY ID: 26969P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director F. William Barnett | Management | For | For |
| 1B | Elect Director Richard Beckwitt | Management | For | For |
| 1C | Elect Director Ed H. Bowman | Management | For | For |
| 1D | Elect Director David W. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EDGE THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: EDGE
SECURITY ID: 279870109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt Conti | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Robert Spiegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| EDGEWELL PERSONAL CARE COMPANY
MEETING DATE: JAN 25, 2016 |
||||
|
TICKER: EPC
SECURITY ID: 28035Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hatfield | Management | For | For |
| 1b | Elect Director Daniel J. Heinrich | Management | For | Against |
| 1c | Elect Director Carla C. Hendra | Management | For | For |
| 1d | Elect Director R. David Hoover | Management | For | Against |
| 1e | Elect Director John C. Hunter, III | Management | For | Against |
| 1f | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EDITA FOOD INDUSTRIES S.A.E
MEETING DATE: MAR 30, 2016 |
||||
|
TICKER: EFID
SECURITY ID: 28106T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Auditors' Report on Company Financial Statements for FY 2015 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2015 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends for FY 2015 | Management | For | For |
| 5 | Approve Special Report on Bonus Share Issuance | Management | For | For |
| 6 | Approve Proper Convening of Ordinary General Meeting to Discuss Statutory Reports, Balance Sheet, and Profit Distribution | Management | For | For |
| 7 | Approve Proper Convening of Extraordinary General Meeting to Bonus Share Issuance | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EW
SECURITY ID: 28176E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director John T. Cardis | Management | For | For |
| 1c | Elect Director Kieran T. Gallahue | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Wesley W. von Schack | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EICHER MOTORS LIMITED
MEETING DATE: DEC 27, 2015 |
||||
|
TICKER: 505200
SECURITY ID: Y2251M114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Memorandum of Association Re: Corporate Purpose | Management | For | For |
| 2 | Amend Liability Clause of the Memorandum of Assocation | Management | For | For |
| EICHER MOTORS LIMITED
MEETING DATE: JUN 18, 2016 |
||||
|
TICKER: 505200
SECURITY ID: Y2251M114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Interim Dividend | Management | For | For |
| 3 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Reappointment of Siddhartha Lal as Managing Director | Management | For | For |
| 5 | Approve Remuneration of Siddhartha Lal as Managing Director | Management | For | For |
| EL POLLO LOCO HOLDINGS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: LOCO
SECURITY ID: 268603107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dean C. Kehler | Management | For | For |
| 1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.3 | Elect Director William R. Floyd | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELECTRONIC ARTS INC.
MEETING DATE: AUG 14, 2015 |
||||
|
TICKER: EA
SECURITY ID: 285512109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| ENDO INTERNATIONAL PLC
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: ENDP
SECURITY ID: G30401106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 1j | Elect Director Douglas S. Ingram | Management | For | For |
| 1k | Elect Director Todd B. Sisitsky | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Memorandum of Association | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| EOG RESOURCES, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: EOG
SECURITY ID: 26875P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EOH HOLDINGS LIMITED
MEETING DATE: FEB 19, 2016 |
||||
|
TICKER: EOH
SECURITY ID: S2593K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 July 2015 | Management | For | For |
| 2.1 | Re-elect Sandile Zungu as Director | Management | For | Against |
| 2.2 | Re-elect Tshilidzi Marwala as Director | Management | For | For |
| 2.3 | Re-elect Danny Mackay as Director | Management | For | Against |
| 3.1 | Re-elect Robert Sporen as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Lucky Khumalo as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Tshilidzi Marwala as Member of the Audit Committee | Management | For | For |
| 3.4 | Re-elect Tebogo Skwambane as Member of the Audit Committee | Management | For | For |
| 4 | Reappoint Mazars (Gauteng) Inc as Auditors of the Company | Management | For | For |
| 5 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3.1 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3.2 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| EQUIFAX INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: EFX
SECURITY ID: 294429105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1b | Elect Director Robert D. Daleo | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Mark L. Feidler | Management | For | For |
| 1e | Elect Director L. Phillip Humann | Management | For | For |
| 1f | Elect Director Robert D. Marcus | Management | For | For |
| 1g | Elect Director Siri S. Marshall | Management | For | For |
| 1h | Elect Director John A. McKinley | Management | For | For |
| 1i | Elect Director Richard F. Smith | Management | For | For |
| 1j | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ESH HOSPITALITY, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER:
SECURITY ID: 30224P211
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Christopher K. Daniello | Management | For | For |
| 1.3 | Elect Director Kevin W. Dinnie | Management | For | For |
| 1.4 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.5 | Elect Director Lisa Palmer | Management | For | For |
| 1.6 | Elect Director Ty E. Wallach | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVOLENT HEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: EVH
SECURITY ID: 30050B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Farner | Management | For | For |
| 1b | Elect Director Michael Kirshbaum | Management | For | For |
| 1c | Elect Director Norman Payson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Remove Section 11.03 | Management | For | For |
| EXELIXIS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Alan M. Garber | Management | For | For |
| 1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: STAY
SECURITY ID: 30224P200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Michael A. Barr | Management | For | For |
| 1.3 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.4 | Elect Director William A. Kussell | Management | For | For |
| 1.5 | Elect Director William D. Rahm | Management | For | For |
| 1.6 | Elect Director William J. Stein | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: EXR
SECURITY ID: 30225T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Diane Olmstead | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Elect Director Dennis J. Letham | Management | For | For |
| FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: FB
SECURITY ID: 30303M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FAIRFAX INDIA HOLDINGS CORPORATION
MEETING DATE: APR 14, 2016 |
||||
|
TICKER: FIH.U
SECURITY ID: 303897102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Prem Watsa | Management | For | For |
| 1.2 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director Christopher D. Hodgson | Management | For | For |
| 1.5 | Elect Director Deepak Parekh | Management | For | For |
| 1.6 | Elect Director Harsha Raghavan | Management | For | For |
| 1.7 | Elect Director Chandran Ratnaswami | Management | For | For |
| 1.8 | Elect Director Punita Kumar-Sinha | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FEDEX CORPORATION
MEETING DATE: SEP 28, 2015 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| FIBROGEN, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FGEN
SECURITY ID: 31572Q808
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rory B. Riggs | Management | For | For |
| 1b | Elect Director Jeffrey L. Edwards | Management | For | For |
| 1c | Elect Director Jorma Routti | Management | For | For |
| 1d | Elect Director Roberto Pedro Rosenkranz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIESTA RESTAURANT GROUP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: FRGI
SECURITY ID: 31660B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Taft | Management | For | For |
| 1.2 | Elect Director Stacey Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FITBIT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: FIT
SECURITY ID: 33812L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Park | Management | For | For |
| 1.2 | Elect Director Eric N. Friedman | Management | For | For |
| 1.3 | Elect Director Jonathan D. Callaghan | Management | For | For |
| 1.4 | Elect Director Steven Murray | Management | For | For |
| 1.5 | Elect Director Christopher Paisley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FRESHPET, INC.
MEETING DATE: SEP 16, 2015 |
||||
|
TICKER: FRPT
SECURITY ID: 358039105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher B. Harned | Management | For | For |
| 1.2 | Elect Director Daryl G. Brewster | Management | For | For |
| 1.3 | Elect Director Robert C. King | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Sebastien M. Bazin | Management | For | For |
| A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A3 | Elect Director John J. Brennan | Management | For | For |
| A4 | Elect Director Francisco D' Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Peter B. Henry | Management | For | For |
| A7 | Elect Director Susan J. Hockfield | Management | For | For |
| A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A9 | Elect Director Andrea Jung | Management | For | For |
| A10 | Elect Director Robert W. Lane | Management | For | For |
| A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A12 | Elect Director Lowell C. McAdam | Management | For | For |
| A13 | Elect Director James J. Mulva | Management | For | For |
| A14 | Elect Director James E. Rohr | Management | For | For |
| A15 | Elect Director Mary L. Schapiro | Management | For | For |
| A16 | Elect Director James S. Tisch | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| C2 | Require Independent Board Chairman | Shareholder | Against | Against |
| C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| GENSIGHT BIOLOGICS SA
MEETING DATE: AUG 17, 2015 |
||||
|
TICKER: GNST
SECURITY ID: 76Z99W236
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Principle to List the Company on the NASDAQ Global Market in the United States within 12 Months | Management | For | For |
| 2 | Change of Corporate Form | Management | For | Abstain |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | Abstain |
| 6 | Commitment to Act as Counterparty for Fractional Shares | Management | For | For |
| 7 | Approve Sale of Company Assets | Management | For | For |
| 8 | Amend Articles | Management | For | Abstain |
| 9 | Adopt New By-law | Management | For | Abstain |
| 10 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 11 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 12 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 13 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 14 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increasing the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 15 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 16 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 18 | Authorized Board of Directors for Issuing and Allocation of Stock Options in Favor of Salaried Employees and Executive Directors | Management | For | Abstain |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Deciding on the Increase in the Share Capital Through the Issue of Shares Reserved to Members of Company Savings Scheme | Management | For | Against |
| 20 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | Abstain |
| 21 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 22 | Powers for the Carrying Out of Fomalities | Management | For | For |
| GENSIGHT BIOLOGICS SA
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SIGHT
SECURITY ID: 76Z99W236
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Auditor's Report | Management | For | For |
| 5 | Renew the Director's Mandate of Florent Gros | Management | For | For |
| 6 | Renew the Director's Mandate of Quentin Lionel Genghis Lloyd-Harris | Management | For | For |
| 7 | Renew the Director's Mandate of Guido Magni | Management | For | For |
| 8 | Elect Director Earl Miller J. Collier, Jr. | Management | For | For |
| 9 | Renew the Non-voting Director's Mandate of Francesco de Rubertis | Management | For | For |
| 10 | Renew the Non-voting Director's Mandate of BPIFRANCE INVESTISSEMENT | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Cancellation of Delegations of Powers and Authorisations Granted to the Directors | Management | For | For |
| 13 | Approve the Principle to List the Company on the Paris Euronext Market within 12 Months | Management | For | For |
| 14 | Approve Conversion of A Preference Shares into Ordinary Shares | Management | For | For |
| 15 | Approve Conversion of B Preference Shares into Ordinary Shares | Management | For | For |
| 16 | Adopt New By-law | Management | For | Abstain |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights by the Public Offering | Management | For | For |
| 18 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Categories of Beneficiaries | Management | For | For |
| 20 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 21 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 22 | Authorize the Board to Increase the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 23 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 24 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 25 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increase in the Share Capital Through the Issue of Shares | Management | For | For |
| 26 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Issue of Ordinary Share Subscription Warrants | Management | For | For |
| 27 | Authorized Board of Directors for Issuing and Allocating of Ordinary Shares in Favor of Salaried Employees and Executive Directors | Management | For | For |
| 28 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Salaried Employees of a Company Savings Scheme | Management | For | Against |
| 29 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | For |
| 30 | Authorize Share Repurchase Program | Management | For | For |
| 31 | Appoint Co Statutory and Substitute Auditors | Management | For | For |
| 32 | Approve Reduction of Share Capital | Management | For | For |
| 33 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GLOBAL BLOOD THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GBT
SECURITY ID: 37890U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted W. Love | Management | For | For |
| 1.2 | Elect Director Charles Homcy | Management | For | For |
| 1.3 | Elect Director Glenn F. Pierce | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| GOGO INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GOGO
SECURITY ID: 38046C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Crandall | Management | For | For |
| 1.2 | Elect Director Christopher D. Payne | Management | For | For |
| 1.3 | Elect Director Charles C. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GROUPON, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GRPN
SECURITY ID: 399473107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rich Williams | Management | For | For |
| 1.2 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.3 | Elect Director Theodore Leonsis | Management | For | For |
| 1.4 | Elect Director Michael Angelakis | Management | For | For |
| 1.5 | Elect Director Peter Barris | Management | For | For |
| 1.6 | Elect Director Robert Bass | Management | For | For |
| 1.7 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | End Promotions Involving Animals Used for Entertainment | Shareholder | Against | Against |
| GW PHARMACEUTICALS PLC
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: GWP
SECURITY ID: 36197T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Adam George as Director | Management | For | Against |
| 4 | Re-elect James Noble as Director | Management | For | For |
| 5 | Re-elect Christopher Tovey as Director | Management | For | Against |
| 6 | Re-elect Julian Gangolli as Director | Management | For | Against |
| 7 | Reappoint Deloitte LLP Auditors | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Approve Increase in the Aggregate Limits of Directors' Fee | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HANESBRANDS INC.
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: HBI
SECURITY ID: 410345102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bobby J. Griffin | Management | For | For |
| 1b | Elect Director James C. Johnson | Management | For | For |
| 1c | Elect Director Jessica T. Mathews | Management | For | For |
| 1d | Elect Director Franck J. Moison | Management | For | For |
| 1e | Elect Director Robert F. Moran | Management | For | For |
| 1f | Elect Director Ronald L. Nelson | Management | For | For |
| 1g | Elect Director Richard A. Noll | Management | For | For |
| 1h | Elect Director Andrew J. Schindler | Management | For | For |
| 1i | Elect Director David V. Singer | Management | For | For |
| 1j | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: HDS
SECURITY ID: 40416M105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Charles W. Peffer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
| HERBALIFE LTD.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HLF
SECURITY ID: G4412G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Dunn | Management | For | For |
| 1.3 | Elect Director Richard P. Bermingham | Management | For | For |
| 1.4 | Elect Director Pedro Cardoso | Management | For | For |
| 1.5 | Elect Director Richard H. Carmona | Management | For | For |
| 1.6 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.7 | Elect Director Keith Cozza | Management | For | For |
| 1.8 | Elect Director Hunter C. Gary | Management | For | For |
| 1.9 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director James L. Nelson | Management | For | For |
| 1.12 | Elect Director Maria Otero | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: HRTX
SECURITY ID: 427746102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HESS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: HES
SECURITY ID: 42809H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director John B. Hess | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.6 | Elect Director David McManus | Management | For | For |
| 1.7 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Director John H. Mullin, III | Management | For | For |
| 1.9 | Elect Director James H. Quigley | Management | For | For |
| 1.10 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.11 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
| HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: HLT
SECURITY ID: 43300A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.2 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.4 | Elect Director Judith A. McHale | Management | For | For |
| 1.5 | Elect Director John G. Schreiber | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.7 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.8 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HOUSING DEVELOPMENT FINANCE CORP. LTD.
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: 500010
SECURITY ID: Y37246207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
| 3 | Elect D.S. Parekh as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments | Management | For | For |
| 7 | Approve Related Party Transactions | Management | For | For |
| 8 | Authorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers | Management | For | For |
| 9 | Increase Authorized Share Capital | Management | For | For |
| 10 | Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| 11 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| HUBSPOT, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: HUBS
SECURITY ID: 443573100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lorrie Norrington | Management | For | For |
| 1.2 | Elect Director Dharmesh Shah | Management | For | For |
| 1.3 | Elect Director David Skok | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| ILLUMINA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frances Arnold | Management | For | For |
| 1b | Elect Director Francis A. deSouza | Management | For | For |
| 1c | Elect Director Karin Eastham | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: IMT
SECURITY ID: G4721W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| IMPERVA, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IMPV
SECURITY ID: 45321L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Bettencourt | Management | For | For |
| 1.2 | Elect Director Geraldine Elliott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INDIABULLS HOUSING FINANCE LTD.
MEETING DATE: SEP 07, 2015 |
||||
|
TICKER: 535789
SECURITY ID: Y3R12A119
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividends | Management | For | For |
| 3 | Elect A. K. Mittal as Director | Management | For | Against |
| 4 | Elect A. O. Kumar as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Increase in Borrowing Powers | Management | For | For |
| 7 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Amend Object Clause of Memorandum of Association | Management | For | For |
| 10 | Approve Remuneration of G. Banga, Vice-Chairman and Managing Director | Management | For | Abstain |
| 11 | Approve Remuneration of A. K. Mittal, Executive Director | Management | For | Abstain |
| 12 | Approve Remuneration of A. O. Kumar, Deputy Managing Director | Management | For | Abstain |
| INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 14, 2015 |
||||
|
TICKER: ITX
SECURITY ID: E6282J125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Reelect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
| 4.b | Reelect Amancio Ortega Gaona as Director | Management | For | For |
| 4.c | Reelect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
| 4.d | Elect Jose Luis Duran Schulz as Director | Management | For | For |
| 5.a | Amend Articles Re: Denomination, Purpose, Registered Office and Duration | Management | For | For |
| 5.b | Amend Articles Re: Share Capital | Management | For | For |
| 5.c | Amend Articles Re: Governing Bodies | Management | For | Against |
| 5.d | Amend Articles Re: Fiscal Year, Annual Accounts, Allocation of Income, Dissolution and Liquidation | Management | For | For |
| 5.e | Approve Restated Articles of Association | Management | For | For |
| 6 | Amend Articles and Approve Restated General Meeting Regulations | Management | For | Against |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFO EDGE (INDIA) LIMITED
MEETING DATE: JUL 27, 2015 |
||||
|
TICKER: 532777
SECURITY ID: Y40353107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
| 3 | Elect H. Oberoi as Director | Management | For | For |
| 4 | Approve Price Waterhouse & Co. Bangalore LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect S. Malik as Independent Director | Management | For | For |
| 7 | Elect C. Thakkar as Director | Management | For | For |
| 8 | Approve Appointment and Remuneration of C. Thakkar as Executive Director | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ITCI
SECURITY ID: 46116X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Mates | Management | For | For |
| 1.2 | Elect Director Rory B. Riggs | Management | For | For |
| 1.3 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTREXON CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: XON
SECURITY ID: 46122T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Randal J. Kirk | Management | For | For |
| 1B | Elect Director Cesar L. Alvarez | Management | For | For |
| 1C | Elect Director Steven R. Frank | Management | For | For |
| 1D | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1E | Elect Director Dean J. Mitchell | Management | For | For |
| 1F | Elect Director Robert B. Shapiro | Management | For | For |
| 1G | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| INTUITIVE SURGICAL, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: ISRG
SECURITY ID: 46120E602
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig H. Barratt | Management | For | For |
| 1.2 | Elect Director Michael A. Friedman | Management | For | For |
| 1.3 | Elect Director Gary S. Guthart | Management | For | For |
| 1.4 | Elect Director Amal M. Johnson | Management | For | For |
| 1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1.6 | Elect Director Alan J. Levy | Management | For | For |
| 1.7 | Elect Director Mark J. Rubash | Management | For | For |
| 1.8 | Elect Director Lonnie M. Smith | Management | For | For |
| 1.9 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INVUITY, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: IVTY
SECURITY ID: 46187J205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Sawyer | Management | For | For |
| 1.2 | Elect Director Gregory T. Lucier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: IONS
SECURITY ID: 462222100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director Joseph Loscalzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: IRWD
SECURITY ID: 46333X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.2 | Elect Director Terrance G. McGuire | Management | For | For |
| 1.3 | Elect Director Edward P. Owens | Management | For | For |
| 1.4 | Elect Director Christopher T. Walsh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: JBHT
SECURITY ID: 445658107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| JARDEN CORPORATION
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: JAH
SECURITY ID: 471109108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: JAZZ
SECURITY ID: G50871105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JBLU
SECURITY ID: 477143101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director David Checketts | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephen Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Stanley McChrystal | Management | For | For |
| 1h | Elect Director Joel Peterson | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| JUBILANT FOODWORKS LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: 533155
SECURITY ID: Y4493W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect S. S. Bhartia as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Appointment and Remuneration of A. Kaul as Executive Director | Management | For | For |
| 6 | Amend JFL Employees Stock Option Scheme 2011 | Management | For | For |
| 7 | Approve Implementation of the ESOP Scheme 2011 through JFL Employees Welfare Trust | Management | For | For |
| 8 | Approve Authorization to the ESOP Trust for Secondary Acquisition | Management | For | For |
| 9 | Approve Grant of Option to Employees of Holding, Subsidiary and/or Associate Companies under the ESOP Scheme 2011 | Management | For | For |
| JUNO THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: JUNO
SECURITY ID: 48205A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hal V. Barron | Management | For | For |
| 1.2 | Elect Director Richard D. Klausner | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KATE SPADE & COMPANY
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: KATE
SECURITY ID: 485865109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.2 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.3 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.6 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.7 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.8 | Elect Director Douglas Mack | Management | For | For |
| 1.9 | Elect Director Jan Singer | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Require Advance Notice for Shareholder Nominations | Management | For | For |
| 6 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 7 | Proxy Access | Shareholder | Against | Against |
| KITE PHARMA, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: KITE
SECURITY ID: 49803L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Farah Champsi | Management | For | For |
| 1.2 | Elect Director Roy Doumani | Management | For | For |
| 1.3 | Elect Director Ran Nussbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KWEICHOW MOUTAI CO., LTD.
MEETING DATE: SEP 16, 2015 |
||||
|
TICKER: 600519
SECURITY ID: Y5070V116
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 4 | Elect Li Baofang as Non-Independent Director | Management | For | For |
| 5 | Approve Provision of Financial Services by Company's Subsidiary to Company's Controlling Shareholder and Its Subsidiaries | Management | For | Against |
| L BRANDS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: LB
SECURITY ID: 501797104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.2 | Elect Director David T. Kollat | Management | For | For |
| 1.3 | Elect Director Leslie H. Wexner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| LAREDO PETROLEUM, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: LPI
SECURITY ID: 516806106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela S. Pierce | Management | For | For |
| 1.2 | Elect Director B.Z. (Bill) Parker | Management | For | For |
| 1.3 | Elect Director Francis Rooney | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LARSEN & TOUBRO LTD
MEETING DATE: SEP 09, 2015 |
||||
|
TICKER: 500510
SECURITY ID: Y5217N159
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect S. Sarker as Director | Management | For | Against |
| 4 | Approve Vacancy on the Board Resulting from the Retirement of M.V. Kotwal | Management | For | For |
| 5 | Elect S.N. Roy as Director | Management | For | Against |
| 6 | Elect R.S. Raman as Director | Management | For | Against |
| 7 | Elect A.K. Gupta as Independent Director | Management | For | For |
| 8 | Elect B.N. Vakil as Independent Director | Management | For | For |
| 9 | Elect Thomas Mathew T. as Independent Director | Management | For | For |
| 10 | Elect A. Shankar as Independent Director | Management | For | For |
| 11 | Elect S. Sarma as Director | Management | For | Against |
| 12 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Authorize Issuance of Debentures | Management | For | For |
| 15 | Approve Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Approve Deloitte Haskins & Sells LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 17 | Approve Remuneration of Cost Auditors for Year 2014-2015 | Management | For | For |
| 18 | Approve Remuneration of Cost Auditors for Year 2015-2016 | Management | For | For |
| LIC HOUSING FINANCE LTD.
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: 500253
SECURITY ID: Y5278Z133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect S.B. Mainak as Director | Management | For | Against |
| 4 | Approve Chokshi & Chokshi, LLP and Shah Gupta & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Related Party Transactions | Management | For | For |
| 6 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| 7 | Elect D. Bhandari as Independent Director | Management | For | For |
| 8 | Elect D. Sarkar as Independent Director | Management | For | For |
| 9 | Elect V. K. Kukreja as Independent Director | Management | For | For |
| LIC HOUSING FINANCE LTD.
MEETING DATE: MAR 03, 2016 |
||||
|
TICKER: LICHSGFIN
SECURITY ID: Y5278Z133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Articles of Association | Management | For | For |
| LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: LMT
SECURITY ID: 539830109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Rosalind G. Brewer | Management | For | For |
| 1d | Elect Director David B. Burritt | Management | For | For |
| 1e | Elect Director Bruce A. Carlson | Management | For | For |
| 1f | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1g | Elect Director Thomas J. Falk | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director James M. Loy | Management | For | For |
| 1j | Elect Director Joseph W. Ralston | Management | For | For |
| 1k | Elect Director Anne Stevens | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| LONZA GROUP LTD.
MEETING DATE: APR 22, 2016 |
||||
|
TICKER: LONN
SECURITY ID: H50524133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.1i | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2 | Elect Christoph Maeder as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4d | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.96 Million | Management | For | Did Not Vote |
| 9.1 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 4.02 Million | Management | For | Did Not Vote |
| 9.2 | Approve Maximum Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.31 Million | Management | For | Did Not Vote |
| 9.3 | Approve Maximum Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 5.67 Million | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| LULULEMON ATHLETICA INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: LULU
SECURITY ID: 550021109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert Bensoussan | Management | For | For |
| 1b | Elect Director Kathryn Henry | Management | For | For |
| 1c | Elect Director Jon McNeill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: MG
SECURITY ID: 559222401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director Barbara Judge | Management | For | For |
| 1.5 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.6 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.7 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.8 | Elect Director Donald J. Walker | Management | For | For |
| 1.9 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.10 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Adopt New By-Law No. 1 | Management | For | For |
| MAHINDRA & MAHINDRA LTD.
MEETING DATE: AUG 07, 2015 |
||||
|
TICKER: 500520
SECURITY ID: Y54164150
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect A.G. Mahindra as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| 7 | Approve Pledging of Assets for Debt | Management | For | For |
| 8 | Adopt New Articles of Association | Management | For | For |
| 9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MATTEL, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MAT
SECURITY ID: 577081102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Ann Lewnes | Management | For | For |
| 1e | Elect Director Dominic Ng | Management | For | For |
| 1f | Elect Director Vasant M. Prabhu | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Dirk Van de Put | Management | For | For |
| 1j | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.2 | Elect Director Tunc Doluca | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MCDONALD'S CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MCD
SECURITY ID: 580135101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director Walter Massey | Management | For | For |
| 1i | Elect Director John Mulligan | Management | For | For |
| 1j | Elect Director Sheila Penrose | Management | For | For |
| 1k | Elect Director John Rogers, Jr. | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 7 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | Against |
| 8 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 9 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Against |
| MCKESSON CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Marie L. Knowles | Management | For | For |
| 1i | Elect Director David M. Lawrence | Management | For | For |
| 1j | Elect Director Edward A. Mueller | Management | For | For |
| 1k | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEDTRONIC PLC
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: MDT
SECURITY ID: G5960L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MACK
SECURITY ID: 590328100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director John M. Dineen | Management | For | For |
| 1.4 | Elect Director Vivian S. Lee | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Ulrik B. Nielsen | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Russell T. Ray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: MGM
SECURITY ID: 552953101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Mary Chris Gay | Management | For | For |
| 1.4 | Elect Director William W. Grounds | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Roland Hernandez | Management | For | For |
| 1.7 | Elect Director Anthony Mandekic | Management | For | For |
| 1.8 | Elect Director Rose McKinney-James | Management | For | For |
| 1.9 | Elect Director James J. Murren | Management | For | For |
| 1.10 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.11 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOBILEYE N.V.
MEETING DATE: JUN 29, 2016 |
||||
|
TICKER: MBLY
SECURITY ID: N51488117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
| 4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
| 4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
| 5 | Grant Board Authority to Issue Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
| 9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MHK
SECURITY ID: 608190104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.2 | Elect Director William H. Runge, III | Management | For | For |
| 1.3 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TAP
SECURITY ID: 60871R209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: MNTA
SECURITY ID: 60877T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Koestler | Management | For | For |
| 1.2 | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MDLZ
SECURITY ID: 609207105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: MPWR
SECURITY ID: 609839105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 1.3 | Elect Director Eugen Elmiger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: AUG 07, 2015 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| MOTHERSON SUMI SYSTEMS LTD.
MEETING DATE: JUL 14, 2015 |
||||
|
TICKER: 517334
SECURITY ID: Y6139B141
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| MOTHERSON SUMI SYSTEMS LTD.
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: 517334
SECURITY ID: Y6139B141
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect T. Shirakawa as Director | Management | For | Against |
| 4 | Elect L.V. Sehgal as Director | Management | For | Against |
| 5 | Approve Price Waterhouse Chartered Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| MULTI COMMODITY EXCHANGE OF INDIA LTD
MEETING DATE: SEP 29, 2015 |
||||
|
TICKER: 534091
SECURITY ID: Y5S057101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Approve Shah Gupta & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect P. Raghunathan as Director | Management | For | Against |
| 5 | Elect H. Raja as Director | Management | For | Against |
| 6 | Elect M. D. Jayakumar as Director | Management | For | Against |
| 7 | Elect A. Goela as Director | Management | For | Against |
| 8 | Elect G. R. Marapalli as Director | Management | For | For |
| 9 | Amend Vesting Schedule and Approve Discount of 10 Percent on the Exercise Price for Options Granted on Nov. 11, 2014 Under the ESOP - 2008 Scheme | Management | For | Against |
| 10 | Approve Revision in the Sitting Fees Payable to Non-Executive Directors | Management | For | For |
| 11 | Amend Articles of Association | Management | For | For |
| NASPERS LTD
MEETING DATE: AUG 28, 2015 |
||||
|
TICKER: NPN
SECURITY ID: S53435103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
| 4.2 | Elect Mark Sorour as Director | Management | For | Against |
| 4.3 | Elect Koos Bekker as Director | Management | For | Against |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
| 11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
| 1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
| 1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| NETEASE INC.
MEETING DATE: SEP 04, 2015 |
||||
|
TICKER: NTES
SECURITY ID: 64110W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Re-elect William Lei Ding as Director | Management | For | For |
| 1b | Re-elect Alice Cheng as Director | Management | For | For |
| 1c | Re-elect Denny Lee as Director | Management | For | For |
| 1d | Re-elect Joseph Tong as Director | Management | For | For |
| 1e | Re-elect Lun Feng as Director | Management | For | For |
| 1f | Re-elect Michael Leung as Director | Management | For | For |
| 1g | Re-elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors of the Company | Management | For | For |
| NETFLIX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NFLX
SECURITY ID: 64110L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Leslie Kilgore | Management | For | For |
| 1.3 | Elect Director Ann Mather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEVRO CORP.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVRO
SECURITY ID: 64157F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ali Behbahani | Management | For | For |
| 1.2 | Elect Director Rami Elghandour | Management | For | For |
| 1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEW RELIC, INC.
MEETING DATE: AUG 18, 2015 |
||||
|
TICKER: NEWR
SECURITY ID: 64829B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sarah Friar | Management | For | For |
| 1.2 | Elect Director Adam Messinger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEWELL RUBBERMAID INC.
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: NWL
SECURITY ID: 651229106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Thomas E. Clarke | Management | For | For |
| 3.2 | Elect Director Kevin C. Conroy | Management | For | For |
| 3.3 | Elect Director Scott S. Cowen | Management | For | For |
| 3.4 | Elect Director Michael T. Cowhig | Management | For | For |
| 3.5 | Elect Director Domenico De Sole | Management | For | For |
| 3.6 | Elect Director Michael B. Polk | Management | For | For |
| 3.7 | Elect Director Steven J. Strobel | Management | For | For |
| 3.8 | Elect Director Michael A. Todman | Management | For | For |
| 3.9 | Elect Director Raymond G. Viault | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NIKE, INC.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: NKE
SECURITY ID: 654106103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 1.4 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 |
||||
|
TICKER: NMBL
SECURITY ID: 65440R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NINTENDO CO. LTD.
MEETING DATE: JUN 29, 2016 |
||||
|
TICKER: 7974
SECURITY ID: J51699106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 120 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Amend Provisions on Number of Directors | Management | For | For |
| 3.1 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 3.2 | Elect Director Takeda, Genyo | Management | For | For |
| 3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 3.4 | Elect Director Takahashi, Shinya | Management | For | For |
| 3.5 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Noguchi, Naoki | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Mizutani, Naoki | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Mitamura, Yoshimi | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | For |
| 5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: NBL
SECURITY ID: 655044105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director Edward F. Cox | Management | For | For |
| 1d | Elect Director James E. Craddock | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Eric P. Grubman | Management | For | For |
| 1g | Elect Director Kirby L. Hedrick | Management | For | For |
| 1h | Elect Director David L. Stover | Management | For | For |
| 1i | Elect Director Scott D. Urban | Management | For | For |
| 1j | Elect Director William T. Van Kleef | Management | For | For |
| 1k | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Abstain |
| NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NOC
SECURITY ID: 666807102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Victor H. Fazio | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Ann M. Fudge | Management | For | For |
| 1.6 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.7 | Elect Director William H. Hernandez | Management | For | For |
| 1.8 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.9 | Elect Director Karl J. Krapek | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director Gary Roughead | Management | For | For |
| 1.12 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.13 | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NVAX
SECURITY ID: 670002104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVOCURE LIMITED
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: NVCR
SECURITY ID: G6674U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Burkoth | Management | For | For |
| 1.2 | Elect Director Yoram Palti | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: NUS
SECURITY ID: 67018T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Neil H. Offen | Management | For | For |
| 1.7 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.8 | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director William J. Miller | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
| 1c | Elect Director Larry O'Reilly | Management | For | For |
| 1d | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director Paul R. Lederer | Management | For | For |
| 1h | Elect Director John R. Murphy | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| OLYMPUS CORP.
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: 7733
SECURITY ID: J61240107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2 | Amend Articles to Remove Provisions on Takeover Defense - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 3.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 3.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 3.4 | Elect Director Ogawa, Haruo | Management | For | For |
| 3.5 | Elect Director Hirata, Kiichi | Management | For | For |
| 3.6 | Elect Director Hiruta, Shiro | Management | For | For |
| 3.7 | Elect Director Fujita, Sumitaka | Management | For | For |
| 3.8 | Elect Director Unotoro, Keiko | Management | For | For |
| 3.9 | Elect Director Katayama, Takayuki | Management | For | For |
| 3.10 | Elect Director Kaminaga, Susumu | Management | For | For |
| 3.11 | Elect Director Kikawa, Michijiro | Management | For | For |
| 4.1 | Appoint Statutory Auditor Saito, Takashi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shimizu, Masashi | Management | For | For |
| 4.3 | Appoint Statutory Auditor Natori, Katsuya | Management | For | For |
| 4.4 | Appoint Statutory Auditor Iwasaki, Atsushi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Teshima, Atsushi | Management | For | For |
| ORBITAL ATK, INC.
MEETING DATE: AUG 05, 2015 |
||||
|
TICKER: OA
SECURITY ID: 68557N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.2 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.3 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.4 | Elect Director Martin C. Faga | Management | For | For |
| 1.5 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.6 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.7 | Elect Director Robert M. Hanisee | Management | For | For |
| 1.8 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.9 | Elect Director Tig H. Krekel | Management | For | For |
| 1.10 | Elect Director Douglas L. Maine | Management | For | For |
| 1.11 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.12 | Elect Director Janice I. Obuchowski | Management | For | For |
| 1.13 | Elect Director James G. Roche | Management | For | For |
| 1.14 | Elect Director Harrison H. Schmitt | Management | For | For |
| 1.15 | Elect Director David W. Thompson | Management | For | For |
| 1.16 | Elect Director Scott L. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: PCRX
SECURITY ID: 695127100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Hastings | Management | For | For |
| 1.2 | Elect Director John Longenecker | Management | For | For |
| 1.3 | Elect Director Andreas Wicki | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PALO ALTO NETWORKS, INC.
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: PANW
SECURITY ID: 697435105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Donovan | Management | For | For |
| 1.2 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.3 | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PARSVNATH DEVELOPERS LTD
MEETING DATE: SEP 30, 2015 |
||||
|
TICKER: 532780
SECURITY ID: Y6723F110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect R. Jain as Director | Management | For | For |
| 3 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect D. Gupta as Independent Director | Management | For | For |
| 5 | Elect M.N. Verma as Independent Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| 7 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| 8 | Approve Remuneration of P.K. Jain, Executive Director designated as Chairman | Management | For | For |
| 9 | Approve Remuneration of S.K. Jain, Managing Director & CEO | Management | For | For |
| 10 | Approve Remuneration of R. Jain, Executive Director designated as Director (Marketing) | Management | For | For |
| 11 | Approve Related Party Transactions | Management | For | For |
| PAYCOM SOFTWARE, INC.
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: PAYC
SECURITY ID: 70432V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason D. Clark | Management | For | For |
| 1.2 | Elect Director Chad Richison | Management | For | For |
| 1.3 | Elect Director Sanjay Swani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PYPL
SECURITY ID: 70450Y103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PDC ENERGY, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: PDCE
SECURITY ID: 69327R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry F. Mazza | Management | For | For |
| 1.2 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PEPSICO, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PEP
SECURITY ID: 713448108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Rona A. Fairhead | Management | For | For |
| 1g | Elect Director Richard W. Fisher | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Indra K. Nooyi | Management | For | For |
| 1j | Elect Director David C. Page | Management | For | For |
| 1k | Elect Director Robert C. Pohlad | Management | For | For |
| 1l | Elect Director Lloyd G. Trotter | Management | For | For |
| 1m | Elect Director Daniel Vasella | Management | For | For |
| 1n | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| 7 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PXD
SECURITY ID: 723787107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.13 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| PLAYTECH PLC
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: PTEC
SECURITY ID: G7132V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by TradeFX Limited of the Entire Issued Share Capital of Ava Trade Ltd | Management | For | For |
| PLAYTECH PLC
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: PTEC
SECURITY ID: G7132V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Plus500 Ltd | Management | For | For |
| PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: PTLA
SECURITY ID: 737010108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director William Lis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: POT
SECURITY ID: 73755L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.5 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Keith G. Martell | Management | For | For |
| 1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Jochen E. Tilk | Management | For | For |
| 1.12 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 1.13 | Elect Director Zoe A. Yujnovich | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
| PREMIUM BRANDS HOLDINGS CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: PBH
SECURITY ID: 74061A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Johnny Ciampi | Management | For | For |
| 2.2 | Elect Director Bruce Hodge | Management | For | For |
| 2.3 | Elect Director Kathleen Keller-Hobson | Management | For | For |
| 2.4 | Elect Director Hugh McKinnon | Management | For | For |
| 2.5 | Elect Director George Paleologou | Management | For | For |
| 2.6 | Elect Director John Zaplatynsky | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PRISM CEMENT LTD
MEETING DATE: SEP 08, 2015 |
||||
|
TICKER: 500338
SECURITY ID: Y70826139
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect R.G. Kapadia as Director | Management | For | For |
| 3 | Approve G.M. Kapadia & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Adopt New Articles of Association | Management | For | For |
| 5 | Approve Reclassification of Authorized Share Capital and Amend Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| 7 | Authorize Issuance of Non-Convertible Debentures and/or Other Debt Securities | Management | For | For |
| PRONAI THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DNAI
SECURITY ID: 74346L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
| 1.2 | Elect Director Tran Nguyen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PRTA
SECURITY ID: G72800108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Collier | Management | For | For |
| 1b | Elect Director K. Andres O. Hartstrand | Management | For | For |
| 1c | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6A | Amend Memorandum of Association | Management | For | For |
| 6B | Amend Articles of Association | Management | For | For |
| PVH CORP.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PVH
SECURITY ID: 693656100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director V. James Marino | Management | For | For |
| 1.7 | Elect Director G. Penny McIntyre | Management | For | For |
| 1.8 | Elect Director Henry Nasella | Management | For | For |
| 1.9 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.10 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Gavin, Jr. | Management | For | For |
| 1b | Elect Director Alexander Ott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: QRVO
SECURITY ID: 74736K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| RACKSPACE HOSTING, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Taylor Rhodes | Management | For | For |
| 1B | Elect Director Lila Tretikov | Management | For | For |
| 2 | Ratify KPMG, LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| RADIUS HEALTH, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: RDUS
SECURITY ID: 750469207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Ansbert K. Gadicke | Management | For | Withhold |
| 1.4 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| RATIONAL AG
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: RAA
SECURITY ID: D6349P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | Management | For | Against |
| RAYTHEON COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: RTN
SECURITY ID: 755111507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director James E. Cartwright | Management | For | For |
| 1d | Elect Director Vernon E. Clark | Management | For | For |
| 1e | Elect Director Stephen J. Hadley | Management | For | For |
| 1f | Elect Director Thomas A. Kennedy | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Michael C. Ruettgers | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| RED HAT, INC.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: RHT
SECURITY ID: 756577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director Charlene T. Begley | Management | For | For |
| 1.3 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.4 | Elect Director William S. Kaiser | Management | For | For |
| 1.5 | Elect Director Donald H. Livingstone | Management | For | For |
| 1.6 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: REGN
SECURITY ID: 75886F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGENXBIO INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: RGNX
SECURITY ID: 75901B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allan M. Fox | Management | For | For |
| 1.2 | Elect Director Camille Samuels | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RESTORATION HARDWARE HOLDINGS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: RH
SECURITY ID: 761283100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Demilio | Management | For | For |
| 1.2 | Elect Director Leonard Schlesinger | Management | For | For |
| 1.3 | Elect Director Eri Chaya | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REYNOLDS AMERICAN INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: RAI
SECURITY ID: 761713106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan M. Cameron | Management | For | For |
| 1b | Elect Director Martin D. Feinstein | Management | For | For |
| 1c | Elect Director Murray S. Kessler | Management | For | For |
| 1d | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1e | Elect Director Ricardo Oberlander | Management | For | For |
| 1f | Elect Director Jerome Abelman | Management | For | For |
| 1g | Elect Director Robert Lerwill | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
| 7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| ROSETTA RESOURCES INC.
MEETING DATE: JUL 20, 2015 |
||||
|
TICKER: ROSE
SECURITY ID: 777779307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ROSS STORES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ROST
SECURITY ID: 778296103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SABRE CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SABR
SECURITY ID: 78573M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Tom Klein | Management | For | For |
| 1.3 | Elect Director Joseph Osnoss | Management | For | For |
| 1.4 | Elect Director Zane Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kevin P. Starr | Management | For | For |
| 1B | Elect Director James Frates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: CRM
SECURITY ID: 79466L302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Craig Conway | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Lawrence Tomlinson | Management | For | For |
| 1j | Elect Director Robin Washington | Management | For | For |
| 1k | Elect Director Maynard Webb | Management | For | For |
| 1l | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SANDISK CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| SAP SE
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: SAP
SECURITY ID: 803054204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 7 | Elect Gesche Joost to the Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Michael E. Marks | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Leo Rafael Reif | Management | For | For |
| 1i | Elect Director Tore I. Sandvold | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Fix Number of Directors at Twelve | Management | For | For |
| 7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| SEATTLE GENETICS, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: SGEN
SECURITY ID: 812578102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 1.3 | Elect Director Srinivas Akkaraju | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SEMTECH CORPORATION
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: SMTC
SECURITY ID: 816850101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director Ye Jane Li | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SERES THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: MCRB
SECURITY ID: 81750R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Roger J. Pomerantz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SHOPIFY INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: SH
SECURITY ID: 82509L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tobias Lutke | Management | For | For |
| 1.2 | Elect Director Robert Ashe | Management | For | For |
| 1.3 | Elect Director Steven Collins | Management | For | For |
| 1.4 | Elect Director Jeremy Levine | Management | For | For |
| 1.5 | Elect Director Trevor Oelschig | Management | For | For |
| 1.6 | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: 511218
SECURITY ID: Y7758E119
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Pledging of Assets for Debt | Management | For | For |
| SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
MEETING DATE: JUL 31, 2015 |
||||
|
TICKER: 511218
SECURITY ID: Y7758E119
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Approve S. R. Batliboi & Co. LLP and G.D. Apte & Co. as Joint Auditorss and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Vacancy on the Board Resulting from the Retirement of R. Sridhar | Management | For | For |
| 5 | Elect S. Sridhar as Independent Director | Management | For | For |
| 6 | Elect D.V. Ravi as Director | Management | For | For |
| 7 | Approve Increase in Borrowing Powers | Management | For | For |
| 8 | Authorize Issuance of Debt Securities | Management | For | For |
| SKECHERS U.S.A., INC.
MEETING DATE: SEP 24, 2015 |
||||
|
TICKER: SKX
SECURITY ID: 830566105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Class A and Class B Common Stock and to Effect Stock Split of Both Classes | Management | For | For |
| SKECHERS U.S.A., INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SKX
SECURITY ID: 830566105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Greenberg | Management | For | For |
| 1.2 | Elect Director David Weinberg | Management | For | For |
| 1.3 | Elect Director Jeffrey Greenberg | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Report on Plans to Increase Board Diversity | Shareholder | Against | Abstain |
| SM ENERGY COMPANY
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SM
SECURITY ID: 78454L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director Loren M. Leiker | Management | For | For |
| 1.4 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.5 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director Rose M. Robeson | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SOLARCITY CORPORATION
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: SCTY
SECURITY ID: 83416T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lyndon R. Rive | Management | For | For |
| 1b | Elect Director John H.N. Fisher | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Remuneration of Executive Directors and/or Non-Executive Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: FEB 23, 2016 |
||||
|
TICKER: SEDG
SECURITY ID: 83417M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoni Cheifetz | Management | For | For |
| 1.2 | Elect Director Dan Avida | Management | For | For |
| 1.3 | Elect Director Doron Inbar | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| SONY CORPORATION
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: 6758
SECURITY ID: J76379106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SONY CORPORATION
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: 6758
SECURITY ID: 835699307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: LUV
SECURITY ID: 844741108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SWN
SECURITY ID: 845467109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.5 | Elect Director Elliott Pew | Management | For | For |
| 1.6 | Elect Director Terry W. Rathert | Management | For | For |
| 1.7 | Elect Director Alan H. Stevens | Management | For | For |
| 1.8 | Elect Director William J. Way | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ONCE
SECURITY ID: 84652J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Lorris Betz | Management | For | For |
| 1.2 | Elect Director Anand Mehra | Management | For | For |
| 1.3 | Elect Director Lota Zoth | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPIN MASTER CORP.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: TOY
SECURITY ID: 848510103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Minimum Number of Directors From Three to Seven | Management | For | For |
| 2.1 | Elect Director John Cassaday | Management | For | For |
| 2.2 | Elect Director Jeffrey I. Cohen | Management | For | For |
| 2.3 | Elect Director Ben J. Gadbois | Management | For | For |
| 2.4 | Elect Director Ronnen Harary | Management | For | For |
| 2.5 | Elect Director Dina R. Howell | Management | For | For |
| 2.6 | Elect Director Anton Rabie | Management | For | For |
| 2.7 | Elect Director Todd Tappin | Management | For | For |
| 2.8 | Elect Director Ben Varadi | Management | For | For |
| 2.9 | Elect Director Charles Winograd | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| SPIRIT AIRLINES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: SAVE
SECURITY ID: 848577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlton D. Donaway | Management | For | For |
| 1.2 | Elect Director David G. Elkins | Management | For | For |
| 1.3 | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPLUNK INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: SPLK
SECURITY ID: 848637104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director David Hornik | Management | For | For |
| 1c | Elect Director Thomas Neustaetter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: SFM
SECURITY ID: 85208M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shon A. Boney | Management | For | For |
| 1.2 | Elect Director Amin N. Maredia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: SBUX
SECURITY ID: 855244109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Mary N. Dillon | Management | For | For |
| 1d | Elect Director Robert M. Gates | Management | For | For |
| 1e | Elect Director Mellody Hobson | Management | For | For |
| 1f | Elect Director Kevin R. Johnson | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| STARZ
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: STRZA
SECURITY ID: 85571Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Susan M. Lyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SWIFT TRANSPORTATION COMPANY
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SWFT
SECURITY ID: 87074U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| SYNCHRONY FINANCIAL
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SYF
SECURITY ID: 87165B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| T-MOBILE US, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: TMUS
SECURITY ID: 872590104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Clawback Policy | Shareholder | Against | Against |
| TABLEAU SOFTWARE, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DATA
SECURITY ID: 87336U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian Chabot | Management | For | For |
| 1.2 | Elect Director Christopher Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 24, 2015 |
||||
|
TICKER: TTWO
SECURITY ID: 874054109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director Michael Dornemann | Management | For | For |
| 1.4 | Elect Director J Moses | Management | For | For |
| 1.5 | Elect Director Michael Sheresky | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Anne M. Mulcahy | Management | For | For |
| 1l | Elect Director Derica W. Rice | Management | For | For |
| 1m | Elect Director Kenneth L. Salazar | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| TATA MOTORS LTD.
MEETING DATE: AUG 13, 2015 |
||||
|
TICKER: 500570
SECURITY ID: 876568502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect S. Borwankar as Director | Management | For | For |
| 3 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: TPX
SECURITY ID: 88023U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director John A. Heil | Management | For | For |
| 1c | Elect Director Jon L. Luther | Management | For | For |
| 1d | Elect Director Usman Nabi | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Scott L. Thompson | Management | For | For |
| 1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENCENT HOLDINGS LTD.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: 700
SECURITY ID: G87572163
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TESLA MOTORS, INC.
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
| 1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
| 1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
| 1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
| 2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
| 3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
| 3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
| 3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
| 4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
| 4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
| 5 | Approve 2015 Equity Compensation Plan | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: APR 18, 2016 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
| 3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
| 3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
| 4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SCHW
SECURITY ID: 808513105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: KO
SECURITY ID: 191216100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffett | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| 7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DOW
SECURITY ID: 260543103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director James A. Bell | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Mark Loughridge | Management | For | For |
| 1h | Elect Director Raymond J. Milchovich | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Paul Polman | Management | For | For |
| 1k | Elect Director Dennis H. Reilley | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 1m | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: EL
SECURITY ID: 518439104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.3 | Elect Director Mellody Hobson | Management | For | For |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: HAIN
SECURITY ID: 405217100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.4 | Elect Director Raymond W. Kelly | Management | For | For |
| 1.5 | Elect Director Roger Meltzer | Management | For | For |
| 1.6 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.7 | Elect Director Adrianne Shapira | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | For | Against |
| THE HOME DEPOT, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: HD
SECURITY ID: 437076102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Gregory D. Brenneman | Management | For | For |
| 1d | Elect Director J. Frank Brown | Management | For | For |
| 1e | Elect Director Albert P. Carey | Management | For | For |
| 1f | Elect Director Armando Codina | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Craig A. Menear | Management | For | For |
| 1l | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| THE KRAFT HEINZ COMPANY
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: KHC
SECURITY ID: 500754106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1h | Elect Director Mackey J. McDonald | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE KROGER CO.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: KR
SECURITY ID: 501044101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Clyde R. Moore | Management | For | For |
| 1h | Elect Director Susan M. Phillips | Management | For | For |
| 1i | Elect Director James A. Runde | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Assess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| 7 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William W. Crouse | Management | For | For |
| 1B | Elect Director John C. Kelly | Management | For | For |
| 1C | Elect Director Hiroaki Shigeta | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE PRICELINE GROUP INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: SHW
SECURITY ID: 824348106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director John G. Morikis | Management | For | For |
| 1.8 | Elect Director Christine A. Poon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.11 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE TJX COMPANIES, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: TJX
SECURITY ID: 872540109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| THE WALT DISNEY COMPANY
MEETING DATE: MAR 03, 2016 |
||||
|
TICKER: DIS
SECURITY ID: 254687106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1f | Elect Director Fred H. Langhammer | Management | For | For |
| 1g | Elect Director Aylwin B. Lewis | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1k | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| THE WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: WWAV
SECURITY ID: 966244105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michelle P. Goolsby | Management | For | For |
| 1B | Elect Director Stephen L. Green | Management | For | For |
| 1C | Elect Director Anthony J. Magro | Management | For | For |
| 1D | Elect Director W. Anthony Vernon | Management | For | For |
| 1E | Elect Director Doreen A. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE WILLIAMS COMPANIES, INC.
MEETING DATE: JUN 27, 2016 |
||||
|
TICKER: WMB
SECURITY ID: 969457100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TIME WARNER INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: TWX
SECURITY ID: 887317303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Paul D. Wachter | Management | For | For |
| 1.11 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREEHOUSE FOODS, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: THS
SECURITY ID: 89469A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREVENA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TRVN
SECURITY ID: 89532E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.2 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWITTER, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TWTR
SECURITY ID: 90184L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | For |
| 1.2 | Elect Director Hugh Johnston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Charles Heilbronn | Management | For | For |
| 1.3 | Elect Director Michael R. MacDonald | Management | For | For |
| 1.4 | Elect Director George R. Mrkonic | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: RARE
SECURITY ID: 90400D108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNDER ARMOUR, INC.
MEETING DATE: AUG 26, 2015 |
||||
|
TICKER: UA
SECURITY ID: 904311107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares | Management | For | For |
| 1b | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company | Management | For | For |
| 1c | Amend Charter to Provide Equal Treatment Provisions | Management | For | For |
| 1d | Amend Charter to Enhance Board Independence Provisions | Management | For | For |
| 1e | Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| UNDER ARMOUR, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: UA
SECURITY ID: 904311107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.4 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.5 | Elect Director Anthony W. Deering | Management | For | For |
| 1.6 | Elect Director Karen W. Katz | Management | For | For |
| 1.7 | Elect Director A.B. Krongard | Management | For | For |
| 1.8 | Elect Director William R. McDermott | Management | For | For |
| 1.9 | Elect Director Eric T. Olson | Management | For | For |
| 1.10 | Elect Director Harvey L. Sanders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: UAL
SECURITY ID: 910047109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
| 1.4 | Elect Director Walter Isaacson | Management | For | For |
| 1.5 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.6 | Elect Director Robert A. Milton | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED SPIRITS LIMITED
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: 532432
SECURITY ID: Y92311102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect R. Rajagopal as Director | Management | For | For |
| 3 | Approve B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect N. B. Blazquez as Director | Management | For | For |
| 5 | Elect R. Gupta as Independent Director | Management | For | For |
| 6 | Elect M.K. Sharma as Independent Director | Management | For | For |
| 7 | Approve Revision in the Remuneration of A. Kripalu, Managing Director & CEO | Management | For | For |
| UNITED SPIRITS LIMITED
MEETING DATE: JAN 07, 2016 |
||||
|
TICKER: 532432
SECURITY ID: Y92311102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Guarantee to Pioneer Distilleries Limited | Management | For | For |
| UNITED SPIRITS LIMITED
MEETING DATE: JAN 22, 2016 |
||||
|
TICKER: UNITDSPR
SECURITY ID: Y92311102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Consider Erosion of Net Worth of the Company | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: UNH
SECURITY ID: 91324P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| V.F. CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: VFC
SECURITY ID: 918204108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Robert J. Hurst | Management | For | For |
| 1.6 | Elect Director Laura W. Lang | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Steven E. Rendle | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VERA BRADLEY, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: VRA
SECURITY ID: 92335C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara Bradley Baekgaard | Management | For | For |
| 1.2 | Elect Director Richard Baum | Management | For | For |
| 1.3 | Elect Director Patricia R. Miller | Management | For | For |
| 1.4 | Elect Director Frances P. Philip | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Director Yuchun Lee | Management | For | For |
| 1.4 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| VISA INC.
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 27, 2016 |
||||
|
TICKER: WBA
SECURITY ID: 931427108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: WTW
SECURITY ID: 948626106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.2 | Elect Director Philippe J. Amouyal | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 2.4 | Elect Director Oprah Winfrey | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| WHIRLPOOL CORPORATION
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: WHR
SECURITY ID: 963320106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Gary T. DiCamillo | Management | For | For |
| 1d | Elect Director Diane M. Dietz | Management | For | For |
| 1e | Elect Director Gerri T. Elliott | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Michael F. Johnston | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director Harish Manwani | Management | For | For |
| 1j | Elect Director William D. Perez | Management | For | For |
| 1k | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: WLL
SECURITY ID: 966387102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Michael B. Walen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| WHOLE FOODS MARKET, INC.
MEETING DATE: SEP 15, 2015 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid (Hass) Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris (Mo) Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William (Kip) Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 7 | Report on Food Waste Management | Shareholder | Against | Abstain |
| WINGSTOP INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: WING
SECURITY ID: 974155103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.2 | Elect Director Michael J. Hislop | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WIZZ AIR HOLDINGS PLC
MEETING DATE: SEP 29, 2015 |
||||
|
TICKER: WIZZ
SECURITY ID: G96871101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect William Franke as a Director | Management | For | Against |
| 5 | Elect Jozsef Varadi as a Director | Management | For | Against |
| 6 | Elect Thierry de Preux as a Director | Management | For | For |
| 7 | Elect Thierry de Preux as a Director (Independent Shareholder Vote) | Management | For | For |
| 8 | Elect Guido Demuynck as a Director | Management | For | For |
| 9 | Elect Guido Demuynck as a Director (Independent Shareholder Vote) | Management | For | For |
| 10 | Elect Simon Duffy as a Director | Management | For | For |
| 11 | Elect Simon Duffy as a Director (Independent Shareholder Vote) | Management | For | For |
| 12 | Elect Stephen Johnson as a Director | Management | For | Against |
| 13 | Elect John McMahon as a Director | Management | For | For |
| 14 | Elect John McMahon as a Director (Independent Shareholder Vote) | Management | For | For |
| 15 | Elect John Wilson as a Director | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| WIZZ AIR HOLDINGS PLC
MEETING DATE: NOV 03, 2015 |
||||
|
TICKER: WIZZ
SECURITY ID: G96871101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Proposed Purchase by Wizz Air Hungary of 110 A321neo Aircraft | Management | For | For |
| WORKDAY, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: WDAY
SECURITY ID: 98138H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| XENCOR, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: XNCR
SECURITY ID: 98401F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 2 | Ratify RSM US, LLP as Auditors | Management | For | For |
| XPO LOGISTICS, INC.
MEETING DATE: SEP 08, 2015 |
||||
|
TICKER: XPO
SECURITY ID: 983793100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| YAHOO! INC.
MEETING DATE: JUN 30, 2016 |
||||
|
TICKER: YHOO
SECURITY ID: 984332106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tor R. Braham | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director David Filo | Management | For | For |
| 1.4 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Richard S. Hill | Management | For | For |
| 1.7 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Jane E. Shaw | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 1.11 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| YANDEX NV
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: YNDX
SECURITY ID: N97284108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4 | Reelect Rogier Rijnja as Non-Executive Director | Management | For | For |
| 5 | Reelect Charles Ryan as Non-Executive Director | Management | For | For |
| 6 | Reelect Alexander Voloshin as Non-Executive Director | Management | For | For |
| 7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
| 10 | Approve 2016 Equity Incentive Plan | Management | For | Against |
| 11 | Approve Pledge Agreement | Management | For | For |
| 12 | Approve Amendment of General Guidelines for Compensation of the Board | Management | For | For |
| 13 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 14 | Authorize Board to Exclude Preemptive Rights | Management | For | Against |
| 15 | Authorize Repurchase of Share Capital | Management | For | For |
| ZENDESK, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ZEN
SECURITY ID: 98936J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Bass | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP VALUE FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACE LIMITED
MEETING DATE: OCT 22, 2015 |
||||
|
TICKER: ACE
SECURITY ID: H0023R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Shares | Management | For | For |
| 2 | Change Company Name to Chubb Limited | Management | For | For |
| 3 | Issue Shares in Connection with Merger | Management | For | For |
| 4.1 | Elect Sheila P. Burke as Director | Management | For | For |
| 4.2 | Elect James I. Cash, Jr. as Director | Management | For | For |
| 4.3 | Elect Lawrence W. Kellner as Director | Management | For | For |
| 4.4 | Elect James M. Zimmerman as Director | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
| AERCAP HOLDINGS NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: AER
SECURITY ID: N00985106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Board of Directors | Management | For | For |
| 7 | Elect Walter F. McLallen to Supervisory Board | Management | For | For |
| 8 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | For |
| 9 | Ratify PricewaterhoudeCoopers as Auditors | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 10b | Authorize Additional Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 10c | Authorize Board to Limit or Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 13a | Amend Articles Re: Location of Board Meetings and Align Terminology for Board Reports with Implementation Act European Directive on Annual Accounts | Management | For | For |
| 13b | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Allow Questions | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ALLERGAN PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: AGN
SECURITY ID: G0177J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: AWH
SECURITY ID: H01531104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 1.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 1.3 | Elect Bart Friedman as Director | Management | For | For |
| 1.4 | Elect Patricia L. Guinn as Director | Management | For | For |
| 1.5 | Elect Fiona E. Luck as Director | Management | For | For |
| 1.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 1.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 1.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 2 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 3.2 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | For | For |
| 3.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 3.6 | Appoint Samuel J. Weinhoffas Member of the Compensation Committee | Management | For | For |
| 4 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 5 | Approve the 2016 Compensation for Executives as Required under Swiss Law | Management | For | For |
| 6 | Approve the 2016 Compensation for Directors as Required under Swiss Law | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Retention of Disposable Profits | Management | For | For |
| 10 | Approve Dividends | Management | For | For |
| 11 | Approve Reduction in Share Capital | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Amend Articles Re: Authorized Share Capital for General Purposes | Management | For | For |
| 14 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| ALPHABET INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GOOGL
SECURITY ID: 02079K305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: AGNC
SECURITY ID: 02503X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Malon Wilkus (WITHDRAWN RESOLUTION) | Management | None | None |
| 1.2 | Elect Director John R. Erickson | Management | For | For |
| 1.3 | Elect Director Samuel A. Flax | Management | For | For |
| 1.4 | Elect Director Alvin N. Puryear | Management | For | For |
| 1.5 | Elect Director Robert M. Couch | Management | For | For |
| 1.6 | Elect Director Morris A. Davis | Management | For | For |
| 1.7 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.8 | Elect Director Larry K. Harvey | Management | For | For |
| 1.9 | Elect Director Prue B. Larocca | Management | For | For |
| 1.10 | Elect Director Gary Kain | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NLY
SECURITY ID: 035710409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin G. Keyes | Management | For | For |
| 1b | Elect Director Kevin P. Brady | Management | For | For |
| 1c | Elect Director E. Wayne Nordberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| AUTOZONE, INC.
MEETING DATE: DEC 16, 2015 |
||||
|
TICKER: AZO
SECURITY ID: 053332102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| BAXALTA INCORPORATED
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: BXLT
SECURITY ID: 07177M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| BED BATH & BEYOND INC.
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: BBBY
SECURITY ID: 075896100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Warren Eisenberg | Management | For | For |
| 1b | Elect Director Leonard Feinstein | Management | For | For |
| 1c | Elect Director Steven H. Temares | Management | For | For |
| 1d | Elect Director Dean S. Adler | Management | For | For |
| 1e | Elect Director Stanley F. Barshay | Management | For | For |
| 1f | Elect Director Geraldine T. Elliott | Management | For | For |
| 1g | Elect Director Klaus Eppler | Management | For | For |
| 1h | Elect Director Patrick R. Gaston | Management | For | For |
| 1i | Elect Director Jordan Heller | Management | For | For |
| 1j | Elect Director Victoria A. Morrison | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2016 |
||||
|
TICKER: BRK.B
SECURITY ID: 084670702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Insurance Division's Response to Climate Change Risks | Shareholder | Against | Abstain |
| BW OFFSHORE LTD.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: BWO
SECURITY ID: G1190N100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Confirm notice of the Annual General Meeting | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 3 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
| 4 | Elect Thomas Andersen as Director | Management | For | Did Not Vote |
| 5 | Accept Resignation of Ronny Langeland as Director | Management | For | Did Not Vote |
| 6a | Reelect Christophe Pettenati-Auziere as Director | Management | For | Did Not Vote |
| 6b | Reelect Clare Spottiswoode as Director | Management | For | Did Not Vote |
| 6c | Reelect Carsten Mortensen as Director | Management | For | Did Not Vote |
| 6d | Reelect Andreas Sohmen-Pao as Director | Management | For | Did Not Vote |
| 6e | Reelect Maarten Scholten as Director | Management | For | Did Not Vote |
| 7 | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
| 8 | Amount of USD 80,000 for the Chairman, USD 70,000 for the Deputy Chairman, and USD 60,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| BW OFFSHORE LTD.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: BWO
SECURITY ID: G1190N100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Confirm Notice of General Meeting | Management | None | None |
| 2 | Approve Increase in Authorized Share Capital | Management | For | Did Not Vote |
| C&C GROUP PLC
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: GCC
SECURITY ID: G1826G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Reelect Sir Brian Stewart as Director | Management | For | For |
| 3b | Reelect Stephen Glancey as Director | Management | For | For |
| 3c | Reelect Kenny Neison as Director | Management | For | For |
| 3d | Reelect Joris Brams as Director | Management | For | For |
| 3e | Reelect Emer Finnan as Director | Management | For | For |
| 3f | Reelect Stewart Gilliland as Director | Management | For | For |
| 3g | Reelect John Hogan as Director | Management | For | For |
| 3h | Reelect Richard Holroyd as Director | Management | For | For |
| 3i | Reelect Breege O'Donoghue as Director | Management | For | For |
| 3j | Reelect Anthony Smurfit as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Approve Remuneration Report | Management | For | For |
| 5b | Approve Remuneration Policy | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 10 | Approve Scrip Dividend Scheme | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Approve C&C 2015 Long Term Incentive Plan | Management | For | For |
| 13 | Approve C&C 2015 Executive Share Option Scheme | Management | For | For |
| 14 | Amend C&C Long Term Incentive Plan (Part 1) | Management | For | For |
| 15 | Amend Memorandum of Association | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: COF
SECURITY ID: 14040H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Peter Thomas Killalea | Management | For | For |
| 1g | Elect Director Pierre E. Leroy | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CBRE GROUP, INC.
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: CBG
SECURITY ID: 12504L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Curtis F. Feeny | Management | For | For |
| 1c | Elect Director Bradford M. Freeman | Management | For | For |
| 1d | Elect Director Christopher T. Jenny | Management | For | For |
| 1e | Elect Director Gerardo I. Lopez | Management | For | For |
| 1f | Elect Director Frederic V. Malek | Management | For | For |
| 1g | Elect Director Paula R. Reynolds | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Laura D. Tyson | Management | For | For |
| 1j | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHEVRON CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: CVX
SECURITY ID: 166764100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CHUBB LIMITED
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CB
SECURITY ID: H1467J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John Edwardson | Management | For | For |
| 5.9 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5.10 | Elect Director Leo F. Mullin | Management | For | For |
| 5.11 | Elect Director Kimberly Ross | Management | For | For |
| 5.12 | Elect Director Robert Scully | Management | For | For |
| 5.13 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.14 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.15 | Elect Director David Sidwell | Management | For | For |
| 5.16 | Elect Director Olivier Steimer | Management | For | For |
| 5.17 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert Scully as Member of the Compensation Committee | Management | For | For |
| 7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| CIGNA CORPORATION
MEETING DATE: DEC 03, 2015 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CIGNA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Cordani | Management | For | For |
| 1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.3 | Elect Director Jane E. Henney | Management | For | For |
| 1.4 | Elect Director Donna F. Zarcone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| DEERE & COMPANY
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: DE
SECURITY ID: 244199105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director Brian M. Krzanich | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4a | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4b | Create Feasibility Plan for Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| 4c | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| DISCOVER FINANCIAL SERVICES
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DFS
SECURITY ID: 254709108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Joseph F. Eazor | Management | For | For |
| 1.6 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.9 | Elect Director Michael H. Moskow | Management | For | For |
| 1.10 | Elect Director David W. Nelms | Management | For | For |
| 1.11 | Elect Director Mark A. Thierer | Management | For | For |
| 1.12 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DYAX CORP.
MEETING DATE: JAN 21, 2016 |
||||
|
TICKER: DYAX
SECURITY ID: 26746E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| EMC CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald J. Carty | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director James S. DiStasio | Management | For | For |
| 1d | Elect Director John R. Egan | Management | For | For |
| 1e | Elect Director William D. Green | Management | For | For |
| 1f | Elect Director Jami Miscik | Management | For | For |
| 1g | Elect Director Paul Sagan | Management | For | For |
| 1h | Elect Director Laura J. Sen | Management | For | For |
| 1i | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers Llp as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXELON CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: EXC
SECURITY ID: 30161N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Christopher M. Crane | Management | For | For |
| 1d | Elect Director Yves C. de Balmann | Management | For | For |
| 1e | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1f | Elect Director Nancy L. Gioia | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul L. Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director Richard W. Mies | Management | For | For |
| 1k | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1m | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Proxy Access Right | Management | For | Against |
| EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: ESRX
SECURITY ID: 30219G108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| GNC HOLDINGS, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: GNC
SECURITY ID: 36191G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael G. Archbold | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.3 | Elect Director Alan D. Feldman | Management | For | For |
| 1.4 | Elect Director Michael F. Hines | Management | For | For |
| 1.5 | Elect Director Amy B. Lane | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Robert F. Moran | Management | For | For |
| 1.8 | Elect Director Richard J. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HARRIS CORPORATION
MEETING DATE: OCT 23, 2015 |
||||
|
TICKER: HRS
SECURITY ID: 413875105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William M. Brown | Management | For | For |
| 1b | Elect Director Peter W. Chiarelli | Management | For | For |
| 1c | Elect Director Thomas A. Dattilo | Management | For | For |
| 1d | Elect Director Terry D. Growcock | Management | For | For |
| 1e | Elect Director Lewis Hay, III | Management | For | For |
| 1f | Elect Director Vyomesh I. Joshi | Management | For | For |
| 1g | Elect Director Karen Katen | Management | For | For |
| 1h | Elect Director Leslie F. Kenne | Management | For | For |
| 1i | Elect Director David B. Rickard | Management | For | For |
| 1j | Elect Director James C. Stoffel | Management | For | For |
| 1k | Elect Director Gregory T. Swienton | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| ORACLE CORPORATION
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Approve Quantifiable Performance Metrics | Shareholder | Against | Against |
| 8 | Amend Corporate Governance Guidelines | Shareholder | Against | Against |
| 9 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
| 10 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| PHILLIPS 66
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PSX
SECURITY ID: 718546104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Greg C. Garland | Management | For | For |
| 1b | Elect Director John E. Lowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| PRUDENTIAL PLC
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PRU
SECURITY ID: G72899100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect John Foley as Director | Management | For | For |
| 4 | Elect Penelope James as Director | Management | For | For |
| 5 | Elect David Law as Director | Management | For | For |
| 6 | Elect Lord Turner as Director | Management | For | For |
| 7 | Elect Tony Wilkey as Director | Management | For | For |
| 8 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 9 | Re-elect Ann Godbehere as Director | Management | For | For |
| 10 | Re-elect Paul Manduca as Director | Management | For | For |
| 11 | Re-elect Michael McLintock as Director | Management | For | For |
| 12 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 13 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 14 | Re-elect Anthony Nightingale as Director | Management | For | For |
| 15 | Re-elect Philip Remnant as Director | Management | For | For |
| 16 | Re-elect Alice Schroeder as Director | Management | For | For |
| 17 | Re-elect Barry Stowe as Director | Management | For | For |
| 18 | Re-elect Michael Wells as Director | Management | For | For |
| 19 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 20 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| PVH CORP.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PVH
SECURITY ID: 693656100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director V. James Marino | Management | For | For |
| 1.7 | Elect Director G. Penny McIntyre | Management | For | For |
| 1.8 | Elect Director Henry Nasella | Management | For | For |
| 1.9 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.10 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RITE AID CORPORATION
MEETING DATE: FEB 04, 2016 |
||||
|
TICKER: RAD
SECURITY ID: 767754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| RITE AID CORPORATION
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: RAD
SECURITY ID: 767754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John T. Standley | Management | For | For |
| 1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1c | Elect Director Bruce G. Bodaken | Management | For | For |
| 1d | Elect Director David R. Jessick | Management | For | For |
| 1e | Elect Director Kevin E. Lofton | Management | For | For |
| 1f | Elect Director Myrtle S. Potter | Management | For | For |
| 1g | Elect Director Michael N. Regan | Management | For | For |
| 1h | Elect Director Frank A. Savage | Management | For | For |
| 1i | Elect Director Marcy Syms | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD.
MEETING DATE: MAR 11, 2016 |
||||
|
TICKER: A005930
SECURITY ID: Y74718100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Lee In-ho as Outside Director | Management | For | For |
| 2.1.2 | Elect Song Gwang-su as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Jae-wan as Outside Director | Management | For | For |
| 2.2.1 | Elect Yoon Bu-geun as Inside Director | Management | For | For |
| 2.2.2 | Elect Shin Jong-gyun as Inside Director | Management | For | For |
| 2.2.3 | Elect Lee Sang-hun as Inside Director | Management | For | For |
| 2.3.1 | Elect Lee In-ho as Member of Audit Committee | Management | For | For |
| 2.3.2 | Elect Song Gwang-su as Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SANDISK CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| SANOFI
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: SAN
SECURITY ID: 80105N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| STARZ
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: STRZA
SECURITY ID: 85571Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Susan M. Lyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| SUNCOR ENERGY INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: SU
SECURITY ID: 867224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director James W. Simpson | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Report on Climate Change | Shareholder | For | For |
| 5 | SP 2: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| TEEKAY CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: TK
SECURITY ID: Y8564W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter S. Janson | Management | For | For |
| 1.2 | Elect Director Eileen A. Mercier | Management | For | For |
| 1.3 | Elect Director Tore I. Sandvold | Management | For | For |
| TESCO PLC
MEETING DATE: SEP 30, 2015 |
||||
|
TICKER: TSCO
SECURITY ID: G87621101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of the Homeplus Group | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
| 1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
| 1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
| 1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
| 2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
| 3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
| 3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
| 3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
| 4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
| 4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
| 5 | Approve 2015 Equity Compensation Plan | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: APR 18, 2016 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
| 3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
| 3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
| 4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE ALLSTATE CORPORATION
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: ALL
SECURITY ID: 020002101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kermit R. Crawford | Management | For | For |
| 1b | Elect Director Michael L. Eskew | Management | For | For |
| 1c | Elect Director Herbert L. Henkel | Management | For | For |
| 1d | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1e | Elect Director Jacques P. Perold | Management | For | For |
| 1f | Elect Director Andrea Redmond | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Judith A. Sprieser | Management | For | For |
| 1i | Elect Director Mary Alice Taylor | Management | For | For |
| 1j | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DNB
SECURITY ID: 26483E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert P. Carrigan | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director L. Gordon Crovitz | Management | For | For |
| 1e | Elect Director James N. Fernandez | Management | For | For |
| 1f | Elect Director Paul R. Garcia | Management | For | For |
| 1g | Elect Director Anastassia Lauterbach | Management | For | For |
| 1h | Elect Director Thomas J. Manning | Management | For | For |
| 1i | Elect Director Randall D. Mott | Management | For | For |
| 1j | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: GS
SECURITY ID: 38141G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Mark Flaherty | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director Debora L. Spar | Management | For | For |
| 1k | Elect Director Mark E. Tucker | Management | For | For |
| 1l | Elect Director David A. Viniar | Management | For | For |
| 1m | Elect Director Mark O. Winkelman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: TRV
SECURITY ID: 89417E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Jay S. Fishman | Management | For | For |
| 1f | Elect Director Patricia L. Higgins | Management | For | For |
| 1g | Elect Director Thomas R. Hodgson | Management | For | For |
| 1h | Elect Director William J. Kane | Management | For | For |
| 1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1k | Elect Director Todd C. Schermerhorn | Management | For | For |
| 1l | Elect Director Alan D. Schnitzer | Management | For | For |
| 1m | Elect Director Donald J. Shepard | Management | For | For |
| 1n | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| THE WESTERN UNION COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: WU
SECURITY ID: 959802109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Richard A. Goodman | Management | For | For |
| 1d | Elect Director Jack M. Greenberg | Management | For | For |
| 1e | Elect Director Betsy D. Holden | Management | For | For |
| 1f | Elect Director Jeffrey A. Joerres | Management | For | For |
| 1g | Elect Director Roberto G. Mendoza | Management | For | For |
| 1h | Elect Director Michael A. Miles, Jr. | Management | For | For |
| 1i | Elect Director Robert W. Selander | Management | For | For |
| 1j | Elect Director Frances Fragos Townsend | Management | For | For |
| 1k | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| TIME WARNER CABLE INC.
MEETING DATE: JUL 01, 2015 |
||||
|
TICKER: TWC
SECURITY ID: 88732J207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Thomas H. Castro | Management | For | For |
| 1c | Elect Director David C. Chang | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director Peter R. Haje | Management | For | For |
| 1f | Elect Director Donna A. James | Management | For | For |
| 1g | Elect Director Don Logan | Management | For | For |
| 1h | Elect Director Robert D. Marcus | Management | For | For |
| 1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1j | Elect Director Wayne H. Pace | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| U.S. BANCORP
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: USB
SECURITY ID: 902973304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Warner L. Baxter | Management | For | For |
| 1c | Elect Director Marc N. Casper | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Doreen Woo Ho | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Karen S. Lynch | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Fredric G. Reynolds | Management | For | For |
| 1j | Elect Director Brian C. Rogers | Management | For | For |
| 1k | Elect Director H. Patrick Swygert | Management | For | For |
| 1l | Elect Director Andre Villeneuve | Management | For | For |
| 1m | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VIVINT SOLAR, INC.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: VSLR
SECURITY ID: 92854Q106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VMWARE, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: VMW
SECURITY ID: 928563402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: WFC
SECURITY ID: 949746101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY DIVIDEND GROWTH FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBVIE INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: ABBV
SECURITY ID: 00287Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| ACCENTURE PLC
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: ACN
SECURITY ID: G1151C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jaime Ardila | Management | For | For |
| 1b | Elect Director Dina Dublon | Management | For | For |
| 1c | Elect Director Charles H. Giancarlo | Management | For | For |
| 1d | Elect Director William L. Kimsey | Management | For | For |
| 1e | Elect Director Marjorie Magner | Management | For | For |
| 1f | Elect Director Blythe J. McGarvie | Management | For | For |
| 1g | Elect Director Pierre Nanterme | Management | For | For |
| 1h | Elect Director Gilles C. Pelisson | Management | For | For |
| 1i | Elect Director Paula A. Price | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Wulf von Schimmelmann | Management | For | For |
| 1l | Elect Director Frank K. Tang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Provide Proxy Access Right | Management | For | Against |
| 7A | Require Advance Notice for Shareholder Proposals | Management | For | For |
| 7B | Amend Articles | Management | For | For |
| 8A | Amend Articles - Board Related | Management | For | For |
| 8B | Establish Range for Size of Board | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: ATVI
SECURITY ID: 00507V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert J. Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALLERGAN PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: AGN
SECURITY ID: G0177J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALTICE NV
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: ATC
SECURITY ID: N0R25F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect Michel Combes as Executive Director | Management | For | For |
| 7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
| 7.b | Amend Stock Option Plan | Management | For | Against |
| 7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
| 7.d | Amend Remuneration Policy | Management | For | Against |
| 7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
| 7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
| 7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
| 10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| ALTICE S.A.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: ATC
SECURITY ID: L0179Z104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Presentation of the Cross-Border Merger Re: Reincorporation to the Netherlands | Management | None | None |
| 2 | Receive Special Director Report Re: Reincorporation to the Netherlands | Management | None | None |
| 3 | Receive Special Auditor Report Re: Reincorporation to the Netherlands | Management | None | None |
| 4 | Confirmation that all Documents Were Deposited | Management | None | None |
| 5 | Receive Information on Changes of the Assets and Liabilities Since Cross-Border Merger Proposal | Management | None | None |
| 6 | Approve Cross-Border Merger Re: Reincorporation to the Netherlands | Management | For | Did Not Vote |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| ALTICE S.A.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: ATC
SECURITY ID: L0179Z104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Presentation of Transfer Proposal Re: Change Country of Incorporation to the Netherlands | Management | None | None |
| 2 | Receive Special Board Report Re: Change Country of Incorporation to the Netherlands | Management | None | None |
| 3 | Receive Special Auditor Report Re: Change Country of Incorporation to the Netherlands | Management | None | None |
| 4 | Confirmation That All Document Were Deposited | Management | None | None |
| 5 | Updates from the Board on Changes of the Assets and Liabilities Since the Transfer Proposal | Management | None | None |
| 6 | Approve Transfer Proposal Re: Change Country of Incorporation to the Netherlands | Management | For | Did Not Vote |
| 7 | Approve Cooptation and Appointment of Jurgen van Breukelen | Management | For | Did Not Vote |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: AMT
SECURITY ID: 03027X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AMETEK, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: AME
SECURITY ID: 031100100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ruby R. Chandy | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASTALDI SPA
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: AST
SECURITY ID: T0538F106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5 | Elect Directors (Bundled) | Shareholder | None | For |
| 6 | Approve Remuneration of Directors | Management | For | Abstain |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Restricted Stock Plan | Management | For | For |
| 9 | Approve Remuneration Report | Management | For | Against |
| 1 | Amend Corporate Purpose | Management | For | For |
| 2 | Amend Article Re: 20 (Board Meetings) | Management | For | Against |
| 3 | Approve New Article 22-ter (Board-Related) | Management | For | For |
| ASTELLAS PHARMA INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: 4503
SECURITY ID: J03393105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2.2 | Elect Director Miyokawa, Yoshiro | Management | For | For |
| 2.3 | Elect Director Kase, Yutaka | Management | For | For |
| 2.4 | Elect Director Yasuda, Hironobu | Management | For | For |
| 2.5 | Elect Director Okajima, Etsuko | Management | For | For |
| 2.6 | Elect Director Aizawa, Yoshiharu | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sakai, HIroko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Uematsu, Noriyuki | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| AT&T INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: T
SECURITY ID: 00206R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| AUTOZONE, INC.
MEETING DATE: DEC 16, 2015 |
||||
|
TICKER: AZO
SECURITY ID: 053332102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| BALL CORPORATION
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| BALL CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.2 | Elect Director Georgia R. Nelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2016 |
||||
|
TICKER: BRK.B
SECURITY ID: 084670702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates, III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.10 | Elect Director Ronald L. Olson | Management | For | For |
| 1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.12 | Elect Director Meryl B. Witmer | Management | For | For |
| 2 | Report on Insurance Division's Response to Climate Change Risks | Shareholder | Against | Abstain |
| BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BATS
SECURITY ID: G1510J102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Nicandro Durante as Director | Management | For | For |
| 9 | Re-elect Sue Farr as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Pedro Malan as Director | Management | For | For |
| 13 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 14 | Re-elect Gerry Murphy as Director | Management | For | For |
| 15 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 16 | Re-elect Kieran Poynter as Director | Management | For | For |
| 17 | Re-elect Ben Stevens as Director | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve 2016 Long-Term Incentive Plan | Management | For | For |
| 22 | Approve 2016 Sharesave Scheme | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BROADCOM CORPORATION
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BWX TECHNOLOGIES, INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: BWXT
SECURITY ID: 05605H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fees | Management | For | For |
| 1.2 | Elect Director Richard W. Mies | Management | For | For |
| 1.3 | Elect Director Robb A. LeMasters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP ('Deloitte') as Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| C&C GROUP PLC
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: GCC
SECURITY ID: G1826G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Reelect Sir Brian Stewart as Director | Management | For | For |
| 3b | Reelect Stephen Glancey as Director | Management | For | For |
| 3c | Reelect Kenny Neison as Director | Management | For | For |
| 3d | Reelect Joris Brams as Director | Management | For | For |
| 3e | Reelect Emer Finnan as Director | Management | For | For |
| 3f | Reelect Stewart Gilliland as Director | Management | For | For |
| 3g | Reelect John Hogan as Director | Management | For | For |
| 3h | Reelect Richard Holroyd as Director | Management | For | For |
| 3i | Reelect Breege O'Donoghue as Director | Management | For | For |
| 3j | Reelect Anthony Smurfit as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Approve Remuneration Report | Management | For | For |
| 5b | Approve Remuneration Policy | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 10 | Approve Scrip Dividend Scheme | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Approve C&C 2015 Long Term Incentive Plan | Management | For | For |
| 13 | Approve C&C 2015 Executive Share Option Scheme | Management | For | For |
| 14 | Amend C&C Long Term Incentive Plan (Part 1) | Management | For | For |
| 15 | Amend Memorandum of Association | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CARDINAL HEALTH, INC.
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director Nancy Killefer | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHEVRON CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: CVX
SECURITY ID: 166764100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CHUBB LIMITED
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CB
SECURITY ID: H1467J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John Edwardson | Management | For | For |
| 5.9 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5.10 | Elect Director Leo F. Mullin | Management | For | For |
| 5.11 | Elect Director Kimberly Ross | Management | For | For |
| 5.12 | Elect Director Robert Scully | Management | For | For |
| 5.13 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.14 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.15 | Elect Director David Sidwell | Management | For | For |
| 5.16 | Elect Director Olivier Steimer | Management | For | For |
| 5.17 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert Scully as Member of the Compensation Committee | Management | For | For |
| 7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| CME GROUP INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CME
SECURITY ID: 12572Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Alex J. Pollock | Management | For | For |
| 1n | Elect Director John F. Sandner | Management | For | For |
| 1o | Elect Director Terry L. Savage | Management | For | For |
| 1p | Elect Director William R. Shepard | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| COMPUGROUP MEDICAL SE
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: COP
SECURITY ID: D15813211
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Approve Creation of EUR 26.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2015 |
||||
|
TICKER: STZ
SECURITY ID: 21036P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CVS HEALTH CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
| DELUXE CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DLX
SECURITY ID: 248019101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Neil J. Metviner | Management | For | For |
| 1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DIAMOND HILL INVESTMENT GROUP, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: DHIL
SECURITY ID: 25264R207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. H. Dillon | Management | For | For |
| 1.2 | Elect Director Randolph J. Fortener | Management | For | For |
| 1.3 | Elect Director James F. Laird | Management | For | For |
| 1.4 | Elect Director Paul A. Reeder, III | Management | For | For |
| 1.5 | Elect Director Bradley C. Shoup | Management | For | For |
| 1.6 | Elect Director Frances A. Skinner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DILLARD'S, INC.
MEETING DATE: MAY 21, 2016 |
||||
|
TICKER: DDS
SECURITY ID: 254067101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank R. Mori | Management | For | For |
| 1b | Elect Director Reynie Rutledge | Management | For | For |
| 1c | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1d | Elect Director Nick White | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: DPS
SECURITY ID: 26138E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David E. Alexander | Management | For | For |
| 1b | Elect Director Antonio Carrillo | Management | For | For |
| 1c | Elect Director Pamela H. Patsley | Management | For | For |
| 1d | Elect Director Joyce M. Roche | Management | For | For |
| 1e | Elect Director Ronald G. Rogers | Management | For | For |
| 1f | Elect Director Wayne R. Sanders | Management | For | For |
| 1g | Elect Director Dunia A. Shive | Management | For | For |
| 1h | Elect Director M. Anne Szostak | Management | For | For |
| 1i | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation | Management | For | For |
| 5 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Against |
| E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: DD
SECURITY ID: 263534109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Alexander M. Cutler | Management | For | Against |
| 1e | Elect Director Eleuthere I. du Pont | Management | For | Against |
| 1f | Elect Director James L. Gallogly | Management | For | For |
| 1g | Elect Director Marillyn A. Hewson | Management | For | Against |
| 1h | Elect Director Lois D. Juliber | Management | For | Against |
| 1i | Elect Director Ulf M. ('Mark') Schneider | Management | For | For |
| 1j | Elect Director Lee M. Thomas | Management | For | Against |
| 1k | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Create Employee Advisory Position for Board | Shareholder | Against | Against |
| 6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
| 7 | Report on Accident Reduction Efforts | Shareholder | Against | Abstain |
| EDGEWELL PERSONAL CARE COMPANY
MEETING DATE: JAN 25, 2016 |
||||
|
TICKER: EPC
SECURITY ID: 28035Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hatfield | Management | For | For |
| 1b | Elect Director Daniel J. Heinrich | Management | For | Against |
| 1c | Elect Director Carla C. Hendra | Management | For | For |
| 1d | Elect Director R. David Hoover | Management | For | Against |
| 1e | Elect Director John C. Hunter, III | Management | For | Against |
| 1f | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EMC CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald J. Carty | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director James S. DiStasio | Management | For | For |
| 1d | Elect Director John R. Egan | Management | For | For |
| 1e | Elect Director William D. Green | Management | For | For |
| 1f | Elect Director Jami Miscik | Management | For | For |
| 1g | Elect Director Paul Sagan | Management | For | For |
| 1h | Elect Director Laura J. Sen | Management | For | For |
| 1i | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers Llp as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: XOM
SECURITY ID: 30231G102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Ursula M. Burns | Management | For | For |
| 1.5 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.6 | Elect Director Jay S. Fishman | Management | For | For |
| 1.7 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.13 | Elect Director William C. Weldon | Management | For | For |
| 1.14 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | Against |
| 12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| FEDEX CORPORATION
MEETING DATE: SEP 28, 2015 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: FIS
SECURITY ID: 31620M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director William P. Foley, II | Management | For | For |
| 1c | Elect Director Thomas M. Hagerty | Management | For | For |
| 1d | Elect Director Keith W. Hughes | Management | For | For |
| 1e | Elect Director David K. Hunt | Management | For | For |
| 1f | Elect Director Stephan A. James | Management | For | For |
| 1g | Elect Director Frank R. Martire | Management | For | For |
| 1h | Elect Director Richard N. Massey | Management | For | For |
| 1i | Elect Director Leslie M. Muma | Management | For | For |
| 1j | Elect Director Gary A. Norcross | Management | For | For |
| 1k | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FOOT LOCKER, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: FL
SECURITY ID: 344849104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maxine Clark | Management | For | For |
| 1b | Elect Director Alan D. Feldman | Management | For | For |
| 1c | Elect Director Jarobin Gilbert, Jr. | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director Guillermo G. Marmol | Management | For | For |
| 1f | Elect Director Dona D. Young | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FRANKLIN RESOURCES, INC.
MEETING DATE: FEB 17, 2016 |
||||
|
TICKER: BEN
SECURITY ID: 354613101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Charles E. Johnson | Management | For | For |
| 1d | Elect Director Gregory E. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Mark C. Pigott | Management | For | For |
| 1g | Elect Director Chutta Ratnathicam | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
| GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: GD
SECURITY ID: 369550108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director Rudy F. deLeon | Management | For | For |
| 1.5 | Elect Director William P. Fricks | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director Mark M. Malcolm | Management | For | For |
| 1.9 | Elect Director James N. Mattis | Management | For | For |
| 1.10 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.11 | Elect Director William A. Osborn | Management | For | For |
| 1.12 | Elect Director Laura J. Schumacher | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt and Issue General Payout Policy Regarding Share Repurchases | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Sebastien M. Bazin | Management | For | For |
| A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A3 | Elect Director John J. Brennan | Management | For | For |
| A4 | Elect Director Francisco D' Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Peter B. Henry | Management | For | For |
| A7 | Elect Director Susan J. Hockfield | Management | For | For |
| A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A9 | Elect Director Andrea Jung | Management | For | For |
| A10 | Elect Director Robert W. Lane | Management | For | For |
| A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A12 | Elect Director Lowell C. McAdam | Management | For | For |
| A13 | Elect Director James J. Mulva | Management | For | For |
| A14 | Elect Director James E. Rohr | Management | For | For |
| A15 | Elect Director Mary L. Schapiro | Management | For | For |
| A16 | Elect Director James S. Tisch | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| C2 | Require Independent Board Chairman | Shareholder | Against | Against |
| C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| GREENCORE GROUP PLC
MEETING DATE: JAN 26, 2016 |
||||
|
TICKER: GNC
SECURITY ID: G40866124
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Re-elect Alan Williams as Director | Management | For | For |
| 3d | Re-elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 3f | Re-elect John Moloney as Director | Management | For | For |
| 3g | Re-elect Eric Nicoli as Director | Management | For | For |
| 3h | Re-elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Fix Remuneration of Non-executive Directors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Shares | Management | For | For |
| 10 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 11 | Reappoint KPMG as Auditors | Management | For | For |
| 12 | Approve Scrip Dividend Program | Management | For | For |
| 13 | Adopt New Memorandum of Association | Management | For | For |
| 14 | Adopt New Articles of Association | Management | For | For |
| H&R BLOCK, INC.
MEETING DATE: SEP 10, 2015 |
||||
|
TICKER: HRB
SECURITY ID: 093671105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON FOOD GROUP PLC
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: HFG
SECURITY ID: G4586W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Watson as Director | Management | For | Against |
| 4 | Elect Christine Cross as Director | Management | For | For |
| 5 | Elect John Worby as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Approve Final Dividend | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HP INC.
MEETING DATE: APR 04, 2016 |
||||
|
TICKER: HPQ
SECURITY ID: 40434L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Carl Bass | Management | For | For |
| 1d | Elect Director Robert R. Bennett | Management | For | For |
| 1e | Elect Director Charles V. Bergh | Management | For | For |
| 1f | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1g | Elect Director Stephanie A. Burns | Management | For | For |
| 1h | Elect Director Mary Anne Citrino | Management | For | For |
| 1i | Elect Director Rajiv L. Gupta | Management | For | For |
| 1j | Elect Director Stacey Mobley | Management | For | For |
| 1k | Elect Director Subra Suresh | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 1m | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| IMPERIAL OIL LIMITED
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: IMO
SECURITY ID: 453038408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.2 | Elect Director R.M. (Richard) Kruger | Management | For | For |
| 2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.4 | Elect Director D.S. (David) Sutherland | Management | For | For |
| 2.5 | Elect Director D.G. (Jerry) Wascom | Management | For | For |
| 2.6 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
| 2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
| IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: IMT
SECURITY ID: G4721W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Mark Fields | Management | For | For |
| 1.5 | Elect Director Alex Gorsky | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| KINDER MORGAN, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: KMI
SECURITY ID: 49456B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Ted A. Gardner | Management | For | For |
| 1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.8 | Elect Director Michael C. Morgan | Management | For | For |
| 1.9 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.10 | Elect Director Fayez Sarofim | Management | For | For |
| 1.11 | Elect Director C. Park Shaper | Management | For | For |
| 1.12 | Elect Director William A. Smith | Management | For | For |
| 1.13 | Elect Director Joel V. Staff | Management | For | For |
| 1.14 | Elect Director Robert F. Vagt | Management | For | For |
| 1.15 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on Sustainability, Including Human Rights | Shareholder | Against | Abstain |
| 6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| LAS VEGAS SANDS CORP.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: LVS
SECURITY ID: 517834107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | Withhold |
| 1.2 | Elect Director Irwin Chafetz | Management | For | Withhold |
| 1.3 | Elect Director Robert G. Goldstein | Management | For | Withhold |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MCDONALD'S CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MCD
SECURITY ID: 580135101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director Walter Massey | Management | For | For |
| 1i | Elect Director John Mulligan | Management | For | For |
| 1j | Elect Director Sheila Penrose | Management | For | For |
| 1k | Elect Director John Rogers, Jr. | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 7 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | Against |
| 8 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 9 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Against |
| MCKESSON CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Marie L. Knowles | Management | For | For |
| 1i | Elect Director David M. Lawrence | Management | For | For |
| 1j | Elect Director Edward A. Mueller | Management | For | For |
| 1k | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEDTRONIC PLC
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: MDT
SECURITY ID: G5960L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| METLIFE, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MET
SECURITY ID: 59156R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: SEP 24, 2015 |
||||
|
TICKER: MCRO
SECURITY ID: G6117L178
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Kevin Loosemore as Director | Management | For | For |
| 5 | Re-elect Mike Phillips as Director | Management | For | For |
| 6 | Re-elect Karen Slatford as Director | Management | For | For |
| 7 | Re-elect Tom Virden as Director | Management | For | For |
| 8 | Re-elect Richard Atkins as Director | Management | For | For |
| 9 | Elect Prescott Ashe as Director | Management | For | For |
| 10 | Elect David Golob as Director | Management | For | For |
| 11 | Elect Karen Geary as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Amend Sharesave Plan 2006 | Management | For | For |
| 15 | Amend Stock Purchase Plan 2006 | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2015 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TAP
SECURITY ID: 60871R209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MSCI INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: MSCI
SECURITY ID: 55354G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director D. Robert Hale | Management | For | For |
| 1f | Elect Director Alice W. Handy | Management | For | For |
| 1g | Elect Director Catherine R. Kinney | Management | For | For |
| 1h | Elect Director Wendy E. Lane | Management | For | For |
| 1i | Elect Director Linda H. Riefler | Management | For | For |
| 1j | Elect Director George W. Siguler | Management | For | For |
| 1k | Elect Director Patrick Tierney | Management | For | For |
| 1l | Elect Director Rodolphe M. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NOG
SECURITY ID: 665531109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ORACLE CORPORATION
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Approve Quantifiable Performance Metrics | Shareholder | Against | Against |
| 8 | Amend Corporate Governance Guidelines | Shareholder | Against | Against |
| 9 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
| 10 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| PACWEST BANCORP
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: PACW
SECURITY ID: 695263103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Burke | Management | For | For |
| 1.2 | Elect Director Craig A. Carlson | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.6 | Elect Director C. William Hosler | Management | For | For |
| 1.7 | Elect Director Susan E. Lester | Management | For | For |
| 1.8 | Elect Director Roger H. Molvar | Management | For | For |
| 1.9 | Elect Director James J. Pieczynski | Management | For | For |
| 1.10 | Elect Director Daniel B. Platt | Management | For | For |
| 1.11 | Elect Director Robert A. Stine | Management | For | For |
| 1.12 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6 | Other Business | Management | For | Against |
| PEPSICO, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PEP
SECURITY ID: 713448108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Rona A. Fairhead | Management | For | For |
| 1g | Elect Director Richard W. Fisher | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Indra K. Nooyi | Management | For | For |
| 1j | Elect Director David C. Page | Management | For | For |
| 1k | Elect Director Robert C. Pohlad | Management | For | For |
| 1l | Elect Director Lloyd G. Trotter | Management | For | For |
| 1m | Elect Director Daniel Vasella | Management | For | For |
| 1n | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| 7 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| PRAIRIESKY ROYALTY LTD.
MEETING DATE: DEC 14, 2015 |
||||
|
TICKER: PSK
SECURITY ID: 739721108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with the Acquisition | Management | For | For |
| PRAIRIESKY ROYALTY LTD.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: PSK
SECURITY ID: 739721108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Estey | Management | For | For |
| 1b | Elect Director Andrew M. Phillips | Management | For | For |
| 1c | Elect Director Sheldon B. Steeves | Management | For | For |
| 1d | Elect Director Grant A. Zawalsky | Management | For | For |
| 1e | Elect Director Margaret A. McKenzie | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| RAMI LEVI CHAIN STORES HASHIKMA MARKETING 2006 LTD.
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: RMLI
SECURITY ID: M8194J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employment Terms of Ofir Atias, Project Manger | Management | For | Abstain |
| 2 | Reelect Rami Levy as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3 | Reelect Ofir Atias as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 4 | Reelect Yaacov Avisar as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 5 | Reelect Mordechai Berkovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 6 | Reelect Dalia Itzik as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 7 | Reappoint Ben David Shalvi Kop as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | For |
| B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
| B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | For |
| REYNOLDS AMERICAN INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: RAI
SECURITY ID: 761713106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan M. Cameron | Management | For | For |
| 1b | Elect Director Martin D. Feinstein | Management | For | For |
| 1c | Elect Director Murray S. Kessler | Management | For | For |
| 1d | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1e | Elect Director Ricardo Oberlander | Management | For | For |
| 1f | Elect Director Jerome Abelman | Management | For | For |
| 1g | Elect Director Robert Lerwill | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
| 7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| ROPER TECHNOLOGIES, INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: ROP
SECURITY ID: 776696106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
| 1.2 | Elect Director John F. Fort, III | Management | For | For |
| 1.3 | Elect Director Brian D. Jellison | Management | For | For |
| 1.4 | Elect Director Robert D. Johnson | Management | For | For |
| 1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 1.7 | Elect Director Laura G. Thatcher | Management | For | For |
| 1.8 | Elect Director Richard F. Wallman | Management | For | For |
| 1.9 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| S&P GLOBAL INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: MHFI
SECURITY ID: 580645109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.6 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.7 | Elect Director Michael Rake | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SANOFI
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: SAN
SECURITY ID: 80105N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHIRE PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: SHP
SECURITY ID: G8124V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect Susan Kilsby as Director | Management | For | For |
| 9 | Elect Sara Mathew as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Elect Jeffrey Poulton as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Increase in Authorised Share Capital and Amend Memorandum of Association | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Week's Notice | Management | For | For |
| SHIRE PLC
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: SHP
SECURITY ID: G8124V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Cash and Share Offer for Baxalta | Management | For | Against |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SUNCOR ENERGY INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: SU
SECURITY ID: 867224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director James W. Simpson | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Report on Climate Change | Shareholder | For | For |
| 5 | SP 2: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Anne M. Mulcahy | Management | For | For |
| 1l | Elect Director Derica W. Rice | Management | For | For |
| 1m | Elect Director Kenneth L. Salazar | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| TE CONNECTIVITY LTD.
MEETING DATE: MAR 02, 2016 |
||||
|
TICKER: TEL
SECURITY ID: H84989104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Terrence R. Curtin | Management | For | For |
| 1c | Elect Director Carol A. ("John") Davidson | Management | For | For |
| 1d | Elect Director Juergen W. Gromer | Management | For | For |
| 1e | Elect Director William A. Jeffrey | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Yong Nam | Management | For | For |
| 1h | Elect Director Daniel J. Phelan | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director Mark C. Trudeau | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect John C. Van Scoter as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 26, 2014 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 26, 2014 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 25, 2015 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Management | For | For |
| 10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Management | For | For |
| 11 | Approve Allocation of Available Earnings for Fiscal Year 2014 | Management | For | For |
| 12 | Approve Declaration of Dividend | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Amend Articles of Association Re: Capital and Related Amendments | Management | For | For |
| 15 | Approve Reduction of Share Capital | Management | For | For |
| 16 | Adjourn Meeting | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
| 1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
| 1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
| 1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
| 2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
| 3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
| 3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
| 3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
| 4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
| 4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
| 5 | Approve 2015 Equity Compensation Plan | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: APR 18, 2016 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
| 3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
| 3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
| 4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 1l | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Weapon Sales to Israel | Shareholder | Against | Abstain |
| THE CHUBB CORPORATION
MEETING DATE: OCT 22, 2015 |
||||
|
TICKER: CB
SECURITY ID: 171232101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: KO
SECURITY ID: 191216100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffett | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| 7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| THE COOPER COMPANIES, INC.
MEETING DATE: MAR 14, 2016 |
||||
|
TICKER: COO
SECURITY ID: 216648402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Thomas Bender | Management | For | Against |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | Against |
| 1.3 | Elect Director Jody S. Lindell | Management | For | Against |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | Against |
| 1.5 | Elect Director Allan E. Rubenstein | Management | For | Against |
| 1.6 | Elect Director Robert S. Weiss | Management | For | Against |
| 1.7 | Elect Director Stanley Zinberg | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| THE KROGER CO.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: KR
SECURITY ID: 501044101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Clyde R. Moore | Management | For | For |
| 1h | Elect Director Susan M. Phillips | Management | For | For |
| 1i | Elect Director James A. Runde | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Assess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| 7 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 13, 2015 |
||||
|
TICKER: PG
SECURITY ID: 742718109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1f | Elect Director A.G. Lafley | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director David S. Taylor | Management | For | For |
| 1j | Elect Director Margaret C. Whitman | Management | For | For |
| 1k | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 1m | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| TIME WARNER CABLE INC.
MEETING DATE: JUL 01, 2015 |
||||
|
TICKER: TWC
SECURITY ID: 88732J207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Thomas H. Castro | Management | For | For |
| 1c | Elect Director David C. Chang | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director Peter R. Haje | Management | For | For |
| 1f | Elect Director Donna A. James | Management | For | For |
| 1g | Elect Director Don Logan | Management | For | For |
| 1h | Elect Director Robert D. Marcus | Management | For | For |
| 1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1j | Elect Director Wayne H. Pace | Management | For | For |
| 1k | Elect Director Edward D. Shirley | Management | For | For |
| 1l | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| TOTAL SYSTEM SERVICES, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: TSS
SECURITY ID: 891906109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James H. Blanchard | Management | For | For |
| 1b | Elect Director Kriss Cloninger, III | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Sidney E. Harris | Management | For | For |
| 1e | Elect Director William M. Isaac | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Mason H. Lampton | Management | For | For |
| 1h | Elect Director Connie D. McDaniel | Management | For | For |
| 1i | Elect Director Philip W. Tomlinson | Management | For | For |
| 1j | Elect Director John T. Turner | Management | For | For |
| 1k | Elect Director Richard W. Ussery | Management | For | For |
| 1l | Elect Director M. Troy Woods | Management | For | For |
| 1m | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TSURUHA HOLDINGS INC.
MEETING DATE: AUG 07, 2015 |
||||
|
TICKER: 3391
SECURITY ID: J9348C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuruha, Tatsuru | Management | For | For |
| 1.2 | Elect Director Horikawa, Masashi | Management | For | For |
| 1.3 | Elect Director Tsuruha, Jun | Management | For | For |
| 1.4 | Elect Director Goto, Teruaki | Management | For | For |
| 1.5 | Elect Director Ofune, Masahiro | Management | For | For |
| 1.6 | Elect Director Abe, Mitsunobu | Management | For | For |
| 1.7 | Elect Director Kijima, Keisuke | Management | For | For |
| 1.8 | Elect Director Aoki, Keisei | Management | For | For |
| 1.9 | Elect Director Okada, Motoya | Management | For | For |
| 2.1 | Appoint Statutory Auditor Imoto, Tetsuo | Management | For | For |
| 2.2 | Appoint Statutory Auditor Fujii, Fumiyo | Management | For | Against |
| U.S. BANCORP
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: USB
SECURITY ID: 902973304
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Warner L. Baxter | Management | For | For |
| 1c | Elect Director Marc N. Casper | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Doreen Woo Ho | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Karen S. Lynch | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 25, 2016 |
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|
TICKER: UTX
SECURITY ID: 913017109
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Fredric G. Reynolds | Management | For | For |
| 1j | Elect Director Brian C. Rogers | Management | For | For |
| 1k | Elect Director H. Patrick Swygert | Management | For | For |
| 1l | Elect Director Andre Villeneuve | Management | For | For |
| 1m | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| V.F. CORPORATION
MEETING DATE: APR 26, 2016 |
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|
TICKER: VFC
SECURITY ID: 918204108
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Robert J. Hurst | Management | For | For |
| 1.6 | Elect Director Laura W. Lang | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Steven E. Rendle | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VISTA OUTDOOR INC.
MEETING DATE: AUG 11, 2015 |
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|
TICKER: VSTO
SECURITY ID: 928377100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Gary McArthur | Management | For | For |
| 1.3 | Elect Director Robert Tarola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2015 |
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|
TICKER: VOD
SECURITY ID: 92857W308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 27, 2016 |
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|
TICKER: WBA
SECURITY ID: 931427108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY
MEETING DATE: APR 26, 2016 |
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|
TICKER: WFC
SECURITY ID: 949746101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 04, 2015 |
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|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 10, 2016 |
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|
TICKER: WYN
SECURITY ID: 98310W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.2 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.3 | Elect Director James E. Buckman | Management | For | For |
| 1.4 | Elect Director George Herrera | Management | For | For |
| 1.5 | Elect Director Brian Mulroney | Management | For | For |
| 1.6 | Elect Director Pauline D.E. Richards | Management | For | For |
| 1.7 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| XEROX CORPORATION
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: XRX
SECURITY ID: 984121103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ursula M. Burns | Management | For | For |
| 1.2 | Elect Director Richard J. Harrington | Management | For | For |
| 1.3 | Elect Director William Curt Hunter | Management | For | For |
| 1.4 | Elect Director Robert J. Keegan | Management | For | For |
| 1.5 | Elect Director Charles Prince | Management | For | For |
| 1.6 | Elect Director Ann N. Reese | Management | For | For |
| 1.7 | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1.8 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
VOTE SUMMARY REPORT
FIDELITY GROWTH & INCOME PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBOTT LABORATORIES
MEETING DATE: APR 29, 2016 |
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|
TICKER: ABT
SECURITY ID: 002824100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ABBVIE INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: ABBV
SECURITY ID: 00287Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| ACE LIMITED
MEETING DATE: OCT 22, 2015 |
||||
|
TICKER: ACE
SECURITY ID: H0023R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Shares | Management | For | For |
| 2 | Change Company Name to Chubb Limited | Management | For | For |
| 3 | Issue Shares in Connection with Merger | Management | For | For |
| 4.1 | Elect Sheila P. Burke as Director | Management | For | For |
| 4.2 | Elect James I. Cash, Jr. as Director | Management | For | For |
| 4.3 | Elect Lawrence W. Kellner as Director | Management | For | For |
| 4.4 | Elect James M. Zimmerman as Director | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 16, 2016 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul N. Clark | Management | For | For |
| 1.2 | Elect Director James G. Cullen | Management | For | For |
| 1.3 | Elect Director Tadataka Yamada | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| AIRGAS, INC.
MEETING DATE: AUG 04, 2015 |
||||
|
TICKER: ARG
SECURITY ID: 009363102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Michael L. Molinini | Management | For | For |
| 1.3 | Elect Director Paula A. Sneed | Management | For | For |
| 1.4 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALPHABET INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GOOGL
SECURITY ID: 02079K305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: AMT
SECURITY ID: 03027X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANSELL LTD.
MEETING DATE: OCT 08, 2015 |
||||
|
TICKER: ANN
SECURITY ID: Q04020105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect John Bevan as Director | Management | For | For |
| 2b | Elect Marissa Peterson as Director | Management | For | For |
| 3 | Approve the Grant of 209,245 Performance Share Rights to Magnus Nicolin, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 4 | Approve the Grant of 150,000 Options to Magnus Nicolin, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 5 | Approve the Remuneration Report | Management | For | For |
| APACHE CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Elect Director John J. Christmann, IV | Management | For | For |
| 3 | Elect Director Chansoo Joung | Management | For | For |
| 4 | Elect Director William C. Montgomery | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASTELLAS PHARMA INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: 4503
SECURITY ID: J03393105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 2.2 | Elect Director Miyokawa, Yoshiro | Management | For | For |
| 2.3 | Elect Director Kase, Yutaka | Management | For | For |
| 2.4 | Elect Director Yasuda, Hironobu | Management | For | For |
| 2.5 | Elect Director Okajima, Etsuko | Management | For | For |
| 2.6 | Elect Director Aizawa, Yoshiharu | Management | For | For |
| 3.1 | Appoint Statutory Auditor Sakai, HIroko | Management | For | For |
| 3.2 | Appoint Statutory Auditor Uematsu, Noriyuki | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| BALL CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.2 | Elect Director Georgia R. Nelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BIOGEN INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BMY
SECURITY ID: 110122108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Peter J. Arduini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BATS
SECURITY ID: 110448107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Nicandro Durante as Director | Management | For | For |
| 9 | Re-elect Sue Farr as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Savio Kwan as Director | Management | For | For |
| 12 | Re-elect Pedro Malan as Director | Management | For | For |
| 13 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 14 | Re-elect Gerry Murphy as Director | Management | For | For |
| 15 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 16 | Re-elect Kieran Poynter as Director | Management | For | For |
| 17 | Re-elect Ben Stevens as Director | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve 2016 Long-Term Incentive Plan | Management | For | For |
| 22 | Approve 2016 Sharesave Scheme | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BRITVIC PLC
MEETING DATE: JAN 27, 2016 |
||||
|
TICKER: BVIC
SECURITY ID: G17387104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect John Daly as Director | Management | For | For |
| 5 | Elect Mathew Dunn as Director | Management | For | For |
| 6 | Re-elect Joanne Averiss as Director | Management | For | For |
| 7 | Re-elect Gerald Corbett as Director | Management | For | For |
| 8 | Re-elect Ben Gordon as Director | Management | For | For |
| 9 | Re-elect Bob Ivell as Director | Management | For | For |
| 10 | Re-elect Simon Litherland as Director | Management | For | For |
| 11 | Re-elect Ian McHoul as Director | Management | For | For |
| 12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Amend Performance Share Plan | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BROADCOM CORPORATION
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 1h | Elect Director James B. Stake | Management | For | For |
| 1i | Elect Director John P. Wiehoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: COG
SECURITY ID: 127097103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dorothy M. Ables | Management | For | For |
| 1b | Elect Director Rhys J. Best | Management | For | For |
| 1c | Elect Director Robert S. Boswell | Management | For | For |
| 1d | Elect Director Dan O. Dinges | Management | For | For |
| 1e | Elect Director Robert Kelley | Management | For | For |
| 1f | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Political Contributions | Shareholder | Against | Abstain |
| 5 | Proxy Access | Shareholder | Against | Against |
| CARDINAL HEALTH, INC.
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director Nancy Killefer | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CEDAR FAIR, L.P.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FUN
SECURITY ID: 150185106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Affeldt | Management | For | For |
| 1.2 | Elect Director John M. Scott, III | Management | For | For |
| 1.3 | Elect Director D. Scott Olivet | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CELG
SECURITY ID: 151020104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| CENOVUS ENERGY INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: CVE
SECURITY ID: 15135U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Patrick D. Daniel | Management | For | For |
| 2.2 | Elect Director Ian W. Delaney | Management | For | For |
| 2.3 | Elect Director Brian C. Ferguson | Management | For | For |
| 2.4 | Elect Director Michael A. Grandin | Management | For | For |
| 2.5 | Elect Director Steven F. Leer | Management | For | For |
| 2.6 | Elect Director Richard J. Marcogliese | Management | For | For |
| 2.7 | Elect Director Valerie A.A. Nielsen | Management | For | For |
| 2.8 | Elect Director Charles M. Rampacek | Management | For | For |
| 2.9 | Elect Director Colin Taylor | Management | For | For |
| 2.10 | Elect Director Wayne G. Thomson | Management | For | For |
| 2.11 | Elect Director Rhonda I. Zygocki | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHEVRON CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: CVX
SECURITY ID: 166764100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| CHUBB LIMITED
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CB
SECURITY ID: H1467J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Allocate Disposable Profit | Management | For | For |
| 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 5.1 | Elect Director Evan G. Greenberg | Management | For | For |
| 5.2 | Elect Director Robert M. Hernandez | Management | For | For |
| 5.3 | Elect Director Michael G. Atieh | Management | For | For |
| 5.4 | Elect Director Sheila P. Burke | Management | For | For |
| 5.5 | Elect Director James I. Cash | Management | For | For |
| 5.6 | Elect Director Mary A. Cirillo | Management | For | For |
| 5.7 | Elect Director Michael P. Connors | Management | For | For |
| 5.8 | Elect Director John Edwardson | Management | For | For |
| 5.9 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5.10 | Elect Director Leo F. Mullin | Management | For | For |
| 5.11 | Elect Director Kimberly Ross | Management | For | For |
| 5.12 | Elect Director Robert Scully | Management | For | For |
| 5.13 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 5.14 | Elect Director Theodore E. Shasta | Management | For | For |
| 5.15 | Elect Director David Sidwell | Management | For | For |
| 5.16 | Elect Director Olivier Steimer | Management | For | For |
| 5.17 | Elect Director James M. Zimmerman | Management | For | For |
| 6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Robert Scully as Member of the Compensation Committee | Management | For | For |
| 7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 9 | Issue Shares Without Preemptive Rights | Management | For | For |
| 10 | Approve Omnibus Stock Plan | Management | For | For |
| 11.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
| 11.2 | Approve Remuneration of Executive Committee in the Amount of CHF 44 Million for Fiscal 2017 | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | For | Against |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| CLARCOR INC.
MEETING DATE: MAR 29, 2016 |
||||
|
TICKER: CLC
SECURITY ID: 179895107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Burgstahler | Management | For | For |
| 1.2 | Elect Director Christopher L. Conway | Management | For | For |
| 1.3 | Elect Director Paul Donovan | Management | For | For |
| 1.4 | Elect Director Thomas W. Giacomini | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| COMERICA INCORPORATED
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: CMA
SECURITY ID: 200340107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMMERCE BANCSHARES, INC.
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: CBSH
SECURITY ID: 200525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Director Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Director Andrew C. Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| CONOCOPHILLIPS
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: COP
SECURITY ID: 20825C104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director John V. Faraci | Management | For | For |
| 1f | Elect Director Jody L. Freeman | Management | For | For |
| 1g | Elect Director Gay Huey Evans | Management | For | For |
| 1h | Elect Director Ryan M. Lance | Management | For | For |
| 1i | Elect Director Arjun N. Murti | Management | For | For |
| 1j | Elect Director Robert A. Niblock | Management | For | For |
| 1k | Elect Director Harald J. Norvik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adjust Executive Compensation Program for Reserve Write-Downs | Shareholder | Against | Against |
| CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CCI
SECURITY ID: 22822V101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison II | Management | For | For |
| 1f | Elect Director Dale N. Hatfield | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CSX CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CSX
SECURITY ID: 126408103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director John D. McPherson | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CULLEN/FROST BANKERS, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: CFR
SECURITY ID: 229899109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Denny Alexander | Management | For | For |
| 1.2 | Elect Director Carlos Alvarez | Management | For | For |
| 1.3 | Elect Director Chris Avery | Management | For | For |
| 1.4 | Elect Director Royce S. Caldwell | Management | For | For |
| 1.5 | Elect Director Crawford H. Edwards | Management | For | For |
| 1.6 | Elect Director Ruben M. Escobedo | Management | For | For |
| 1.7 | Elect Director Patrick B. Frost | Management | For | For |
| 1.8 | Elect Director Phillip D. Green | Management | For | For |
| 1.9 | Elect Director David J. Haemisegger | Management | For | For |
| 1.10 | Elect Director Karen E. Jennings | Management | For | For |
| 1.11 | Elect Director Richard M. Kleberg, III | Management | For | For |
| 1.12 | Elect Director Charles W. Matthews | Management | For | For |
| 1.13 | Elect Director Ida Clement Steen | Management | For | For |
| 1.14 | Elect Director Horace Wilkins, Jr. | Management | For | For |
| 1.15 | Elect Director Jack Wood | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CUMMINS INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: CMI
SECURITY ID: 231021106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director Robert J. Bernhard | Management | For | For |
| 3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
| 5 | Elect Director Stephen B. Dobbs | Management | For | For |
| 6 | Elect Director Robert K. Herdman | Management | For | For |
| 7 | Elect Director Alexis M. Herman | Management | For | For |
| 8 | Elect Director Thomas J. Lynch | Management | For | For |
| 9 | Elect Director William I. Miller | Management | For | For |
| 10 | Elect Director Georgia R. Nelson | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Provide Proxy Access Right | Management | For | Against |
| 14 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CVS HEALTH CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| DEERE & COMPANY
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: DE
SECURITY ID: 244199105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Michael O. Johanns | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director Brian M. Krzanich | Management | For | For |
| 1h | Elect Director Gregory R. Page | Management | For | For |
| 1i | Elect Director Sherry M. Smith | Management | For | For |
| 1j | Elect Director Dmitri L. Stockton | Management | For | For |
| 1k | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4a | Adopt Proxy Access Right | Shareholder | Against | Against |
| 4b | Create Feasibility Plan for Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| 4c | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| DIAGEO PLC
MEETING DATE: SEP 23, 2015 |
||||
|
TICKER: DGE
SECURITY ID: G42089113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
| 6 | Re-elect Ho KwonPing as Director | Management | For | For |
| 7 | Re-elect Betsy Holden as Director | Management | For | For |
| 8 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 10 | Re-elect Nicola Mendelsohn as Director | Management | For | For |
| 11 | Re-elect Ivan Menezes as Director | Management | For | For |
| 12 | Re-elect Philip Scott as Director | Management | For | For |
| 13 | Re-elect Alan Stewart as Director | Management | For | For |
| 14 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| DICK'S SPORTING GOODS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: DKS
SECURITY ID: 253393102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark J. Barrenechea | Management | For | For |
| 1b | Elect Director Emanuel Chirico | Management | For | For |
| 1c | Elect Director Allen R. Weiss | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DONALDSON COMPANY, INC.
MEETING DATE: DEC 22, 2015 |
||||
|
TICKER: DCI
SECURITY ID: 257651109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Cecere | Management | For | For |
| 1.2 | Elect Director William M. Cook | Management | For | For |
| 1.3 | Elect Director James J. Owens | Management | For | For |
| 1.4 | Elect Director Trudy A. Rautio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: DNKN
SECURITY ID: 265504100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Anthony DiNovi | Management | For | For |
| 1.3 | Elect Director Nigel Travis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: DD
SECURITY ID: 263534109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Alexander M. Cutler | Management | For | Against |
| 1e | Elect Director Eleuthere I. du Pont | Management | For | Against |
| 1f | Elect Director James L. Gallogly | Management | For | For |
| 1g | Elect Director Marillyn A. Hewson | Management | For | Against |
| 1h | Elect Director Lois D. Juliber | Management | For | Against |
| 1i | Elect Director Ulf M. ('Mark') Schneider | Management | For | For |
| 1j | Elect Director Lee M. Thomas | Management | For | Against |
| 1k | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Create Employee Advisory Position for Board | Shareholder | Against | Against |
| 6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
| 7 | Report on Accident Reduction Efforts | Shareholder | Against | Abstain |
| EATON CORPORATION PLC
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: ETN
SECURITY ID: G29183103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig Arnold | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Richard H. Fearon | Management | For | For |
| 1g | Elect Director Charles E. Golden | Management | For | For |
| 1h | Elect Director Linda A. Hill | Management | For | For |
| 1i | Elect Director Arthur E. Johnson | Management | For | For |
| 1j | Elect Director Ned C. Lautenbach | Management | For | For |
| 1k | Elect Director Deborah L. McCoy | Management | For | For |
| 1l | Elect Director Gregory R. Page | Management | For | For |
| 1m | Elect Director Sandra Pianalto | Management | For | For |
| 1n | Elect Director Gerald B. Smith | Management | For | For |
| 2A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
| 2B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
| 3 | Amend Company's Articles of Association to Clarify the Board's Sole Authority to Determine its Size within the Fixed Limits in Articles | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| EMC CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Donald J. Carty | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director James S. DiStasio | Management | For | For |
| 1d | Elect Director John R. Egan | Management | For | For |
| 1e | Elect Director William D. Green | Management | For | For |
| 1f | Elect Director Jami Miscik | Management | For | For |
| 1g | Elect Director Paul Sagan | Management | For | For |
| 1h | Elect Director Laura J. Sen | Management | For | For |
| 1i | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers Llp as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EMERSON ELECTRIC CO.
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: EMR
SECURITY ID: 291011104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. A. H. Boersig | Management | For | For |
| 1.2 | Elect Director J. B. Bolten | Management | For | For |
| 1.3 | Elect Director M. S. Levatich | Management | For | For |
| 1.4 | Elect Director R. L. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
| EXELON CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: EXC
SECURITY ID: 30161N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director Christopher M. Crane | Management | For | For |
| 1d | Elect Director Yves C. de Balmann | Management | For | For |
| 1e | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1f | Elect Director Nancy L. Gioia | Management | For | For |
| 1g | Elect Director Linda P. Jojo | Management | For | For |
| 1h | Elect Director Paul L. Joskow | Management | For | For |
| 1i | Elect Director Robert J. Lawless | Management | For | For |
| 1j | Elect Director Richard W. Mies | Management | For | For |
| 1k | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1m | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Proxy Access Right | Management | For | Against |
| FEDEX CORPORATION
MEETING DATE: SEP 28, 2015 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIFTH THIRD BANCORP
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: FITB
SECURITY ID: 316773100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.5 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.6 | Elect Director Greg D. Carmichael | Management | For | For |
| 1.7 | Elect Director Gary R. Heminger | Management | For | For |
| 1.8 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIRST DATA CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: FDC
SECURITY ID: 32008D106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | Withhold |
| 1.2 | Elect Director Henry R. Kravis | Management | For | Withhold |
| 1.3 | Elect Director Heidi G. Miller | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: FPO
SECURITY ID: 33610F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director James P. Hoffmann | Management | For | For |
| 1.4 | Elect Director Alan G. Merten | Management | For | For |
| 1.5 | Elect Director Robert Milkovich | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FRANK'S INTERNATIONAL N.V.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: FI
SECURITY ID: N33462107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William B. Berry | Management | For | For |
| 1b | Elect Director Sheldon R. Erikson | Management | For | For |
| 1c | Elect Director Michael C. Kearney | Management | For | For |
| 1d | Elect Director Gary P. Luquette | Management | For | For |
| 1e | Elect Director Michael E. McMahon | Management | For | For |
| 1f | Elect Director D. Keith Mosing | Management | For | For |
| 1g | Elect Director Kirkland D. Mosing | Management | For | For |
| 1h | Elect Director S. Brent Mosing | Management | For | For |
| 1i | Elect Director Alexander Vriesendorp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Authorize Management to Repurchase Shares | Management | For | Against |
| 11 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
| FRANKLIN RESOURCES, INC.
MEETING DATE: FEB 17, 2016 |
||||
|
TICKER: BEN
SECURITY ID: 354613101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter K. Barker | Management | For | For |
| 1b | Elect Director Mariann Byerwalter | Management | For | For |
| 1c | Elect Director Charles E. Johnson | Management | For | For |
| 1d | Elect Director Gregory E. Johnson | Management | For | For |
| 1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1f | Elect Director Mark C. Pigott | Management | For | For |
| 1g | Elect Director Chutta Ratnathicam | Management | For | For |
| 1h | Elect Director Laura Stein | Management | For | For |
| 1i | Elect Director Seth H. Waugh | Management | For | For |
| 1j | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Abstain |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Sebastien M. Bazin | Management | For | For |
| A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A3 | Elect Director John J. Brennan | Management | For | For |
| A4 | Elect Director Francisco D' Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Peter B. Henry | Management | For | For |
| A7 | Elect Director Susan J. Hockfield | Management | For | For |
| A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A9 | Elect Director Andrea Jung | Management | For | For |
| A10 | Elect Director Robert W. Lane | Management | For | For |
| A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A12 | Elect Director Lowell C. McAdam | Management | For | For |
| A13 | Elect Director James J. Mulva | Management | For | For |
| A14 | Elect Director James E. Rohr | Management | For | For |
| A15 | Elect Director Mary L. Schapiro | Management | For | For |
| A16 | Elect Director James S. Tisch | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| C2 | Require Independent Board Chairman | Shareholder | Against | Against |
| C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: GM
SECURITY ID: 37045V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: GSK
SECURITY ID: 37733W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Vindi Banga as Director | Management | For | For |
| 4 | Elect Dr Jesse Goodman as Director | Management | For | For |
| 5 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 6 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 7 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Urs Rohner as Director | Management | For | For |
| 13 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| GOLAR LNG LIMITED
MEETING DATE: SEP 23, 2015 |
||||
|
TICKER: GLNG
SECURITY ID: G9456A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Tor Olav Troim as Director | Management | For | For |
| 2 | Reelect Daniel Rabun as Director | Management | For | For |
| 3 | Reelect Fredrik Halvorsen as as Director | Management | For | For |
| 4 | Reelect Carl Steen as Director | Management | For | For |
| 5 | Reelect Andrew Whalley as Director | Management | For | For |
| 6 | Reelect Niels G. Stolt-Nielsen as Director | Management | For | For |
| 7 | Reappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| H&R BLOCK, INC.
MEETING DATE: SEP 10, 2015 |
||||
|
TICKER: HRB
SECURITY ID: 093671105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Robert A. Gerard | Management | For | For |
| 1d | Elect Director Richard A. Johnson | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HARLEY-DAVIDSON, INC.
MEETING DATE: APR 30, 2016 |
||||
|
TICKER: HOG
SECURITY ID: 412822108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. John Anderson | Management | For | For |
| 1.2 | Elect Director Michael J. Cave | Management | For | For |
| 1.3 | Elect Director Donald A. James | Management | For | For |
| 1.4 | Elect Director Matthew S. Levatich | Management | For | For |
| 1.5 | Elect Director Sara L. Levinson | Management | For | For |
| 1.6 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.7 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.8 | Elect Director James A. Norling | Management | For | For |
| 1.9 | Elect Director Jochen Zeitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HELMERICH & PAYNE, INC.
MEETING DATE: MAR 02, 2016 |
||||
|
TICKER: HP
SECURITY ID: 423452101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Armstrong | Management | For | For |
| 1b | Elect Director Randy A. Foutch | Management | For | For |
| 1c | Elect Director Hans Helmerich | Management | For | For |
| 1d | Elect Director John W. Lindsay | Management | For | For |
| 1e | Elect Director Paula Marshall | Management | For | For |
| 1f | Elect Director Thomas A. Petrie | Management | For | For |
| 1g | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1h | Elect Director Francis Rooney | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HP INC.
MEETING DATE: APR 04, 2016 |
||||
|
TICKER: HPQ
SECURITY ID: 40434L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Carl Bass | Management | For | For |
| 1d | Elect Director Robert R. Bennett | Management | For | For |
| 1e | Elect Director Charles V. Bergh | Management | For | For |
| 1f | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1g | Elect Director Stephanie A. Burns | Management | For | For |
| 1h | Elect Director Mary Anne Citrino | Management | For | For |
| 1i | Elect Director Rajiv L. Gupta | Management | For | For |
| 1j | Elect Director Stacey Mobley | Management | For | For |
| 1k | Elect Director Subra Suresh | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 1m | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| HUBBELL INCORPORATED
MEETING DATE: DEC 23, 2015 |
||||
|
TICKER: HUB.B
SECURITY ID: 443510201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Eliminate Class of Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| HUBBELL INCORPORATED
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: HUBB
SECURITY ID: 443510607
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.3 | Elect Director Neal J. Keating | Management | For | For |
| 1.4 | Elect Director John F. Malloy | Management | For | For |
| 1.5 | Elect Director Judith F. Marks | Management | For | For |
| 1.6 | Elect Director David G. Nord | Management | For | For |
| 1.7 | Elect Director John G. Russell | Management | For | For |
| 1.8 | Elect Director Steven R. Shawley | Management | For | For |
| 1.9 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| IMI PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: IMI
SECURITY ID: G47152114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Carl-Peter Forster as Director | Management | For | For |
| 5 | Re-elect Ross McInnes as Director | Management | For | For |
| 6 | Re-elect Birgit Norgaard as Director | Management | For | For |
| 7 | Re-elect Mark Selway as Director | Management | For | For |
| 8 | Elect Isobel Sharp as Director | Management | For | For |
| 9 | Re-elect Daniel Shook as Director | Management | For | For |
| 10 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
| 11 | Re-elect Bob Stack as Director | Management | For | For |
| 12 | Re-elect Roy Twite as Director | Management | For | For |
| 13 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| A | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| B | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| C | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| D | Adopt New Articles of Association | Management | For | For |
| IMPERIAL OIL LIMITED
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: IMO
SECURITY ID: 453038408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director K.T. (Krystyna) Hoeg | Management | For | For |
| 2.2 | Elect Director R.M. (Richard) Kruger | Management | For | For |
| 2.3 | Elect Director J.M. (Jack) Mintz | Management | For | For |
| 2.4 | Elect Director D.S. (David) Sutherland | Management | For | For |
| 2.5 | Elect Director D.G. (Jerry) Wascom | Management | For | For |
| 2.6 | Elect Director S.D. (Sheelagh) Whittaker | Management | For | For |
| 2.7 | Elect Director V.L. (Victor) Young | Management | For | For |
| IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: IMT
SECURITY ID: G4721W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| INNOVIVA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: INVA
SECURITY ID: 45781M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Paul Pepe | Management | For | For |
| 1.4 | Elect Director James L. Tyree | Management | For | For |
| 1.5 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Certificate of Incorporation to, Among Other Things, Remove Provisions That Are Out-of-Date, Obsolete or Inoperative | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.2 | Elect Director Michael L. Eskew | Management | For | For |
| 1.3 | Elect Director David N. Farr | Management | For | For |
| 1.4 | Elect Director Mark Fields | Management | For | For |
| 1.5 | Elect Director Alex Gorsky | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.12 | Elect Director Joan E. Spero | Management | For | For |
| 1.13 | Elect Director Sidney Taurel | Management | For | For |
| 1.14 | Elect Director Peter R. Voser | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| INTERNATIONAL PAPER COMPANY
MEETING DATE: MAY 09, 2016 |
||||
|
TICKER: IP
SECURITY ID: 460146103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Bronczek | Management | For | For |
| 1b | Elect Director William J. Burns | Management | For | For |
| 1c | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Jay L. Johnson | Management | For | For |
| 1f | Elect Director Stacey J. Mobley | Management | For | For |
| 1g | Elect Director Joan E. Spero | Management | For | For |
| 1h | Elect Director Mark S. Sutton | Management | For | For |
| 1i | Elect Director John L. Townsend, III | Management | For | For |
| 1j | Elect Director William G. Walter | Management | For | For |
| 1k | Elect Director J. Steven Whisler | Management | For | For |
| 1l | Elect Director Ray G. Young | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO LTD.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph R. Canion | Management | For | For |
| 1.2 | Elect Director Martin L. Flanagan | Management | For | For |
| 1.3 | Elect Director C. Robert Henrikson | Management | For | For |
| 1.4 | Elect Director Ben F. Johnson, III | Management | For | For |
| 1.5 | Elect Director Edward P. Lawrence | Management | For | For |
| 1.6 | Elect Director Nigel Sheinwald | Management | For | For |
| 1.7 | Elect Director Phoebe A. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: JBHT
SECURITY ID: 445658107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| KANSAS CITY SOUTHERN
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: KSU
SECURITY ID: 485170302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.4 | Elect Director David Garza-Santos | Management | For | For |
| 1.5 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.6 | Elect Director David L. Starling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| KAR AUCTION SERVICES, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: KAR
SECURITY ID: 48238T109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Todd F. Bourell | Management | For | For |
| 1B | Elect Director Donna R. Ecton | Management | For | For |
| 1C | Elect Director James P. Hallett | Management | For | For |
| 1D | Elect Director Mark E. Hill | Management | For | For |
| 1E | Elect Director J. Mark Howell | Management | For | For |
| 1F | Elect Director Lynn Jolliffe | Management | For | For |
| 1G | Elect Director Michael T. Kestner | Management | For | For |
| 1H | Elect Director John P. Larson | Management | For | For |
| 1I | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| KINDER MORGAN, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: KMI
SECURITY ID: 49456B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Ted A. Gardner | Management | For | For |
| 1.4 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.5 | Elect Director Gary L. Hultquist | Management | For | For |
| 1.6 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
| 1.7 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.8 | Elect Director Michael C. Morgan | Management | For | For |
| 1.9 | Elect Director Arthur C. Reichstetter | Management | For | For |
| 1.10 | Elect Director Fayez Sarofim | Management | For | For |
| 1.11 | Elect Director C. Park Shaper | Management | For | For |
| 1.12 | Elect Director William A. Smith | Management | For | For |
| 1.13 | Elect Director Joel V. Staff | Management | For | For |
| 1.14 | Elect Director Robert F. Vagt | Management | For | For |
| 1.15 | Elect Director Perry M. Waughtal | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on Sustainability, Including Human Rights | Shareholder | Against | Abstain |
| 6 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| LAS VEGAS SANDS CORP.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: LVS
SECURITY ID: 517834107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | Withhold |
| 1.2 | Elect Director Irwin Chafetz | Management | For | Withhold |
| 1.3 | Elect Director Robert G. Goldstein | Management | For | Withhold |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LEGACY RESERVES LP
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: LGCY
SECURITY ID: 524707304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cary D. Brown | Management | For | Withhold |
| 1.2 | Elect Director Kyle A. McGraw | Management | For | Withhold |
| 1.3 | Elect Director Dale A. Brown | Management | For | Withhold |
| 1.4 | Elect Director G. Larry Lawrence | Management | For | For |
| 1.5 | Elect Director William D. (Bill) Sullivan | Management | For | For |
| 1.6 | Elect Director William R. Granberry | Management | For | For |
| 1.7 | Elect Director Kyle D. Vann | Management | For | For |
| 1.8 | Elect Director Paul T. Horne | Management | For | Withhold |
| 2 | Amend Partnership Agreement Relating to Voting Standards for the Partnership's Securities | Management | For | For |
| 3 | Amend Partnership Agreement Relating to Voting Standards for the Partnership Agreement | Management | For | For |
| 4 | Amend Partnership Agreement Relating to Merger Agreements | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: LII
SECURITY ID: 526107107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Kim K. W. Rucker | Management | For | For |
| 1.3 | Elect Director Terry D. Stinson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LLOYDS BANKING GROUP PLC
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: LLOY
SECURITY ID: G5533W248
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Deborah McWhinney as Director | Management | For | For |
| 3 | Elect Stuart Sinclair as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect Juan Colombas as Director | Management | For | For |
| 6 | Re-elect George Culmer as Director | Management | For | For |
| 7 | Re-elect Alan Dickinson as Director | Management | For | For |
| 8 | Re-elect Anita Frew as Director | Management | For | For |
| 9 | Re-elect Simon Henry as Director | Management | For | For |
| 10 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 11 | Re-elect Nick Luff as Director | Management | For | For |
| 12 | Re-elect Nick Prettejohn as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Sara Weller as Director | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Approve Final Dividend | Management | For | For |
| 17 | Approve Special Dividend | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Approve Lloyds Banking Group Long-term Incentive Plan 2016 | Management | For | For |
| 21 | Approve Lloyds Banking Group North America Employee Stock Purchase Plan 2016 | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 29 | Adopt New Articles of Association | Management | For | For |
| 30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| M&T BANK CORPORATION
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: MTB
SECURITY ID: 55261F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director Richard A. Grossi | Management | For | For |
| 1.8 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.10 | Elect Director Richard G. King | Management | For | For |
| 1.11 | Elect Director Newton P.S. Merrill | Management | For | For |
| 1.12 | Elect Director Melinda R. Rich | Management | For | For |
| 1.13 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.14 | Elect Director Denis J. Salamone | Management | For | For |
| 1.15 | Elect Director Herbert L. Washington | Management | For | For |
| 1.16 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MARKWEST ENERGY PARTNERS, L.P.
MEETING DATE: DEC 01, 2015 |
||||
|
TICKER: MWE
SECURITY ID: 570759100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MMC
SECURITY ID: 571748102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Elaine La Roche | Management | For | For |
| 1e | Elect Director Maria Silvia Bastos Marques | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Lloyd M. Yates | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MATTEL, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MAT
SECURITY ID: 577081102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Ann Lewnes | Management | For | For |
| 1e | Elect Director Dominic Ng | Management | For | For |
| 1f | Elect Director Vasant M. Prabhu | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Dirk Van de Put | Management | For | For |
| 1j | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.2 | Elect Director Tunc Doluca | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MCKESSON CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Marie L. Knowles | Management | For | For |
| 1i | Elect Director David M. Lawrence | Management | For | For |
| 1j | Elect Director Edward A. Mueller | Management | For | For |
| 1k | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: MJN
SECURITY ID: 582839106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Michael A. Sherman | Management | For | For |
| 1l | Elect Director Elliott Sigal | Management | For | For |
| 1m | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDTRONIC PLC
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: MDT
SECURITY ID: G5960L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MEGGITT PLC
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: MGGT
SECURITY ID: G59640105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Nigel Rudd as Director | Management | For | For |
| 5 | Re-elect Stephen Young as Director | Management | For | For |
| 6 | Re-elect Guy Berruyer as Director | Management | For | For |
| 7 | Re-elect Alison Goligher as Director | Management | For | For |
| 8 | Re-elect Philip Green as Director | Management | For | For |
| 9 | Re-elect Paul Heiden as Director | Management | For | For |
| 10 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
| 11 | Re-elect Doug Webb as Director | Management | For | For |
| 12 | Elect Colin Day as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Approve EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| METLIFE, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MET
SECURITY ID: 59156R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.6 | Elect Director Edward J. Kelly, III | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2015 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MONSANTO COMPANY
MEETING DATE: JAN 29, 2016 |
||||
|
TICKER: MON
SECURITY ID: 61166W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director David L. Chicoine | Management | For | For |
| 1c | Elect Director Janice L. Fields | Management | For | For |
| 1d | Elect Director Hugh Grant | Management | For | For |
| 1e | Elect Director Arthur H. Harper | Management | For | For |
| 1f | Elect Director Laura K. Ipsen | Management | For | For |
| 1g | Elect Director Marcos M. Lutz | Management | For | For |
| 1h | Elect Director C. Steven McMillan | Management | For | For |
| 1i | Elect Director Jon R. Moeller | Management | For | For |
| 1j | Elect Director William U. Parfet | Management | For | For |
| 1k | Elect Director George H. Poste | Management | For | For |
| 1l | Elect Director Robert J.Stevens | Management | For | For |
| 1m | Elect Director Patricia Verduin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Effectiveness and Risks of Glyphosate Use | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| MORGAN STANLEY
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: MS
SECURITY ID: 617446448
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Erskine B. Bowles | Management | For | For |
| 1b | Elect Director Alistair Darling | Management | For | For |
| 1c | Elect Director Thomas H. Glocer | Management | For | For |
| 1d | Elect Director James P. Gorman | Management | For | For |
| 1e | Elect Director Robert H. Herz | Management | For | For |
| 1f | Elect Director Nobuyuki Hirano | Management | For | For |
| 1g | Elect Director Klaus Kleinfeld | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1j | Elect Director Hutham S. Olayan | Management | For | For |
| 1k | Elect Director James W. Owens | Management | For | For |
| 1l | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1m | Elect Director Perry M. Traquina | Management | For | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| NABORS INDUSTRIES LTD.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: NBR
SECURITY ID: G6359F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Crane | Management | For | For |
| 1.2 | Elect Director John P. Kotts | Management | For | For |
| 1.3 | Elect Director Michael C. Linn | Management | For | For |
| 1.4 | Elect Director Anthony G. Petrello | Management | For | For |
| 1.5 | Elect Director Dag Skattum | Management | For | For |
| 1.6 | Elect Director Howard Wolf | Management | For | For |
| 1.7 | Elect Director John Yearwood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NOV
SECURITY ID: 637071101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Clay C. Williams | Management | For | For |
| 1B | Elect Director Greg L. Armstrong | Management | For | For |
| 1C | Elect Director Marcela E. Donadio | Management | For | For |
| 1D | Elect Director Ben A. Guill | Management | For | For |
| 1E | Elect Director James T. Hackett | Management | For | For |
| 1F | Elect Director David D. Harrison | Management | For | For |
| 1G | Elect Director Roger L. Jarvis | Management | For | For |
| 1H | Elect Director Eric L. Mattson | Management | For | For |
| 1I | Elect Director William R. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NIELSEN HOLDINGS PLC
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: NLSN
SECURITY ID: G6518L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Mitch Barns | Management | For | For |
| 1c | Elect Director David L. Calhoun | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director James M. Kilts | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Kathryn V. Marinello | Management | For | For |
| 1h | Elect Director Robert Pozen | Management | For | For |
| 1i | Elect Director Vivek Ranadive | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Appoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorize the Board to Fix Remuneration of the UK Statutory Auditors | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: NSC
SECURITY ID: 655844108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Steven F. Leer | Management | For | For |
| 1.7 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.8 | Elect Director Amy E. Miles | Management | For | For |
| 1.9 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.10 | Elect Director James A. Squires | Management | For | For |
| 1.11 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: NTRS
SECURITY ID: 665859104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Jose Luis Prado | Management | For | For |
| 1f | Elect Director Thomas E. Richards | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Martin P. Slark | Management | For | For |
| 1i | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1j | Elect Director Donald Thompson | Management | For | For |
| 1k | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1l | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NOVARTIS AG
MEETING DATE: FEB 23, 2016 |
||||
|
TICKER: NOVN
SECURITY ID: 66987V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | Did Not Vote |
| 4 | Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | Did Not Vote |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million | Management | For | Did Not Vote |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | Did Not Vote |
| 6.3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 7.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | Did Not Vote |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | Did Not Vote |
| 7.3 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
| 7.4 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 7.5 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 7.10 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 7.11 | Elect Tom Buechner as Director | Management | For | Did Not Vote |
| 7.12 | Elect Elizabeth Doherty as Director | Management | For | Did Not Vote |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 10 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | Did Not Vote |
| 11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: OII
SECURITY ID: 675232102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Kevin McEvoy | Management | For | For |
| 1.2 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ORACLE CORPORATION
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Leon E. Panetta | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Approve Quantifiable Performance Metrics | Shareholder | Against | Against |
| 8 | Amend Corporate Governance Guidelines | Shareholder | Against | Against |
| 9 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | Against |
| 10 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| PACKAGING CORPORATION OF AMERICA
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: PKG
SECURITY ID: 695156109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Duane C. Farrington | Management | For | For |
| 1.3 | Elect Director Hasan Jameel | Management | For | For |
| 1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.5 | Elect Director Robert C. Lyons | Management | For | For |
| 1.6 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.8 | Elect Director Roger B. Porter | Management | For | For |
| 1.9 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.10 | Elect Director Paul T. Stecko | Management | For | For |
| 1.11 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PATTERSON COMPANIES, INC.
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: PDCO
SECURITY ID: 703395103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director John D. Buck | Management | For | For |
| 1.3 | Elect Director Jody H. Feragen | Management | For | For |
| 1.4 | Elect Director Sarena S. Lin | Management | For | For |
| 1.5 | Elect Director Ellen A. Rudnick | Management | For | For |
| 1.6 | Elect Director Neil A. Schrimsher | Management | For | For |
| 1.7 | Elect Director Les C. Vinney | Management | For | For |
| 1.8 | Elect Director James W. Wiltz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PAYCHEX, INC.
MEETING DATE: OCT 14, 2015 |
||||
|
TICKER: PAYX
SECURITY ID: 704326107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| PENTAIR PLC
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: PNR
SECURITY ID: G7S00T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director Jacques Esculier | Management | For | For |
| 1e | Elect Director T. Michael Glenn | Management | For | For |
| 1f | Elect Director David H.Y. Ho | Management | For | For |
| 1g | Elect Director Randall J. Hogan | Management | For | For |
| 1h | Elect Director David A. Jones | Management | For | For |
| 1i | Elect Director Ronald L. Merriman | Management | For | For |
| 1j | Elect Director William T. Monahan | Management | For | For |
| 1k | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Fix Number of Directors at 12 | Management | For | For |
| 6A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
| 6B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
| PEPSICO, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PEP
SECURITY ID: 713448108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Rona A. Fairhead | Management | For | For |
| 1g | Elect Director Richard W. Fisher | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Indra K. Nooyi | Management | For | For |
| 1j | Elect Director David C. Page | Management | For | For |
| 1k | Elect Director Robert C. Pohlad | Management | For | For |
| 1l | Elect Director Lloyd G. Trotter | Management | For | For |
| 1m | Elect Director Daniel Vasella | Management | For | For |
| 1n | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| 7 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PM
SECURITY ID: 718172109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Werner Geissler | Management | For | For |
| 1.5 | Elect Director Jennifer Li | Management | For | For |
| 1.6 | Elect Director Jun Makihara | Management | For | For |
| 1.7 | Elect Director Sergio Marchionne | Management | For | For |
| 1.8 | Elect Director Kalpana Morparia | Management | For | For |
| 1.9 | Elect Director Lucio A. Noto | Management | For | For |
| 1.10 | Elect Director Frederik Paulsen | Management | For | For |
| 1.11 | Elect Director Robert B. Polet | Management | For | For |
| 1.12 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Human Rights Policy, Including the Right to Health | Shareholder | Against | Abstain |
| 5 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| POLARIS INDUSTRIES INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: PII
SECURITY ID: 731068102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gwenne A. Henricks | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.4 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POSTNL NV
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: PNL
SECURITY ID: N7203C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion of Fiscal Year 2015 | Management | None | None |
| 3 | Receive Annual Report (Non-Voting) | Management | None | None |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 5 | Discuss Remuneration Report | Management | None | None |
| 6 | Adopt Financial Statements | Management | For | For |
| 7.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7.b | Discuss Allocation of Income | Management | None | None |
| 8 | Approve Discharge of Management Board | Management | For | For |
| 9 | Approve Discharge of Supervisory Board | Management | For | For |
| 10.a | Announce Vacancies on the Board | Management | None | None |
| 10.b | Opportunity to Make Recommendations | Management | None | None |
| 10.c | Announce Intention of the Supervisory Board to Nominate F.H. Rovekamps as Member of the Supervisory Board | Management | None | None |
| 10.d | Announce Intention of the Supervisory Board to Nominate M.A.M. Boersma as Chairman of the Supervisory Board | Management | None | None |
| 11 | Elect F.H. Rovekamp to Supervisory Board | Management | For | For |
| 12 | Announce Vacancies on the Board Arising in 2016 | Management | None | None |
| 13 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 14 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 13 | Management | For | For |
| 15 | Allow Questions | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: POT
SECURITY ID: 73755L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.5 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Keith G. Martell | Management | For | For |
| 1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Jochen E. Tilk | Management | For | For |
| 1.12 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 1.13 | Elect Director Zoe A. Yujnovich | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
| PPL CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PPL
SECURITY ID: 69351T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Raja Rajamannar | Management | For | For |
| 1.5 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.6 | Elect Director William H. Spence | Management | For | For |
| 1.7 | Elect Director Natica von Althann | Management | For | For |
| 1.8 | Elect Director Keith H. Williamson | Management | For | For |
| 1.9 | Elect Director Armando Zagalo de Lima | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Assess Plans to Increase Distributed Low-Carbon Electricity Generation | Shareholder | Against | Abstain |
| PRAIRIESKY ROYALTY LTD.
MEETING DATE: DEC 14, 2015 |
||||
|
TICKER: PSK
SECURITY ID: 739721108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with the Acquisition | Management | For | For |
| PRAIRIESKY ROYALTY LTD.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: PSK
SECURITY ID: 739721108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James M. Estey | Management | For | For |
| 1b | Elect Director Andrew M. Phillips | Management | For | For |
| 1c | Elect Director Sheldon B. Steeves | Management | For | For |
| 1d | Elect Director Grant A. Zawalsky | Management | For | For |
| 1e | Elect Director Margaret A. McKenzie | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRINCIPAL FINANCIAL GROUP, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: PFG
SECURITY ID: 74251V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael T. Dan | Management | For | For |
| 1.2 | Elect Director C. Daniel Gelatt | Management | For | For |
| 1.3 | Elect Director Sandra L. Helton | Management | For | For |
| 1.4 | Elect Director Blair C. Pickerell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| RADIAN GROUP INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: RDN
SECURITY ID: 750236101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Gregory V. Serio | Management | For | For |
| 1j | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | For |
| 5 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director David J. Cooper, Sr. | Management | For | For |
| 1c | Elect Director Don DeFosset | Management | For | For |
| 1d | Elect Director Eric C. Fast | Management | For | For |
| 1e | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1f | Elect Director John D. Johns | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Susan W. Matlock | Management | For | For |
| 1i | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1j | Elect Director Charles D. McCrary | Management | For | For |
| 1k | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: RR.
SECURITY ID: G76225104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Alan Davies as Director | Management | For | For |
| 4 | Elect Irene Dorner as Director | Management | For | For |
| 5 | Elect Bradley Singer as Director | Management | For | For |
| 6 | Elect Sir Kevin Smith as Director | Management | For | For |
| 7 | Re-elect Ian Davis as Director | Management | For | For |
| 8 | Re-elect Warren East as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Ruth Cairnie as Director | Management | For | For |
| 11 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 12 | Re-elect Lee Hsien Yang as Director | Management | For | For |
| 13 | Re-elect John McAdam as Director | Management | For | For |
| 14 | Re-elect Colin Smith as Director | Management | For | For |
| 15 | Re-elect David Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| S&P GLOBAL INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: MHFI
SECURITY ID: 580645109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Rebecca Jacoby | Management | For | For |
| 1.5 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.6 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.7 | Elect Director Michael Rake | Management | For | For |
| 1.8 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.9 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.10 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Change Company Name from McGraw Hill Financial, Inc. to S&P Global Inc. | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SABMILLER PLC
MEETING DATE: JUL 23, 2015 |
||||
|
TICKER: SAB
SECURITY ID: G77395104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Dave Beran as Director | Management | For | For |
| 4 | Elect Jan du Plessis as Director | Management | For | For |
| 5 | Elect Javier Ferran as Director | Management | For | For |
| 6 | Elect Trevor Manuel as Director | Management | For | For |
| 7 | Re-elect Mark Armour as Director | Management | For | For |
| 8 | Re-elect Geoffrey Bible as Director | Management | For | For |
| 9 | Re-elect Alan Clark as Director | Management | For | For |
| 10 | Re-elect Dinyar Devitre as Director | Management | For | For |
| 11 | Re-elect Guy Elliott as Director | Management | For | For |
| 12 | Re-elect Lesley Knox as Director | Management | For | For |
| 13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
| 14 | Re-elect Carlos Perez Davila as Director | Management | For | For |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
| 16 | Re-elect Helen Weir as Director | Management | For | For |
| 17 | Approve Final Dividend | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: SBRA
SECURITY ID: 78573L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SANOFI
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: SAN
SECURITY ID: F5548N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 13 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Michael E. Marks | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Leo Rafael Reif | Management | For | For |
| 1i | Elect Director Tore I. Sandvold | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Fix Number of Directors at Twelve | Management | For | For |
| 7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: SNI
SECURITY ID: 811065101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jarl Mohn | Management | For | For |
| 1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For |
| 1.3 | Elect Director Jeffrey Sagansky | Management | For | For |
| 1.4 | Elect Director Ronald W. Tysoe | Management | For | For |
| SEMPRA ENERGY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: SRE
SECURITY ID: 816851109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.3 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.4 | Elect Director William D. Jones | Management | For | For |
| 1.5 | Elect Director William G. Ouchi | Management | For | For |
| 1.6 | Elect Director Debra L. Reed | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director William P. Rutledge | Management | For | For |
| 1.9 | Elect Director Lynn Schenk | Management | For | For |
| 1.10 | Elect Director Jack T. Taylor | Management | For | For |
| 1.11 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| SERVICEMASTER GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: SERV
SECURITY ID: 81761R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard P. Fox | Management | For | For |
| 1.2 | Elect Director Laurie Ann Goldman | Management | For | For |
| 1.3 | Elect Director Thomas C. Tiller, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SHIRE PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: SHP
SECURITY ID: 82481R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect Susan Kilsby as Director | Management | For | For |
| 9 | Elect Sara Mathew as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Elect Jeffrey Poulton as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Increase in Authorised Share Capital and Amend Memorandum of Association | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Week's Notice | Management | For | For |
| SHIRE PLC
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: SHP
SECURITY ID: 82481R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Cash and Share Offer for Baxalta | Management | For | Against |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: SBGI
SECURITY ID: 829226109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | For |
| 1.5 | Elect Director Howard E. Friedman | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | For |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Charter | Management | For | Against |
| 5 | Report on Sustainability, Including Workplace Diversity | Shareholder | Against | Abstain |
| SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SSNC
SECURITY ID: 78467J100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | Withhold |
| 1.3 | Elect Director William C. Stone | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STANDARD CHARTERED PLC
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: STAN
SECURITY ID: G84228157
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect David Conner as Director | Management | For | For |
| 5 | Elect Bill Winters as Director | Management | For | For |
| 6 | Re-elect Om Bhatt as Director | Management | For | For |
| 7 | Re-elect Dr Kurt Campbell as Director | Management | For | For |
| 8 | Re-elect Dr Louis Cheung as Director | Management | For | For |
| 9 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 10 | Re-elect Andy Halford as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Christine Hodgson as Director | Management | For | For |
| 13 | Re-elect Gay Huey Evans as Director | Management | For | For |
| 14 | Re-elect Naguib Kheraj as Director | Management | For | For |
| 15 | Re-elect Simon Lowth as Director | Management | For | Against |
| 16 | Re-elect Sir John Peace as Director | Management | For | For |
| 17 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 18 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 27 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 28 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| STATE STREET CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: STT
SECURITY ID: 857477103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kennett F. Burnes | Management | For | For |
| 1b | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1c | Elect Director Lynn A. Dugle | Management | For | For |
| 1d | Elect Director William C. Freda | Management | For | For |
| 1e | Elect Director Amelia C. Fawcett | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Richard P. Sergel | Management | For | For |
| 1i | Elect Director Ronald L. Skates | Management | For | For |
| 1j | Elect Director Gregory L. Summe | Management | For | For |
| 1k | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SUN COMMUNITIES, INC.
MEETING DATE: JUL 20, 2015 |
||||
|
TICKER: SUI
SECURITY ID: 866674104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director James R. Goldman | Management | For | For |
| 1c | Elect Director Brian M. Hermelin | Management | For | For |
| 1d | Elect Director Ronald A. Klein | Management | For | For |
| 1e | Elect Director Paul D. Lapides | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Ronald L. Piasecki | Management | For | For |
| 1h | Elect Director Randall K. Rowe | Management | For | For |
| 1i | Elect Director Gary A. Shiffman | Management | For | For |
| 1j | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Preferred and Common Stock | Management | For | For |
| SUNCOR ENERGY INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: SU
SECURITY ID: 867224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director James W. Simpson | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Report on Climate Change | Shareholder | For | For |
| 5 | SP 2: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | Against |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: TROW
SECURITY ID: 74144T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark S. Bartlett | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director Mary K. Bush | Management | For | For |
| 1d | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 1f | Elect Director Robert F. MacLellan | Management | For | For |
| 1g | Elect Director Brian C. Rogers | Management | For | For |
| 1h | Elect Director Olympia J. Snowe | Management | For | For |
| 1i | Elect Director William J. Stromberg | Management | For | For |
| 1j | Elect Director Dwight S. Taylor | Management | For | For |
| 1k | Elect Director Anne Marie Whittemore | Management | For | For |
| 1l | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on and Assess Proxy Voting Policies in Relation to Climate Change Position | Shareholder | Against | Against |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Anne M. Mulcahy | Management | For | For |
| 1l | Elect Director Derica W. Rice | Management | For | For |
| 1m | Elect Director Kenneth L. Salazar | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
| 1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
| 1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
| 1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
| 2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
| 3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
| 3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
| 3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
| 4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
| 4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
| 5 | Approve 2015 Equity Compensation Plan | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: APR 18, 2016 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
| 3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
| 3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
| 4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE ADT CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: ADT
SECURITY ID: 00101J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas Colligan | Management | For | For |
| 1b | Elect Director Richard Daly | Management | For | For |
| 1c | Elect Director Timothy Donahue | Management | For | For |
| 1d | Elect Director Robert Dutkowsky | Management | For | For |
| 1e | Elect Director Bruce Gordon | Management | For | For |
| 1f | Elect Director Naren Gursahaney | Management | For | For |
| 1g | Elect Director Bridgette Heller | Management | For | For |
| 1h | Elect Director Kathleen Hyle | Management | For | For |
| 1i | Elect Director Christopher Hylen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1e | Elect Director Lynn J. Good | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Randall L. Stephenson | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 1l | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Weapon Sales to Israel | Shareholder | Against | Abstain |
| THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SCHW
SECURITY ID: 808513105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: KO
SECURITY ID: 191216100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffett | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| 7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: PNC
SECURITY ID: 693475105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Bunch | Management | For | For |
| 1.2 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
| 1.3 | Elect Director William S. Demchak | Management | For | For |
| 1.4 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.5 | Elect Director Daniel R. Hesse | Management | For | For |
| 1.6 | Elect Director Kay Coles James | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Jane G. Pepper | Management | For | For |
| 1.9 | Elect Director Donald J. Shepard | Management | For | For |
| 1.10 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.11 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.12 | Elect Director Michael J. Ward | Management | For | For |
| 1.13 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 13, 2015 |
||||
|
TICKER: PG
SECURITY ID: 742718109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis S. Blake | Management | For | For |
| 1b | Elect Director Angela F. Braly | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Scott D. Cook | Management | For | For |
| 1e | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1f | Elect Director A.G. Lafley | Management | For | For |
| 1g | Elect Director Terry J. Lundgren | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director David S. Taylor | Management | For | For |
| 1j | Elect Director Margaret C. Whitman | Management | For | For |
| 1k | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1l | Elect Director Patricia A. Woertz | Management | For | For |
| 1m | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| THE WILLIAMS COMPANIES, INC.
MEETING DATE: JUN 27, 2016 |
||||
|
TICKER: WMB
SECURITY ID: 969457100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TIME WARNER INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: TWX
SECURITY ID: 887317303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Paul D. Wachter | Management | For | For |
| 1.11 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: TUP
SECURITY ID: 899896104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine A. Bertini | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 1.4 | Elect Director Meg Crofton | Management | For | For |
| 1.5 | Elect Director E. V. Goings | Management | For | For |
| 1.6 | Elect Director Angel R. Martinez | Management | For | For |
| 1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 1.8 | Elect Director Robert J. Murray | Management | For | For |
| 1.9 | Elect Director David R. Parker | Management | For | For |
| 1.10 | Elect Director Richard T. Riley | Management | For | For |
| 1.11 | Elect Director Joyce M. Roche | Management | For | For |
| 1.12 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| U.S. BANCORP
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: USB
SECURITY ID: 902973304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Warner L. Baxter | Management | For | For |
| 1c | Elect Director Marc N. Casper | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Kimberly J. Harris | Management | For | For |
| 1g | Elect Director Roland A. Hernandez | Management | For | For |
| 1h | Elect Director Doreen Woo Ho | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Karen S. Lynch | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Scott W. Wine | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| UNION PACIFIC CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: UNP
SECURITY ID: 907818108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Lance M. Fritz | Management | For | For |
| 1.5 | Elect Director Charles C. Krulak | Management | For | For |
| 1.6 | Elect Director Jane H. Lute | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNISYS CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: UIS
SECURITY ID: 909214306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter A. Altabef | Management | For | For |
| 1b | Elect Director Jared L. Cohon | Management | For | For |
| 1c | Elect Director Alison Davis | Management | For | For |
| 1d | Elect Director Nathaniel A. Davis | Management | For | For |
| 1e | Elect Director Denise K. Fletcher | Management | For | For |
| 1f | Elect Director Philippe Germond | Management | For | For |
| 1g | Elect Director Leslie F. Kenne | Management | For | For |
| 1h | Elect Director Lee D. Roberts | Management | For | For |
| 1i | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: UPS
SECURITY ID: 911312106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Candace Kendle | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Rudy H.P. Markham | Management | For | For |
| 1h | Elect Director Clark 'Sandy' T. Randt, Jr. | Management | For | For |
| 1i | Elect Director John T. Stankey | Management | For | For |
| 1j | Elect Director Carol B. Tome | Management | For | For |
| 1k | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John V. Faraci | Management | For | For |
| 1b | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1c | Elect Director Gregory J. Hayes | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director Ellen J. Kullman | Management | For | For |
| 1f | Elect Director Marshall O. Larsen | Management | For | For |
| 1g | Elect Director Harold McGraw, III | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Fredric G. Reynolds | Management | For | For |
| 1j | Elect Director Brian C. Rogers | Management | For | For |
| 1k | Elect Director H. Patrick Swygert | Management | For | For |
| 1l | Elect Director Andre Villeneuve | Management | For | For |
| 1m | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: VZ
SECURITY ID: 92343V104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Mark T. Bertolini | Management | For | For |
| 1.3 | Elect Director Richard L. Carrion | Management | For | For |
| 1.4 | Elect Director Melanie L. Healey | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
| 1.7 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Rodney E. Slater | Management | For | For |
| 1.11 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.12 | Elect Director Gregory D. Wasson | Management | For | For |
| 1.13 | Elect Director Gregory G. Weaver | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| VISA INC.
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| W.W. GRAINGER, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GWW
SECURITY ID: 384802104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Adkins | Management | For | For |
| 1.2 | Elect Director Brian P. Anderson | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.5 | Elect Director Neil S. Novich | Management | For | For |
| 1.6 | Elect Director Michael J. Roberts | Management | For | For |
| 1.7 | Elect Director Gary L. Rogers | Management | For | For |
| 1.8 | Elect Director James T. Ryan | Management | For | For |
| 1.9 | Elect Director E. Scott Santi | Management | For | For |
| 1.10 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 27, 2016 |
||||
|
TICKER: WBA
SECURITY ID: 931427108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WATSCO, INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: WSO
SECURITY ID: 942622200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Darnell | Management | For | For |
| 1.2 | Elect Director George P. Sape | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| WELLS FARGO & COMPANY
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: WFC
SECURITY ID: 949746101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: WAB
SECURITY ID: 929740108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Brooks | Management | For | For |
| 1.2 | Elect Director William E. Kassling | Management | For | For |
| 1.3 | Elect Director Albert J. Neupaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WESTROCK COMPANY
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: WRK
SECURITY ID: 96145D105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director G. Stephen Felker | Management | For | For |
| 1g | Elect Director Lawrence L. Gellerstedt III | Management | For | For |
| 1h | Elect Director John A. Luke, Jr. | Management | For | For |
| 1i | Elect Director Gracia C. Martore | Management | For | For |
| 1j | Elect Director James E. Nevels | Management | For | For |
| 1k | Elect Director Timothy H. Powers | Management | For | For |
| 1l | Elect Director Steven C. Voorhees | Management | For | For |
| 1m | Elect Director Bettina M. Whyte | Management | For | For |
| 1n | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WHITBREAD PLC
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: WTB
SECURITY ID: G9606P197
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Alison Brittain as Director | Management | For | For |
| 5 | Elect Chris Kennedy as Director | Management | For | For |
| 6 | Re-elect Richard Baker as Director | Management | For | For |
| 7 | Re-elect Wendy Becker as Director | Management | For | For |
| 8 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 9 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 10 | Re-elect Simon Melliss as Director | Management | For | For |
| 11 | Re-elect Louise Smalley as Director | Management | For | For |
| 12 | Re-elect Susan Martin as Director | Management | For | For |
| 13 | Re-elect Stephen Williams as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: WLTW
SECURITY ID: G96629103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dominic Casserley | Management | For | For |
| 1b | Elect Director Anna C. Catalano | Management | For | For |
| 1c | Elect Director Victor F. Ganzi | Management | For | For |
| 1d | Elect Director John J. Haley | Management | For | For |
| 1e | Elect Director Wendy E. Lane | Management | For | For |
| 1f | Elect Director James F. McCann | Management | For | For |
| 1g | Elect Director Brendan R. O'Neill | Management | For | For |
| 1h | Elect Director Jaymin Patel | Management | For | For |
| 1i | Elect Director Linda D. Rabbitt | Management | For | For |
| 1j | Elect Director Paul Thomas | Management | For | For |
| 1k | Elect Director Jeffrey W. Ubben | Management | For | For |
| 1l | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Employee Stock Purchase Plan | Management | For | For |
| 6 | Renew Directors' Authority to Issue Shares Under Irish Law | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| XYLEM INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: XYL
SECURITY ID: 98419M100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Curtis J. Crawford | Management | For | For |
| 1b | Elect Director Robert F. Friel | Management | For | For |
| 1c | Elect Director Surya N. Mohapatra | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| YAHOO! INC.
MEETING DATE: JUN 30, 2016 |
||||
|
TICKER: YHOO
SECURITY ID: 984332106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tor R. Braham | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director David Filo | Management | For | For |
| 1.4 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Richard S. Hill | Management | For | For |
| 1.7 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Jane E. Shaw | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 1.11 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| YUM! BRANDS, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: YUM
SECURITY ID: 988498101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director Brian C. Cornell | Management | For | For |
| 1c | Elect Director Greg Creed | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1g | Elect Director Keith Meister | Management | For | For |
| 1h | Elect Director Thomas C. Nelson | Management | For | For |
| 1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1j | Elect Director P. Justin Skala | Management | For | For |
| 1k | Elect Director Elane B. Stock | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Add GMO Labels on Products | Shareholder | Against | Against |
| ZIMMER BIOMET HOLDINGS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ZBH
SECURITY ID: 98956P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1e | Elect Director David C. Dvorak | Management | For | For |
| 1f | Elect Director Michael J. Farrell | Management | For | For |
| 1g | Elect Director Larry C. Glasscock | Management | For | For |
| 1h | Elect Director Robert A. Hagemann | Management | For | For |
| 1i | Elect Director Arthur J. Higgins | Management | For | For |
| 1j | Elect Director Michael W. Michelson | Management | For | For |
| 1k | Elect Director Cecil B. Pickett | Management | For | For |
| 1l | Elect Director Jeffrey K. Rhodes | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LEVERAGED COMPANY STOCK FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALLEGION PLC
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: ALLE
SECURITY ID: G0176J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Memorandum of Association | Management | For | For |
| 4B | Amend Articles of Association | Management | For | For |
| 5A | Amend Articles of Incorporation to Provide for Plurality Voting in Contested Director Elections | Management | For | For |
| 5B | Amend Articles of Association to Grant the Board of Directors Sole Authority to Determine Its Size | Management | For | For |
| AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: AAL
SECURITY ID: 02376R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: AXP
SECURITY ID: 025816109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Ralph de la Vega | Management | For | For |
| 1f | Elect Director Anne L. Lauvergeon | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director Theodore J. Leonsis | Management | For | For |
| 1i | Elect Director Richard C. Levin | Management | For | For |
| 1j | Elect Director Samuel J. Palmisano | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 6 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| ARAMARK
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: ARMK
SECURITY ID: 03852U106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Todd M. Abbrecht | Management | For | For |
| 1.3 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.4 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.5 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Richard Dreiling | Management | For | For |
| 1.8 | Elect Director Irene M. Esteves | Management | For | For |
| 1.9 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.10 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.11 | Elect Director John A. Quelch | Management | For | For |
| 1.12 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 10, 2015 |
||||
|
TICKER: AWI
SECURITY ID: 04247X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Matthew J. Espe | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director Tao Huang | Management | For | For |
| 1.5 | Elect Director Michael F. Johnston | Management | For | For |
| 1.6 | Elect Director Jeffrey Liaw | Management | For | For |
| 1.7 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.8 | Elect Director James C. Melville | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Gregory P. Spivy | Management | For | For |
| 1.12 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| AVNET, INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: AVT
SECURITY ID: 053807103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director William J. Amelio | Management | For | For |
| 1c | Elect Director J. Veronica Biggins | Management | For | For |
| 1d | Elect Director Michael A. Bradley | Management | For | For |
| 1e | Elect Director R. Kerry Clark | Management | For | For |
| 1f | Elect Director Richard P. Hamada | Management | For | For |
| 1g | Elect Director James A. Lawrence | Management | For | For |
| 1h | Elect Director Avid Modjtabai | Management | For | For |
| 1i | Elect Director Ray M. Robinson | Management | For | For |
| 1j | Elect Director William H. Schumann, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BARCLAYS PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: BARC
SECURITY ID: 06738E204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Diane Schueneman as Director | Management | For | For |
| 4 | Elect Jes Staley as Director | Management | For | For |
| 5 | Elect Sir Gerry Grimstone as Director | Management | For | For |
| 6 | Re-elect Mike Ashley as Director | Management | For | For |
| 7 | Re-elect Tim Breedon as Director | Management | For | For |
| 8 | Re-elect Crawford Gillies as Director | Management | For | For |
| 9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 10 | Re-elect John McFarlane as Director | Management | For | For |
| 11 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 12 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 13 | Re-elect Diane de Saint Victor as Director | Management | For | For |
| 14 | Re-elect Steve Thieke as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 24 | Approve Scrip Dividend Programme | Management | For | For |
| BARCLAYS PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: BARC
SECURITY ID: 06738E204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of Barclays Group's Shareholding in Barclays Africa Group Limited | Management | For | For |
| BELDEN INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: BDC
SECURITY ID: 077454106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Aldrich | Management | For | For |
| 1.2 | Elect Director Lance C. Balk | Management | For | For |
| 1.3 | Elect Director Steven W. Berglund | Management | For | For |
| 1.4 | Elect Director Judy L. Brown | Management | For | For |
| 1.5 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.6 | Elect Director Jonathan C. Klein | Management | For | For |
| 1.7 | Elect Director George E. Minnich | Management | For | For |
| 1.8 | Elect Director John M. Monter | Management | For | For |
| 1.9 | Elect Director John S. Stroup | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Donna A. James | Management | For | For |
| 1d | Elect Director Kristina M. Johnson | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CALPINE CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CPN
SECURITY ID: 131347304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director John B. (Thad) Hill, III | Management | For | For |
| 1.4 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.5 | Elect Director David C. Merritt | Management | For | For |
| 1.6 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: CNK
SECURITY ID: 17243V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
| 1.3 | Elect Director Raymond W. Syufy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CIT GROUP INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: CIT
SECURITY ID: 125581801
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen R. Alemany | Management | For | For |
| 1b | Elect Director Michael A. Carpenter | Management | For | For |
| 1c | Elect Director Alan Frank | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director Steven T. Mnuchin | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director John J. Oros | Management | For | For |
| 1h | Elect Director Marianne Miller Parrs | Management | For | For |
| 1i | Elect Director Gerald Rosenfeld | Management | For | For |
| 1j | Elect Director John R. Ryan | Management | For | For |
| 1k | Elect Director Sheila A. Stamps | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 6 | Amend Charter to Remove NOL Provision | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| CITRIX SYSTEMS, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: CTXS
SECURITY ID: 177376100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert M. Calderoni | Management | For | For |
| 1b | Elect Director Nanci E. Caldwell | Management | For | For |
| 1c | Elect Director Jesse A. Cohn | Management | For | For |
| 1d | Elect Director Robert D. Daleo | Management | For | For |
| 1e | Elect Director Murray J. Demo | Management | For | For |
| 1f | Elect Director Peter J. Sacripanti | Management | For | For |
| 1g | Elect Director Graham V. Smith | Management | For | For |
| 1h | Elect Director Godfrey R. Sullivan | Management | For | For |
| 1i | Elect Director Kirill Tatarinov | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CIVEO CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CVEO
SECURITY ID: 17878Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Vote Requirements | Management | For | For |
| 2.1 | Elect Director Martin A. Lambert | Management | For | For |
| 2.2 | Elect Director Constance B. Moore | Management | For | For |
| 2.3 | Elect Director Richard A. Navarre | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Reverse Stock Split | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: CYH
SECURITY ID: 203668108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director W. Larry Cash | Management | For | For |
| 1b | Elect Director John A. Clerico | Management | For | For |
| 1c | Elect Director James S. Ely, III | Management | For | For |
| 1d | Elect Director John A. Fry | Management | For | For |
| 1e | Elect Director William Norris Jennings | Management | For | For |
| 1f | Elect Director Julia B. North | Management | For | For |
| 1g | Elect Director Wayne T. Smith | Management | For | For |
| 1h | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 1i | Elect Director H. James Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| CONAGRA FOODS, INC.
MEETING DATE: SEP 25, 2015 |
||||
|
TICKER: CAG
SECURITY ID: 205887102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley A. Alford | Management | For | For |
| 1.2 | Elect Director Thomas K. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Butler | Management | For | For |
| 1.4 | Elect Director Sean M. Connolly | Management | For | For |
| 1.5 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.6 | Elect Director Joie A. Gregor | Management | For | For |
| 1.7 | Elect Director Rajive Johri | Management | For | For |
| 1.8 | Elect Director W.G. Jurgensen | Management | For | For |
| 1.9 | Elect Director Richard H. Lenny | Management | For | For |
| 1.10 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.11 | Elect Director Timothy R. McLevish | Management | For | For |
| 1.12 | Elect Director Andrew J. Schindler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CLR
SECURITY ID: 212015101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| CORNING INCORPORATED
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: GLW
SECURITY ID: 219350105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald W. Blair | Management | For | For |
| 1.2 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.3 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.4 | Elect Director Richard T. Clark | Management | For | For |
| 1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.6 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.7 | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1.8 | Elect Director Kurt M. Landgraf | Management | For | For |
| 1.9 | Elect Director Kevin J. Martin | Management | For | For |
| 1.10 | Elect Director Deborah D. Rieman | Management | For | For |
| 1.11 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.12 | Elect Director Wendell P. Weeks | Management | For | For |
| 1.13 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DARLING INGREDIENTS INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: DAR
SECURITY ID: 237266101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall C. Stuewe | Management | For | For |
| 1.2 | Elect Director D. Eugene Ewing | Management | For | For |
| 1.3 | Elect Director Dirk Kloosterboer | Management | For | For |
| 1.4 | Elect Director Mary R. Korby | Management | For | For |
| 1.5 | Elect Director Cynthia Pharr Lee | Management | For | For |
| 1.6 | Elect Director Charles Macaluso | Management | For | For |
| 1.7 | Elect Director Gary W. Mize | Management | For | For |
| 1.8 | Elect Director Justinus J.G.M. Sanders | Management | For | For |
| 1.9 | Elect Director Michael Urbut | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DAVITA HEALTHCARE PARTNERS INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: DVA
SECURITY ID: 23918K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony ('John') Davidson | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director Peter T. Grauer | Management | For | For |
| 1g | Elect Director John M. Nehra | Management | For | For |
| 1h | Elect Director William L. Roper | Management | For | For |
| 1i | Elect Director Kent J. Thiry | Management | For | For |
| 1j | Elect Director Roger J. Valine | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: DLPH
SECURITY ID: G27823106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: DAL
SECURITY ID: 247361702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| DELUXE CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DLX
SECURITY ID: 248019101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Neil J. Metviner | Management | For | For |
| 1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EMERSON ELECTRIC CO.
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: EMR
SECURITY ID: 291011104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. A. H. Boersig | Management | For | For |
| 1.2 | Elect Director J. B. Bolten | Management | For | For |
| 1.3 | Elect Director M. S. Levatich | Management | For | For |
| 1.4 | Elect Director R. L. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
| ENSCO PLC
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: ESV
SECURITY ID: G3157S106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1h | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 1i | Re-elect Carl G. Trowell as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Ratify KPMG LLP as US Independent Auditor | Management | For | For |
| 4 | Appoint KPMG LLP as UK Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| EVERI HOLDINGS INC.
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: EVRI
SECURITY ID: 30034T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Geoff Judge | Management | For | For |
| 1.2 | Elect Director Michael D. Rumbolz | Management | For | For |
| 1.3 | Elect Director Ronald Congemi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIRSTENERGY CORP.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: FE
SECURITY ID: 337932107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Michael J. Anderson | Management | For | For |
| 1.3 | Elect Director William T. Cottle | Management | For | For |
| 1.4 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Charles E. Jones | Management | For | For |
| 1.7 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.8 | Elect Director Donald T. Misheff | Management | For | For |
| 1.9 | Elect Director Thomas N. Mitchell | Management | For | For |
| 1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.11 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.12 | Elect Director Luis A. Reyes | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Jerry Sue Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Adopt Simple Majority Vote | Shareholder | Against | For |
| FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: F
SECURITY ID: 345370860
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Mark Fields | Management | For | For |
| 1.5 | Elect Director Edsel B. Ford, II | Management | For | For |
| 1.6 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.8 | Elect Director William W. Helman, IV | Management | For | For |
| 1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.10 | Elect Director William E. Kennard | Management | For | For |
| 1.11 | Elect Director John C. Lechleiter | Management | For | For |
| 1.12 | Elect Director Ellen R. Marram | Management | For | For |
| 1.13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.14 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Tax Benefits Preservation Plan | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: FSL
SECURITY ID: G3727Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: FTR
SECURITY ID: 35906A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.4 | Elect Director Edward Fraioli | Management | For | For |
| 1.5 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.7 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.8 | Elect Director Howard L. Schrott | Management | For | For |
| 1.9 | Elect Director Larraine D. Segil | Management | For | For |
| 1.10 | Elect Director Mark Shapiro | Management | For | For |
| 1.11 | Elect Director Myron A. Wick, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: GLPI
SECURITY ID: 36467J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: GLPI
SECURITY ID: 36467J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter M. Carlino | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| GENCO SHIPPING & TRADING LIMITED
MEETING DATE: JUL 17, 2015 |
||||
|
TICKER: GSKNF
SECURITY ID: Y2685T115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3.1 | Elect Director Peter C. Georgiopoulos | Management | For | Withhold |
| 3.2 | Elect Director Ian Ashby | Management | For | Withhold |
| 3.3 | Elect Director Eugene I. Davis | Management | For | Withhold |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Adjourn Meeting | Management | For | For |
| GENCO SHIPPING & TRADING LIMITED
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: GNK
SECURITY ID: Y2685T115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Reverse Stock Split | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | Against |
| GENCO SHIPPING & TRADING LIMITED
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: GNK
SECURITY ID: Y2685T115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Georgiopoulos | Management | For | For |
| 1.2 | Elect Director Eugene I. Davis | Management | For | For |
| 1.3 | Elect Director James G. Dolphin | Management | For | For |
| 1.4 | Elect Director Peter Kirchof | Management | For | For |
| 1.5 | Elect Director Kevin Mahony | Management | For | For |
| 1.6 | Elect Director Basil G. Mavroleon | Management | For | For |
| 1.7 | Elect Director Arthur L. Regan | Management | For | For |
| 1.8 | Elect Director Bao D. Truong | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GENERAC HOLDINGS INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GNRC
SECURITY ID: 368736104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Bowlin | Management | For | For |
| 1.2 | Elect Director Aaron P. Jagdfeld | Management | For | For |
| 1.3 | Elect Director Andrew G. Lampereur | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Sebastien M. Bazin | Management | For | For |
| A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A3 | Elect Director John J. Brennan | Management | For | For |
| A4 | Elect Director Francisco D' Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Peter B. Henry | Management | For | For |
| A7 | Elect Director Susan J. Hockfield | Management | For | For |
| A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A9 | Elect Director Andrea Jung | Management | For | For |
| A10 | Elect Director Robert W. Lane | Management | For | For |
| A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A12 | Elect Director Lowell C. McAdam | Management | For | For |
| A13 | Elect Director James J. Mulva | Management | For | For |
| A14 | Elect Director James E. Rohr | Management | For | For |
| A15 | Elect Director Mary L. Schapiro | Management | For | For |
| A16 | Elect Director James S. Tisch | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| C2 | Require Independent Board Chairman | Shareholder | Against | Against |
| C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: GM
SECURITY ID: 37045V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| GRAY TELEVISION, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: GTN
SECURITY ID: 389375106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.2 | Elect Director Howell W. Newton | Management | For | For |
| 1.3 | Elect Director Richard L. Boger | Management | For | For |
| 1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.5 | Elect Director Robin R. Howell | Management | For | For |
| 1.6 | Elect Director Elizabeth R. (Beth) Neuhoff | Management | For | For |
| 1.7 | Elect Director Hugh E. Norton | Management | For | For |
| 1.8 | Elect Director Harriett J. Robinson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| H.B. FULLER COMPANY
MEETING DATE: APR 07, 2016 |
||||
|
TICKER: FUL
SECURITY ID: 359694106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dante C. Parrini | Management | For | For |
| 1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
| 1.3 | Elect Director James J. Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HALLIBURTON COMPANY
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: HAL
SECURITY ID: 406216101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director James R. Boyd | Management | For | For |
| 1.4 | Elect Director Milton Carroll | Management | For | For |
| 1.5 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.6 | Elect Director Murry S. Gerber | Management | For | For |
| 1.7 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Jeffrey A. Miller | Management | For | For |
| 1.12 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HCA HOLDINGS, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HCA
SECURITY ID: 40412C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Milton Johnson | Management | For | For |
| 1b | Elect Director Robert J. Dennis | Management | For | For |
| 1c | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1d | Elect Director Thomas F. Frist, III | Management | For | For |
| 1e | Elect Director William R. Frist | Management | For | For |
| 1f | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1g | Elect Director Ann H. Lamont | Management | For | For |
| 1h | Elect Director Jay O. Light | Management | For | For |
| 1i | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1j | Elect Director Michael W. Michelson | Management | For | For |
| 1k | Elect Director Wayne J. Riley | Management | For | For |
| 1l | Elect Director John W. Rowe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: OCT 15, 2015 |
||||
|
TICKER: HTZ
SECURITY ID: 42805T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl T. Berquist | Management | For | For |
| 1b | Elect Director Henry R. Keizer | Management | For | For |
| 1c | Elect Director Michael F. Koehler | Management | For | For |
| 1d | Elect Director Linda Fayne Levinson | Management | For | For |
| 1e | Elect Director John P. Tague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: HTZ
SECURITY ID: 42805T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn N. Everson | Management | For | For |
| 1b | Elect Director Samuel J. Merksamer | Management | For | For |
| 1c | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 1d | Elect Director David A. Barnes | Management | For | For |
| 1e | Elect Director Carl T. Berquist | Management | For | For |
| 1f | Elect Director Henry R. Keizer | Management | For | For |
| 1g | Elect Director Linda Fayne Levinson | Management | For | For |
| 1h | Elect Director John P. Tague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Reverse Stock Split | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HESS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: HES
SECURITY ID: 42809H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director John B. Hess | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.6 | Elect Director David McManus | Management | For | For |
| 1.7 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Director John H. Mullin, III | Management | For | For |
| 1.9 | Elect Director James H. Quigley | Management | For | For |
| 1.10 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.11 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: HST
SECURITY ID: 44107P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HOVNANIAN ENTERPRISES, INC.
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: HOV
SECURITY ID: 442487203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ara K. Hovnanian | Management | For | For |
| 1b | Elect Director Robert B. Coutts | Management | For | For |
| 1c | Elect Director Edward A. Kangas | Management | For | For |
| 1d | Elect Director Joseph A. Marengi | Management | For | For |
| 1e | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1f | Elect Director J. Larry Sorsby | Management | For | For |
| 1g | Elect Director Stephen D. Weinroth | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.2 | Elect Director Steven G. Elliott | Management | For | For |
| 1.3 | Elect Director Michael J. Endres | Management | For | For |
| 1.4 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.5 | Elect Director Peter J. Kight | Management | For | For |
| 1.6 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.7 | Elect Director Eddie R. Munson | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: HII
SECURITY ID: 446413106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.2 | Elect Director John K. Welch | Management | For | For |
| 1.3 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: IR
SECURITY ID: G47791101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Elaine L. Chao | Management | For | For |
| 1d | Elect Director Jared L. Cohon | Management | For | For |
| 1e | Elect Director Gary D. Forsee | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Michael W. Lamach | Management | For | For |
| 1i | Elect Director Myles P. Lee | Management | For | For |
| 1j | Elect Director John P. Surma | Management | For | For |
| 1k | Elect Director Richard J. Swift | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Provide Proxy Access Right | Management | For | Against |
| 8A | Amend Articles | Management | For | For |
| 8B | Amend Memorandum | Management | For | For |
| 9A | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 9B | Amend Articles to Grant the Board Sole Authority to Determine Its Size | Management | For | For |
| INTELSAT SA
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: I
SECURITY ID: L5140P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Cooptation of Stephen Spengler as Director | Management | For | For |
| 7a | Reelect John Diercksen as Director | Management | For | For |
| 7b | Reelect Edward Kangas as Director | Management | For | For |
| 7c | Reelect Simon Patterson as Director | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Renew Appointment of KPMG LLP as Auditor | Management | For | For |
| 10 | Approve Share Repurchase | Management | For | Against |
| 11 | Increase Pool of Shares Under the 2013 Equity Incentive Plan | Management | For | Against |
| 12 | Approve Repricing of Options | Management | For | Against |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| INTERSIL CORPORATION
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: ISIL
SECURITY ID: 46069S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mercedes Johnson | Management | For | For |
| 1b | Elect Director Sohail Khan | Management | For | For |
| 1c | Elect Director Gregory Lang | Management | For | For |
| 1d | Elect Director Donald Macleod | Management | For | For |
| 1e | Elect Director Ernest Maddock | Management | For | For |
| 1f | Elect Director Forrest E. Norrod | Management | For | For |
| 1g | Elect Director Necip Sayiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| KAPSTONE PAPER AND PACKAGING CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: KS
SECURITY ID: 48562P103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Bahash | Management | For | For |
| 1.2 | Elect Director David G. Gabriel | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director David P. Storch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| LENNAR CORPORATION
MEETING DATE: APR 13, 2016 |
||||
|
TICKER: LEN
SECURITY ID: 526057104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. "Tig" Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director Sidney Lapidus | Management | For | For |
| 1.6 | Elect Director Teri P. McClure | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Armando Olivera | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: LVLT
SECURITY ID: 52729N308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1b | Elect Director Jeff K. Storey | Management | For | For |
| 1c | Elect Director Kevin P. Chilton | Management | For | For |
| 1d | Elect Director Steven T. Clontz | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director Spencer B. Hays | Management | For | For |
| 1h | Elect Director Michael J. Mahoney | Management | For | For |
| 1i | Elect Director Kevin W. Mooney | Management | For | For |
| 1j | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1k | Elect Director Peter van Oppen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: LNC
SECURITY ID: 534187109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Cunningham | Management | For | For |
| 1.2 | Elect Director George W. Henderson, III | Management | For | For |
| 1.3 | Elect Director Eric G. Johnson | Management | For | For |
| 1.4 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.5 | Elect Director William Porter Payne | Management | For | For |
| 1.6 | Elect Director Patrick S. Pittard | Management | For | For |
| 1.7 | Elect Director Isaiah Tidwell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| LOUISIANA-PACIFIC CORPORATION
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: LPX
SECURITY ID: 546347105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Embree | Management | For | For |
| 1b | Elect Director Lizanne C. Gottung | Management | For | For |
| 1c | Elect Director Dustan E. McCoy | Management | For | For |
| 1d | Elect Director Colin D. Watson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MERCK & CO., INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Paul B. Rothman | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Craig B. Thompson | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| MGIC INVESTMENT CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: MTG
SECURITY ID: 552848103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Patrick Sinks | Management | For | For |
| 1.11 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: MU
SECURITY ID: 595112103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2015 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NAVIOS MARITIME HOLDINGS INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: NM
SECURITY ID: Y62196103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Stratakis | Management | For | For |
| 1.2 | Elect Director Efstathios Loizos | Management | For | For |
| 1.3 | Elect Director George Malanga | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers S.A. as Auditors | Management | For | For |
| NCR CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: NCR
SECURITY ID: 62886E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward 'Pete' Boykin | Management | For | For |
| 1.2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| NEENAH PAPER, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NP
SECURITY ID: 640079109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sean T. Erwin | Management | For | For |
| 1b | Elect Director Timothy S. Lucas | Management | For | For |
| 1c | Elect Director John F. McGovern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEWELL RUBBERMAID INC.
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: NWL
SECURITY ID: 651229106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Thomas E. Clarke | Management | For | For |
| 3.2 | Elect Director Kevin C. Conroy | Management | For | For |
| 3.3 | Elect Director Scott S. Cowen | Management | For | For |
| 3.4 | Elect Director Michael T. Cowhig | Management | For | For |
| 3.5 | Elect Director Domenico De Sole | Management | For | For |
| 3.6 | Elect Director Michael B. Polk | Management | For | For |
| 3.7 | Elect Director Steven J. Strobel | Management | For | For |
| 3.8 | Elect Director Michael A. Todman | Management | For | For |
| 3.9 | Elect Director Raymond G. Viault | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: NXST
SECURITY ID: 65336K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Lisbeth McNabb | Management | For | For |
| 3.2 | Elect Director C. Thomas McMillen | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| OMNOVA SOLUTIONS INC.
MEETING DATE: MAR 17, 2016 |
||||
|
TICKER: OMN
SECURITY ID: 682129101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. D'Antoni | Management | For | For |
| 1.2 | Elect Director Steven W. Percy | Management | For | For |
| 1.3 | Elect Director Allan R. Rothwell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 6 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ON
SECURITY ID: 682189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan Campbell | Management | For | For |
| 1.2 | Elect Director Gilles Delfassy | Management | For | For |
| 1.3 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 1.4 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.5 | Elect Director Teresa M. Ressel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: PENN
SECURITY ID: 707569109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara Shattuck Kohn | Management | For | For |
| 1.2 | Elect Director Ronald J. Naples | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PENTAIR PLC
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: PNR
SECURITY ID: G7S00T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director Jacques Esculier | Management | For | For |
| 1e | Elect Director T. Michael Glenn | Management | For | For |
| 1f | Elect Director David H.Y. Ho | Management | For | For |
| 1g | Elect Director Randall J. Hogan | Management | For | For |
| 1h | Elect Director David A. Jones | Management | For | For |
| 1i | Elect Director Ronald L. Merriman | Management | For | For |
| 1j | Elect Director William T. Monahan | Management | For | For |
| 1k | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Fix Number of Directors at 12 | Management | For | For |
| 6A | Amend Company's Articles of Association in Connection with Recent Changes in Irish Law and for General Administrative Reasons | Management | For | For |
| 6B | Amend Company's Memorandum of Association in Connection with Recent Changes in Irish Law | Management | For | For |
| PRA HEALTH SCIENCES, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: PRAH
SECURITY ID: 69354M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ali J. Satvat | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
| 1.3 | Elect Director Linda S. Grais | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| QEP RESOURCES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: QEP
SECURITY ID: 74733V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Julie A. Dill | Management | For | For |
| 1.2 | Elect Director M. W. Scoggins | Management | For | For |
| 1.3 | Elect Director William L. Thacker, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| REALOGY HOLDINGS CORP.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: RLGY
SECURITY ID: 75605Y106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Marc E. Becker | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director Duncan L. Niederauer | Management | For | For |
| 1.5 | Elect Director Richard A. Smith | Management | For | For |
| 1.6 | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director David J. Cooper, Sr. | Management | For | For |
| 1c | Elect Director Don DeFosset | Management | For | For |
| 1d | Elect Director Eric C. Fast | Management | For | For |
| 1e | Elect Director O. B. Grayson Hall, Jr. | Management | For | For |
| 1f | Elect Director John D. Johns | Management | For | For |
| 1g | Elect Director Ruth Ann Marshall | Management | For | For |
| 1h | Elect Director Susan W. Matlock | Management | For | For |
| 1i | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1j | Elect Director Charles D. McCrary | Management | For | For |
| 1k | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REVLON, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: REV
SECURITY ID: 761525609
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Viet D. Dinh | Management | For | For |
| 1.4 | Elect Director Meyer Feldberg | Management | For | For |
| 1.5 | Elect Director Fabian T. Garcia | Management | For | For |
| 1.6 | Elect Director Robert K. Kretzman | Management | For | For |
| 1.7 | Elect Director Ceci Kurzman | Management | For | For |
| 1.8 | Elect Director Paul M. Meister | Management | For | For |
| 1.9 | Elect Director Tamara Mellon | Management | For | Withhold |
| 1.10 | Elect Director Debra Perelman | Management | For | For |
| 1.11 | Elect Director Paul G. Savas | Management | For | For |
| 1.12 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.13 | Elect Director Cristiana Falcone Sorrell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: SBH
SECURITY ID: 79546E104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Button Bell | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.4 | Elect Director Robert R. McMaster | Management | For | For |
| 1.5 | Elect Director John A. Miller | Management | For | For |
| 1.6 | Elect Director Susan R. Mulder | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SANOFI
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: SAN
SECURITY ID: 80105N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 1 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 2 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Michael E. Marks | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Leo Rafael Reif | Management | For | For |
| 1i | Elect Director Tore I. Sandvold | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Fix Number of Directors at Twelve | Management | For | For |
| 7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| SEALED AIR CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SEE
SECURITY ID: 81211K100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael Chu | Management | For | For |
| 2 | Elect Director Lawrence R. Codey | Management | For | For |
| 3 | Elect Director Patrick Duff | Management | For | For |
| 4 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 5 | Elect Director Neil Lustig | Management | For | For |
| 6 | Elect Director Kenneth P. Manning | Management | For | For |
| 7 | Elect Director William J. Marino | Management | For | For |
| 8 | Elect Director Jerome A. Peribere | Management | For | For |
| 9 | Elect Director Richard L. Wambold | Management | For | For |
| 10 | Elect Director Jerry R. Whitaker | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SCI
SECURITY ID: 817565104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 1.4 | Elect Director Ellen Ochoa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: LUV
SECURITY ID: 844741108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: THC
SECURITY ID: 88033G407
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Trevor Fetter | Management | For | For |
| 1b | Elect Director Brenda J. Gaines | Management | For | For |
| 1c | Elect Director Karen M. Garrison | Management | For | For |
| 1d | Elect Director Edward A. Kangas | Management | For | For |
| 1e | Elect Director J. Robert Kerrey | Management | For | For |
| 1f | Elect Director Freda C. Lewis-Hall | Management | For | For |
| 1g | Elect Director Richard R. Pettingill | Management | For | For |
| 1h | Elect Director Matthew J. Ripperger | Management | For | For |
| 1i | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1j | Elect Director Tammy Romo | Management | For | For |
| 1k | Elect Director Randolph C. Simpson | Management | For | For |
| 1l | Elect Director James A. Unruh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TENNECO INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 1i | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXTRON INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: TXT
SECURITY ID: 883203101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Scott C. Donnelly | Management | For | For |
| 1b | Elect Director Kathleen M. Bader | Management | For | For |
| 1c | Elect Director R. Kerry Clark | Management | For | For |
| 1d | Elect Director James T. Conway | Management | For | For |
| 1e | Elect Director Ivor J. Evans | Management | For | For |
| 1f | Elect Director Lawrence K. Fish | Management | For | For |
| 1g | Elect Director Paul E. Gagne | Management | For | For |
| 1h | Elect Director Dain M. Hancock | Management | For | For |
| 1i | Elect Director Lord Powell of Bayswater KCMG | Management | For | For |
| 1j | Elect Director Lloyd G. Trotter | Management | For | For |
| 1k | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TRANSOCEAN LTD.
MEETING DATE: OCT 29, 2015 |
||||
|
TICKER: RIG
SECURITY ID: H8817H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adjust Par Value of Common Stock | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Approve Cancellation of Third and Fourth Dividend Installments | Management | For | For |
| 4 | Elect Director Jeremy D. Thigpen | Management | For | For |
| 5 | Transact Other Business (Voting) | Management | For | Against |
| TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: TTMI
SECURITY ID: 87305R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Thomas T. Edman | Management | For | For |
| 1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
| 1.4 | Elect Director Dov S. Zakheim | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| TYCO INTERNATIONAL PLC
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: TYC
SECURITY ID: G91442106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward D. Breen | Management | For | For |
| 1b | Elect Director Herman E. Bulls | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Frank M. Drendel | Management | For | For |
| 1e | Elect Director Brian Duperreault | Management | For | For |
| 1f | Elect Director Rajiv L. Gupta | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Brendan R. O'Neill | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITED RENTALS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: URI
SECURITY ID: 911363109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.6 | Elect Director Brian D. McAuley | Management | For | For |
| 1.7 | Elect Director John S. McKinney | Management | For | For |
| 1.8 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.9 | Elect Director Filippo Passerini | Management | For | For |
| 1.10 | Elect Director Donald C. Roof | Management | For | For |
| 1.11 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: UHS
SECURITY ID: 913903100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| VALERO ENERGY CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph W. Gorder | Management | For | For |
| 1b | Elect Director Deborah P. Majoras | Management | For | For |
| 1c | Elect Director Donald L. Nickles | Management | For | For |
| 1d | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1e | Elect Director Robert A. Profusek | Management | For | For |
| 1f | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1g | Elect Director Stephen M. Waters | Management | For | For |
| 1h | Elect Director Randall J. Weisenburger | Management | For | For |
| 1i | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to provide for removal of directors without cause | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| VERISIGN, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Thomas F. Frist, III | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| WESTROCK COMPANY
MEETING DATE: FEB 02, 2016 |
||||
|
TICKER: WRK
SECURITY ID: 96145D105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1b | Elect Director J. Powell Brown | Management | For | For |
| 1c | Elect Director Michael E. Campbell | Management | For | For |
| 1d | Elect Director Terrell K. Crews | Management | For | For |
| 1e | Elect Director Russell M. Currey | Management | For | For |
| 1f | Elect Director G. Stephen Felker | Management | For | For |
| 1g | Elect Director Lawrence L. Gellerstedt III | Management | For | For |
| 1h | Elect Director John A. Luke, Jr. | Management | For | For |
| 1i | Elect Director Gracia C. Martore | Management | For | For |
| 1j | Elect Director James E. Nevels | Management | For | For |
| 1k | Elect Director Timothy H. Powers | Management | For | For |
| 1l | Elect Director Steven C. Voorhees | Management | For | For |
| 1m | Elect Director Bettina M. Whyte | Management | For | For |
| 1n | Elect Director Alan D. Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: WLL
SECURITY ID: 966387102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Michael B. Walen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY OTC PORTFOLIO
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: TWOU
SECURITY ID: 90214J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Earl Lewis | Management | For | For |
| 1.3 | Elect Director Coretha M. Rushing | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 58.COM INC.
MEETING DATE: DEC 17, 2015 |
||||
|
TICKER: WUBA
SECURITY ID: 31680Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| ACCELERON PHARMA INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: XLRN
SECURITY ID: 00434H108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tom Maniatis | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLPa s Auditors | Management | For | For |
| ACCRETIVE HEALTH, INC.
MEETING DATE: AUG 14, 2015 |
||||
|
TICKER: ACHI
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael B. Hammond | Management | For | For |
| 1.2 | Elect Director Denis J. Nayden | Management | For | For |
| 1.3 | Elect Director Emad Rizk | Management | For | For |
| 1.4 | Elect Director Steven J. Shulman | Management | For | For |
| 1.5 | Elect Director Edgar M. Bronfman, Jr. | Management | For | For |
| 1.6 | Elect Director Arthur A. Klein | Management | For | For |
| 1.7 | Elect Director Amir Dan Rubin | Management | For | For |
| 1.8 | Elect Director Robert V. Stanek | Management | For | For |
| 1.9 | Elect Director Charles J. Ditkoff | Management | For | For |
| 1.10 | Elect Director Lawrence B. Leisure | Management | For | For |
| 1.11 | Elect Director Alex J. Mandl | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACHAOGEN, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: AKAO
SECURITY ID: 004449104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.2 | Elect Director Gregory Stea | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: ATVI
SECURITY ID: 00507V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert J. Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADAPTIMMUNE THERAPEUTICS PLC
MEETING DATE: DEC 17, 2015 |
||||
|
TICKER: ADAP
SECURITY ID: 00653A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Appoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| ADURO BIOTECH, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: ADRO
SECURITY ID: 00739L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen T. Isaacs | Management | For | For |
| 1.2 | Elect Director William M. Greenman | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ADVANCED ACCELERATOR APPLICATIONS S.A
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: AAAP
SECURITY ID: 00790T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Elect Stefano Buono as Director | Management | For | For |
| 6 | Elect Claudio Costamagna as Director | Management | For | For |
| 7 | Elect Kapil Dhingra as Director | Management | For | For |
| 8 | Elect Steven Gannon as Director | Management | For | For |
| 9 | Elect Yvonne Greenstreet as Director | Management | For | For |
| 10 | Elect Christian Merle as Director | Management | For | For |
| 11 | Elect Leopoldo Zambeletti as Director | Management | For | For |
| 12 | Elect Francois Nader as Director | Management | For | For |
| 13 | Approve Remuneration of Directors | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of Warrants Reserved for Non-executive Directors | Management | For | Against |
| 2 | Approve Issuance of Equity or Equity-Linked Reserved for Former Shareholders of BioSynthema Inc. | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements Reserved for Specific Beneficiaries | Management | For | For |
| 4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 5 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 1-4 | Management | For | Against |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: ALXN
SECURITY ID: 015351109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 |
||||
|
TICKER: BABA
SECURITY ID: 01609W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALKERMES PLC
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: ALKS
SECURITY ID: G01767105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve the Grant to Issue Shares Under Irish Law | Management | For | For |
| 6a | Amend Articles of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 6b | Amend Memorandum of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 7 | Authorize the Board to Opt-Out the Statutory Pre-Emptions Rights | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Amy W. Schulman | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GOOGL
SECURITY ID: 02079K305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| ALTICE NV
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: ATC
SECURITY ID: N0R25F111
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect Michel Combes as Executive Director | Management | For | For |
| 7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
| 7.b | Amend Stock Option Plan | Management | For | Against |
| 7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
| 7.d | Amend Remuneration Policy | Management | For | Against |
| 7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
| 7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
| 7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
| 10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | Against |
| 11 | Close Meeting | Management | None | None |
| AMAZON.COM, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: AMZN
SECURITY ID: 023135106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: AAL
SECURITY ID: 02376R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ANACOR PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: ANAC
SECURITY ID: 032420101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paul L. Berns | Management | For | For |
| 1B | Elect Director Lucy Shapiro | Management | For | For |
| 1C | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANALOG DEVICES, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: ADI
SECURITY ID: 032654105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director John C. Hodgson | Management | For | For |
| 1h | Elect Director Neil Novich | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 04, 2015 |
||||
|
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director Paramesh Gopi | Management | For | For |
| 1c | Elect Director Paul R. Gray | Management | For | For |
| 1d | Elect Director Fred Shlapak | Management | For | For |
| 1e | Elect Director Robert F. Sproull | Management | For | For |
| 1f | Elect Director Duston Williams | Management | For | For |
| 1g | Elect Director Christopher Zepf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARRAY BIOPHARMA INC.
MEETING DATE: OCT 29, 2015 |
||||
|
TICKER: ARRY
SECURITY ID: 04269X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.2 | Elect Director Charles M. Baum | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dev Ittycheria | Management | For | For |
| 1.2 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| AVALANCHE BIOTECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: AAVL
SECURITY ID: 05337G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2.1 | Elect Director John P. McLaughlin | Management | For | For |
| 2.2 | Elect Director Steven D. Schwartz | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BANK OF THE OZARKS, INC.
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: OZRK
SECURITY ID: 063904106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Nicholas Brown | Management | For | For |
| 1.3 | Elect Director Richard Cisne | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.6 | Elect Director Ross Whipple | Management | For | For |
| 1.7 | Elect Director Linda Gleason | Management | For | For |
| 1.8 | Elect Director Peter Kenny | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director William Koefoed, Jr. | Management | For | For |
| 1.11 | Elect Director John Reynolds | Management | For | For |
| 1.12 | Elect Director Dan Thomas | Management | For | For |
| 1.13 | Elect Director Henry Mariani | Management | For | For |
| 1.14 | Elect Director Paula Cholmondeley | Management | For | For |
| 1.15 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOGEN INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: BLUE
SECURITY ID: 09609G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORP
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: BPMC
SECURITY ID: 09627Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Albers | Management | For | For |
| 1.2 | Elect Director Mark Goldberg | Management | For | For |
| 1.3 | Elect Director Nicholas Lydon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BROADCOM CORPORATION
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BROADCOM LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: AVGO
SECURITY ID: Y09827109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BWLD
SECURITY ID: 119848109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale M. Applequist | Management | For | For |
| 1.2 | Elect Director James M. Damian | Management | For | For |
| 1.3 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.4 | Elect Director Michael P. Johnson | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 1.8 | Elect Director Sally J. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: COF
SECURITY ID: 14040H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Peter Thomas Killalea | Management | For | For |
| 1g | Elect Director Pierre E. Leroy | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: CSLT
SECURITY ID: 14862Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Park | Management | For | For |
| 1.2 | Elect Director David B. Singer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: CLDX
SECURITY ID: 15117B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Karen L. Shoos | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CELLECTIS
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ALCLS
SECURITY ID: 15117K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Mathieu Simon as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| CHARTER COMMUNICATIONS, INC.
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: CHTR
SECURITY ID: 16117M305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Issue Class A Shares in Connection with Acquisition | Management | For | For |
| 3 | Issue Class B Shares in Connection with Acquisition | Management | For | For |
| 4 | Approve Investment Agreement with Liberty Broadband | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| 6 | Amend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination | Management | For | For |
| 7 | Amend Certificate of Incorporation to Set Size and Composition Requirements | Management | For | For |
| 8 | Amend Certificate of Incorporation | Management | For | For |
| 9 | Amend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband | Management | For | For |
| 10 | Advisory Vote on Golden Parachutes | Management | For | For |
| CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: CHTR
SECURITY ID: 16117M305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director W. Lance Conn | Management | For | For |
| 1B | Elect Director Michael P. Huseby | Management | For | For |
| 1C | Elect Director Craig A. Jacobson | Management | For | For |
| 1D | Elect Director Gregory B. Maffei | Management | For | For |
| 1E | Elect Director John C. Malone | Management | For | For |
| 1F | Elect Director John D. Markley, Jr. | Management | For | For |
| 1G | Elect Director David C. Merritt | Management | For | For |
| 1H | Elect Director Balan Nair | Management | For | For |
| 1I | Elect Director Thomas M. Rutledge | Management | For | For |
| 1J | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHIASMA, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: CHMA
SECURITY ID: 16706W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Leuchtenberger | Management | For | For |
| 1.2 | Elect Director David Stack | Management | For | For |
| 1.3 | Elect Director John A. Scarlett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC.
MEETING DATE: JUN 24, 2016 |
||||
|
TICKER: CMRX
SECURITY ID: 16934W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine L. Gilliss | Management | For | For |
| 1.2 | Elect Director C. Patrick Machado | Management | For | For |
| 1.3 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CMG
SECURITY ID: 169656105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Baldocchi | Management | For | For |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| CIRRUS LOGIC, INC.
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: CRUS
SECURITY ID: 172755100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director John T. Chambers | Management | For | For |
| 1e | Elect Director Brian L. Halla | Management | For | For |
| 1f | Elect Director John L. Hennessy | Management | For | For |
| 1g | Elect Director Kristina M. Johnson | Management | For | For |
| 1h | Elect Director Roderick C. McGeary | Management | For | For |
| 1i | Elect Director Charles H. Robbins | Management | For | For |
| 1j | Elect Director Arun Sarin | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | For |
| 1e | Elect Director John N. Fox, Jr. | Management | For | For |
| 1f | Elect Director John E. Klein | Management | For | For |
| 1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1h | Elect Director Lakshmi Narayanan | Management | For | For |
| 1i | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1j | Elect Director Robert E. Weissman | Management | For | For |
| 1k | Elect Director Thomas M. Wendel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: CHRS
SECURITY ID: 19249H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | Withhold |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COMCAST CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| COMMERCE BANCSHARES, INC.
MEETING DATE: APR 20, 2016 |
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|
TICKER: CBSH
SECURITY ID: 200525103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Director Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Director Andrew C. Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 29, 2016 |
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|
TICKER: COST
SECURITY ID: 22160K105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamilton E. James | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director John W. Stanton | Management | For | For |
| 1.4 | Elect Director Mary A. (Maggie) Wilderotter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CRITEO SA
MEETING DATE: OCT 23, 2015 |
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|
TICKER: CRTO
SECURITY ID: 226718104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Issuance of Free Shares for Use in Time-Based Restricted Stock Plan | Management | For | For |
| 2 | Authorize Issuance of Free Shares for Use in Performance-Based Restricted Stock Plan | Management | For | For |
| 3 | Approve the 2015 Time-Based Free Share/Restricted Stock Unit Plan | Management | For | For |
| 4 | Approve the 2015 Performance-Based Free Share/Restricted Stock Unit Plan | Management | For | For |
| CRITEO SA
MEETING DATE: JUN 29, 2016 |
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|
TICKER: CRTO
SECURITY ID: 226718104
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Jean-Baptiste Rudelle as Director | Management | For | For |
| 2 | Reelect James Warner as Director | Management | For | For |
| 3 | Ratify Provisional Appointment of Sharon Fox Spielman as Director | Management | For | For |
| 4 | Reelect Sharon Fox Spielman as Director | Management | For | For |
| 5 | Appoint Eric Eichmann as Director | Management | For | For |
| 6 | Reelect Dominique Vidal as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.25 Million | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency Every Year | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency Every Two Years | Management | Against | Against |
| 11 | Advisory Vote on Say on Pay Frequency Every Three Years | Management | Against | Against |
| 12 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 13 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 14 | Approve Discharge of Directors | Management | For | For |
| 15 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 16 | Approve Transaction in Connection to the Provision of Premises and Means Entered into with The Galion Project | Management | For | For |
| 17 | Approve Transaction with The Galion Project | Management | For | For |
| 18 | Approve Transaction with France Digitale | Management | For | For |
| 19 | Authorize Share Repurchase Program | Management | For | For |
| 20 | Approve Stock Option Plan | Management | For | For |
| 21 | Amend 2015 Time-Based Restricted Stock Plan | Management | For | For |
| 22 | Amend 2015 Performance-Based Restricted Stock Plan | Management | For | For |
| 23 | Authorize Board of Directors to Grant OSAs (Options to Subscribe to New Ordinary Shares) | Management | For | For |
| 24 | Authorize Board of Directors to Grant Time-based Free Shares/Restricted Stock Units to Employees | Management | For | For |
| 25 | Authorize Board of Directors to Grant Performance-based Free Shares/Restricted Stock Units to Executives and Certain Employees, from Time to Time | Management | For | For |
| 26 | Authorize Board of Directors to Grant Non-Employee Warrants to a Category of Persons Meeting Predetermined Criteria, Without Shareholders' Preferential Subscription Rights | Management | For | For |
| 27 | Approve New Equity Share Pool Limits | Management | For | For |
| 28 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 29 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements /Reserved for Specific Beneficiaries/ Qualified Investors/ , up to Aggregate Nominal Amount of EUR | Management | For | For |
| 30 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
| 31 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements /Reserved for Specific Beneficiaries/ Qualified Investors/ , up to Aggregate Nominal Amount of EUR | Management | For | For |
| 32 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR | Management | For | For |
| 33 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 34 | Determine the Overall Financial Limits Applicable to the Issuances to be Completed | Management | For | For |
| 35 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 36 | Amend Quorum Requirements | Management | For | For |
| 37 | Amend Company's Bylaws Re: Directors' Length of Term | Management | For | For |
| CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2016 |
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|
TICKER: CTMX
SECURITY ID: 23284F105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sean A. McCarthy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DEMANDWARE, INC.
MEETING DATE: MAY 18, 2016 |
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|
TICKER: DWRE
SECURITY ID: 24802Y105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Ebling | Management | For | For |
| 1.2 | Elect Director Jitendra Saxena | Management | For | For |
| 1.3 | Elect Director Leonard Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DIAMOND FOODS, INC.
MEETING DATE: FEB 26, 2016 |
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|
TICKER: DMND
SECURITY ID: 252603105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 08, 2016 |
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|
TICKER: FANG
SECURITY ID: 25278X109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael P. Cross | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
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|
TICKER: DRNA
SECURITY ID: 253031108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Bruce A. Peacock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DIPLOMAT PHARMACY, INC.
MEETING DATE: JUN 06, 2016 |
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|
TICKER: DPLO
SECURITY ID: 25456K101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin Wolin | Management | For | For |
| 1.2 | Elect Director Kenneth O. Klepper | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EOG RESOURCES, INC.
MEETING DATE: APR 26, 2016 |
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|
TICKER: EOG
SECURITY ID: 26875P101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ETSY, INC.
MEETING DATE: JUN 09, 2016 |
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|
TICKER: ETSY
SECURITY ID: 29786A106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jonathan D. Klein | Management | For | For |
| 1b | Elect Director Margaret M. Smyth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 |
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|
TICKER: FB
SECURITY ID: 30303M102
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
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|
TICKER:
SECURITY ID: 31635A105
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
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|
TICKER:
SECURITY ID: 31635A303
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIFTH THIRD BANCORP
MEETING DATE: APR 19, 2016 |
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|
TICKER: FITB
SECURITY ID: 316773100
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Katherine B. Blackburn | Management | For | For |
| 1.5 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.6 | Elect Director Greg D. Carmichael | Management | For | For |
| 1.7 | Elect Director Gary R. Heminger | Management | For | For |
| 1.8 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.9 | Elect Director Michael B. McCallister | Management | For | For |
| 1.10 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.11 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FITBIT, INC.
MEETING DATE: MAY 26, 2016 |
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|
TICKER: FIT
SECURITY ID: 33812L102
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Park | Management | For | For |
| 1.2 | Elect Director Eric N. Friedman | Management | For | For |
| 1.3 | Elect Director Jonathan D. Callaghan | Management | For | For |
| 1.4 | Elect Director Steven Murray | Management | For | For |
| 1.5 | Elect Director Christopher Paisley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FLEX PHARMA, INC.
MEETING DATE: JUN 07, 2016 |
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|
TICKER: FLKS
SECURITY ID: 33938A105
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc Kozin | Management | For | For |
| 1.2 | Elect Director Roderick MacKinnon | Management | For | For |
| 1.3 | Elect Director Michelle Stacy | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GALAPAGOS
MEETING DATE: DEC 22, 2015 |
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|
TICKER: GLPG
SECURITY ID: 36315X101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Christine Mummery as Independent Director | Management | For | For |
| 2 | Approve Warrant Plan 2015 B | Management | For | For |
| GALAPAGOS
MEETING DATE: APR 26, 2016 |
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|
TICKER: GLPG
SECURITY ID: 36315X101
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 5 | Approve Remuneration Report | Management | For | Against |
| 6 | Approve Discharge of Directors and Auditors | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Galapagos Warrant Plan 2016 | Management | For | For |
| 9 | Approve Change-of-Control Clauses | Management | For | For |
| 10 | Transact Other Business | Management | None | None |
| 1 | Receive Special Board Report Re: Authorization to Increase Capital | Management | None | None |
| 2 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 20 percent of the share capital | Management | For | For |
| 3 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 50 percent of the share capital in Specific Circumstances | Management | For | For |
| 4 | Authorization to Increase Share Capital within the Framework of Authorized Capital up to 100 percent of the share capital in Specific Circumstances with Unanimous Consent | Management | For | For |
| 5 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| GENOCEA BIOSCIENCES, INC.
MEETING DATE: JUN 07, 2016 |
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|
TICKER: GNCA
SECURITY ID: 372427104
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katrine Bosley | Management | For | For |
| 1.2 | Elect Director Michael Higgins | Management | For | For |
| 1.3 | Elect Director Stephen Hoffman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENSIGHT BIOLOGICS SA
MEETING DATE: AUG 17, 2015 |
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|
TICKER: GNST
SECURITY ID: 76Z99W236
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Principle to List the Company on the NASDAQ Global Market in the United States within 12 Months | Management | For | For |
| 2 | Change of Corporate Form | Management | For | Abstain |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | Abstain |
| 6 | Commitment to Act as Counterparty for Fractional Shares | Management | For | For |
| 7 | Approve Sale of Company Assets | Management | For | For |
| 8 | Amend Articles | Management | For | Abstain |
| 9 | Adopt New By-law | Management | For | Abstain |
| 10 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 11 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 12 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 13 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 14 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increasing the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 15 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 16 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 18 | Authorized Board of Directors for Issuing and Allocation of Stock Options in Favor of Salaried Employees and Executive Directors | Management | For | Abstain |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Deciding on the Increase in the Share Capital Through the Issue of Shares Reserved to Members of Company Savings Scheme | Management | For | Against |
| 20 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | Abstain |
| 21 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 22 | Powers for the Carrying Out of Fomalities | Management | For | For |
| GENSIGHT BIOLOGICS SA
MEETING DATE: MAY 19, 2016 |
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|
TICKER: SIGHT
SECURITY ID: 76Z99W236
|
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Auditor's Report | Management | For | For |
| 5 | Renew the Director's Mandate of Florent Gros | Management | For | For |
| 6 | Renew the Director's Mandate of Quentin Lionel Genghis Lloyd-Harris | Management | For | For |
| 7 | Renew the Director's Mandate of Guido Magni | Management | For | For |
| 8 | Elect Director Earl Miller J. Collier, Jr. | Management | For | For |
| 9 | Renew the Non-voting Director's Mandate of Francesco de Rubertis | Management | For | For |
| 10 | Renew the Non-voting Director's Mandate of BPIFRANCE INVESTISSEMENT | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Cancellation of Delegations of Powers and Authorisations Granted to the Directors | Management | For | For |
| 13 | Approve the Principle to List the Company on the Paris Euronext Market within 12 Months | Management | For | For |
| 14 | Approve Conversion of A Preference Shares into Ordinary Shares | Management | For | For |
| 15 | Approve Conversion of B Preference Shares into Ordinary Shares | Management | For | For |
| 16 | Adopt New By-law | Management | For | Abstain |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights by the Public Offering | Management | For | For |
| 18 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Categories of Beneficiaries | Management | For | For |
| 20 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 21 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 22 | Authorize the Board to Increase the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 23 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 24 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 25 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increase in the Share Capital Through the Issue of Shares | Management | For | For |
| 26 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Issue of Ordinary Share Subscription Warrants | Management | For | For |
| 27 | Authorized Board of Directors for Issuing and Allocating of Ordinary Shares in Favor of Salaried Employees and Executive Directors | Management | For | For |
| 28 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Salaried Employees of a Company Savings Scheme | Management | For | Against |
| 29 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | For |
| 30 | Authorize Share Repurchase Program | Management | For | For |
| 31 | Appoint Co Statutory and Substitute Auditors | Management | For | For |
| 32 | Approve Reduction of Share Capital | Management | For | For |
| 33 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 |
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|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GODADDY INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GDDY
SECURITY ID: 380237107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Blake J. Irving | Management | For | For |
| 1.2 | Elect Director Charles J. Robel | Management | For | For |
| 1.3 | Elect Director John I. Park | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GROUPON, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GRPN
SECURITY ID: 399473107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rich Williams | Management | For | For |
| 1.2 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.3 | Elect Director Theodore Leonsis | Management | For | For |
| 1.4 | Elect Director Michael Angelakis | Management | For | For |
| 1.5 | Elect Director Peter Barris | Management | For | For |
| 1.6 | Elect Director Robert Bass | Management | For | For |
| 1.7 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | End Promotions Involving Animals Used for Entertainment | Shareholder | Against | Against |
| GW PHARMACEUTICALS PLC
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: GWP
SECURITY ID: 36197T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Adam George as Director | Management | For | Against |
| 4 | Re-elect James Noble as Director | Management | For | For |
| 5 | Re-elect Christopher Tovey as Director | Management | For | Against |
| 6 | Re-elect Julian Gangolli as Director | Management | For | Against |
| 7 | Reappoint Deloitte LLP Auditors | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Approve Increase in the Aggregate Limits of Directors' Fee | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: HRTX
SECURITY ID: 427746102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HUBSPOT, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: HUBS
SECURITY ID: 443573100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lorrie Norrington | Management | For | For |
| 1.2 | Elect Director Dharmesh Shah | Management | For | For |
| 1.3 | Elect Director David Skok | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.2 | Elect Director Steven G. Elliott | Management | For | For |
| 1.3 | Elect Director Michael J. Endres | Management | For | For |
| 1.4 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.5 | Elect Director Peter J. Kight | Management | For | For |
| 1.6 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.7 | Elect Director Eddie R. Munson | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| IDEXX LABORATORIES, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IDXX
SECURITY ID: 45168D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan W. Ayers | Management | For | For |
| 1.2 | Elect Director Barry C. Johnson | Management | For | For |
| 1.3 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INNOVIVA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: INVA
SECURITY ID: 45781M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Paul Pepe | Management | For | For |
| 1.4 | Elect Director James L. Tyree | Management | For | For |
| 1.5 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Certificate of Incorporation to, Among Other Things, Remove Provisions That Are Out-of-Date, Obsolete or Inoperative | Management | For | For |
| INOGEN, INC.
MEETING DATE: OCT 14, 2015 |
||||
|
TICKER: INGN
SECURITY ID: 45780L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | For |
| 1.2 | Elect Director Heather Rider | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ININ
SECURITY ID: 45841V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Hill | Management | For | For |
| 1.2 | Elect Director Michael C. Heim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ITCI
SECURITY ID: 46116X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Mates | Management | For | For |
| 1.2 | Elect Director Rory B. Riggs | Management | For | For |
| 1.3 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTRAWEST RESORTS HOLDINGS, INC.
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: SNOW
SECURITY ID: 46090K109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Georgi | Management | For | Withhold |
| 1.2 | Elect Director Thomas F. Marano | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: IONS
SECURITY ID: 462222100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director Joseph Loscalzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: IRWD
SECURITY ID: 46333X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.2 | Elect Director Terrance G. McGuire | Management | For | For |
| 1.3 | Elect Director Edward P. Owens | Management | For | For |
| 1.4 | Elect Director Christopher T. Walsh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: JBHT
SECURITY ID: 445658107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: JAZZ
SECURITY ID: G50871105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KARYOPHARM THERAPEUTICS INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: KPTI
SECURITY ID: 48576U106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Garen G. Bohlin | Management | For | For |
| 1.2 | Elect Director Mikael Dolsten | Management | For | For |
| 1.3 | Elect Director Michael G. Kauffman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY GLOBAL PLC
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: LBTY.A
SECURITY ID: G5480U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Acquisition of CWC Shares | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LIBERTY GLOBAL PLC
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: LBTY.A
SECURITY ID: G5480U138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Acquisition of CWC Shares | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LIBERTY GLOBAL PLC
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: LBTY.A
SECURITY ID: G5480U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Andrew J. Cole | Management | For | For |
| 2 | Elect Director Richard R. Green | Management | For | For |
| 3 | Elect Director David E. Rapley | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 6 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Political Donations and Expenditures | Management | For | For |
| LIBERTY GLOBAL PLC
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: LBTY.A
SECURITY ID: G5480U138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Andrew J. Cole | Management | For | For |
| 2 | Elect Director Richard R. Green | Management | For | For |
| 3 | Elect Director David E. Rapley | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP (U.S.) as Auditors | Management | For | For |
| 6 | Ratify KPMG LLP (U.K.) as Auditors | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Political Donations and Expenditures | Management | For | For |
| LION BIOTECHNOLOGIES, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: LBIO
SECURITY ID: 53619R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elma Hawkins | Management | For | For |
| 1.2 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Jay Venkatesan | Management | For | For |
| 1.5 | Elect Director Ryan Maynard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| LULULEMON ATHLETICA INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: LULU
SECURITY ID: 550021109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert Bensoussan | Management | For | For |
| 1b | Elect Director Kathryn Henry | Management | For | For |
| 1c | Elect Director Jon McNeill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MARKETO, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: MKTO
SECURITY ID: 57063L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip M. Fernandez | Management | For | For |
| 1.2 | Elect Director Cambria Dunaway | Management | For | For |
| 1.3 | Elect Director Tae Hea Nahm | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MEDIVATION, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: MDVN
SECURITY ID: 58501N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.2 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.3 | Elect Director David T. Hung | Management | For | For |
| 1.4 | Elect Director Michael L. King | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: MU
SECURITY ID: 595112103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| MICROSOFT CORPORATION
MEETING DATE: DEC 02, 2015 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Gates, lll | Management | For | For |
| 1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.3 | Elect Director G. Mason Morfit | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Charles H. Noski | Management | For | For |
| 1.6 | Elect Director Helmut Panke | Management | For | For |
| 1.7 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.8 | Elect Director Charles W. Scharf | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MDLZ
SECURITY ID: 609207105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: AUG 07, 2015 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NETSUITE INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: N
SECURITY ID: 64118Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Beane, III | Management | For | For |
| 1.2 | Elect Director Deborah Farrington | Management | For | For |
| 1.3 | Elect Director James McGeever | Management | For | For |
| 1.4 | Elect Director Edward Zander | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 |
||||
|
TICKER: NMBL
SECURITY ID: 65440R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: NTRS
SECURITY ID: 665859104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda Walker Bynoe | Management | For | For |
| 1b | Elect Director Susan Crown | Management | For | For |
| 1c | Elect Director Dean M. Harrison | Management | For | For |
| 1d | Elect Director Dipak C. Jain | Management | For | For |
| 1e | Elect Director Jose Luis Prado | Management | For | For |
| 1f | Elect Director Thomas E. Richards | Management | For | For |
| 1g | Elect Director John W. Rowe | Management | For | For |
| 1h | Elect Director Martin P. Slark | Management | For | For |
| 1i | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1j | Elect Director Donald Thompson | Management | For | For |
| 1k | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1l | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NVAX
SECURITY ID: 670002104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director William J. Miller | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: OII
SECURITY ID: 675232102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Kevin McEvoy | Management | For | For |
| 1.2 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OVASCIENCE, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: OVAS
SECURITY ID: 69014Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harald F. Stock | Management | For | For |
| 1.2 | Elect Director John Howe, III | Management | For | For |
| 1.3 | Elect Director Marc Kozin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYLOCITY HOLDING CORPORATION
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: PCTY
SECURITY ID: 70438V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark H. Mishler | Management | For | For |
| 1.2 | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PYPL
SECURITY ID: 70450Y103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| POLARIS INDUSTRIES INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: PII
SECURITY ID: 731068102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gwenne A. Henricks | Management | For | For |
| 1.2 | Elect Director Bernd F. Kessler | Management | For | For |
| 1.3 | Elect Director Lawrence D. Kingsley | Management | For | For |
| 1.4 | Elect Director Scott W. Wine | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: PTLA
SECURITY ID: 737010108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director William Lis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRONAI THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DNAI
SECURITY ID: 74346L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
| 1.2 | Elect Director Tran Nguyen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JAN 06, 2016 |
||||
|
TICKER: PBYI
SECURITY ID: 74587V107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Revoke Consent to Approve By-Law Repeal Provision | Shareholder | For | For |
| 2 | Revoke Consent to Remove Existing Directors | Shareholder | For | For |
| 3 | Revoke Consent to Fix Board of Directors at Nine | Shareholder | For | For |
| 4.1 | Revoke Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | For |
| 4.2 | Revoke Consent to Elect Directors James M. Daly | Shareholder | For | For |
| 4.3 | Revoke Consent to Elect Directors Seth A. Rudnick | Shareholder | For | For |
| 4.4 | Revoke Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1 | Consent to Approve By-Law Repeal Provision | Shareholder | For | Did Not Vote |
| 2 | Consent to Remove Existing Directors | Shareholder | For | Did Not Vote |
| 3 | Consent to Fix Board of Directors at Nine | Shareholder | For | Did Not Vote |
| 4.1 | Consent to Elect Directors Fredric N. Eshelman | Shareholder | For | Did Not Vote |
| 4.2 | Consent to Elect Directors James M. Daly | Shareholder | For | Did Not Vote |
| 4.3 | Consent to Elect Directors Seth A. Rudnick | Shareholder | For | Did Not Vote |
| 4.4 | Consent to Elect Directors Kenneth B. Lee, Jr. | Shareholder | For | Did Not Vote |
| PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: PBYI
SECURITY ID: 74587V107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | For |
| 1.2 | Elect Director Jay M. Moyes | Management | For | For |
| 1.3 | Elect Director Adrian M. Senderowicz | Management | For | For |
| 1.4 | Elect Director Troy E. Wilson | Management | For | For |
| 1.5 | Elect Director Frank E. Zavrl | Management | For | For |
| 2 | Ratify PKF Certified Public Accountants as Auditors | Management | For | For |
| 3 | Eliminate Right to Act by Written Consent | Management | For | Against |
| 4 | Amend Certificate of Incorporation to Eliminate the Mandatory Indemnification | Management | For | For |
| PURE STORAGE, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: PSTG
SECURITY ID: 74624M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John 'Coz' Colgrove | Management | For | For |
| 1.2 | Elect Director Scott Dietzen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| QORVO, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: QRVO
SECURITY ID: 74736K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| RACKSPACE HOSTING, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Taylor Rhodes | Management | For | For |
| 1B | Elect Director Lila Tretikov | Management | For | For |
| 2 | Ratify KPMG, LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: REGN
SECURITY ID: 75886F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RELYPSA, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: RLYP
SECURITY ID: 759531106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Butler | Management | For | For |
| 1.2 | Elect Director Paul J. Hastings | Management | For | For |
| 1.3 | Elect Director Thomas J. Schuetz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROSS STORES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ROST
SECURITY ID: 778296103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SABRE CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SABR
SECURITY ID: 78573M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Tom Klein | Management | For | For |
| 1.3 | Elect Director Joseph Osnoss | Management | For | For |
| 1.4 | Elect Director Zane Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kevin P. Starr | Management | For | For |
| 1B | Elect Director James Frates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: CRM
SECURITY ID: 79466L302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Craig Conway | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Lawrence Tomlinson | Management | For | For |
| 1j | Elect Director Robin Washington | Management | For | For |
| 1k | Elect Director Maynard Webb | Management | For | For |
| 1l | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SEAGATE TECHNOLOGY PLC
MEETING DATE: OCT 21, 2015 |
||||
|
TICKER: STX
SECURITY ID: G7945M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Luczo | Management | For | For |
| 1b | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1c | Elect Director Michael R. Cannon | Management | For | For |
| 1d | Elect Director Mei-Wei Cheng | Management | For | For |
| 1e | Elect Director William T. Coleman | Management | For | For |
| 1f | Elect Director Jay L. Geldmacher | Management | For | For |
| 1g | Elect Director Dambisa F. Moyo | Management | For | For |
| 1h | Elect Director Kristen M. Onken | Management | For | For |
| 1i | Elect Director Chong Sup Park | Management | For | For |
| 1j | Elect Director Stephanie Tilenius | Management | For | For |
| 1k | Elect Director Edward J. Zander | Management | For | For |
| 2 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SEATTLE GENETICS, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: SGEN
SECURITY ID: 812578102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 1.3 | Elect Director Srinivas Akkaraju | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SHOPIFY INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: SH
SECURITY ID: 82509L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tobias Lutke | Management | For | For |
| 1.2 | Elect Director Robert Ashe | Management | For | For |
| 1.3 | Elect Director Steven Collins | Management | For | For |
| 1.4 | Elect Director Jeremy Levine | Management | For | For |
| 1.5 | Elect Director Trevor Oelschig | Management | For | For |
| 1.6 | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SIGNATURE BANK
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: SBNY
SECURITY ID: 82669G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Tamberlane | Management | For | For |
| 1.2 | Elect Director Judith A. Huntington | Management | For | For |
| 1.3 | Elect Director Derrick D. Cephas | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 08, 2015 |
||||
|
TICKER: SGI
SECURITY ID: 82706L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Michael W. Hagee | Management | For | For |
| 1.5 | Elect Director Douglas R. King | Management | For | For |
| 1.6 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SOLARCITY CORPORATION
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: SCTY
SECURITY ID: 83416T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lyndon R. Rive | Management | For | For |
| 1b | Elect Director John H.N. Fisher | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Remuneration of Executive Directors and/or Non-Executive Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: FEB 23, 2016 |
||||
|
TICKER: SEDG
SECURITY ID: 83417M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoni Cheifetz | Management | For | For |
| 1.2 | Elect Director Dan Avida | Management | For | For |
| 1.3 | Elect Director Doron Inbar | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2016 |
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|
TICKER: ONCE
SECURITY ID: 84652J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Lorris Betz | Management | For | For |
| 1.2 | Elect Director Anand Mehra | Management | For | For |
| 1.3 | Elect Director Lota Zoth | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SQUARE, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: SQ
SECURITY ID: 852234103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | For |
| 1.2 | Elect Director Paul Deighton | Management | For | For |
| 1.3 | Elect Director David Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: SBUX
SECURITY ID: 855244109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Mary N. Dillon | Management | For | For |
| 1d | Elect Director Robert M. Gates | Management | For | For |
| 1e | Elect Director Mellody Hobson | Management | For | For |
| 1f | Elect Director Kevin R. Johnson | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| STERICYCLE, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SRCL
SECURITY ID: 858912108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Lynn D. Bleil | Management | For | For |
| 1e | Elect Director Thomas D. Brown | Management | For | For |
| 1f | Elect Director Thomas F. Chen | Management | For | For |
| 1g | Elect Director Rod F. Dammeyer | Management | For | For |
| 1h | Elect Director William K. Hall | Management | For | For |
| 1i | Elect Director John Patience | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| TESARO, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: TSRO
SECURITY ID: 881569107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TESLA MOTORS, INC.
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William W. Crouse | Management | For | For |
| 1B | Elect Director John C. Kelly | Management | For | For |
| 1C | Elect Director Hiroaki Shigeta | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TREVENA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TRVN
SECURITY ID: 89532E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.2 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TYLER TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 |
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|
TICKER: TYL
SECURITY ID: 902252105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald R. Brattain | Management | For | For |
| 1.2 | Elect Director Glenn A. Carter | Management | For | For |
| 1.3 | Elect Director Brenda A. Cline | Management | For | For |
| 1.4 | Elect Director J. Luther King, Jr. | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director John S. Marr, Jr. | Management | For | For |
| 1.7 | Elect Director Daniel M. Pope | Management | For | For |
| 1.8 | Elect Director Dustin R. Womble | Management | For | For |
| 1.9 | Elect Director John M. Yeaman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| UBISOFT ENTERTAINMENT SA
MEETING DATE: SEP 23, 2015 |
||||
|
TICKER: UBI
SECURITY ID: F9396N106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Yves Guillemot, CEO and Chairman | Management | For | For |
| 6 | Advisory Vote on Compensation of Claude Guillemot, Vice CEO | Management | For | For |
| 7 | Advisory Vote on Compensation of Michel Guillemot, Vice CEO | Management | For | For |
| 8 | Advisory Vote on Compensation of Gerard Guillemot, Vice CEO | Management | For | For |
| 9 | Advisory Vote on Compensation of Christian Guillemot, Vice CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize Capital Issuances for up to 0.2 Percent of Issued Capital Reserved for Employees and Corporate Officers of Foreign Subsidiaries | Management | For | For |
| 20 | Authorize up to 1.70 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 21 | Authorize up to 0.05 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Executive Corporate Officers | Management | For | For |
| 22 | Authorize up to 1.30 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 23 | Authorize up to 0.05 Percent of Issued Capital for Use in Stock Option Plans Reserved for Executive Corporate Officers | Management | For | For |
| 24 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 25 | Amend Article 8 of Bylaws Re: Spread Out of Directors' Terms | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: RARE
SECURITY ID: 90400D108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UMB FINANCIAL CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: UMBF
SECURITY ID: 902788108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Nancy K. Buese | Management | For | For |
| 1.3 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.4 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.5 | Elect Director Greg M. Graves | Management | For | For |
| 1.6 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.7 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.8 | Elect Director Kris A. Robbins | Management | For | For |
| 1.9 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.10 | Elect Director Paul Uhlmann III | Management | For | For |
| 1.11 | Elect Director Leroy J. Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNIQURE NV
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: QURE
SECURITY ID: N90064101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Amend Articles Re: Implementation of One-Tier Board Structure | Management | For | For |
| 9a | Elect D.B. Soland as Executive Director | Management | For | Against |
| 9b | Elect M.C. Kapusta as Executive Director | Management | For | Against |
| 9c | Elect S.J.H. van Deventer as Non-Executive Director | Management | For | Against |
| 9d | Elect P. Soteropoulos as Non-Executive Director | Management | For | For |
| 9e | Elect D.V. Schaffer as Non-Executive Director | Management | For | For |
| 9f | Elect W. Lewis as Non-Executive Director | Management | For | For |
| 9g | Elect P. Astley-Sparke as Non-Executive Director | Management | For | Against |
| 9h | Elect J. Kaye as Non-Executive Director | Management | For | For |
| 10 | Approve Amendments to Remuneration Policy | Management | For | Against |
| 11a | Approve Stock Option Grants to Executive Director M.C. Kapusta | Management | For | For |
| 11b | Approve Stock Option Grants to Executive Director D.B. Soland | Management | For | For |
| 11c | Approve Stock Option Grants to Non-Executive Director P. Astley-Sparke | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 13a | Increase Pool of Shares Under the 2014 Equity Incentive Plan | Management | For | For |
| 13b | Grant Authority to Issue up To 5,601,471 Shares under 2014 Share Incentive Plan | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Other Business (Non-Voting) | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| VAIL RESORTS, INC.
MEETING DATE: DEC 04, 2015 |
||||
|
TICKER: MTN
SECURITY ID: 91879Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Director Yuchun Lee | Management | For | For |
| 1.4 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| VODAFONE GROUP PLC
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: VOD
SECURITY ID: 92857W308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 27, 2016 |
||||
|
TICKER: WBA
SECURITY ID: 931427108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WAYFAIR INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: W
SECURITY ID: 94419L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Neeraj Agrawal | Management | For | For |
| 1b | Elect Director Julie Bradley | Management | For | For |
| 1c | Elect Director Steven Conine | Management | For | For |
| 1d | Elect Director Robert Gamgort | Management | For | For |
| 1e | Elect Director Michael Kumin | Management | For | For |
| 1f | Elect Director Ian Lane | Management | For | For |
| 1g | Elect Director Romero Rodrigues | Management | For | For |
| 1h | Elect Director Niraj Shah | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WELLS FARGO & COMPANY
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: WFC
SECURITY ID: 949746101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Elizabeth A. Duke | Management | For | For |
| 1f | Elect Director Susan E. Engel | Management | For | For |
| 1g | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1h | Elect Director Donald M. James | Management | For | For |
| 1i | Elect Director Cynthia H. Milligan | Management | For | For |
| 1j | Elect Director Federico F. Pena | Management | For | For |
| 1k | Elect Director James H. Quigley | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin I. Cole | Management | For | For |
| 1b | Elect Director Kathleen A. Cote | Management | For | For |
| 1c | Elect Director Henry T. DeNero | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Paula A. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| WHOLE FOODS MARKET, INC.
MEETING DATE: SEP 15, 2015 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid (Hass) Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris (Mo) Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William (Kip) Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 7 | Report on Food Waste Management | Shareholder | Against | Abstain |
| WIX.COM LTD.
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: WIX
SECURITY ID: M98068105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Yuval Cohen as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 1.2 | Reelect Roy Saar as External Director for a Period of Three Years Commencing on the Date of the Meeting | Management | For | For |
| 2 | Issue Updated Indemnification Agreements to Directors/Officers | Management | For | For |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global as Auditors | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| WORKDAY, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: WDAY
SECURITY ID: 98138H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| XERO LIMITED
MEETING DATE: JUL 22, 2015 |
||||
|
TICKER: XRO
SECURITY ID: Q98665104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Board to Fix the Remuneration of the Auditors | Management | For | For |
| 2 | Elect Graham Smith as Director | Management | For | For |
| 3 | Elect Craig Elliot as Director | Management | For | For |
| 4 | Elect Craig Winkler as Director | Management | For | For |
| 5 | Approve the Grant of Options to Chris Liddell and Bill Veghte | Management | For | For |
| 6 | Approve the Issuance of Shares to Lee Hatton, Non-Executive Director of the Company | Management | For | For |
| 7 | Amend the Xero Limited (USA) Equity Incentive Scheme | Management | For | For |
| 8 | Amend the U.S.Equity Scheme Cap | Management | For | For |
| ZENDESK, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ZEN
SECURITY ID: 98936J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Bass | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INCOME FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST
MEETING DATE: MAY 09, 2016 |
||||
|
TICKER: AKR
SECURITY ID: 004239109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| AG MORTGAGE INVESTMENT TRUST, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: MITT
SECURITY ID: 001228105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur Ainsberg | Management | For | For |
| 1.2 | Elect Director Andrew L. Berger | Management | For | For |
| 1.3 | Elect Director Joseph LaManna | Management | For | For |
| 1.4 | Elect Director Jonathan Lieberman | Management | For | For |
| 1.5 | Elect Director Peter Linneman | Management | For | For |
| 1.6 | Elect Director David N. Roberts | Management | For | For |
| 1.7 | Elect Director Frank Stadelmaier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: ACC
SECURITY ID: 024835100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director G. Steven Dawson | Management | For | For |
| 1c | Elect Director Cydney C. Donnell | Management | For | For |
| 1d | Elect Director Dennis G. Lopez | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: AMT
SECURITY ID: 03027X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NLY
SECURITY ID: 035710409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin G. Keyes | Management | For | For |
| 1b | Elect Director Kevin P. Brady | Management | For | For |
| 1c | Elect Director E. Wayne Nordberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ANH
SECURITY ID: 037347101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd McAdams | Management | For | For |
| 1.2 | Elect Director Lee A. Ault, III | Management | For | For |
| 1.3 | Elect Director Joe E. Davis | Management | For | For |
| 1.4 | Elect Director Robert C. Davis | Management | For | For |
| 1.5 | Elect Director Mark S. Maron | Management | For | For |
| 1.6 | Elect Director Joseph E. McAdams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: AIV
SECURITY ID: 03748R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARBOR REALTY TRUST, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ABR
SECURITY ID: 038923108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Archie R. Dykes | Management | For | For |
| 1.2 | Elect Director Joseph Martello | Management | For | For |
| 1.3 | Elect Director Stanley Kreitman | Management | For | For |
| 2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| ARBOR REALTY TRUST, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ABR
SECURITY ID: 038923108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AVB
SECURITY ID: 053484101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Terry S. Brown | Management | For | For |
| 1.3 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOARDWALK REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BEI.UN
SECURITY ID: 096631106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Trustees at Seven | Management | For | For |
| 2.1 | Elect Trustee James R. Dewald | Management | For | For |
| 2.2 | Elect Trustee Gary Goodman | Management | For | For |
| 2.3 | Elect Trustee Arthur L. Havener, Jr. | Management | For | For |
| 2.4 | Elect Trustee Sam Kolias | Management | For | For |
| 2.5 | Elect Trustee Samantha A. Kolias-Gunn | Management | For | For |
| 2.6 | Elect Trustee Al W. Mawani | Management | For | For |
| 2.7 | Elect Trustee Andrea M. Stephen | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Re-approve Deferred Unit Plan | Management | For | For |
| 6 | Amend Declaration of Trust | Management | For | For |
| BROOKFIELD ASSET MANAGEMENT INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: BAM.A
SECURITY ID: 112585104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Elyse Allan | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.4 | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1.5 | Elect Director Frank J. McKenna | Management | For | For |
| 1.6 | Elect Director Youssef A. Nasr | Management | For | For |
| 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
| 1.8 | Elect Director Diana L. Taylor | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| CARE CAPITAL PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: CCP
SECURITY ID: 141624106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Douglas Crocker, II | Management | For | For |
| 1B | Elect Director John S. Gates, Jr. | Management | For | For |
| 1C | Elect Director Ronald G. Geary | Management | For | For |
| 1D | Elect Director Raymond J. Lewis | Management | For | For |
| 1E | Elect Director Jeffrey A. Malehorn | Management | For | For |
| 1F | Elect Director Dale A. Reiss | Management | For | For |
| 1G | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: CBL
SECURITY ID: 124830100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles B. Lebovtiz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.6 | Elect Director John D. Griffith | Management | For | For |
| 1.7 | Elect Director Richard J. Lieb | Management | For | For |
| 1.8 | Elect Director Gary J. Nay | Management | For | For |
| 1.9 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: CDR
SECURITY ID: 150602209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Abraham Eisenstat | Management | For | For |
| 1.3 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.4 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.5 | Elect Director Steven G. Rogers | Management | For | For |
| 1.6 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.7 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHAMBERS STREET PROPERTIES
MEETING DATE: DEC 15, 2015 |
||||
|
TICKER: CSG
SECURITY ID: 157842105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2.1 | Elect Director Charles E. Black | Management | For | For |
| 2.2 | Elect Director James L. Francis | Management | For | For |
| 2.3 | Elect Director James M. Orphanides | Management | For | For |
| 2.4 | Elect Director Martin A. Reid | Management | For | For |
| 2.5 | Elect Director Louis P. Salvatore | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| CHIMERA INVESTMENT CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CIM
SECURITY ID: 16934Q208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis M. Mahoney | Management | For | For |
| 1b | Elect Director Paul A. Keenan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHIMERA INVESTMENT CORPORATION
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: CIM
SECURITY ID: 16934Q208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Reilly | Management | For | For |
| 1b | Elect Director Matthew Lambiase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COMMUNITY HEALTHCARE TRUST INCORPORATED
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CHCT
SECURITY ID: 20369C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan Gardner | Management | For | For |
| 1.2 | Elect Director Robert Z. Hensley | Management | For | For |
| 1.3 | Elect Director Alfred Lumsdaine | Management | For | For |
| 1.4 | Elect Director R. Lawrence Van Horn | Management | For | For |
| 1.5 | Elect Director Timothy G. Wallace | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CYS INVESTMENTS, INC.
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: CYS
SECURITY ID: 12673A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | For |
| 1.3 | Elect Director Karen Hammond | Management | For | For |
| 1.4 | Elect Director Jeffrey P. Hughes | Management | For | For |
| 1.5 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.6 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.7 | Elect Director Dale A. Reiss | Management | For | For |
| 1.8 | Elect Director James A. Stern | Management | For | For |
| 1.9 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOUGLAS EMMETT, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: DEI
SECURITY ID: 25960P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon | Management | For | For |
| 1.9 | Elect Director Virginia A. McFerran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYNEX CAPITAL, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: DX
SECURITY ID: 26817Q506
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas B. Akin | Management | For | For |
| 1.2 | Elect Director Byron L. Boston | Management | For | For |
| 1.3 | Elect Director Michael R. Hughes | Management | For | For |
| 1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.5 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director James C. Wheat, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELLINGTON FINANCIAL LLC
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: EFC
SECURITY ID: 288522303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Michael W. Vranos | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Edward Resendez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ELLINGTON RESIDENTIAL MORTGAGE REIT
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: EARN
SECURITY ID: 288578107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Michael W. Vranos | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Robert B. Allardice, III | Management | For | For |
| 1.6 | Elect Director David J. Miller | Management | For | For |
| 1.7 | Elect Director Menes O. Chee | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: ELS
SECURITY ID: 29472R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXCEL TRUST, INC.
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: EXL
SECURITY ID: 30068C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: EXR
SECURITY ID: 30225T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Diane Olmstead | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Elect Director Dennis J. Letham | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: FPO
SECURITY ID: 33610F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director James P. Hoffmann | Management | For | For |
| 1.4 | Elect Director Alan G. Merten | Management | For | For |
| 1.5 | Elect Director Robert Milkovich | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FIVE OAKS INVESTMENT CORP.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: OAKS
SECURITY ID: 33830W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Carroll | Management | For | For |
| 1.2 | Elect Director Neil A. Cummins | Management | For | For |
| 1.3 | Elect Director William A. Houlihan | Management | For | For |
| 1.4 | Elect Director Walter C. Keenan | Management | For | For |
| 1.5 | Elect Director David Oston | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| GREAT AJAX CORP.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: AJX
SECURITY ID: 38983D300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Mendelsohn | Management | For | For |
| 1.2 | Elect Director Russell Schaub | Management | For | For |
| 1.3 | Elect Director Steven L. Begleiter | Management | For | For |
| 1.4 | Elect Director John C. Condas | Management | For | For |
| 1.5 | Elect Director Jonathan Bradford Handley, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel Hoffman | Management | For | For |
| 1.7 | Elect Director J. Kirk Ogren, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| HATTERAS FINANCIAL CORP.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: HTS
SECURITY ID: 41902R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hough | Management | For | For |
| 1.2 | Elect Director Benjamin M. Hough | Management | For | For |
| 1.3 | Elect Director David W. Berson | Management | For | For |
| 1.4 | Elect Director Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Director Vicki McElreath | Management | For | For |
| 1.6 | Elect Director Jeffrey D. Miller | Management | For | For |
| 1.7 | Elect Director William V. Nutt, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas D. Wren | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HCP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HCP
SECURITY ID: 40414L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director James P. Hoffmann | Management | For | For |
| 1e | Elect Director Lauralee E. Martin | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Peter L. Rhein | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IVR
SECURITY ID: 46131B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John S. Day | Management | For | For |
| 1.3 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.4 | Elect Director Edward J. Hardin | Management | For | For |
| 1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP ('PwC') as Auditors | Management | For | For |
| ISTAR INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: STAR
SECURITY ID: 45031U408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay Sugarman | Management | For | For |
| 1.2 | Elect Director Clifford De Souza | Management | For | For |
| 1.3 | Elect Director Robert W. Holman, Jr. | Management | For | For |
| 1.4 | Elect Director Robin Josephs | Management | For | For |
| 1.5 | Elect Director John G. McDonald | Management | For | For |
| 1.6 | Elect Director Dale A. Reiss | Management | For | For |
| 1.7 | Elect Director Barry W. Ridings | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: KW
SECURITY ID: 489398107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cathy Hendrickson | Management | For | For |
| 1.2 | Elect Director Stanley R. Zax | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEXINGTON REALTY TRUST
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: LXP
SECURITY ID: 529043101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Robert Roskind | Management | For | For |
| 1b | Elect Director T. Wilson Eglin | Management | For | For |
| 1c | Elect Director Richard J. Rouse | Management | For | For |
| 1d | Elect Director Harold First | Management | For | For |
| 1e | Elect Director Richard S. Frary | Management | For | For |
| 1f | Elect Director Lawrence L. Gray | Management | For | For |
| 1g | Elect Director Claire A. Koeneman | Management | For | For |
| 1h | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MFA FINANCIAL, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: MFA
SECURITY ID: 55272X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Alan L. Gosule | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: MAA
SECURITY ID: 59522J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director James K. Lowder | Management | For | For |
| 1d | Elect Director Thomas H. Lowder | Management | For | For |
| 1e | Elect Director Monica McGurk | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director W. Reid Sanders | Management | For | For |
| 1i | Elect Director William B. Sansom | Management | For | For |
| 1j | Elect Director Gary Shorb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MNR
SECURITY ID: 609720107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anna T. Chew | Management | For | Withhold |
| 1.2 | Elect Director Daniel D. Cronheim | Management | For | Withhold |
| 1.3 | Elect Director Scott L. Robinson | Management | For | Withhold |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: NNN
SECURITY ID: 637417106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Robert C. Legler | Management | For | For |
| 1.6 | Elect Director Craig Macnab | Management | For | For |
| 1.7 | Elect Director Sam L. Susser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW SENIOR INVESTMENT GROUP INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: SNR
SECURITY ID: 648691103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan Givens | Management | For | For |
| 1.2 | Elect Director Michael D. Malone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEWCASTLE INVESTMENT CORP.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NCT
SECURITY ID: 65105M603
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Finnerty | Management | For | For |
| 1.2 | Elect Director Kenneth M. Riis | Management | For | For |
| 1.3 | Elect Director Clifford Press | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| NORTHSTAR REALTY FINANCE CORP.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: NRF
SECURITY ID: 66704R803
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Hamamoto | Management | For | For |
| 1.2 | Elect Director Judith A. Hannaway | Management | For | For |
| 1.3 | Elect Director Wesley D. Minami | Management | For | For |
| 1.4 | Elect Director Louis J. Paglia | Management | For | For |
| 1.5 | Elect Director Gregory Z. Rush | Management | For | For |
| 1.6 | Elect Director Charles W. Schoenherr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| POTLATCH CORPORATION
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: PCH
SECURITY ID: 737630103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Covey | Management | For | For |
| 1b | Elect Director Charles P. Grenier | Management | For | For |
| 1c | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: SBRA
SECURITY ID: 78573L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SELECT INCOME REIT
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SIR
SECURITY ID: 81618T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: SNH
SECURITY ID: 81721M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Harrington | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SPG
SECURITY ID: 828806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Daniel C. Smith | Management | For | For |
| 1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STORE CAPITAL CORPORATION
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: STOR
SECURITY ID: 862121100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Einar A. Seadler | Management | For | For |
| 1.6 | Elect Director Rajath Shourie | Management | For | For |
| 1.7 | Elect Director Derek Smith | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TERRENO REALTY CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: TRNO
SECURITY ID: 88146M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: TWO
SECURITY ID: 90187B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.4 | Elect Director Lisa A. Pollina | Management | For | For |
| 1.5 | Elect Director William Roth | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VENTAS, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: VTR
SECURITY ID: 92276F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Douglas M. Pasquale | Management | For | For |
| 1G | Elect Director Robert D. Reed | Management | For | For |
| 1H | Elect Director Glenn J. Rufrano | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC.
MEETING DATE: SEP 29, 2015 |
||||
|
TICKER: VER
SECURITY ID: 92339V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: VER
SECURITY ID: 92339V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| W. P. CAREY INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: WPC
SECURITY ID: 92936U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1b | Elect Director Mark J. DeCesaris | Management | For | For |
| 1c | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1d | Elect Director Axel K.A. Hansing | Management | For | For |
| 1e | Elect Director Jean Hoysradt | Management | For | For |
| 1f | Elect Director Richard C. Marston | Management | For | For |
| 1g | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1h | Elect Director Charles E. Parente | Management | For | For |
| 1i | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1j | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1k | Elect Director Karsten von Koller | Management | For | For |
| 1l | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WEYERHAEUSER COMPANY
MEETING DATE: FEB 12, 2016 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| WEYERHAEUSER COMPANY
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Bozeman | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director Rick R. Holley | Management | For | For |
| 1.4 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1.6 | Elect Director John F. Morgan, Sr. | Management | For | For |
| 1.7 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.8 | Elect Director Marc F. Racicot | Management | For | For |
| 1.9 | Elect Director Lawrence A. Selzer | Management | For | For |
| 1.10 | Elect Director Doyle R. Simons | Management | For | For |
| 1.11 | Elect Director D. Michael Steuert | Management | For | For |
| 1.12 | Elect Director Kim Williams | Management | For | For |
| 1.13 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES BLUE CHIP GROWTH FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 1-PAGE LIMITED
MEETING DATE: JUN 29, 2016 |
||||
|
TICKER: 1PG
SECURITY ID: Q7133W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Joseph Bosch as Director | Management | For | For |
| 4 | Elect John Fennelly as Director | Management | For | For |
| 5 | Elect Michael Shen as Director | Management | For | For |
| 6 | Elect Tod McGrouther as Director | Management | For | For |
| 7 | Approve the Employee Equity Incentive Plan | Management | For | For |
| 8 | Approve the Transfer of Vested Performance Rights Shares to Joanna Riley, Managing Director of the Company | Management | For | For |
| 9A | Approve the Grant of Options to Joseph Bosch, Director of the Company | Management | For | For |
| 9B | Approve the Grant of Options to John Fennelly, Director of the Company | Management | For | For |
| 9C | Approve the Grant of Options to Michael Shen, Director of the Company | Management | For | For |
| 10 | Ratify the Past Issuance of Shares to Institutional and Professional Investors | Management | For | For |
| 11 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 58.COM INC.
MEETING DATE: DEC 17, 2015 |
||||
|
TICKER: WUBA
SECURITY ID: 31680Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| ABBVIE INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: ABBV
SECURITY ID: 00287Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H.L. Burnside | Management | For | For |
| 1.2 | Elect Director Brett J. Hart | Management | For | For |
| 1.3 | Elect Director Edward J. Rapp | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| AC IMMUNE SA
MEETING DATE: JAN 18, 2016 |
||||
|
TICKER:
SECURITY ID: 78S99M232
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CHF 918,675 Share Capital Increase with Preemptive Rights | Management | For | For |
| ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: ACAD
SECURITY ID: 004225108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCELERON PHARMA INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: XLRN
SECURITY ID: 00434H108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tom Maniatis | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Joseph S. Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLPa s Auditors | Management | For | For |
| ACHAOGEN, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: AKAO
SECURITY ID: 004449104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Hillan | Management | For | For |
| 1.2 | Elect Director Gregory Stea | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: ATVI
SECURITY ID: 00507V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert J. Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC.
MEETING DATE: JAN 06, 2016 |
||||
|
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADEPTUS HEALTH INC.
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: ADPT
SECURITY ID: 006855100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas S. Hall | Management | For | For |
| 1.2 | Elect Director Richard Covert | Management | For | For |
| 1.3 | Elect Director Steven V. Napolitano | Management | For | For |
| 1.4 | Elect Director Daniel W. Rosenberg | Management | For | For |
| 1.5 | Elect Director Gregory W. Scott | Management | For | For |
| 1.6 | Elect Director Ronald L. Taylor | Management | For | For |
| 1.7 | Elect Director Jeffery S. Vender | Management | For | For |
| 1.8 | Elect Director Stephen M. Mengert | Management | For | For |
| 2 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ADIDAS AG
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: ADS
SECURITY ID: D0066B185
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Approve Increase in Size of Supervisory Board to 16 Members | Management | For | For |
| 6.1 | Elect Ian Galienne to the Supervisory Board | Management | For | For |
| 6.2 | Elect Nassef Sawiris to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreements with Subsidiary adidas anticipation GmbH | Management | For | For |
| 8 | Approve Creation of EUR 4 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 11.1 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 11.2 | Ratify KPMG AG as Auditors for the First Half of Fiscal 2016 | Management | For | For |
| 11.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2017 | Management | For | For |
| ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 13, 2016 |
||||
|
TICKER: ADBE
SECURITY ID: 00724F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Edward W. Barnholt | Management | For | For |
| 1c | Elect Director Robert K. Burgess | Management | For | For |
| 1d | Elect Director Frank A. Calderoni | Management | For | For |
| 1e | Elect Director James E. Daley | Management | For | For |
| 1f | Elect Director Laura B. Desmond | Management | For | Against |
| 1g | Elect Director Charles M. Geschke | Management | For | For |
| 1h | Elect Director Shantanu Narayen | Management | For | For |
| 1i | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1j | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADURO BIOTECH, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: ADRO
SECURITY ID: 00739L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen T. Isaacs | Management | For | For |
| 1.2 | Elect Director William M. Greenman | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Schenkein | Management | For | For |
| 1.2 | Elect Director Robert T. Nelsen | Management | For | For |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| AIMMUNE THERAPEUTICS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: AIMT
SECURITY ID: 00900T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.2 | Elect Director Mark T. Iwicki | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela J. Craig | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 1.3 | Elect Director Paul Sagan | Management | For | For |
| 1.4 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALBEMARLE CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: ALB
SECURITY ID: 012653101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2.1 | Elect Director Jim W. Nokes | Management | For | For |
| 2.2 | Elect Director William H. Hernandez | Management | For | For |
| 2.3 | Elect Director Luther C. Kissam, IV | Management | For | For |
| 2.4 | Elect Director Douglas L. Maine | Management | For | For |
| 2.5 | Elect Director J. Kent Masters | Management | For | For |
| 2.6 | Elect Director James J. O' Brien | Management | For | For |
| 2.7 | Elect Director Barry W. Perry | Management | For | For |
| 2.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 2.9 | Elect Director Gerald A. Steiner | Management | For | For |
| 2.10 | Elect Director Harriett Tee Taggart | Management | For | For |
| 2.11 | Elect Director Alejandro Wolff | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: ALXN
SECURITY ID: 015351109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ALIBABA GROUP HOLDING LTD.
MEETING DATE: OCT 08, 2015 |
||||
|
TICKER: BABA
SECURITY ID: 01609W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | For |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | For |
| 1.3 | Elect J. Michael Evans as Director | Management | For | For |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALKERMES PLC
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: ALKS
SECURITY ID: G01767105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve the Grant to Issue Shares Under Irish Law | Management | For | For |
| 6a | Amend Articles of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 6b | Amend Memorandum of Association to Address the Adoption of the Irish Companies Act 2014 | Management | For | For |
| 7 | Authorize the Board to Opt-Out the Statutory Pre-Emptions Rights | Management | For | For |
| ALLERGAN PLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: AGN
SECURITY ID: G0177J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | Withhold |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | Withhold |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | Withhold |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Paul | Management | For | For |
| 1.2 | Elect Director Amy W. Schulman | Management | For | For |
| 1.3 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALPHABET INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GOOGL
SECURITY ID: 02079K305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| ALTICE NV
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: ATC
SECURITY ID: N0R25F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect Michel Combes as Executive Director | Management | For | For |
| 7.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
| 7.b | Amend Stock Option Plan | Management | For | Against |
| 7.c | Adopt New Long Term Incentive Plan | Management | For | Against |
| 7.d | Amend Remuneration Policy | Management | For | Against |
| 7.e | Amend Remuneration of Patrick Drahi | Management | For | Against |
| 7.f | Amend Remuneration of Dexter Goei | Management | For | Against |
| 7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 7.h | Adopt the Remuneration of Michel Combes | Management | For | Against |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
| 10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| AMAZON.COM, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: AMZN
SECURITY ID: 023135106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 03, 2016 |
||||
|
TICKER: ABC
SECURITY ID: 03073E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ornella Barra | Management | For | For |
| 1.2 | Elect Director Steven H. Collis | Management | For | For |
| 1.3 | Elect Director Douglas R. Conant | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.6 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| AMGEN INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Robert A. Eckert | Management | For | For |
| 1.6 | Elect Director Greg C. Garland | Management | For | For |
| 1.7 | Elect Director Fred Hassan | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 1.13 | Elect Director R. Sanders Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| AMPLIFY SNACK BRANDS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BETR
SECURITY ID: 03211L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Christ | Management | For | For |
| 1.2 | Elect Director Pamela Netzky | Management | For | For |
| 1.3 | Elect Director Chris Elshaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AMSURG CORP.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: AMSG
SECURITY ID: 03232P405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Joseph W. Gorder | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Sean Gourley | Management | For | For |
| 1i | Elect Director Mark C. McKinley | Management | For | For |
| 1j | Elect Director Eric D. Mullins | Management | For | For |
| 1k | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Plans to Address Stranded Carbon Asset Risks | Shareholder | Against | Abstain |
| ANALOG DEVICES, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: ADI
SECURITY ID: 032654105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director Bruce R. Evans | Management | For | For |
| 1f | Elect Director Edward H. Frank | Management | For | For |
| 1g | Elect Director John C. Hodgson | Management | For | For |
| 1h | Elect Director Neil Novich | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: ABI
SECURITY ID: 03524A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.60 per Share | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Discharge of Auditors | Management | For | For |
| 7 | Ratify Deloitte as Auditors and Approve Auditors' Remuneration | Management | For | For |
| 8a | Approve Remuneration Report | Management | For | Against |
| 8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| 9a | Approve Change-of-Control Clause Re : Restated USD 9 Billion Senior Facilities Agreement of Aug. 28, 2015 | Management | For | For |
| 9b | Approve Change-of-Control Clause Re : USD 75 Billion Senior Facilities Agreement of Oct. 28, 2015 | Management | For | For |
| 10 | Acknowledge Cancellation of VVPR Strips | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ANTERO RESOURCES CORPORATION
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: AR
SECURITY ID: 03674X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard W. Connor | Management | For | For |
| 1.2 | Elect Director Robert J. Clark | Management | For | For |
| 1.3 | Elect Director Benjamin A. Hardesty | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| APACHE CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Elect Director John J. Christmann, IV | Management | For | For |
| 3 | Elect Director Chansoo Joung | Management | For | For |
| 4 | Elect Director William C. Montgomery | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| ASCENDIS PHARMA A/S
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: ASND
SECURITY ID: 04351P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Jonathan T. Silverstein as Director | Management | For | Did Not Vote |
| 5b | Reelect Albert Cha as Director | Management | For | Did Not Vote |
| 5c | Elect Birgitte Volck as Director | Management | For | Did Not Vote |
| 5d | Elect Martin Olin as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Shares to Employees on Discount | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| ASHLAND INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: ASH
SECURITY ID: 044209104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brendan M. Cummins | Management | For | For |
| 1b | Elect Director Roger W. Hale | Management | For | For |
| 1c | Elect Director Vada O. Manager | Management | For | For |
| 1d | Elect Director Mark C. Rohr | Management | For | For |
| 1e | Elect Director George A. Schaefer, Jr. | Management | For | For |
| 1f | Elect Director Janice J. Teal | Management | For | For |
| 1g | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASSOCIATED BRITISH FOODS PLC
MEETING DATE: DEC 04, 2015 |
||||
|
TICKER: ABF
SECURITY ID: G05600138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Emma Adamo as Director | Management | For | For |
| 5 | Re-elect John Bason as Director | Management | For | For |
| 6 | Re-elect Ruth Cairnie as Director | Management | For | For |
| 7 | Re-elect Timothy Clarke as Director | Management | For | For |
| 8 | Re-elect Javier Ferran as Director | Management | For | For |
| 9 | Elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Charles Sinclair as Director | Management | For | For |
| 11 | Re-elect Peter Smith as Director | Management | For | For |
| 12 | Re-elect George Weston as Director | Management | For | For |
| 13 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dev Ittycheria | Management | For | For |
| 1.2 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AUTOZONE, INC.
MEETING DATE: DEC 16, 2015 |
||||
|
TICKER: AZO
SECURITY ID: 053332102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Allotment and Issuance of Ordinary Shares | Management | For | For |
| AVALANCHE BIOTECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: AAVL
SECURITY ID: 05337G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2.1 | Elect Director John P. McLaughlin | Management | For | For |
| 2.2 | Elect Director Steven D. Schwartz | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: BME
SECURITY ID: L1175H106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Elect Sir Terry Leahy as Director | Management | For | Against |
| 11 | Elect Simon Arora as Director | Management | For | Against |
| 12 | Elect David Novak as Director | Management | For | Against |
| 13 | Elect Paul McDonald as Director | Management | For | Against |
| 14 | Elect Thomas Hubner as Director | Management | For | For |
| 15 | Elect Kathleen Guion as Director | Management | For | For |
| 16 | Elect Ron McMillan as Director | Management | For | For |
| 17 | Elect Harry Brouwer as Director | Management | For | For |
| 18 | Elect Thomas Hubner as Director by Independent Shareholders | Management | For | For |
| 19 | Elect Kathleen Guion as Director by Independent Shareholders | Management | For | For |
| 20 | Elect Ron McMillan as Director by Independent Shareholders | Management | For | For |
| 21 | Elect Harry Brouwer as Director by Independent Shareholders | Management | For | For |
| 22 | Approve Discharge of Auditors | Management | For | For |
| 23 | Appoint Grant Thornton Lux Audit S.A. as Auditors and Authorise Their Remuneration | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| BAKER HUGHES INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry D. Brady | Management | For | For |
| 1b | Elect Director Gregory D. Brenneman | Management | For | For |
| 1c | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1d | Elect Director Martin S. Craighead | Management | For | For |
| 1e | Elect Director William H. Easter, III | Management | For | For |
| 1f | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1g | Elect Director Anthony G. Fernandes | Management | For | For |
| 1h | Elect Director Claire W. Gargalli | Management | For | For |
| 1i | Elect Director Pierre H. Jungels | Management | For | For |
| 1j | Elect Director James A. Lash | Management | For | For |
| 1k | Elect Director J. Larry Nichols | Management | For | For |
| 1l | Elect Director James W. Stewart | Management | For | For |
| 1m | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| BALL CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hanno C. Fiedler | Management | For | For |
| 1.2 | Elect Director Georgia R. Nelson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bylaw Amendment to Permit Board to Determine Leadership Structure | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sharon L. Allen | Management | For | For |
| 1b | Elect Director Susan S. Bies | Management | For | For |
| 1c | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1d | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1e | Elect Director Pierre J.P. de Weck | Management | For | For |
| 1f | Elect Director Arnold W. Donald | Management | For | For |
| 1g | Elect Director Linda P. Hudson | Management | For | For |
| 1h | Elect Director Monica C. Lozano | Management | For | For |
| 1i | Elect Director Thomas J. May | Management | For | For |
| 1j | Elect Director Brian T. Moynihan | Management | For | For |
| 1k | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1l | Elect Director Thomas D. Woods | Management | For | For |
| 1m | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PwC as Auditors | Management | For | For |
| 4 | Clawback of Incentive Payments | Shareholder | Against | Against |
| BIOGEN INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander J. Denner | Management | For | For |
| 1b | Elect Director Caroline D. Dorsa | Management | For | For |
| 1c | Elect Director Nancy L. Leaming | Management | For | For |
| 1d | Elect Director Richard C. Mulligan | Management | For | For |
| 1e | Elect Director Robert W. Pangia | Management | For | For |
| 1f | Elect Director Stelios Papadopoulos | Management | For | For |
| 1g | Elect Director Brian S. Posner | Management | For | For |
| 1h | Elect Director Eric K. Rowinsky | Management | For | For |
| 1i | Elect Director George A. Scangos | Management | For | For |
| 1j | Elect Director Lynn Schenk | Management | For | For |
| 1k | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| BLACKROCK, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: BLK
SECURITY ID: 09247X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | Against |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director William S. Demchak | Management | For | For |
| 1e | Elect Director Jessica P. Einhorn | Management | For | For |
| 1f | Elect Director Laurence D. Fink | Management | For | For |
| 1g | Elect Director Fabrizio Freda | Management | For | For |
| 1h | Elect Director Murry S. Gerber | Management | For | For |
| 1i | Elect Director James Grosfeld | Management | For | For |
| 1j | Elect Director Robert S. Kapito | Management | For | For |
| 1k | Elect Director David H. Komansky | Management | For | For |
| 1l | Elect Director Deryck Maughan | Management | For | For |
| 1m | Elect Director Cheryl D. Mills | Management | For | For |
| 1n | Elect Director Gordon M. Nixon | Management | For | For |
| 1o | Elect Director Thomas H. O'Brien | Management | For | For |
| 1p | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1q | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1r | Elect Director John S. Varley | Management | For | For |
| 1s | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Proxy Voting and Executive Compensation | Shareholder | Against | Against |
| BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: BLUE
SECURITY ID: 09609G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BOOT BARN HOLDINGS, INC.
MEETING DATE: SEP 10, 2015 |
||||
|
TICKER: BOOT
SECURITY ID: 099406100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Bettinelli | Management | For | For |
| 1.2 | Elect Director Brad J. Brutocao | Management | For | For |
| 1.3 | Elect Director James G. Conroy | Management | For | For |
| 1.4 | Elect Director Christian B. Johnson | Management | For | For |
| 1.5 | Elect Director Brenda I. Morris | Management | For | For |
| 1.6 | Elect Director J. Frederick Simmons | Management | For | For |
| 1.7 | Elect Director Peter Starrett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nelda J. Connors | Management | For | For |
| 1b | Elect Director Charles J. Dockendorff | Management | For | For |
| 1c | Elect Director Donna A. James | Management | For | For |
| 1d | Elect Director Kristina M. Johnson | Management | For | For |
| 1e | Elect Director Edward J. Ludwig | Management | For | For |
| 1f | Elect Director Stephen P. MacMillan | Management | For | For |
| 1g | Elect Director Michael F. Mahoney | Management | For | For |
| 1h | Elect Director David J. Roux | Management | For | For |
| 1i | Elect Director John E. Sununu | Management | For | For |
| 1j | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: BMY
SECURITY ID: 110122108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Peter J. Arduini | Management | For | For |
| 1C | Elect Director Giovanni Caforio | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| BROADCOM CORPORATION
MEETING DATE: NOV 10, 2015 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| BROADCOM LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: AVGO
SECURITY ID: Y09827109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BWLD
SECURITY ID: 119848109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale M. Applequist | Management | For | For |
| 1.2 | Elect Director James M. Damian | Management | For | For |
| 1.3 | Elect Director Cynthia L. Davis | Management | For | For |
| 1.4 | Elect Director Michael P. Johnson | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 1.8 | Elect Director Sally J. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BUILDERS FIRSTSOURCE, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: BLDR
SECURITY ID: 12008R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Agroskin | Management | For | For |
| 1.2 | Elect Director Kevin J. Kruse | Management | For | For |
| 1.3 | Elect Director Floyd F. Sherman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC.
MEETING DATE: JUL 17, 2015 |
||||
|
TICKER: BURL
SECURITY ID: 122017106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Kingsbury | Management | For | For |
| 1.2 | Elect Director Frank Cooper, III | Management | For | For |
| 1.3 | Elect Director William P. McNamara | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BURLINGTON STORES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: BURL
SECURITY ID: 122017106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tricia Patrick | Management | For | For |
| 1.2 | Elect Director Paul J. Sullivan | Management | For | For |
| 1.3 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: 1211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audited Financial Statements | Management | For | For |
| 4 | Approve 2015 Annual Report | Management | For | For |
| 5 | Approve 2015 Profit Distribution Plan | Management | For | For |
| 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Internal Control Audit Institution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Provision of Guarantee by the Group | Management | For | For |
| 8 | Approve Provision of Guarantee by the Company and Its Subsidiaries for External Parties | Management | For | For |
| 9 | Approve Estimated Cap of 2016 Ordinary Connected Transactions | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Approve Change in Domicile and Amendments to Articles of Association | Management | For | For |
| 13 | Approve Use of Short-term Intermittent Funds for Entrusted Wealth Management and Related Transactions | Management | For | For |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amended Service Agreement with Kibbutz Sdot-Yam, Controlling Shareholder, for a Three Year Period | Management | For | For |
| 2 | Approve Addendum and Renew Manpower Agreement with Kibbutz Sdot-Yam, Controlling Shareholder | Management | For | For |
| 3 | Approve Engagement with and Employment Terms of Giora Wegman, Deputy CEO | Management | For | For |
| 4.1 | Amend Compensation Policy Regarding Approval of CEO's Compensation and Equity Grants to Office Holders | Management | For | For |
| 4.2 | Amend Compensation Policy Regarding Requirements For Renewal, Extension and Replacement of D&O Insurance Policies | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Grant Yosef Shiran Options to Purchase 360,000 Shares | Management | For | For |
| 2 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: DEC 03, 2015 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
| 3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Against |
| 4 | Approve Compensation Terms of Yonatan Melamed | Management | For | For |
| 5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | For |
| 6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | For |
| 7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | For |
| 8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Reelect Moshe Ronen as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.2 | Reelect Shachar Degani as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.3 | Reelect Amihai Beer as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.4 | Elect Amit Ben Zvi as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 1.5 | Elect Ronald Kaplan as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 2.1 | Reelect Yonatan Melamed as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
| 2.2 | Reelect Ofer Tsimchi as Director Until the End of the Next Annual General Meeting | Shareholder | Against | Did Not Vote |
| 3.1 | Elect Yitzhak (Itzick) Sharir as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 3.2 | Elect Amnon Dick as Director Until the End of the Next Annual General Meeting | Shareholder | For | Did Not Vote |
| 4 | Approve Compensation Terms of Yonatan Melamed | Management | Against | Did Not Vote |
| 5 | Approve Compensation Terms for all Independent Directors Residing Outside of Israel | Management | For | Did Not Vote |
| 6 | Change Company Name to Caesarstone Ltd and Approve the Applicable Amendment to the Company's Articles of Association | Management | For | Did Not Vote |
| 7 | Approve an Amendment to the 2011 Incentive Compensation Plan | Management | For | Did Not Vote |
| 8 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Did Not Vote |
| CAESARSTONE SDOT-YAM LTD.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: CSTE
SECURITY ID: M20598104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employment Terms of Yonathan Melamed, Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| CALITHERA BIOSCIENCES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: CALA
SECURITY ID: 13089P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan G. Drachman | Management | For | For |
| 1.2 | Elect Director Deepa R. Pakianathan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CARDINAL HEALTH, INC.
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.3 | Elect Director George S. Barrett | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.8 | Elect Director Clayton M. Jones | Management | For | For |
| 1.9 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.10 | Elect Director Nancy Killefer | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CASTLIGHT HEALTH, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: CSLT
SECURITY ID: 14862Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ed Park | Management | For | For |
| 1.2 | Elect Director David B. Singer | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CATABASIS PHARMACEUTICALS INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CATB
SECURITY ID: 14875P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jill C. Milne | Management | For | For |
| 1b | Elect Director Michael D. Kishbauch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CAVIUM, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CAVM
SECURITY ID: 14964U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CELGENE CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CELG
SECURITY ID: 151020104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Mark J. Alles | Management | For | For |
| 1.3 | Elect Director Richard W. Barker | Management | For | For |
| 1.4 | Elect Director Michael W. Bonney | Management | For | For |
| 1.5 | Elect Director Michael D. Casey | Management | For | For |
| 1.6 | Elect Director Carrie S. Cox | Management | For | For |
| 1.7 | Elect Director Jacqualyn A. Fouse | Management | For | For |
| 1.8 | Elect Director Michael A. Friedman | Management | For | For |
| 1.9 | Elect Director Julia A. Haller | Management | For | For |
| 1.10 | Elect Director Gilla S. Kaplan | Management | For | For |
| 1.11 | Elect Director James J. Loughlin | Management | For | For |
| 1.12 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Call Special Meetings | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | Against |
| CELLECTIS
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ALCLS
SECURITY ID: 15117K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Mathieu Simon as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| CEMPRA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CEMP
SECURITY ID: 15130J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dov A. Goldstein | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| CHARTER COMMUNICATIONS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: CHTR
SECURITY ID: 16117M305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director W. Lance Conn | Management | For | For |
| 1B | Elect Director Michael P. Huseby | Management | For | For |
| 1C | Elect Director Craig A. Jacobson | Management | For | For |
| 1D | Elect Director Gregory B. Maffei | Management | For | For |
| 1E | Elect Director John C. Malone | Management | For | For |
| 1F | Elect Director John D. Markley, Jr. | Management | For | For |
| 1G | Elect Director David C. Merritt | Management | For | For |
| 1H | Elect Director Balan Nair | Management | For | For |
| 1I | Elect Director Thomas M. Rutledge | Management | For | For |
| 1J | Elect Director Eric L. Zinterhofer | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CHIASMA, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: CHMA
SECURITY ID: 16706W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Leuchtenberger | Management | For | For |
| 1.2 | Elect Director David Stack | Management | For | For |
| 1.3 | Elect Director John A. Scarlett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CHIMERIX, INC.
MEETING DATE: JUN 24, 2016 |
||||
|
TICKER: CMRX
SECURITY ID: 16934W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Catherine L. Gilliss | Management | For | For |
| 1.2 | Elect Director C. Patrick Machado | Management | For | For |
| 1.3 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHINA INTERNET PLUS
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER:
SECURITY ID: 78T99E221
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Registered Capital | Management | For | Did Not Vote |
| 2 | Approve Amendments to Articles of Association | Management | For | Did Not Vote |
| 3 | Approve Change of Company Name to "CHINA INTERNET PLUS HOLDINGS LTD." | Management | For | Did Not Vote |
| CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CMG
SECURITY ID: 169656105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Baldocchi | Management | For | For |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | For |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | Against |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| CIGNA CORPORATION
MEETING DATE: DEC 03, 2015 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CIMAREX ENERGY CO.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: XEC
SECURITY ID: 171798101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.2 | Elect Director Hans Helmerich | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 1.4 | Elect Director Monroe W. Robertson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CIRRUS LOGIC, INC.
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: CRUS
SECURITY ID: 172755100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: C
SECURITY ID: 172967424
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| CME GROUP INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CME
SECURITY ID: 12572Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Alex J. Pollock | Management | For | For |
| 1n | Elect Director John F. Sandner | Management | For | For |
| 1o | Elect Director Terry L. Savage | Management | For | For |
| 1p | Elect Director William R. Shepard | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: COKE
SECURITY ID: 191098102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.3 | Elect Director Sharon A. Decker | Management | For | For |
| 1.4 | Elect Director Morgan H. Everett | Management | For | For |
| 1.5 | Elect Director Henry W. Flint | Management | For | For |
| 1.6 | Elect Director James R. Helvey, III | Management | For | For |
| 1.7 | Elect Director William H. Jones | Management | For | For |
| 1.8 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1c | Elect Director Jonathan Chadwick | Management | For | For |
| 1d | Elect Director Francisco D'Souza | Management | For | For |
| 1e | Elect Director John N. Fox, Jr. | Management | For | For |
| 1f | Elect Director John E. Klein | Management | For | For |
| 1g | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1h | Elect Director Lakshmi Narayanan | Management | For | For |
| 1i | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1j | Elect Director Robert E. Weissman | Management | For | For |
| 1k | Elect Director Thomas M. Wendel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: CHRS
SECURITY ID: 19249H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | Withhold |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2015 |
||||
|
TICKER: STZ
SECURITY ID: 21036P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CLR
SECURITY ID: 212015101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director John T. McNabb, II | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Report on Steps Taken to Increase Board Diversity | Shareholder | Against | Abstain |
| 4 | Report on Methane Emissions Management | Shareholder | Against | Abstain |
| 5 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 29, 2016 |
||||
|
TICKER: COST
SECURITY ID: 22160K105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hamilton E. James | Management | For | For |
| 1.2 | Elect Director W. Craig Jelinek | Management | For | For |
| 1.3 | Elect Director John W. Stanton | Management | For | For |
| 1.4 | Elect Director Mary A. (Maggie) Wilderotter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| CSPC PHARMACEUTICAL GROUP LTD.
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: 1093
SECURITY ID: Y1837N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Whitewash Waiver and Related Transactions | Management | For | For |
| 2 | Adopt New Share Option Scheme | Management | For | For |
| 3 | Elect Lu Hua as Director | Management | For | Against |
| CSPC PHARMACEUTICAL GROUP LTD.
MEETING DATE: MAY 30, 2016 |
||||
|
TICKER: 1093
SECURITY ID: Y1837N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Lu Jianmin as Director | Management | For | Against |
| 3a2 | Elect Wang Zhenguo as Director | Management | For | Against |
| 3a3 | Elect Wang Jinxu as Director | Management | For | Against |
| 3a4 | Elect Wang Bo as Director | Management | For | For |
| 3b | Elect Chan Siu Keung, Leonard as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Grant of Options Under the Share Option Scheme | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD.
MEETING DATE: DEC 21, 2015 |
||||
|
TICKER: CTRP
SECURITY ID: 22943F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| CVS HEALTH CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | For |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Richard J. Swift | Management | For | For |
| 1j | Elect Director William C. Weldon | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: CTMX
SECURITY ID: 23284F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sean A. McCarthy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.2 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.3 | Elect Director Thomas P. Joyce, Jr. | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Amend Bylaws - Call Special Meetings | Shareholder | Against | Against |
| DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PLAY
SECURITY ID: 238337109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Griffith | Management | For | For |
| 1.2 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.3 | Elect Director David A. Jones | Management | For | For |
| 1.4 | Elect Director Stephen M. King | Management | For | For |
| 1.5 | Elect Director Alan J. Lacy | Management | For | For |
| 1.6 | Elect Director Kevin M. Mailender | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DBV TECHNOLOGIES
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| DBV TECHNOLOGIES
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Pierre-Henri Benhamou, Chairman and CEO | Management | For | For |
| 6 | Elect Claire Giraut as Director | Management | For | For |
| 7 | Elect Mailys Ferrere as Director | Management | For | For |
| 8 | Reelect Pierre-Henri Benhamou as Director | Management | For | For |
| 9 | Reelect Torbjorn Bjerke as Director | Management | For | For |
| 10 | Reelect George Horner as Director | Management | For | For |
| 11 | Reelect Daniel Soland as Director | Management | For | For |
| 12 | Ratify Appointment of Michael Goller as Director | Management | For | For |
| 13 | Reelect Michael Goller as Director | Management | For | For |
| 14 | Change Location of Registered Office to 177-181, avenue Pierre Brossolette, 92120 Montrouge | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to 30 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 17-19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17-19 and 22 at 65 percent of Issued Share Capital | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 2 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Subsidiaries | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: DLPH
SECURITY ID: G27823106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DELTA AIR LINES, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: DAL
SECURITY ID: 247361702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Francis S. Blake | Management | For | For |
| 1d | Elect Director Daniel A. Carp | Management | For | For |
| 1e | Elect Director David G. DeWalt | Management | For | For |
| 1f | Elect Director Thomas E. Donilon | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director George N. Mattson | Management | For | For |
| 1k | Elect Director Douglas R. Ralph | Management | For | For |
| 1l | Elect Director Sergio A.L. Rial | Management | For | For |
| 1m | Elect Director Kathy N. Waller | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| DERMIRA, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: DERM
SECURITY ID: 24983L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene A. Bauer | Management | For | For |
| 1.2 | Elect Director David E. Cohen | Management | For | For |
| 1.3 | Elect Director Fred B. Craves | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: DVN
SECURITY ID: 25179M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 5 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Cease Using Oil and Gas Reserve Metrics for Senior Executive's Compensation | Shareholder | Against | Against |
| DEXCOM, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: DXCM
SECURITY ID: 252131107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven R. Altman | Management | For | For |
| 1b | Elect Director Barbara E. Kahn | Management | For | For |
| 1c | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: DRNA
SECURITY ID: 253031108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Bruce A. Peacock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DLTR
SECURITY ID: 256746108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DOMINO'S PIZZA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: DPZ
SECURITY ID: 25754A201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.3 | Elect Director Andrew B. Balson | Management | For | For |
| 1.4 | Elect Director Diana F. Cantor | Management | For | For |
| 1.5 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.6 | Elect Director Richard L. Federico | Management | For | For |
| 1.7 | Elect Director James A. Goldman | Management | For | For |
| 1.8 | Elect Director Gregory A. Trojan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Plan to Address Supply Chain Impacts on Deforestation | Shareholder | Against | Abstain |
| EAGLE MATERIALS INC.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: EXP
SECURITY ID: 26969P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director F. William Barnett | Management | For | For |
| 1B | Elect Director Richard Beckwitt | Management | For | For |
| 1C | Elect Director Ed H. Bowman | Management | For | For |
| 1D | Elect Director David W. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EDGE THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: EDGE
SECURITY ID: 279870109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt Conti | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Robert Spiegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| EDGEWELL PERSONAL CARE COMPANY
MEETING DATE: JAN 25, 2016 |
||||
|
TICKER: EPC
SECURITY ID: 28035Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hatfield | Management | For | For |
| 1b | Elect Director Daniel J. Heinrich | Management | For | Against |
| 1c | Elect Director Carla C. Hendra | Management | For | For |
| 1d | Elect Director R. David Hoover | Management | For | Against |
| 1e | Elect Director John C. Hunter, III | Management | For | Against |
| 1f | Elect Director Rakesh Sachdev | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EDITA FOOD INDUSTRIES S.A.E
MEETING DATE: MAR 30, 2016 |
||||
|
TICKER: EFID
SECURITY ID: 28106T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Auditors' Report on Company Financial Statements for FY 2015 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2015 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends for FY 2015 | Management | For | For |
| 5 | Approve Special Report on Bonus Share Issuance | Management | For | For |
| 6 | Approve Proper Convening of Ordinary General Meeting to Discuss Statutory Reports, Balance Sheet, and Profit Distribution | Management | For | For |
| 7 | Approve Proper Convening of Extraordinary General Meeting to Bonus Share Issuance | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EW
SECURITY ID: 28176E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Mussallem | Management | For | For |
| 1b | Elect Director John T. Cardis | Management | For | For |
| 1c | Elect Director Kieran T. Gallahue | Management | For | For |
| 1d | Elect Director William J. Link | Management | For | For |
| 1e | Elect Director Steven R. Loranger | Management | For | For |
| 1f | Elect Director Martha H. Marsh | Management | For | For |
| 1g | Elect Director Wesley W. von Schack | Management | For | For |
| 1h | Elect Director Nicholas J. Valeriani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EL POLLO LOCO HOLDINGS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: LOCO
SECURITY ID: 268603107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dean C. Kehler | Management | For | For |
| 1.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.3 | Elect Director William R. Floyd | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELECTRONIC ARTS INC.
MEETING DATE: AUG 14, 2015 |
||||
|
TICKER: EA
SECURITY ID: 285512109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 1i | Elect Director Andrew Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| ELLIE MAE, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: ELLI
SECURITY ID: 28849P100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Buccellato | Management | For | For |
| 1.2 | Elect Director A. Barr Dolan | Management | For | For |
| 1.3 | Elect Director Marina Levinson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| ENDO INTERNATIONAL PLC
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: ENDP
SECURITY ID: G30401106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roger H. Kimmel | Management | For | For |
| 1b | Elect Director Rajiv De Silva | Management | For | For |
| 1c | Elect Director Shane M. Cooke | Management | For | For |
| 1d | Elect Director Arthur J. Higgins | Management | For | For |
| 1e | Elect Director Nancy J. Hutson | Management | For | For |
| 1f | Elect Director Michael Hyatt | Management | For | For |
| 1g | Elect Director William P. Montague | Management | For | For |
| 1h | Elect Director Jill D. Smith | Management | For | For |
| 1i | Elect Director William F. Spengler | Management | For | For |
| 1j | Elect Director Douglas S. Ingram | Management | For | For |
| 1k | Elect Director Todd B. Sisitsky | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Memorandum of Association | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| EOG RESOURCES, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: EOG
SECURITY ID: 26875P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director H. Leighton Steward | Management | For | For |
| 1e | Elect Director Donald F. Textor | Management | For | For |
| 1f | Elect Director William R. Thomas | Management | For | For |
| 1g | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EOH HOLDINGS LIMITED
MEETING DATE: FEB 19, 2016 |
||||
|
TICKER: EOH
SECURITY ID: S2593K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 July 2015 | Management | For | For |
| 2.1 | Re-elect Sandile Zungu as Director | Management | For | Against |
| 2.2 | Re-elect Tshilidzi Marwala as Director | Management | For | For |
| 2.3 | Re-elect Danny Mackay as Director | Management | For | Against |
| 3.1 | Re-elect Robert Sporen as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Lucky Khumalo as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Tshilidzi Marwala as Member of the Audit Committee | Management | For | For |
| 3.4 | Re-elect Tebogo Skwambane as Member of the Audit Committee | Management | For | For |
| 4 | Reappoint Mazars (Gauteng) Inc as Auditors of the Company | Management | For | For |
| 5 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3.1 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| 3.2 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| EQUIFAX INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: EFX
SECURITY ID: 294429105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1b | Elect Director Robert D. Daleo | Management | For | For |
| 1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1d | Elect Director Mark L. Feidler | Management | For | For |
| 1e | Elect Director L. Phillip Humann | Management | For | For |
| 1f | Elect Director Robert D. Marcus | Management | For | For |
| 1g | Elect Director Siri S. Marshall | Management | For | For |
| 1h | Elect Director John A. McKinley | Management | For | For |
| 1i | Elect Director Richard F. Smith | Management | For | For |
| 1j | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ESH HOSPITALITY, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER:
SECURITY ID: 30224P211
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Christopher K. Daniello | Management | For | For |
| 1.3 | Elect Director Kevin W. Dinnie | Management | For | For |
| 1.4 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.5 | Elect Director Lisa Palmer | Management | For | For |
| 1.6 | Elect Director Ty E. Wallach | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EVOLENT HEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: EVH
SECURITY ID: 30050B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David Farner | Management | For | For |
| 1b | Elect Director Michael Kirshbaum | Management | For | For |
| 1c | Elect Director Norman Payson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Remove Section 11.03 | Management | For | For |
| EXELIXIS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Alan M. Garber | Management | For | For |
| 1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTENDED STAY AMERICA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: STAY
SECURITY ID: 30224P200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Geoga | Management | For | For |
| 1.2 | Elect Director Michael A. Barr | Management | For | For |
| 1.3 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.4 | Elect Director William A. Kussell | Management | For | For |
| 1.5 | Elect Director William D. Rahm | Management | For | For |
| 1.6 | Elect Director William J. Stein | Management | For | For |
| 1.7 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: EXR
SECURITY ID: 30225T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Diane Olmstead | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Elect Director Dennis J. Letham | Management | For | For |
| FACEBOOK, INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: FB
SECURITY ID: 30303M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | For |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | For |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | For |
| 7B | Increase Authorized Common Stock | Management | For | For |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FAIRFAX INDIA HOLDINGS CORPORATION
MEETING DATE: APR 14, 2016 |
||||
|
TICKER: FIH.U
SECURITY ID: 303897102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Prem Watsa | Management | For | For |
| 1.2 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director Christopher D. Hodgson | Management | For | For |
| 1.5 | Elect Director Deepak Parekh | Management | For | For |
| 1.6 | Elect Director Harsha Raghavan | Management | For | For |
| 1.7 | Elect Director Chandran Ratnaswami | Management | For | For |
| 1.8 | Elect Director Punita Kumar-Sinha | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FEDEX CORPORATION
MEETING DATE: SEP 28, 2015 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Marvin R. Ellison | Management | For | Against |
| 1.4 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Gary W. Loveman | Management | For | For |
| 1.7 | Elect Director R. Brad Martin | Management | For | For |
| 1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.9 | Elect Director Susan C. Schwab | Management | For | For |
| 1.10 | Elect Director Frederick W. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Policy Prohibiting Tax Payments on Restricted Stock Awards | Shareholder | Against | For |
| 6 | Clawback of Incentive Payments | Shareholder | Against | Against |
| 7 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| FIBROGEN, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FGEN
SECURITY ID: 31572Q808
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rory B. Riggs | Management | For | For |
| 1b | Elect Director Jeffrey L. Edwards | Management | For | For |
| 1c | Elect Director Jorma Routti | Management | For | For |
| 1d | Elect Director Roberto Pedro Rosenkranz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIESTA RESTAURANT GROUP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: FRGI
SECURITY ID: 31660B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Taft | Management | For | For |
| 1.2 | Elect Director Stacey Rauch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FITBIT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: FIT
SECURITY ID: 33812L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Park | Management | For | For |
| 1.2 | Elect Director Eric N. Friedman | Management | For | For |
| 1.3 | Elect Director Jonathan D. Callaghan | Management | For | For |
| 1.4 | Elect Director Steven Murray | Management | For | For |
| 1.5 | Elect Director Christopher Paisley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FRESHPET, INC.
MEETING DATE: SEP 16, 2015 |
||||
|
TICKER: FRPT
SECURITY ID: 358039105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher B. Harned | Management | For | For |
| 1.2 | Elect Director Daryl G. Brewster | Management | For | For |
| 1.3 | Elect Director Robert C. King | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Elect Director Sebastien M. Bazin | Management | For | For |
| A2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| A3 | Elect Director John J. Brennan | Management | For | For |
| A4 | Elect Director Francisco D' Souza | Management | For | For |
| A5 | Elect Director Marijn E. Dekkers | Management | For | For |
| A6 | Elect Director Peter B. Henry | Management | For | For |
| A7 | Elect Director Susan J. Hockfield | Management | For | For |
| A8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| A9 | Elect Director Andrea Jung | Management | For | For |
| A10 | Elect Director Robert W. Lane | Management | For | For |
| A11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| A12 | Elect Director Lowell C. McAdam | Management | For | For |
| A13 | Elect Director James J. Mulva | Management | For | For |
| A14 | Elect Director James E. Rohr | Management | For | For |
| A15 | Elect Director Mary L. Schapiro | Management | For | For |
| A16 | Elect Director James S. Tisch | Management | For | For |
| B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| B2 | Ratify KPMG LLP as Auditors | Management | For | For |
| C1 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| C2 | Require Independent Board Chairman | Shareholder | Against | Against |
| C3 | Adopt Holy Land Principles | Shareholder | Against | Against |
| C4 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| C5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
| C6 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: GM
SECURITY ID: 37045V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Linda R. Gooden | Management | For | For |
| 1d | Elect Director Joseph Jimenez | Management | For | For |
| 1e | Elect Director Kathryn V. Marinello | Management | For | For |
| 1f | Elect Director Jane L. Mendillo | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt Holy Land Principles | Shareholder | Against | Against |
| GENSIGHT BIOLOGICS SA
MEETING DATE: AUG 17, 2015 |
||||
|
TICKER: GNST
SECURITY ID: 76Z99W236
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Principle to List the Company on the NASDAQ Global Market in the United States within 12 Months | Management | For | For |
| 2 | Change of Corporate Form | Management | For | Abstain |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | Abstain |
| 6 | Commitment to Act as Counterparty for Fractional Shares | Management | For | For |
| 7 | Approve Sale of Company Assets | Management | For | For |
| 8 | Amend Articles | Management | For | Abstain |
| 9 | Adopt New By-law | Management | For | Abstain |
| 10 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 11 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 12 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 13 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 14 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increasing the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 15 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 16 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders, In Favor of Categories of Beneficiaries | Management | For | Abstain |
| 18 | Authorized Board of Directors for Issuing and Allocation of Stock Options in Favor of Salaried Employees and Executive Directors | Management | For | Abstain |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Deciding on the Increase in the Share Capital Through the Issue of Shares Reserved to Members of Company Savings Scheme | Management | For | Against |
| 20 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | Abstain |
| 21 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 22 | Powers for the Carrying Out of Fomalities | Management | For | For |
| GENSIGHT BIOLOGICS SA
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SIGHT
SECURITY ID: 76Z99W236
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Auditor's Report | Management | For | For |
| 5 | Renew the Director's Mandate of Florent Gros | Management | For | For |
| 6 | Renew the Director's Mandate of Quentin Lionel Genghis Lloyd-Harris | Management | For | For |
| 7 | Renew the Director's Mandate of Guido Magni | Management | For | For |
| 8 | Elect Director Earl Miller J. Collier, Jr. | Management | For | For |
| 9 | Renew the Non-voting Director's Mandate of Francesco de Rubertis | Management | For | For |
| 10 | Renew the Non-voting Director's Mandate of BPIFRANCE INVESTISSEMENT | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| 12 | Cancellation of Delegations of Powers and Authorisations Granted to the Directors | Management | For | For |
| 13 | Approve the Principle to List the Company on the Paris Euronext Market within 12 Months | Management | For | For |
| 14 | Approve Conversion of A Preference Shares into Ordinary Shares | Management | For | For |
| 15 | Approve Conversion of B Preference Shares into Ordinary Shares | Management | For | For |
| 16 | Adopt New By-law | Management | For | Abstain |
| 17 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights by the Public Offering | Management | For | For |
| 18 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: With Preferential Subscription Rights of the Shareholders | Management | For | For |
| 19 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Categories of Beneficiaries | Management | For | For |
| 20 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Private Placement as Defined by the French Monetary and Financial Code | Management | For | For |
| 21 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Subject to the Limitation of 10% of the Share Capital Per Year | Management | For | For |
| 22 | Authorize the Board to Increase the Number of Securities Issued in Accordance with Article L.225-135-1 | Management | For | For |
| 23 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Capitalization of Profits, Reserves, Premiums or Any Other Amounts | Management | For | For |
| 24 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights of the Shareholders | Management | For | For |
| 25 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Increase in the Share Capital Through the Issue of Shares | Management | For | For |
| 26 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Issue of Ordinary Share Subscription Warrants | Management | For | For |
| 27 | Authorized Board of Directors for Issuing and Allocating of Ordinary Shares in Favor of Salaried Employees and Executive Directors | Management | For | For |
| 28 | Delegation of Powers to Conferred upon the Board of Directors for the Purposes of Deciding: Without Preferential Subscription Rights, In Favor of Salaried Employees of a Company Savings Scheme | Management | For | Against |
| 29 | Fixed Applicable Global Cap for the Delegations of Powers/ Authorizations Concerning Issues of Shares and Securities | Management | For | For |
| 30 | Authorize Share Repurchase Program | Management | For | For |
| 31 | Appoint Co Statutory and Substitute Auditors | Management | For | For |
| 32 | Approve Reduction of Share Capital | Management | For | For |
| 33 | Powers to be Conferred Upon the Board of Directors for the Purposes of Noting the Completion pf Conditions Precedent provided in the Resolutions | Management | For | For |
| 34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GLOBAL BLOOD THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GBT
SECURITY ID: 37890U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted W. Love | Management | For | For |
| 1.2 | Elect Director Charles Homcy | Management | For | For |
| 1.3 | Elect Director Glenn F. Pierce | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| GOGO INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GOGO
SECURITY ID: 38046C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Crandall | Management | For | For |
| 1.2 | Elect Director Christopher D. Payne | Management | For | For |
| 1.3 | Elect Director Charles C. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GROUPON, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GRPN
SECURITY ID: 399473107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rich Williams | Management | For | For |
| 1.2 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.3 | Elect Director Theodore Leonsis | Management | For | For |
| 1.4 | Elect Director Michael Angelakis | Management | For | For |
| 1.5 | Elect Director Peter Barris | Management | For | For |
| 1.6 | Elect Director Robert Bass | Management | For | For |
| 1.7 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Ann Ziegler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | End Promotions Involving Animals Used for Entertainment | Shareholder | Against | Against |
| GW PHARMACEUTICALS PLC
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: GWP
SECURITY ID: 36197T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Adam George as Director | Management | For | Against |
| 4 | Re-elect James Noble as Director | Management | For | For |
| 5 | Re-elect Christopher Tovey as Director | Management | For | Against |
| 6 | Re-elect Julian Gangolli as Director | Management | For | Against |
| 7 | Reappoint Deloitte LLP Auditors | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Approve Increase in the Aggregate Limits of Directors' Fee | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| HANESBRANDS INC.
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: HBI
SECURITY ID: 410345102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bobby J. Griffin | Management | For | For |
| 1b | Elect Director James C. Johnson | Management | For | For |
| 1c | Elect Director Jessica T. Mathews | Management | For | For |
| 1d | Elect Director Franck J. Moison | Management | For | For |
| 1e | Elect Director Robert F. Moran | Management | For | For |
| 1f | Elect Director Ronald L. Nelson | Management | For | For |
| 1g | Elect Director Richard A. Noll | Management | For | For |
| 1h | Elect Director Andrew J. Schindler | Management | For | For |
| 1i | Elect Director David V. Singer | Management | For | For |
| 1j | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HD SUPPLY HOLDINGS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: HDS
SECURITY ID: 40416M105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. DeAngelo | Management | For | For |
| 1.2 | Elect Director Patrick R. McNamee | Management | For | For |
| 1.3 | Elect Director Charles W. Peffer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | Abstain |
| HERBALIFE LTD.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HLF
SECURITY ID: G4412G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Dunn | Management | For | For |
| 1.3 | Elect Director Richard P. Bermingham | Management | For | For |
| 1.4 | Elect Director Pedro Cardoso | Management | For | For |
| 1.5 | Elect Director Richard H. Carmona | Management | For | For |
| 1.6 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.7 | Elect Director Keith Cozza | Management | For | For |
| 1.8 | Elect Director Hunter C. Gary | Management | For | For |
| 1.9 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.10 | Elect Director Michael Montelongo | Management | For | For |
| 1.11 | Elect Director James L. Nelson | Management | For | For |
| 1.12 | Elect Director Maria Otero | Management | For | For |
| 1.13 | Elect Director John Tartol | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: HRTX
SECURITY ID: 427746102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HESS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: HES
SECURITY ID: 42809H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney F. Chase | Management | For | For |
| 1.2 | Elect Director Terrence J. Checki | Management | For | For |
| 1.3 | Elect Director John B. Hess | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 1.6 | Elect Director David McManus | Management | For | For |
| 1.7 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.8 | Elect Director John H. Mullin, III | Management | For | For |
| 1.9 | Elect Director James H. Quigley | Management | For | For |
| 1.10 | Elect Director Fredric G. Reynolds | Management | For | For |
| 1.11 | Elect Director William G. Schrader | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Financial Risks of Stranded Carbon Assets | Shareholder | Against | Abstain |
| HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: HLT
SECURITY ID: 43300A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.2 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.4 | Elect Director Judith A. McHale | Management | For | For |
| 1.5 | Elect Director John G. Schreiber | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.7 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.8 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William S. Ayer | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| HUBSPOT, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: HUBS
SECURITY ID: 443573100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lorrie Norrington | Management | For | For |
| 1.2 | Elect Director Dharmesh Shah | Management | For | For |
| 1.3 | Elect Director David Skok | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| ILLUMINA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frances Arnold | Management | For | For |
| 1b | Elect Director Francis A. deSouza | Management | For | For |
| 1c | Elect Director Karin Eastham | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: IMT
SECURITY ID: G4721W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Alison Cooper as Director | Management | For | For |
| 5 | Re-elect David Haines as Director | Management | For | For |
| 6 | Re-elect Michael Herlihy as Director | Management | For | For |
| 7 | Re-elect Matthew Phillips as Director | Management | For | For |
| 8 | Re-elect Oliver Tant as Director | Management | For | For |
| 9 | Re-elect Mark Williamson as Director | Management | For | For |
| 10 | Re-elect Karen Witts as Director | Management | For | For |
| 11 | Re-elect Malcolm Wyman as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Change of Company Name to Imperial Brands plc | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| IMPERVA, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IMPV
SECURITY ID: 45321L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Bettencourt | Management | For | For |
| 1.2 | Elect Director Geraldine Elliott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 14, 2015 |
||||
|
TICKER: ITX
SECURITY ID: E6282J125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.a | Reelect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
| 4.b | Reelect Amancio Ortega Gaona as Director | Management | For | For |
| 4.c | Reelect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
| 4.d | Elect Jose Luis Duran Schulz as Director | Management | For | For |
| 5.a | Amend Articles Re: Denomination, Purpose, Registered Office and Duration | Management | For | For |
| 5.b | Amend Articles Re: Share Capital | Management | For | For |
| 5.c | Amend Articles Re: Governing Bodies | Management | For | Against |
| 5.d | Amend Articles Re: Fiscal Year, Annual Accounts, Allocation of Income, Dissolution and Liquidation | Management | For | For |
| 5.e | Approve Restated Articles of Association | Management | For | For |
| 6 | Amend Articles and Approve Restated General Meeting Regulations | Management | For | Against |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ITCI
SECURITY ID: 46116X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon Mates | Management | For | For |
| 1.2 | Elect Director Rory B. Riggs | Management | For | For |
| 1.3 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTREXON CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: XON
SECURITY ID: 46122T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Randal J. Kirk | Management | For | For |
| 1B | Elect Director Cesar L. Alvarez | Management | For | For |
| 1C | Elect Director Steven R. Frank | Management | For | For |
| 1D | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1E | Elect Director Dean J. Mitchell | Management | For | For |
| 1F | Elect Director Robert B. Shapiro | Management | For | For |
| 1G | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| INTUITIVE SURGICAL, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: ISRG
SECURITY ID: 46120E602
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig H. Barratt | Management | For | For |
| 1.2 | Elect Director Michael A. Friedman | Management | For | For |
| 1.3 | Elect Director Gary S. Guthart | Management | For | For |
| 1.4 | Elect Director Amal M. Johnson | Management | For | For |
| 1.5 | Elect Director Keith R. Leonard, Jr. | Management | For | For |
| 1.6 | Elect Director Alan J. Levy | Management | For | For |
| 1.7 | Elect Director Mark J. Rubash | Management | For | For |
| 1.8 | Elect Director Lonnie M. Smith | Management | For | For |
| 1.9 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| INVUITY, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: IVTY
SECURITY ID: 46187J205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Sawyer | Management | For | For |
| 1.2 | Elect Director Gregory T. Lucier | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: IONS
SECURITY ID: 462222100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director Joseph Loscalzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: IRWD
SECURITY ID: 46333X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marsha H. Fanucci | Management | For | For |
| 1.2 | Elect Director Terrance G. McGuire | Management | For | For |
| 1.3 | Elect Director Edward P. Owens | Management | For | For |
| 1.4 | Elect Director Christopher T. Walsh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: JBHT
SECURITY ID: 445658107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| JARDEN CORPORATION
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: JAH
SECURITY ID: 471109108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| JAZZ PHARMACEUTICALS PLC
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: JAZZ
SECURITY ID: G50871105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Gray | Management | For | For |
| 1b | Elect Director Kenneth W. O'Keefe | Management | For | For |
| 1c | Elect Director Elmar Schnee | Management | For | For |
| 1d | Elect Director Catherine A. Sohn | Management | For | For |
| 2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JBLU
SECURITY ID: 477143101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director David Checketts | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephen Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Stanley McChrystal | Management | For | For |
| 1h | Elect Director Joel Peterson | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mary C. Beckerle | Management | For | For |
| 1b | Elect Director D. Scott Davis | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director William D. Perez | Management | For | For |
| 1i | Elect Director Charles Prince | Management | For | For |
| 1j | Elect Director A. Eugene Washington | Management | For | For |
| 1k | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Against |
| JUNO THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: JUNO
SECURITY ID: 48205A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hal V. Barron | Management | For | For |
| 1.2 | Elect Director Richard D. Klausner | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KATE SPADE & COMPANY
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: KATE
SECURITY ID: 485865109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.2 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.3 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.6 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.7 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.8 | Elect Director Douglas Mack | Management | For | For |
| 1.9 | Elect Director Jan Singer | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Require Advance Notice for Shareholder Nominations | Management | For | For |
| 6 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 7 | Proxy Access | Shareholder | Against | Against |
| KITE PHARMA, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: KITE
SECURITY ID: 49803L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Farah Champsi | Management | For | For |
| 1.2 | Elect Director Roy Doumani | Management | For | For |
| 1.3 | Elect Director Ran Nussbaum | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KWEICHOW MOUTAI CO., LTD.
MEETING DATE: SEP 16, 2015 |
||||
|
TICKER: 600519
SECURITY ID: Y5070V116
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 4 | Elect Li Baofang as Non-Independent Director | Management | For | For |
| 5 | Approve Provision of Financial Services by Company's Subsidiary to Company's Controlling Shareholder and Its Subsidiaries | Management | For | Against |
| L BRANDS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: LB
SECURITY ID: 501797104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.2 | Elect Director David T. Kollat | Management | For | For |
| 1.3 | Elect Director Leslie H. Wexner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| LINKEDIN CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: LNKD
SECURITY ID: 53578A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Michael J. Moritz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Report on Plans to Increase Board Diversity | Shareholder | None | For |
| LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: LMT
SECURITY ID: 539830109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel F. Akerson | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Rosalind G. Brewer | Management | For | For |
| 1d | Elect Director David B. Burritt | Management | For | For |
| 1e | Elect Director Bruce A. Carlson | Management | For | For |
| 1f | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1g | Elect Director Thomas J. Falk | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director James M. Loy | Management | For | For |
| 1j | Elect Director Joseph W. Ralston | Management | For | For |
| 1k | Elect Director Anne Stevens | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| LONZA GROUP LTD.
MEETING DATE: APR 22, 2016 |
||||
|
TICKER: LONN
SECURITY ID: H50524133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1h | Reelect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.1i | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2 | Elect Christoph Maeder as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4d | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.96 Million | Management | For | Did Not Vote |
| 9.1 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 4.02 Million | Management | For | Did Not Vote |
| 9.2 | Approve Maximum Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 3.31 Million | Management | For | Did Not Vote |
| 9.3 | Approve Maximum Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 5.67 Million | Management | For | Did Not Vote |
| 10 | Transact Other Business (Voting) | Management | For | Did Not Vote |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Angela F. Braly | Management | For | For |
| 1.3 | Elect Director Sandra B. Cochran | Management | For | For |
| 1.4 | Elect Director Laurie Z. Douglas | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director James H. Morgan | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Bertram L. Scott | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| LULULEMON ATHLETICA INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: LULU
SECURITY ID: 550021109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert Bensoussan | Management | For | For |
| 1b | Elect Director Kathryn Henry | Management | For | For |
| 1c | Elect Director Jon McNeill | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: MG
SECURITY ID: 559222401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director Barbara Judge | Management | For | For |
| 1.5 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.6 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.7 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.8 | Elect Director Donald J. Walker | Management | For | For |
| 1.9 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.10 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Adopt New By-Law No. 1 | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MATTEL, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MAT
SECURITY ID: 577081102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Dolan | Management | For | For |
| 1b | Elect Director Trevor A. Edwards | Management | For | For |
| 1c | Elect Director Frances D. Fergusson | Management | For | For |
| 1d | Elect Director Ann Lewnes | Management | For | For |
| 1e | Elect Director Dominic Ng | Management | For | For |
| 1f | Elect Director Vasant M. Prabhu | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Christopher A. Sinclair | Management | For | For |
| 1i | Elect Director Dirk Van de Put | Management | For | For |
| 1j | Elect Director Kathy White Loyd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.2 | Elect Director Tunc Doluca | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Eliminate Cumulative Voting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MCDONALD'S CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MCD
SECURITY ID: 580135101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd Dean | Management | For | For |
| 1b | Elect Director Stephen Easterbrook | Management | For | For |
| 1c | Elect Director Robert Eckert | Management | For | For |
| 1d | Elect Director Margaret Georgiadis | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jeanne Jackson | Management | For | For |
| 1g | Elect Director Richard Lenny | Management | For | For |
| 1h | Elect Director Walter Massey | Management | For | For |
| 1i | Elect Director John Mulligan | Management | For | For |
| 1j | Elect Director Sheila Penrose | Management | For | For |
| 1k | Elect Director John Rogers, Jr. | Management | For | For |
| 1l | Elect Director Miles White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 7 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | Against |
| 8 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Against |
| 9 | Report on Consistency Between Corporate Values and Political Activities | Shareholder | Against | Against |
| MCKESSON CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director N. Anthony Coles | Management | For | For |
| 1d | Elect Director John H. Hammergren | Management | For | For |
| 1e | Elect Director Alton F. Irby, III | Management | For | For |
| 1f | Elect Director M. Christine Jacobs | Management | For | For |
| 1g | Elect Director Donald R. Knauss | Management | For | For |
| 1h | Elect Director Marie L. Knowles | Management | For | For |
| 1i | Elect Director David M. Lawrence | Management | For | For |
| 1j | Elect Director Edward A. Mueller | Management | For | For |
| 1k | Elect Director Susan R. Salka | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MEDTRONIC PLC
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: MDT
SECURITY ID: G5960L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MACK
SECURITY ID: 590328100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director John M. Dineen | Management | For | For |
| 1.4 | Elect Director Vivian S. Lee | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Ulrik B. Nielsen | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Russell T. Ray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: MGM
SECURITY ID: 552953101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Mary Chris Gay | Management | For | For |
| 1.4 | Elect Director William W. Grounds | Management | For | For |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Roland Hernandez | Management | For | For |
| 1.7 | Elect Director Anthony Mandekic | Management | For | For |
| 1.8 | Elect Director Rose McKinney-James | Management | For | For |
| 1.9 | Elect Director James J. Murren | Management | For | For |
| 1.10 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.11 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOBILEYE N.V.
MEETING DATE: JUN 29, 2016 |
||||
|
TICKER: MBLY
SECURITY ID: N51488117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
| 4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
| 4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
| 5 | Grant Board Authority to Issue Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
| 9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MHK
SECURITY ID: 608190104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.2 | Elect Director William H. Runge, III | Management | For | For |
| 1.3 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TAP
SECURITY ID: 60871R209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: MNTA
SECURITY ID: 60877T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Koestler | Management | For | For |
| 1.2 | Elect Director Elizabeth Stoner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MDLZ
SECURITY ID: 609207105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: MPWR
SECURITY ID: 609839105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 1.3 | Elect Director Eugen Elmiger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: AUG 07, 2015 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: MNST
SECURITY ID: 61174X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NASPERS LTD
MEETING DATE: AUG 28, 2015 |
||||
|
TICKER: NPN
SECURITY ID: S53435103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015 | Management | For | For |
| 2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor | Management | For | For |
| 4.1 | Re-elect Steve Pacak as Director | Management | For | Against |
| 4.2 | Elect Mark Sorour as Director | Management | For | Against |
| 4.3 | Elect Koos Bekker as Director | Management | For | Against |
| 5.1 | Re-elect Craig Enenstein as Director | Management | For | For |
| 5.2 | Re-elect Don Eriksson as Director | Management | For | For |
| 5.3 | Re-elect Fred Phaswana as Director | Management | For | For |
| 5.4 | Re-elect Ben van der Ross as Director | Management | For | For |
| 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Rachel Jafta as Member of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against |
| 9 | Authorise Board to Issue Shares for Cash | Management | For | Against |
| 10 | Approve the Trust Deed of the Restricted Stock Plan | Management | For | For |
| 11 | Approve Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes | Management | For | For |
| 12 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1.1 | Approve Fees of the Board Chairman | Management | For | For |
| 1.2 | Approve Fees of the Board Member | Management | For | For |
| 1.3 | Approve Fees of the Audit Committee Chairman | Management | For | For |
| 1.4 | Approve Fees of the Audit Committee Member | Management | For | For |
| 1.5 | Approve Fees of the Risk Committee Chairman | Management | For | For |
| 1.6 | Approve Fees of the Risk Committee Member | Management | For | For |
| 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Management | For | For |
| 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Management | For | For |
| 1.9 | Approve Fees of the Nomination Committee Chairman | Management | For | For |
| 1.10 | Approve Fees of the Nomination Committee Member | Management | For | For |
| 1.11 | Approve Fees of the Social and Ethics Committee Chairman | Management | For | For |
| 1.12 | Approve Fees of the Social and Ethics Committee Member | Management | For | For |
| 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For |
| 1.14 | Approve Fees of the Media24 Pension Fund Chairman | Management | For | For |
| 1.15 | Approve Fees of the Media24 Pension Fund Trustee | Management | For | For |
| 1.16 | Approve Remuneration of Non-Executive Directors for the Year Ending 31 March 2017 | Management | For | For |
| 2 | Approve Financial Assistance in Terms of Section 44 of the Act | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Act | Management | For | For |
| 4 | Authorise Repurchase of N Ordinary Shares | Management | For | For |
| 5 | Authorise Repurchase of A Ordinary Shares | Management | For | For |
| NETEASE INC.
MEETING DATE: SEP 04, 2015 |
||||
|
TICKER: NTES
SECURITY ID: 64110W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Re-elect William Lei Ding as Director | Management | For | For |
| 1b | Re-elect Alice Cheng as Director | Management | For | For |
| 1c | Re-elect Denny Lee as Director | Management | For | For |
| 1d | Re-elect Joseph Tong as Director | Management | For | For |
| 1e | Re-elect Lun Feng as Director | Management | For | For |
| 1f | Re-elect Michael Leung as Director | Management | For | For |
| 1g | Re-elect Michael Tong as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors of the Company | Management | For | For |
| NETFLIX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NFLX
SECURITY ID: 64110L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Leslie Kilgore | Management | For | For |
| 1.3 | Elect Director Ann Mather | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEVRO CORP.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVRO
SECURITY ID: 64157F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ali Behbahani | Management | For | For |
| 1.2 | Elect Director Rami Elghandour | Management | For | For |
| 1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEW RELIC, INC.
MEETING DATE: AUG 18, 2015 |
||||
|
TICKER: NEWR
SECURITY ID: 64829B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sarah Friar | Management | For | For |
| 1.2 | Elect Director Adam Messinger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEWELL RUBBERMAID INC.
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: NWL
SECURITY ID: 651229106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Thomas E. Clarke | Management | For | For |
| 3.2 | Elect Director Kevin C. Conroy | Management | For | For |
| 3.3 | Elect Director Scott S. Cowen | Management | For | For |
| 3.4 | Elect Director Michael T. Cowhig | Management | For | For |
| 3.5 | Elect Director Domenico De Sole | Management | For | For |
| 3.6 | Elect Director Michael B. Polk | Management | For | For |
| 3.7 | Elect Director Steven J. Strobel | Management | For | For |
| 3.8 | Elect Director Michael A. Todman | Management | For | For |
| 3.9 | Elect Director Raymond G. Viault | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NIKE, INC.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: NKE
SECURITY ID: 654106103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 1.4 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 |
||||
|
TICKER: NMBL
SECURITY ID: 65440R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NINTENDO CO. LTD.
MEETING DATE: JUN 29, 2016 |
||||
|
TICKER: 7974
SECURITY ID: J51699106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 120 | Management | For | For |
| 2 | Amend Articles to Amend Business Lines - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Amend Provisions on Number of Directors | Management | For | For |
| 3.1 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 3.2 | Elect Director Takeda, Genyo | Management | For | For |
| 3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 3.4 | Elect Director Takahashi, Shinya | Management | For | For |
| 3.5 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Noguchi, Naoki | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Mizutani, Naoki | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Mitamura, Yoshimi | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | For |
| 5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: NBL
SECURITY ID: 655044105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1b | Elect Director Michael A. Cawley | Management | For | For |
| 1c | Elect Director Edward F. Cox | Management | For | For |
| 1d | Elect Director James E. Craddock | Management | For | For |
| 1e | Elect Director Thomas J. Edelman | Management | For | For |
| 1f | Elect Director Eric P. Grubman | Management | For | For |
| 1g | Elect Director Kirby L. Hedrick | Management | For | For |
| 1h | Elect Director David L. Stover | Management | For | For |
| 1i | Elect Director Scott D. Urban | Management | For | For |
| 1j | Elect Director William T. Van Kleef | Management | For | For |
| 1k | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Report on Impacts of and Plans to Align with Global Climate Change Policy | Shareholder | Against | Abstain |
| NORTHROP GRUMMAN CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NOC
SECURITY ID: 666807102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley G. Bush | Management | For | For |
| 1.2 | Elect Director Marianne C. Brown | Management | For | For |
| 1.3 | Elect Director Victor H. Fazio | Management | For | For |
| 1.4 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.5 | Elect Director Ann M. Fudge | Management | For | For |
| 1.6 | Elect Director Bruce S. Gordon | Management | For | For |
| 1.7 | Elect Director William H. Hernandez | Management | For | For |
| 1.8 | Elect Director Madeleine A. Kleiner | Management | For | For |
| 1.9 | Elect Director Karl J. Krapek | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director Gary Roughead | Management | For | For |
| 1.12 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.13 | Elect Director James S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NVAX
SECURITY ID: 670002104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVOCURE LIMITED
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: NVCR
SECURITY ID: G6674U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Burkoth | Management | For | For |
| 1.2 | Elect Director Yoram Palti | Management | For | For |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: NUS
SECURITY ID: 67018T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Neil H. Offen | Management | For | For |
| 1.7 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.8 | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director Persis S. Drell | Management | For | For |
| 1d | Elect Director James C. Gaither | Management | For | For |
| 1e | Elect Director Jen-Hsun Huang | Management | For | For |
| 1f | Elect Director Dawn Hudson | Management | For | For |
| 1g | Elect Director Harvey C. Jones | Management | For | For |
| 1h | Elect Director Michael G. McCaffery | Management | For | For |
| 1i | Elect Director William J. Miller | Management | For | For |
| 1j | Elect Director Mark L. Perry | Management | For | For |
| 1k | Elect Director A. Brooke Seawell | Management | For | For |
| 1l | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUL 02, 2015 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| NXP SEMICONDUCTORS NV
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
| 1c | Elect Director Larry O'Reilly | Management | For | For |
| 1d | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director Paul R. Lederer | Management | For | For |
| 1h | Elect Director John R. Murphy | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| OLYMPUS CORP.
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: 7733
SECURITY ID: J61240107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2 | Amend Articles to Remove Provisions on Takeover Defense - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 3.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 3.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 3.4 | Elect Director Ogawa, Haruo | Management | For | For |
| 3.5 | Elect Director Hirata, Kiichi | Management | For | For |
| 3.6 | Elect Director Hiruta, Shiro | Management | For | For |
| 3.7 | Elect Director Fujita, Sumitaka | Management | For | For |
| 3.8 | Elect Director Unotoro, Keiko | Management | For | For |
| 3.9 | Elect Director Katayama, Takayuki | Management | For | For |
| 3.10 | Elect Director Kaminaga, Susumu | Management | For | For |
| 3.11 | Elect Director Kikawa, Michijiro | Management | For | For |
| 4.1 | Appoint Statutory Auditor Saito, Takashi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shimizu, Masashi | Management | For | For |
| 4.3 | Appoint Statutory Auditor Natori, Katsuya | Management | For | For |
| 4.4 | Appoint Statutory Auditor Iwasaki, Atsushi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Teshima, Atsushi | Management | For | For |
| PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: PCRX
SECURITY ID: 695127100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Hastings | Management | For | For |
| 1.2 | Elect Director John Longenecker | Management | For | For |
| 1.3 | Elect Director Andreas Wicki | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| PALO ALTO NETWORKS, INC.
MEETING DATE: DEC 11, 2015 |
||||
|
TICKER: PANW
SECURITY ID: 697435105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Donovan | Management | For | For |
| 1.2 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.3 | Elect Director Nir Zuk | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYCOM SOFTWARE, INC.
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: PAYC
SECURITY ID: 70432V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason D. Clark | Management | For | For |
| 1.2 | Elect Director Chad Richison | Management | For | For |
| 1.3 | Elect Director Sanjay Swani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYPAL HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PYPL
SECURITY ID: 70450Y103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PDC ENERGY, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: PDCE
SECURITY ID: 69327R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry F. Mazza | Management | For | For |
| 1.2 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PEPSICO, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PEP
SECURITY ID: 713448108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Cesar Conde | Management | For | For |
| 1d | Elect Director Ian M. Cook | Management | For | For |
| 1e | Elect Director Dina Dublon | Management | For | For |
| 1f | Elect Director Rona A. Fairhead | Management | For | For |
| 1g | Elect Director Richard W. Fisher | Management | For | For |
| 1h | Elect Director William R. Johnson | Management | For | For |
| 1i | Elect Director Indra K. Nooyi | Management | For | For |
| 1j | Elect Director David C. Page | Management | For | For |
| 1k | Elect Director Robert C. Pohlad | Management | For | For |
| 1l | Elect Director Lloyd G. Trotter | Management | For | For |
| 1m | Elect Director Daniel Vasella | Management | For | For |
| 1n | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Establish a Board Committee on Sustainability | Shareholder | Against | Against |
| 6 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Abstain |
| 7 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PXD
SECURITY ID: 723787107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.13 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| PLAYTECH PLC
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: PTEC
SECURITY ID: G7132V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by TradeFX Limited of the Entire Issued Share Capital of Ava Trade Ltd | Management | For | For |
| PLAYTECH PLC
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: PTEC
SECURITY ID: G7132V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Plus500 Ltd | Management | For | For |
| PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: PTLA
SECURITY ID: 737010108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director William Lis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: POT
SECURITY ID: 73755L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.5 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Keith G. Martell | Management | For | For |
| 1.9 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.10 | Elect Director Aaron W. Regent | Management | For | For |
| 1.11 | Elect Director Jochen E. Tilk | Management | For | For |
| 1.12 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 1.13 | Elect Director Zoe A. Yujnovich | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | SP1: Conduct and Make Public An Independent Human Rights Assessment | Shareholder | Against | Against |
| PREMIUM BRANDS HOLDINGS CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: PBH
SECURITY ID: 74061A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Johnny Ciampi | Management | For | For |
| 2.2 | Elect Director Bruce Hodge | Management | For | For |
| 2.3 | Elect Director Kathleen Keller-Hobson | Management | For | For |
| 2.4 | Elect Director Hugh McKinnon | Management | For | For |
| 2.5 | Elect Director George Paleologou | Management | For | For |
| 2.6 | Elect Director John Zaplatynsky | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PRONAI THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DNAI
SECURITY ID: 74346L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
| 1.2 | Elect Director Tran Nguyen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROTHENA CORPORATION PLC
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PRTA
SECURITY ID: G72800108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard T. Collier | Management | For | For |
| 1b | Elect Director K. Andres O. Hartstrand | Management | For | For |
| 1c | Elect Director Christopher S. Henney | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6A | Amend Memorandum of Association | Management | For | For |
| 6B | Amend Articles of Association | Management | For | For |
| PVH CORP.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PVH
SECURITY ID: 693656100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director V. James Marino | Management | For | For |
| 1.7 | Elect Director G. Penny McIntyre | Management | For | For |
| 1.8 | Elect Director Henry Nasella | Management | For | For |
| 1.9 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.10 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Gavin, Jr. | Management | For | For |
| 1b | Elect Director Alexander Ott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: QRVO
SECURITY ID: 74736K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| RACKSPACE HOSTING, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Taylor Rhodes | Management | For | For |
| 1B | Elect Director Lila Tretikov | Management | For | For |
| 2 | Ratify KPMG, LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| RADIUS HEALTH, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: RDUS
SECURITY ID: 750469207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Ansbert K. Gadicke | Management | For | Withhold |
| 1.4 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| RATIONAL AG
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: RAA
SECURITY ID: D6349P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | Management | For | Against |
| RAYTHEON COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: RTN
SECURITY ID: 755111507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tracy A. Atkinson | Management | For | For |
| 1b | Elect Director Robert E. Beauchamp | Management | For | For |
| 1c | Elect Director James E. Cartwright | Management | For | For |
| 1d | Elect Director Vernon E. Clark | Management | For | For |
| 1e | Elect Director Stephen J. Hadley | Management | For | For |
| 1f | Elect Director Thomas A. Kennedy | Management | For | For |
| 1g | Elect Director Letitia A. Long | Management | For | For |
| 1h | Elect Director George R. Oliver | Management | For | For |
| 1i | Elect Director Michael C. Ruettgers | Management | For | For |
| 1j | Elect Director William R. Spivey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| 6 | Proxy Access | Shareholder | Against | Against |
| RED HAT, INC.
MEETING DATE: AUG 06, 2015 |
||||
|
TICKER: RHT
SECURITY ID: 756577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sohaib Abbasi | Management | For | For |
| 1.2 | Elect Director Charlene T. Begley | Management | For | For |
| 1.3 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.4 | Elect Director William S. Kaiser | Management | For | For |
| 1.5 | Elect Director Donald H. Livingstone | Management | For | For |
| 1.6 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: REGN
SECURITY ID: 75886F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Brown | Management | For | For |
| 1.2 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REGENXBIO INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: RGNX
SECURITY ID: 75901B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Allan M. Fox | Management | For | For |
| 1.2 | Elect Director Camille Samuels | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RESTORATION HARDWARE HOLDINGS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: RH
SECURITY ID: 761283100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Demilio | Management | For | For |
| 1.2 | Elect Director Leonard Schlesinger | Management | For | For |
| 1.3 | Elect Director Eri Chaya | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REYNOLDS AMERICAN INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: RAI
SECURITY ID: 761713106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan M. Cameron | Management | For | For |
| 1b | Elect Director Martin D. Feinstein | Management | For | For |
| 1c | Elect Director Murray S. Kessler | Management | For | For |
| 1d | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1e | Elect Director Ricardo Oberlander | Management | For | For |
| 1f | Elect Director Jerome Abelman | Management | For | For |
| 1g | Elect Director Robert Lerwill | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| 6 | Adopt and Issue a General Payout Policy | Shareholder | Against | Against |
| 7 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| ROSETTA RESOURCES INC.
MEETING DATE: JUL 20, 2015 |
||||
|
TICKER: ROSE
SECURITY ID: 777779307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ROSS STORES, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ROST
SECURITY ID: 778296103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director Stephen D. Milligan | Management | For | For |
| 1g | Elect Director George P. Orban | Management | For | For |
| 1h | Elect Director Michael O'Sullivan | Management | For | For |
| 1i | Elect Director Lawrence S. Peiros | Management | For | For |
| 1j | Elect Director Gregory L. Quesnel | Management | For | For |
| 1k | Elect Director Barbara Rentler | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SABRE CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SABR
SECURITY ID: 78573M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Bravante, Jr. | Management | For | For |
| 1.2 | Elect Director Tom Klein | Management | For | For |
| 1.3 | Elect Director Joseph Osnoss | Management | For | For |
| 1.4 | Elect Director Zane Rowe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kevin P. Starr | Management | For | For |
| 1B | Elect Director James Frates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: CRM
SECURITY ID: 79466L302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc Benioff | Management | For | For |
| 1b | Elect Director Keith Block | Management | For | For |
| 1c | Elect Director Craig Conway | Management | For | For |
| 1d | Elect Director Alan Hassenfeld | Management | For | For |
| 1e | Elect Director Neelie Kroes | Management | For | For |
| 1f | Elect Director Colin Powell | Management | For | For |
| 1g | Elect Director Sanford Robertson | Management | For | For |
| 1h | Elect Director John V. Roos | Management | For | For |
| 1i | Elect Director Lawrence Tomlinson | Management | For | For |
| 1j | Elect Director Robin Washington | Management | For | For |
| 1k | Elect Director Maynard Webb | Management | For | For |
| 1l | Elect Director Susan Wojcicki | Management | For | For |
| 2 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SANDISK CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| SAP SE
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: SAP
SECURITY ID: 803054204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 7 | Elect Gesche Joost to the Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2016 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1c | Elect Director Paal Kibsgaard | Management | For | For |
| 1d | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1e | Elect Director Michael E. Marks | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Lubna S. Olayan | Management | For | For |
| 1h | Elect Director Leo Rafael Reif | Management | For | For |
| 1i | Elect Director Tore I. Sandvold | Management | For | For |
| 1j | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Fix Number of Directors at Twelve | Management | For | For |
| 7 | Amend 2010 Omnibus Stock Incentive Plan | Management | For | For |
| SEATTLE GENETICS, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: SGEN
SECURITY ID: 812578102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 1.3 | Elect Director Srinivas Akkaraju | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SEMTECH CORPORATION
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: SMTC
SECURITY ID: 816850101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director Ye Jane Li | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SERES THERAPEUTICS, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: MCRB
SECURITY ID: 81750R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Roger J. Pomerantz | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SHOPIFY INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: SH
SECURITY ID: 82509L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tobias Lutke | Management | For | For |
| 1.2 | Elect Director Robert Ashe | Management | For | For |
| 1.3 | Elect Director Steven Collins | Management | For | For |
| 1.4 | Elect Director Jeremy Levine | Management | For | For |
| 1.5 | Elect Director Trevor Oelschig | Management | For | For |
| 1.6 | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SKECHERS U.S.A., INC.
MEETING DATE: SEP 24, 2015 |
||||
|
TICKER: SKX
SECURITY ID: 830566105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Class A and Class B Common Stock and to Effect Stock Split of Both Classes | Management | For | For |
| SKECHERS U.S.A., INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SKX
SECURITY ID: 830566105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Greenberg | Management | For | For |
| 1.2 | Elect Director David Weinberg | Management | For | For |
| 1.3 | Elect Director Jeffrey Greenberg | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Report on Plans to Increase Board Diversity | Shareholder | Against | Abstain |
| SM ENERGY COMPANY
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SM
SECURITY ID: 78454L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry W. Bickle | Management | For | For |
| 1.2 | Elect Director Stephen R. Brand | Management | For | For |
| 1.3 | Elect Director Loren M. Leiker | Management | For | For |
| 1.4 | Elect Director Javan D. Ottoson | Management | For | For |
| 1.5 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.6 | Elect Director Julio M. Quintana | Management | For | For |
| 1.7 | Elect Director Rose M. Robeson | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SOLARCITY CORPORATION
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: SCTY
SECURITY ID: 83416T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lyndon R. Rive | Management | For | For |
| 1b | Elect Director John H.N. Fisher | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Remuneration of Executive Directors and/or Non-Executive Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | Against |
| SOLAREDGE TECHNOLOGIES, INC.
MEETING DATE: FEB 23, 2016 |
||||
|
TICKER: SEDG
SECURITY ID: 83417M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoni Cheifetz | Management | For | For |
| 1.2 | Elect Director Dan Avida | Management | For | For |
| 1.3 | Elect Director Doron Inbar | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| SONY CORPORATION
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: 6758
SECURITY ID: J76379106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SONY CORPORATION
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: 6758
SECURITY ID: 835699307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: LUV
SECURITY ID: 844741108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Thomas W. Gilligan | Management | For | For |
| 1g | Elect Director Gary C. Kelly | Management | For | For |
| 1h | Elect Director Grace D. Lieblein | Management | For | For |
| 1i | Elect Director Nancy B. Loeffler | Management | For | For |
| 1j | Elect Director John T. Montford | Management | For | For |
| 1k | Elect Director Ron Ricks | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SWN
SECURITY ID: 845467109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Gass | Management | For | For |
| 1.2 | Elect Director Catherine A. Kehr | Management | For | For |
| 1.3 | Elect Director Greg D. Kerley | Management | For | For |
| 1.4 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.5 | Elect Director Elliott Pew | Management | For | For |
| 1.6 | Elect Director Terry W. Rathert | Management | For | For |
| 1.7 | Elect Director Alan H. Stevens | Management | For | For |
| 1.8 | Elect Director William J. Way | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ONCE
SECURITY ID: 84652J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Lorris Betz | Management | For | For |
| 1.2 | Elect Director Anand Mehra | Management | For | For |
| 1.3 | Elect Director Lota Zoth | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPIN MASTER CORP.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: TOY
SECURITY ID: 848510103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Minimum Number of Directors From Three to Seven | Management | For | For |
| 2.1 | Elect Director John Cassaday | Management | For | For |
| 2.2 | Elect Director Jeffrey I. Cohen | Management | For | For |
| 2.3 | Elect Director Ben J. Gadbois | Management | For | For |
| 2.4 | Elect Director Ronnen Harary | Management | For | For |
| 2.5 | Elect Director Dina R. Howell | Management | For | For |
| 2.6 | Elect Director Anton Rabie | Management | For | For |
| 2.7 | Elect Director Todd Tappin | Management | For | For |
| 2.8 | Elect Director Ben Varadi | Management | For | For |
| 2.9 | Elect Director Charles Winograd | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| SPIRIT AIRLINES, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: SAVE
SECURITY ID: 848577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlton D. Donaway | Management | For | For |
| 1.2 | Elect Director David G. Elkins | Management | For | For |
| 1.3 | Elect Director Myrna M. Soto | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPLUNK INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: SPLK
SECURITY ID: 848637104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director David Hornik | Management | For | For |
| 1c | Elect Director Thomas Neustaetter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: SFM
SECURITY ID: 85208M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shon A. Boney | Management | For | For |
| 1.2 | Elect Director Amin N. Maredia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: SBUX
SECURITY ID: 855244109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Howard Schultz | Management | For | For |
| 1b | Elect Director William W. Bradley | Management | For | For |
| 1c | Elect Director Mary N. Dillon | Management | For | For |
| 1d | Elect Director Robert M. Gates | Management | For | For |
| 1e | Elect Director Mellody Hobson | Management | For | For |
| 1f | Elect Director Kevin R. Johnson | Management | For | For |
| 1g | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1h | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1i | Elect Director Clara Shih | Management | For | For |
| 1j | Elect Director Javier G. Teruel | Management | For | For |
| 1k | Elect Director Myron E. Ullman, III | Management | For | For |
| 1l | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Amend Policies to Allow Employees to Participate in Political Process with No Retribution | Shareholder | Against | Against |
| STARZ
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: STRZA
SECURITY ID: 85571Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Susan M. Lyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dallas S. Clement | Management | For | For |
| 1.2 | Elect Director Paul R. Garcia | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director Donna S. Morea | Management | For | For |
| 1.6 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.7 | Elect Director William H. Rogers, Jr | Management | For | For |
| 1.8 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.9 | Elect Director Bruce L. Tanner | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SWIFT TRANSPORTATION COMPANY
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SWFT
SECURITY ID: 87074U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| SYNCHRONY FINANCIAL
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SYF
SECURITY ID: 87165B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret M. Keane | Management | For | For |
| 1b | Elect Director Paget L. Alves | Management | For | For |
| 1c | Elect Director Arthur W. Coviello, Jr. | Management | For | For |
| 1d | Elect Director William W. Graylin | Management | For | For |
| 1e | Elect Director Roy A. Guthrie | Management | For | For |
| 1f | Elect Director Richard C. Hartnack | Management | For | For |
| 1g | Elect Director Jeffrey G. Naylor | Management | For | For |
| 1h | Elect Director Laurel J. Richie | Management | For | For |
| 1i | Elect Director Olympia J. Snowe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| T-MOBILE US, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: TMUS
SECURITY ID: 872590104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | Against |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Clawback Policy | Shareholder | Against | Against |
| TABLEAU SOFTWARE, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DATA
SECURITY ID: 87336U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian Chabot | Management | For | For |
| 1.2 | Elect Director Christopher Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 24, 2015 |
||||
|
TICKER: TTWO
SECURITY ID: 874054109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director Michael Dornemann | Management | For | For |
| 1.4 | Elect Director J Moses | Management | For | For |
| 1.5 | Elect Director Michael Sheresky | Management | For | For |
| 1.6 | Elect Director Susan Tolson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Anne M. Mulcahy | Management | For | For |
| 1l | Elect Director Derica W. Rice | Management | For | For |
| 1m | Elect Director Kenneth L. Salazar | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| TATA MOTORS LTD.
MEETING DATE: AUG 13, 2015 |
||||
|
TICKER: 500570
SECURITY ID: 876568502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect S. Borwankar as Director | Management | For | For |
| 3 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Remuneration of Cost Auditors | Management | For | For |
| 5 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: TPX
SECURITY ID: 88023U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director John A. Heil | Management | For | For |
| 1c | Elect Director Jon L. Luther | Management | For | For |
| 1d | Elect Director Usman Nabi | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Scott L. Thompson | Management | For | For |
| 1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENCENT HOLDINGS LTD.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: 700
SECURITY ID: G87572163
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | Against |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TESLA MOTORS, INC.
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad W. Buss | Management | For | For |
| 1.2 | Elect Director Ira Ehrenpreis | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: SEP 03, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Roger Abravanel as Director For a Three Year Term | Management | For | For |
| 1b | Elect Rosemary A. Crane as Director For a Three Year Term | Management | For | For |
| 1c | Elect Gerald M. Lieberman as Director For a Three Year Term | Management | For | For |
| 1d | Reelect Galia Maor as Director For a Three Year Term | Management | For | For |
| 2 | Elect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation | Management | For | For |
| 3a | Amend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation | Management | For | For |
| 3a.1 | Vote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| 3b | Approve Compensation of Company's Directors, Excluding Chairman | Management | For | For |
| 3c | Approve Compensation of Yitzhak Peterburg, Chairman | Management | For | For |
| 4a | Amend Employment Terms of Erez Vigodman, President and CEO | Management | For | For |
| 4b | Approve Special Cash Bonus to Erez Vigodman, President and CEO | Management | For | For |
| 5 | Approve 2015 Equity Compensation Plan | Management | For | For |
| 6 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize New Class of Mandatory Convertible Preferred Shares | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD
MEETING DATE: APR 18, 2016 |
||||
|
TICKER: TEVA
SECURITY ID: 881624209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Yitzhak Peterburg as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the 2019 Annual Meeting of Shareholders | Management | For | For |
| 2 | Amend Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 2a | Vote FOR if you are a controlling shareholder or have a personal interest in Item 2; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| 3a | Approve an Increase to the Fees Payable to Erez Vigodman, CEO | Management | For | For |
| 3b | Approve Amendment to Annual Cash Bonus Objectives and Payout Terms for Erez Vigodman, CEO | Management | For | For |
| 3c | Approve Amendment to Annual Equity Awards for Erez Vigodman, CEO | Management | For | For |
| 4 | Approve Amendment to the 2015 Long-Term Equity-Based Incentive Plan to Increase the Number of Shares Available for Issuance Thereunder | Management | For | For |
| 5 | Reappoint Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SCHW
SECURITY ID: 808513105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: KO
SECURITY ID: 191216100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Marc Bolland | Management | For | For |
| 1.4 | Elect Director Ana Botin | Management | For | For |
| 1.5 | Elect Director Howard G. Buffett | Management | For | For |
| 1.6 | Elect Director Richard M. Daley | Management | For | For |
| 1.7 | Elect Director Barry Diller | Management | For | For |
| 1.8 | Elect Director Helene D. Gayle | Management | For | For |
| 1.9 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.10 | Elect Director Alexis M. Herman | Management | For | For |
| 1.11 | Elect Director Muhtar Kent | Management | For | For |
| 1.12 | Elect Director Robert A. Kotick | Management | For | For |
| 1.13 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.14 | Elect Director Sam Nunn | Management | For | For |
| 1.15 | Elect Director David B. Weinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| 6 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | Against |
| 7 | Report on Consistency Between Corporate Values and Political Contributions | Shareholder | Against | Abstain |
| THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DOW
SECURITY ID: 260543103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director James A. Bell | Management | For | For |
| 1d | Elect Director Richard K. Davis | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Mark Loughridge | Management | For | For |
| 1h | Elect Director Raymond J. Milchovich | Management | For | For |
| 1i | Elect Director Robert S. Miller | Management | For | For |
| 1j | Elect Director Paul Polman | Management | For | For |
| 1k | Elect Director Dennis H. Reilley | Management | For | For |
| 1l | Elect Director James M. Ringler | Management | For | For |
| 1m | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| THE ESTEE LAUDER COMPANIES INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: EL
SECURITY ID: 518439104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rose Marie Bravo | Management | For | For |
| 1.2 | Elect Director Paul J. Fribourg | Management | For | For |
| 1.3 | Elect Director Mellody Hobson | Management | For | For |
| 1.4 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| THE HAIN CELESTIAL GROUP, INC.
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: HAIN
SECURITY ID: 405217100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irwin D. Simon | Management | For | For |
| 1.2 | Elect Director Richard C. Berke | Management | For | For |
| 1.3 | Elect Director Andrew R. Heyer | Management | For | For |
| 1.4 | Elect Director Raymond W. Kelly | Management | For | For |
| 1.5 | Elect Director Roger Meltzer | Management | For | For |
| 1.6 | Elect Director Scott M. O'Neil | Management | For | For |
| 1.7 | Elect Director Adrianne Shapira | Management | For | For |
| 1.8 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | For | Against |
| THE HOME DEPOT, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: HD
SECURITY ID: 437076102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Gregory D. Brenneman | Management | For | For |
| 1d | Elect Director J. Frank Brown | Management | For | For |
| 1e | Elect Director Albert P. Carey | Management | For | For |
| 1f | Elect Director Armando Codina | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Craig A. Menear | Management | For | For |
| 1l | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| THE KRAFT HEINZ COMPANY
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: KHC
SECURITY ID: 500754106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1h | Elect Director Mackey J. McDonald | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THE KROGER CO.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: KR
SECURITY ID: 501044101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nora A. Aufreiter | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Anne Gates | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director W. Rodney McMullen | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Clyde R. Moore | Management | For | For |
| 1h | Elect Director Susan M. Phillips | Management | For | For |
| 1i | Elect Director James A. Runde | Management | For | For |
| 1j | Elect Director Ronald L. Sargent | Management | For | For |
| 1k | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Assess Feasibility and Benefits of Adopting Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| 7 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William W. Crouse | Management | For | For |
| 1B | Elect Director John C. Kelly | Management | For | For |
| 1C | Elect Director Hiroaki Shigeta | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE PRICELINE GROUP INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: SHW
SECURITY ID: 824348106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director John G. Morikis | Management | For | For |
| 1.8 | Elect Director Christine A. Poon | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 1.10 | Elect Director Matthew Thornton, III | Management | For | For |
| 1.11 | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE TJX COMPANIES, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: TJX
SECURITY ID: 872540109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Include Executive Diversity as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 5 | Report on Pay Disparity | Shareholder | Against | Against |
| THE WALT DISNEY COMPANY
MEETING DATE: MAR 03, 2016 |
||||
|
TICKER: DIS
SECURITY ID: 254687106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1f | Elect Director Fred H. Langhammer | Management | For | For |
| 1g | Elect Director Aylwin B. Lewis | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1k | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| THE WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: WWAV
SECURITY ID: 966244105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michelle P. Goolsby | Management | For | For |
| 1B | Elect Director Stephen L. Green | Management | For | For |
| 1C | Elect Director Anthony J. Magro | Management | For | For |
| 1D | Elect Director W. Anthony Vernon | Management | For | For |
| 1E | Elect Director Doreen A. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE WILLIAMS COMPANIES, INC.
MEETING DATE: JUN 27, 2016 |
||||
|
TICKER: WMB
SECURITY ID: 969457100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TIME WARNER INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: TWX
SECURITY ID: 887317303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Paul D. Wachter | Management | For | For |
| 1.11 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREEHOUSE FOODS, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: THS
SECURITY ID: 89469A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREVENA, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TRVN
SECURITY ID: 89532E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Dougherty | Management | For | For |
| 1.2 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWITTER, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TWTR
SECURITY ID: 90184L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Dorsey | Management | For | For |
| 1.2 | Elect Director Hugh Johnston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Charles Heilbronn | Management | For | For |
| 1.3 | Elect Director Michael R. MacDonald | Management | For | For |
| 1.4 | Elect Director George R. Mrkonic | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: RARE
SECURITY ID: 90400D108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNDER ARMOUR, INC.
MEETING DATE: AUG 26, 2015 |
||||
|
TICKER: UA
SECURITY ID: 904311107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares | Management | For | For |
| 1b | Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company | Management | For | For |
| 1c | Amend Charter to Provide Equal Treatment Provisions | Management | For | For |
| 1d | Amend Charter to Enhance Board Independence Provisions | Management | For | For |
| 1e | Amend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| UNDER ARMOUR, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: UA
SECURITY ID: 904311107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director George W. Bodenheimer | Management | For | For |
| 1.4 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.5 | Elect Director Anthony W. Deering | Management | For | For |
| 1.6 | Elect Director Karen W. Katz | Management | For | For |
| 1.7 | Elect Director A.B. Krongard | Management | For | For |
| 1.8 | Elect Director William R. McDermott | Management | For | For |
| 1.9 | Elect Director Eric T. Olson | Management | For | For |
| 1.10 | Elect Director Harvey L. Sanders | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: UAL
SECURITY ID: 910047109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Barnaby 'Barney' M. Harford | Management | For | For |
| 1.4 | Elect Director Walter Isaacson | Management | For | For |
| 1.5 | Elect Director James A. C. Kennedy | Management | For | For |
| 1.6 | Elect Director Robert A. Milton | Management | For | For |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director William R. Nuti | Management | For | For |
| 1.9 | Elect Director Edward L. Shapiro | Management | For | For |
| 1.10 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.11 | Elect Director David J. Vitale | Management | For | For |
| 1.12 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: UNH
SECURITY ID: 91324P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Director Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Glenn M. Renwick | Management | For | For |
| 1i | Elect Director Kenneth I. Shine | Management | For | For |
| 1j | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| V.F. CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: VFC
SECURITY ID: 918204108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Mark S. Hoplamazian | Management | For | For |
| 1.5 | Elect Director Robert J. Hurst | Management | For | For |
| 1.6 | Elect Director Laura W. Lang | Management | For | For |
| 1.7 | Elect Director W. Alan McCollough | Management | For | For |
| 1.8 | Elect Director W. Rodney McMullen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Steven E. Rendle | Management | For | For |
| 1.11 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.12 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VERA BRADLEY, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: VRA
SECURITY ID: 92335C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara Bradley Baekgaard | Management | For | For |
| 1.2 | Elect Director Richard Baum | Management | For | For |
| 1.3 | Elect Director Patricia R. Miller | Management | For | For |
| 1.4 | Elect Director Frances P. Philip | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Terrence C. Kearney | Management | For | For |
| 1.3 | Elect Director Yuchun Lee | Management | For | For |
| 1.4 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| VISA INC.
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC.
MEETING DATE: JAN 27, 2016 |
||||
|
TICKER: WBA
SECURITY ID: 931427108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: WTW
SECURITY ID: 948626106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.2 | Elect Director Philippe J. Amouyal | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 2.4 | Elect Director Oprah Winfrey | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| WHIRLPOOL CORPORATION
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: WHR
SECURITY ID: 963320106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Marc R. Bitzer | Management | For | For |
| 1c | Elect Director Gary T. DiCamillo | Management | For | For |
| 1d | Elect Director Diane M. Dietz | Management | For | For |
| 1e | Elect Director Gerri T. Elliott | Management | For | For |
| 1f | Elect Director Jeff M. Fettig | Management | For | For |
| 1g | Elect Director Michael F. Johnston | Management | For | For |
| 1h | Elect Director John D. Liu | Management | For | For |
| 1i | Elect Director Harish Manwani | Management | For | For |
| 1j | Elect Director William D. Perez | Management | For | For |
| 1k | Elect Director Michael D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: WLL
SECURITY ID: 966387102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Michael B. Walen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| WHOLE FOODS MARKET, INC.
MEETING DATE: SEP 15, 2015 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 09, 2016 |
||||
|
TICKER: WFM
SECURITY ID: 966837106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid (Hass) Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris (Mo) Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William (Kip) Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| 7 | Report on Food Waste Management | Shareholder | Against | Abstain |
| WINGSTOP INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: WING
SECURITY ID: 974155103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.2 | Elect Director Michael J. Hislop | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WIZZ AIR HOLDINGS PLC
MEETING DATE: SEP 29, 2015 |
||||
|
TICKER: WIZZ
SECURITY ID: G96871101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect William Franke as a Director | Management | For | Against |
| 5 | Elect Jozsef Varadi as a Director | Management | For | Against |
| 6 | Elect Thierry de Preux as a Director | Management | For | For |
| 7 | Elect Thierry de Preux as a Director (Independent Shareholder Vote) | Management | For | For |
| 8 | Elect Guido Demuynck as a Director | Management | For | For |
| 9 | Elect Guido Demuynck as a Director (Independent Shareholder Vote) | Management | For | For |
| 10 | Elect Simon Duffy as a Director | Management | For | For |
| 11 | Elect Simon Duffy as a Director (Independent Shareholder Vote) | Management | For | For |
| 12 | Elect Stephen Johnson as a Director | Management | For | Against |
| 13 | Elect John McMahon as a Director | Management | For | For |
| 14 | Elect John McMahon as a Director (Independent Shareholder Vote) | Management | For | For |
| 15 | Elect John Wilson as a Director | Management | For | Against |
| 16 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| WIZZ AIR HOLDINGS PLC
MEETING DATE: NOV 03, 2015 |
||||
|
TICKER: WIZZ
SECURITY ID: G96871101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Proposed Purchase by Wizz Air Hungary of 110 A321neo Aircraft | Management | For | For |
| WORKDAY, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: WDAY
SECURITY ID: 98138H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| XENCOR, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: XNCR
SECURITY ID: 98401F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 2 | Ratify RSM US, LLP as Auditors | Management | For | For |
| XPO LOGISTICS, INC.
MEETING DATE: SEP 08, 2015 |
||||
|
TICKER: XPO
SECURITY ID: 983793100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| YAHOO! INC.
MEETING DATE: JUN 30, 2016 |
||||
|
TICKER: YHOO
SECURITY ID: 984332106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tor R. Braham | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director David Filo | Management | For | For |
| 1.4 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Richard S. Hill | Management | For | For |
| 1.7 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.8 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.9 | Elect Director Jane E. Shaw | Management | For | For |
| 1.10 | Elect Director Jeffrey C. Smith | Management | For | For |
| 1.11 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| YANDEX NV
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: YNDX
SECURITY ID: N97284108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4 | Reelect Rogier Rijnja as Non-Executive Director | Management | For | For |
| 5 | Reelect Charles Ryan as Non-Executive Director | Management | For | For |
| 6 | Reelect Alexander Voloshin as Non-Executive Director | Management | For | For |
| 7 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
| 8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
| 10 | Approve 2016 Equity Incentive Plan | Management | For | Against |
| 11 | Approve Pledge Agreement | Management | For | For |
| 12 | Approve Amendment of General Guidelines for Compensation of the Board | Management | For | For |
| 13 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 14 | Authorize Board to Exclude Preemptive Rights | Management | For | Against |
| 15 | Authorize Repurchase of Share Capital | Management | For | For |
| ZENDESK, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ZEN
SECURITY ID: 98936J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Bass | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Dana Stalder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
FIDELITY SERIES REAL ESTATE EQUITY FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: ARE
SECURITY ID: 015271109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Steven R. Hash | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director James P. Cain | Management | For | For |
| 1.5 | Elect Director Maria C. Freire | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director James H. Richardson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ASHFORD HOSPITALITY PRIME, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: AHP
SECURITY ID: 044102101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Monty J. Bennett | Management | For | Withhold |
| 1.2 | Elect Director Douglas A. Kessler | Management | For | Withhold |
| 1.3 | Elect Director Stefani D. Carter | Management | For | Withhold |
| 1.4 | Elect Director Curtis B. McWilliams | Management | For | Withhold |
| 1.5 | Elect Director W. Michael Murphy | Management | For | Withhold |
| 1.6 | Elect Director Matthew D. Rinaldi | Management | For | Withhold |
| 1.7 | Elect Director Andrew L. Strong | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AVB
SECURITY ID: 053484101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Terry S. Brown | Management | For | For |
| 1.3 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOSTON PROPERTIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: BXP
SECURITY ID: 101121101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.2 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.3 | Elect Director Carol B. Einiger | Management | For | For |
| 1.4 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.5 | Elect Director Joel I. Klein | Management | For | For |
| 1.6 | Elect Director Douglas T. Linde | Management | For | For |
| 1.7 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.8 | Elect Director Alan J. Patricof | Management | For | For |
| 1.9 | Elect Director Owen D. Thomas | Management | For | For |
| 1.10 | Elect Director Martin Turchin | Management | For | For |
| 1.11 | Elect Director David A. Twardock | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BRIXMOR PROPERTY GROUP INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: BRX
SECURITY ID: 11120U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1.2 | Elect Director John G. Schreiber | Management | For | For |
| 1.3 | Elect Director Michael Berman | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director Thomas W. Dickson | Management | For | For |
| 1.6 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.7 | Elect Director William D. Rahm | Management | For | For |
| 1.8 | Elect Director William J. Stein | Management | For | For |
| 1.9 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: CDR
SECURITY ID: 150602209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Abraham Eisenstat | Management | For | For |
| 1.3 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.4 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.5 | Elect Director Steven G. Rogers | Management | For | For |
| 1.6 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.7 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHESAPEAKE LODGING TRUST
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: CHSP
SECURITY ID: 165240102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James L. Francis | Management | For | For |
| 1.2 | Elect Director Douglas W. Vicari | Management | For | For |
| 1.3 | Elect Director Thomas A. Natelli | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director John W. Hill | Management | For | For |
| 1.6 | Elect Director George F. McKenzie | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Charter | Management | For | For |
| 5 | Provide Shareholders the Right to Initiate Bylaw Amendments | Shareholder | Against | For |
| CORESITE REALTY CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: COR
SECURITY ID: 21870Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Thomas M. Ray | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Michael R. Koehler | Management | For | For |
| 1.5 | Elect Director Paul E. Szurek | Management | For | For |
| 1.6 | Elect Director J. David Thompson | Management | For | For |
| 1.7 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COUSINS PROPERTIES INCORPORATED
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: CUZ
SECURITY ID: 222795106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Chapman | Management | For | For |
| 1.2 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DCT INDUSTRIAL TRUST INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DCT
SECURITY ID: 233153204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Philip L. Hawkins | Management | For | For |
| 1b | Elect Director Marilyn A. Alexander | Management | For | For |
| 1c | Elect Director Thomas F. August | Management | For | For |
| 1d | Elect Director John S. Gates, Jr. | Management | For | For |
| 1e | Elect Director Raymond B. Greer | Management | For | For |
| 1f | Elect Director Tripp H. Hardin | Management | For | For |
| 1g | Elect Director John C. O'Keeffe | Management | For | For |
| 1h | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DUPONT FABROS TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: DFT
SECURITY ID: 26613Q106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.7 | Elect Director Mary M. Styer | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EMPIRE STATE REALTY TRUST, INC.
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: ESRT
SECURITY ID: 292104106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony E. Malkin | Management | For | For |
| 1.2 | Elect Director William H. Berkman | Management | For | For |
| 1.3 | Elect Director Alice M. Connell | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.5 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.6 | Elect Director S. Michael Giliberto | Management | For | For |
| 1.7 | Elect Director James D. Robinson, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: ELS
SECURITY ID: 29472R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: EQR
SECURITY ID: 29476L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.7 | Elect Director John E. Neal | Management | For | For |
| 1.8 | Elect Director David J. Neithercut | Management | For | For |
| 1.9 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.10 | Elect Director Gerald A. Spector | Management | For | For |
| 1.11 | Elect Director Stephen E. Sterrett | Management | For | For |
| 1.12 | Elect Director B. Joseph White | Management | For | For |
| 1.13 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ESS
SECURITY ID: 297178105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith R. Guericke | Management | For | For |
| 1.2 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.3 | Elect Director George M. Marcus | Management | For | For |
| 1.4 | Elect Director Gary P. Martin | Management | For | For |
| 1.5 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Michael J. Schall | Management | For | For |
| 1.8 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.9 | Elect Director Janice L. Sears | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: EXR
SECURITY ID: 30225T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Diane Olmstead | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Elect Director Dennis J. Letham | Management | For | For |
| FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: FRT
SECURITY ID: 313747206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 1.4 | Elect Director Gail P. Steinel | Management | For | For |
| 1.5 | Elect Director Warren M. Thompson | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FELCOR LODGING TRUST INCORPORATED
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: FCH
SECURITY ID: 31430F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia L. Gibson | Management | For | For |
| 1.2 | Elect Director Dana Hamilton | Management | For | For |
| 1.3 | Elect Director Christopher J. Hartung | Management | For | For |
| 1.4 | Elect Director Charles A. Ledsinger, Jr. | Management | For | For |
| 1.5 | Elect Director Robert H. Lutz, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FOREST CITY ENTERPRISES, INC.
MEETING DATE: OCT 20, 2015 |
||||
|
TICKER: FCE.A
SECURITY ID: 345550107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
| 2 | Amend Articles of Incorporation to Add Provisions Necessary to Authorize Forest City to Declare and Pay a Special Dividend Part in Stock and Part in Cash in a Manner in which Shareholders May Receive the Dividend in Different Forms | Management | For | For |
| 3 | Amend REIT Charter to Increase or Decrease the Aggregate Number of Shares of REIT Stock or the Number of Shares Any Class or Series of Shares of REIT Stock that the REIT is Authorized to Issue | Management | For | Against |
| 4 | Approve Provision in the REIT Charter and Provision in the Amended and Restated REIT Bylaws to Grant the REIT Board of Directors, with Certain Limited Exceptions and Exclusive Power to Amend the REIT Bylaws | Management | For | Against |
| 5 | Provide Right to Call Special Meeting | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| FOREST CITY REALTY TRUST, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: FCE.A
SECURITY ID: 345605109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GENERAL GROWTH PROPERTIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: GGP
SECURITY ID: 370023103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard B. Clark | Management | For | For |
| 1b | Elect Director Mary Lou Fiala | Management | For | For |
| 1c | Elect Director J. Bruce Flatt | Management | For | For |
| 1d | Elect Director John K. Haley | Management | For | For |
| 1e | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1f | Elect Director Brian W. Kingston | Management | For | For |
| 1g | Elect Director Sandeep Mathrani | Management | For | For |
| 1h | Elect Director David J. Neithercut | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| HCP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HCP
SECURITY ID: 40414L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director James P. Hoffmann | Management | For | For |
| 1e | Elect Director Lauralee E. Martin | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Peter L. Rhein | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEALTHCARE REALTY TRUST INCORPORATED
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: HR
SECURITY ID: 421946104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Emery | Management | For | For |
| 1.2 | Elect Director Nancy H. Agee | Management | For | For |
| 1.3 | Elect Director Charles Raymond Fernandez | Management | For | For |
| 1.4 | Elect Director Peter F. Lyle | Management | For | For |
| 1.5 | Elect Director Edwin B. Morris, III | Management | For | For |
| 1.6 | Elect Director John Knox Singleton | Management | For | For |
| 1.7 | Elect Director Bruce D. Sullivan | Management | For | For |
| 1.8 | Elect Director Christann M. Vasquez | Management | For | For |
| 1.9 | Elect Director Dan S. Wilford | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HILTON WORLDWIDE HOLDINGS INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: HLT
SECURITY ID: 43300A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.2 | Elect Director Jonathan D. Gray | Management | For | For |
| 1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.4 | Elect Director Judith A. McHale | Management | For | For |
| 1.5 | Elect Director John G. Schreiber | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Smith | Management | For | For |
| 1.7 | Elect Director Douglas M. Steenland | Management | For | For |
| 1.8 | Elect Director William J. Stein | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: HST
SECURITY ID: 44107P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
| 5 | Amend Right to Call Special Meeting | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| INLAND REAL ESTATE CORPORATION
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: IRC
SECURITY ID: 457461200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| KITE REALTY GROUP TRUST
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: KRG
SECURITY ID: 49803T300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Kite | Management | For | For |
| 1b | Elect Director William E. Bindley | Management | For | For |
| 1c | Elect Director Victor J. Coleman | Management | For | For |
| 1d | Elect Director Lee A. Daniels | Management | For | For |
| 1e | Elect Director Gerald W. Grupe | Management | For | For |
| 1f | Elect Director Christie B. Kelly | Management | For | For |
| 1g | Elect Director David R. O'Reilly | Management | For | For |
| 1h | Elect Director Barton R. Peterson | Management | For | For |
| 1i | Elect Director Charles H. Wurtzebach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| LIBERTY PROPERTY TRUST
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: LPT
SECURITY ID: 531172104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.4 | Elect Director Antonio F. Fernandez | Management | For | For |
| 1.5 | Elect Director Daniel P. Garton | Management | For | For |
| 1.6 | Elect Director William P. Hankowsky | Management | For | For |
| 1.7 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.8 | Elect Director David L. Lingerfelt | Management | For | For |
| 1.9 | Elect Director Fredric J. Tomczyk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MACK-CALI REALTY CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: CLI
SECURITY ID: 554489104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.2 | Elect Director Irvin D. Reid | Management | For | For |
| 1.3 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.4 | Elect Director Jonathan Litt | Management | For | For |
| 1.5 | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: MAA
SECURITY ID: 59522J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director James K. Lowder | Management | For | For |
| 1d | Elect Director Thomas H. Lowder | Management | For | For |
| 1e | Elect Director Monica McGurk | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director W. Reid Sanders | Management | For | For |
| 1i | Elect Director William B. Sansom | Management | For | For |
| 1j | Elect Director Gary Shorb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PARKWAY PROPERTIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: PKY
SECURITY ID: 70159Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Avi Banyasz | Management | For | Withhold |
| 1.2 | Elect Director Charles T. Cannada | Management | For | For |
| 1.3 | Elect Director Edward M. Casal | Management | For | Withhold |
| 1.4 | Elect Director Kelvin L. Davis | Management | For | For |
| 1.5 | Elect Director Laurie L. Dotter | Management | For | For |
| 1.6 | Elect Director James R. Heistand | Management | For | For |
| 1.7 | Elect Director C. William Hosler | Management | For | For |
| 1.8 | Elect Director Adam S. Metz | Management | For | For |
| 1.9 | Elect Director Brenda J. Mixson | Management | For | For |
| 1.10 | Elect Director James A. Thomas | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: PEI
SECURITY ID: 709102107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph F. Coradino | Management | For | For |
| 1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
| 1.3 | Elect Director Michael J. DeMarco | Management | For | For |
| 1.4 | Elect Director Rosemarie B. Greco | Management | For | For |
| 1.5 | Elect Director Leonard I. Korman | Management | For | For |
| 1.6 | Elect Director Mark E. Pasquerilla | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director John J. Roberts | Management | For | For |
| 1.9 | Elect Director Ronald Rubin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PROLOGIS, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: PLD
SECURITY ID: 74340W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons,III | Management | For | For |
| 1g | Elect Director David P. O'Connor | Management | For | For |
| 1h | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PUBLIC STORAGE
MEETING DATE: APR 25, 2016 |
||||
|
TICKER: PSA
SECURITY ID: 74460D109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | Against |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| RAMCO-GERSHENSON PROPERTIES TRUST
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: RPT
SECURITY ID: 751452202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Alice M. Connell | Management | For | For |
| 1.3 | Elect Director Dennis Gershenson | Management | For | For |
| 1.4 | Elect Director Arthur Goldberg | Management | For | For |
| 1.5 | Elect Director David J. Nettina | Management | For | For |
| 1.6 | Elect Director Joel M. Pashcow | Management | For | For |
| 1.7 | Elect Director Mark K. Rosenfeld | Management | For | For |
| 1.8 | Elect Director Laurie M. Shahon | Management | For | For |
| 1.9 | Elect Director Michael A. Ward | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: SBRA
SECURITY ID: 78573L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SPG
SECURITY ID: 828806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Daniel C. Smith | Management | For | For |
| 1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SL GREEN REALTY CORP.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: SLG
SECURITY ID: 78440X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edwin Thomas Burton, III | Management | For | For |
| 1b | Elect Director Craig M. Hatkoff | Management | For | For |
| 1c | Elect Director Andrew W. Mathias | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SUN COMMUNITIES, INC.
MEETING DATE: JUL 20, 2015 |
||||
|
TICKER: SUI
SECURITY ID: 866674104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director James R. Goldman | Management | For | For |
| 1c | Elect Director Brian M. Hermelin | Management | For | For |
| 1d | Elect Director Ronald A. Klein | Management | For | For |
| 1e | Elect Director Paul D. Lapides | Management | For | For |
| 1f | Elect Director Clunet R. Lewis | Management | For | For |
| 1g | Elect Director Ronald L. Piasecki | Management | For | For |
| 1h | Elect Director Randall K. Rowe | Management | For | For |
| 1i | Elect Director Gary A. Shiffman | Management | For | For |
| 1j | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Preferred and Common Stock | Management | For | For |
| SUN COMMUNITIES, INC.
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: SUI
SECURITY ID: 866674104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director Brian M. Hermelin | Management | For | For |
| 1c | Elect Director Ronald A. Klein | Management | For | For |
| 1d | Elect Director Clunet R. Lewis | Management | For | For |
| 1e | Elect Director Ronald L. Piasecki | Management | For | For |
| 1f | Elect Director Gary A. Shiffman | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TAUBMAN CENTERS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: TCO
SECURITY ID: 876664103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerome A. Chazen | Management | For | For |
| 1.2 | Elect Director Craig M. Hatkoff | Management | For | For |
| 1.3 | Elect Director Ronald W. Tysoe | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TERRENO REALTY CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: TRNO
SECURITY ID: 88146M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE MACERICH COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MAC
SECURITY ID: 554382101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John H. Alschuler | Management | For | For |
| 1b | Elect Director Arthur M. Coppola | Management | For | For |
| 1c | Elect Director Edward C. Coppola | Management | For | For |
| 1d | Elect Director Steven R. Hash | Management | For | For |
| 1e | Elect Director Fred S. Hubbell | Management | For | For |
| 1f | Elect Director Diana M. Laing | Management | For | For |
| 1g | Elect Director Mason G. Ross | Management | For | For |
| 1h | Elect Director Steven L. Soboroff | Management | For | For |
| 1i | Elect Director Andrea M. Stephen | Management | For | For |
| 1j | Elect Director John M. Sullivan | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| UDR, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: UDR
SECURITY ID: 902653104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Katherine A. Cattanach | Management | For | For |
| 1b | Elect Director Robert P. Freeman | Management | For | For |
| 1c | Elect Director Jon A. Grove | Management | For | For |
| 1d | Elect Director Mary Ann King | Management | For | For |
| 1e | Elect Director James D. Klingbeil | Management | For | For |
| 1f | Elect Director Clint D. McDonnough | Management | For | For |
| 1g | Elect Director Robert A. McNamara | Management | For | For |
| 1h | Elect Director Mark R. Patterson | Management | For | For |
| 1i | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1j | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| URBAN EDGE PROPERTIES
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: UE
SECURITY ID: 91704F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven H. Grapstein | Management | For | For |
| 1.2 | Elect Director Amy B. Lane | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VENTAS, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: VTR
SECURITY ID: 92276F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Douglas M. Pasquale | Management | For | For |
| 1G | Elect Director Robert D. Reed | Management | For | For |
| 1H | Elect Director Glenn J. Rufrano | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VORNADO REALTY TRUST
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: VNO
SECURITY ID: 929042109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WELLTOWER INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: HCN
SECURITY ID: 95040Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth J. Bacon | Management | For | For |
| 1b | Elect Director Thomas J. DeRosa | Management | For | For |
| 1c | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1d | Elect Director Fred S. Klipsch | Management | For | For |
| 1e | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1f | Elect Director Timothy J. Naughton | Management | For | For |
| 1g | Elect Director Sharon M. Oster | Management | For | For |
| 1h | Elect Director Judith C. Pelham | Management | For | For |
| 1i | Elect Director Sergio D. Rivera | Management | For | For |
| 1j | Elect Director R. Scott Trumbull | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES REAL ESTATE INCOME FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA REALTY TRUST
MEETING DATE: MAY 09, 2016 |
||||
|
TICKER: AKR
SECURITY ID: 004239109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lynn C. Thurber | Management | For | For |
| 1g | Elect Director Lee S. Wielansky | Management | For | For |
| 1h | Elect Director C. David Zoba | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: ACC
SECURITY ID: 024835100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1b | Elect Director G. Steven Dawson | Management | For | For |
| 1c | Elect Director Cydney C. Donnell | Management | For | For |
| 1d | Elect Director Dennis G. Lopez | Management | For | For |
| 1e | Elect Director Edward Lowenthal | Management | For | For |
| 1f | Elect Director Oliver Luck | Management | For | For |
| 1g | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1h | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMERICAN TOWER CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: AMT
SECURITY ID: 03027X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Robert D. Hormats | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director Craig Macnab | Management | For | For |
| 1f | Elect Director JoAnn A. Reed | Management | For | For |
| 1g | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1h | Elect Director David E. Sharbutt | Management | For | For |
| 1i | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1j | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NLY
SECURITY ID: 035710409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin G. Keyes | Management | For | For |
| 1b | Elect Director Kevin P. Brady | Management | For | For |
| 1c | Elect Director E. Wayne Nordberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ANH
SECURITY ID: 037347101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd McAdams | Management | For | For |
| 1.2 | Elect Director Lee A. Ault, III | Management | For | For |
| 1.3 | Elect Director Joe E. Davis | Management | For | For |
| 1.4 | Elect Director Robert C. Davis | Management | For | For |
| 1.5 | Elect Director Mark S. Maron | Management | For | For |
| 1.6 | Elect Director Joseph E. McAdams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: AIV
SECURITY ID: 03748R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 1.8 | Elect Director Nina A. Tran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ARBOR REALTY TRUST, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: ABR
SECURITY ID: 038923108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Archie R. Dykes | Management | For | For |
| 1.2 | Elect Director Joseph Martello | Management | For | For |
| 1.3 | Elect Director Stanley Kreitman | Management | For | For |
| 2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| ARBOR REALTY TRUST, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ABR
SECURITY ID: 038923108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: AVB
SECURITY ID: 053484101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Terry S. Brown | Management | For | For |
| 1.3 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.4 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARE CAPITAL PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: CCP
SECURITY ID: 141624106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Douglas Crocker, II | Management | For | For |
| 1B | Elect Director John S. Gates, Jr. | Management | For | For |
| 1C | Elect Director Ronald G. Geary | Management | For | For |
| 1D | Elect Director Raymond J. Lewis | Management | For | For |
| 1E | Elect Director Jeffrey A. Malehorn | Management | For | For |
| 1F | Elect Director Dale A. Reiss | Management | For | For |
| 1G | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: CBL
SECURITY ID: 124830100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles B. Lebovtiz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.6 | Elect Director John D. Griffith | Management | For | For |
| 1.7 | Elect Director Richard J. Lieb | Management | For | For |
| 1.8 | Elect Director Gary J. Nay | Management | For | For |
| 1.9 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: CDR
SECURITY ID: 150602209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Abraham Eisenstat | Management | For | For |
| 1.3 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.4 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.5 | Elect Director Steven G. Rogers | Management | For | For |
| 1.6 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.7 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHAMBERS STREET PROPERTIES
MEETING DATE: DEC 15, 2015 |
||||
|
TICKER: CSG
SECURITY ID: 157842105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2.1 | Elect Director Charles E. Black | Management | For | For |
| 2.2 | Elect Director James L. Francis | Management | For | For |
| 2.3 | Elect Director James M. Orphanides | Management | For | For |
| 2.4 | Elect Director Martin A. Reid | Management | For | For |
| 2.5 | Elect Director Louis P. Salvatore | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | Against |
| CHARTWELL RETIREMENT RESIDENCES
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CSH.UN
SECURITY ID: 16141A202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Trustee Lise Bastarache of Chartwell | Management | For | For |
| 1.2 | Elect Trustee Sidney P.H. Robinson of Chartwell | Management | For | For |
| 1.3 | Elect Trustee Huw Thomas of Chartwell | Management | For | For |
| 2.1 | Elect Trustee Michael D. Harris of CSH Trust | Management | For | For |
| 2.2 | Elect Trustee Andre R. Kuzmicki of CSH Trust | Management | For | For |
| 2.3 | Elect Trustee Thomas Schwartz of CSH Trust | Management | For | For |
| 3.1 | Elect Director Lise Bastarache of CMCC | Management | For | For |
| 3.2 | Elect Director W. Brent Binions of CMCC | Management | For | For |
| 3.3 | Elect Director Michael D. Harris of CMCC | Management | For | For |
| 3.4 | Elect Director Andre R. Kuzmicki of CMCC | Management | For | For |
| 3.5 | Elect Director Sidney P.H. Robinson of CMCC | Management | For | For |
| 3.6 | Elect Director Sharon Sallows of CMCC | Management | For | For |
| 3.7 | Elect Director Thomas Schwartz of CMCC | Management | For | For |
| 3.8 | Elect Director Huw Thomas of CMCC | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 5 | Amend Declaration of Trust | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| CHIMERA INVESTMENT CORPORATION
MEETING DATE: DEC 10, 2015 |
||||
|
TICKER: CIM
SECURITY ID: 16934Q208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis M. Mahoney | Management | For | For |
| 1b | Elect Director Paul A. Keenan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHIMERA INVESTMENT CORPORATION
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: CIM
SECURITY ID: 16934Q208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Reilly | Management | For | For |
| 1b | Elect Director Matthew Lambiase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COMMUNITY HEALTHCARE TRUST INCORPORATED
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CHCT
SECURITY ID: 20369C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan Gardner | Management | For | For |
| 1.2 | Elect Director Robert Z. Hensley | Management | For | For |
| 1.3 | Elect Director Alfred Lumsdaine | Management | For | For |
| 1.4 | Elect Director R. Lawrence Van Horn | Management | For | For |
| 1.5 | Elect Director Timothy G. Wallace | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CYS INVESTMENTS, INC.
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: CYS
SECURITY ID: 12673A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | For |
| 1.3 | Elect Director Karen Hammond | Management | For | For |
| 1.4 | Elect Director Jeffrey P. Hughes | Management | For | For |
| 1.5 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.6 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.7 | Elect Director Dale A. Reiss | Management | For | For |
| 1.8 | Elect Director James A. Stern | Management | For | For |
| 1.9 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DOUGLAS EMMETT, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: DEI
SECURITY ID: 25960P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon | Management | For | For |
| 1.9 | Elect Director Virginia A. McFerran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYNEX CAPITAL, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: DX
SECURITY ID: 26817Q506
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas B. Akin | Management | For | For |
| 1.2 | Elect Director Byron L. Boston | Management | For | For |
| 1.3 | Elect Director Michael R. Hughes | Management | For | For |
| 1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.5 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director James C. Wheat, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELLINGTON FINANCIAL LLC
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: EFC
SECURITY ID: 288522303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Michael W. Vranos | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Edward Resendez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: ELS
SECURITY ID: 29472R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXCEL TRUST, INC.
MEETING DATE: JUL 28, 2015 |
||||
|
TICKER: EXL
SECURITY ID: 30068C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: EXR
SECURITY ID: 30225T102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Diane Olmstead | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director Gary B. Sabin- Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Elect Director Dennis J. Letham | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: FPO
SECURITY ID: 33610F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director James P. Hoffmann | Management | For | For |
| 1.4 | Elect Director Alan G. Merten | Management | For | For |
| 1.5 | Elect Director Robert Milkovich | Management | For | For |
| 1.6 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.7 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| FIVE OAKS INVESTMENT CORP.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: OAKS
SECURITY ID: 33830W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Carroll | Management | For | For |
| 1.2 | Elect Director Neil A. Cummins | Management | For | For |
| 1.3 | Elect Director William A. Houlihan | Management | For | For |
| 1.4 | Elect Director Walter C. Keenan | Management | For | For |
| 1.5 | Elect Director David Oston | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| GREAT AJAX CORP.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: AJX
SECURITY ID: 38983D300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Mendelsohn | Management | For | For |
| 1.2 | Elect Director Russell Schaub | Management | For | For |
| 1.3 | Elect Director Steven L. Begleiter | Management | For | For |
| 1.4 | Elect Director John C. Condas | Management | For | For |
| 1.5 | Elect Director Jonathan Bradford Handley, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel Hoffman | Management | For | For |
| 1.7 | Elect Director J. Kirk Ogren, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| HATTERAS FINANCIAL CORP.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: HTS
SECURITY ID: 41902R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hough | Management | For | For |
| 1.2 | Elect Director Benjamin M. Hough | Management | For | For |
| 1.3 | Elect Director David W. Berson | Management | For | For |
| 1.4 | Elect Director Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Director Vicki McElreath | Management | For | For |
| 1.6 | Elect Director Jeffrey D. Miller | Management | For | For |
| 1.7 | Elect Director William V. Nutt, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas D. Wren | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HCP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: HCP
SECURITY ID: 40414L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director James P. Hoffmann | Management | For | For |
| 1e | Elect Director Lauralee E. Martin | Management | For | For |
| 1f | Elect Director Michael D. McKee | Management | For | For |
| 1g | Elect Director Peter L. Rhein | Management | For | For |
| 1h | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IVR
SECURITY ID: 46131B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John S. Day | Management | For | For |
| 1.3 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.4 | Elect Director Edward J. Hardin | Management | For | For |
| 1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP ('PwC') as Auditors | Management | For | For |
| ISTAR INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: STAR
SECURITY ID: 45031U408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay Sugarman | Management | For | For |
| 1.2 | Elect Director Clifford De Souza | Management | For | For |
| 1.3 | Elect Director Robert W. Holman, Jr. | Management | For | For |
| 1.4 | Elect Director Robin Josephs | Management | For | For |
| 1.5 | Elect Director John G. McDonald | Management | For | For |
| 1.6 | Elect Director Dale A. Reiss | Management | For | For |
| 1.7 | Elect Director Barry W. Ridings | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: KW
SECURITY ID: 489398107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cathy Hendrickson | Management | For | For |
| 1.2 | Elect Director Stanley R. Zax | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEXINGTON REALTY TRUST
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: LXP
SECURITY ID: 529043101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director E. Robert Roskind | Management | For | For |
| 1b | Elect Director T. Wilson Eglin | Management | For | For |
| 1c | Elect Director Richard J. Rouse | Management | For | For |
| 1d | Elect Director Harold First | Management | For | For |
| 1e | Elect Director Richard S. Frary | Management | For | For |
| 1f | Elect Director Lawrence L. Gray | Management | For | For |
| 1g | Elect Director Claire A. Koeneman | Management | For | For |
| 1h | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| MFA FINANCIAL, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: MFA
SECURITY ID: 55272X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Alan L. Gosule | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: MAA
SECURITY ID: 59522J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director James K. Lowder | Management | For | For |
| 1d | Elect Director Thomas H. Lowder | Management | For | For |
| 1e | Elect Director Monica McGurk | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director W. Reid Sanders | Management | For | For |
| 1i | Elect Director William B. Sansom | Management | For | For |
| 1j | Elect Director Gary Shorb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: MNR
SECURITY ID: 609720107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anna T. Chew | Management | For | Withhold |
| 1.2 | Elect Director Daniel D. Cronheim | Management | For | Withhold |
| 1.3 | Elect Director Scott L. Robinson | Management | For | Withhold |
| 2 | Ratify PKF O'Connor Davies, LLP as Auditors | Management | For | For |
| NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: NNN
SECURITY ID: 637417106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Robert C. Legler | Management | For | For |
| 1.6 | Elect Director Craig Macnab | Management | For | For |
| 1.7 | Elect Director Sam L. Susser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW SENIOR INVESTMENT GROUP INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: SNR
SECURITY ID: 648691103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan Givens | Management | For | For |
| 1.2 | Elect Director Michael D. Malone | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEWCASTLE INVESTMENT CORP.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NCT
SECURITY ID: 65105M603
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Finnerty | Management | For | For |
| 1.2 | Elect Director Kenneth M. Riis | Management | For | For |
| 1.3 | Elect Director Clifford Press | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| NORTHSTAR REALTY FINANCE CORP.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: NRF
SECURITY ID: 66704R803
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Hamamoto | Management | For | For |
| 1.2 | Elect Director Judith A. Hannaway | Management | For | For |
| 1.3 | Elect Director Wesley D. Minami | Management | For | For |
| 1.4 | Elect Director Louis J. Paglia | Management | For | For |
| 1.5 | Elect Director Gregory Z. Rush | Management | For | For |
| 1.6 | Elect Director Charles W. Schoenherr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| POTLATCH CORPORATION
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: PCH
SECURITY ID: 737630103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Covey | Management | For | For |
| 1b | Elect Director Charles P. Grenier | Management | For | For |
| 1c | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: SBRA
SECURITY ID: 78573L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SELECT INCOME REIT
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SIR
SECURITY ID: 81618T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: SNH
SECURITY ID: 81721M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Harrington | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SPG
SECURITY ID: 828806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glyn F. Aeppel | Management | For | For |
| 1b | Elect Director Larry C. Glasscock | Management | For | For |
| 1c | Elect Director Karen N. Horn | Management | For | For |
| 1d | Elect Director Allan Hubbard | Management | For | For |
| 1e | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1f | Elect Director Gary M. Rodkin | Management | For | For |
| 1g | Elect Director Daniel C. Smith | Management | For | For |
| 1h | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STORE CAPITAL CORPORATION
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: STOR
SECURITY ID: 862121100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Einar A. Seadler | Management | For | For |
| 1.6 | Elect Director Rajath Shourie | Management | For | For |
| 1.7 | Elect Director Derek Smith | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TERRENO REALTY CORPORATION
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: TRNO
SECURITY ID: 88146M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: TWO
SECURITY ID: 90187B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.4 | Elect Director Lisa A. Pollina | Management | For | For |
| 1.5 | Elect Director William Roth | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VENTAS, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: VTR
SECURITY ID: 92276F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Melody C. Barnes | Management | For | For |
| 1B | Elect Director Debra A. Cafaro | Management | For | For |
| 1C | Elect Director Jay M. Gellert | Management | For | For |
| 1D | Elect Director Richard I. Gilchrist | Management | For | For |
| 1E | Elect Director Matthew J. Lustig | Management | For | For |
| 1F | Elect Director Douglas M. Pasquale | Management | For | For |
| 1G | Elect Director Robert D. Reed | Management | For | For |
| 1H | Elect Director Glenn J. Rufrano | Management | For | For |
| 1I | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC.
MEETING DATE: SEP 29, 2015 |
||||
|
TICKER: VER
SECURITY ID: 92339V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: VER
SECURITY ID: 92339V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| W. P. CAREY INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: WPC
SECURITY ID: 92936U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1b | Elect Director Mark J. DeCesaris | Management | For | For |
| 1c | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1d | Elect Director Axel K.A. Hansing | Management | For | For |
| 1e | Elect Director Jean Hoysradt | Management | For | For |
| 1f | Elect Director Richard C. Marston | Management | For | For |
| 1g | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1h | Elect Director Charles E. Parente | Management | For | For |
| 1i | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1j | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1k | Elect Director Karsten von Koller | Management | For | For |
| 1l | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WEYERHAEUSER COMPANY
MEETING DATE: FEB 12, 2016 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| WEYERHAEUSER COMPANY
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Bozeman | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director Rick R. Holley | Management | For | For |
| 1.4 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
| 1.6 | Elect Director John F. Morgan, Sr. | Management | For | For |
| 1.7 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.8 | Elect Director Marc F. Racicot | Management | For | For |
| 1.9 | Elect Director Lawrence A. Selzer | Management | For | For |
| 1.10 | Elect Director Doyle R. Simons | Management | For | For |
| 1.11 | Elect Director D. Michael Steuert | Management | For | For |
| 1.12 | Elect Director Kim Williams | Management | For | For |
| 1.13 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES SMALL CAP OPPORTUNITIES FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 8X8, INC.
MEETING DATE: JUL 23, 2015 |
||||
|
TICKER: EGHT
SECURITY ID: 282914100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Guy L. Hecker, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Bryan R. Martin | Management | For | Withhold |
| 1.3 | Elect Director Vikram Verma | Management | For | Withhold |
| 1.4 | Elect Director Eric Salzman | Management | For | Withhold |
| 1.5 | Elect Director Ian Potter | Management | For | Withhold |
| 1.6 | Elect Director Jaswinder Pal Singh | Management | For | Withhold |
| 1.7 | Elect Director Vladimir Jacimovic | Management | For | Withhold |
| 2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: ACAD
SECURITY ID: 004225108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura Brege | Management | For | For |
| 1.2 | Elect Director Stephen R. Davis | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peder K. Jensen | Management | For | For |
| 1.2 | Elect Director John P. Kelley | Management | For | For |
| 1.3 | Elect Director Sandra Panem | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ADVANCED ACCELERATOR APPLICATIONS S.A
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: AAAP
SECURITY ID: 00790T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Elect Stefano Buono as Director | Management | For | For |
| 6 | Elect Claudio Costamagna as Director | Management | For | For |
| 7 | Elect Kapil Dhingra as Director | Management | For | For |
| 8 | Elect Steven Gannon as Director | Management | For | For |
| 9 | Elect Yvonne Greenstreet as Director | Management | For | For |
| 10 | Elect Christian Merle as Director | Management | For | For |
| 11 | Elect Leopoldo Zambeletti as Director | Management | For | For |
| 12 | Elect Francois Nader as Director | Management | For | For |
| 13 | Approve Remuneration of Directors | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Authorize Issuance of Warrants Reserved for Non-executive Directors | Management | For | Against |
| 2 | Approve Issuance of Equity or Equity-Linked Reserved for Former Shareholders of BioSynthema Inc. | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements Reserved for Specific Beneficiaries | Management | For | For |
| 4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 5 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 1-4 | Management | For | Against |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AGCO CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: AGCO
SECURITY ID: 001084102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Michael C. Arnold | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Wolfgang Deml | Management | For | For |
| 1.5 | Elect Director Luiz F. Furlan | Management | For | For |
| 1.6 | Elect Director George E. Minnich | Management | For | For |
| 1.7 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.8 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.9 | Elect Director Mallika Srinivasan | Management | For | For |
| 1.10 | Elect Director Hendrikus Visser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| AGIOS PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: AGIO
SECURITY ID: 00847X104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Schenkein | Management | For | For |
| 1.2 | Elect Director Robert T. Nelsen | Management | For | For |
| 1.3 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLEGION PLC
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: ALLE
SECURITY ID: G0176J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Memorandum of Association | Management | For | For |
| 4B | Amend Articles of Association | Management | For | For |
| 5A | Amend Articles of Incorporation to Provide for Plurality Voting in Contested Director Elections | Management | For | For |
| 5B | Amend Articles of Association to Grant the Board of Directors Sole Authority to Determine Its Size | Management | For | For |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: AWH
SECURITY ID: H01531104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Patricia L. Guinn as Director | Management | For | For |
| 1.2 | Elect Fiona E. Luck as Director | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: AWH
SECURITY ID: H01531104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 1.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 1.3 | Elect Bart Friedman as Director | Management | For | For |
| 1.4 | Elect Patricia L. Guinn as Director | Management | For | For |
| 1.5 | Elect Fiona E. Luck as Director | Management | For | For |
| 1.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 1.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 1.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 2 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 3.2 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | For | For |
| 3.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 3.6 | Appoint Samuel J. Weinhoffas Member of the Compensation Committee | Management | For | For |
| 4 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 5 | Approve the 2016 Compensation for Executives as Required under Swiss Law | Management | For | For |
| 6 | Approve the 2016 Compensation for Directors as Required under Swiss Law | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Retention of Disposable Profits | Management | For | For |
| 10 | Approve Dividends | Management | For | For |
| 11 | Approve Reduction in Share Capital | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Amend Articles Re: Authorized Share Capital for General Purposes | Management | For | For |
| 14 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| AMEDISYS, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: AMED
SECURITY ID: 023436108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda J. Hall | Management | For | For |
| 1.2 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.3 | Elect Director Paul B. Kusserow | Management | For | For |
| 1.4 | Elect Director Ronald A. LaBorde | Management | For | For |
| 1.5 | Elect Director Richard A. Lechleiter | Management | For | For |
| 1.6 | Elect Director Jake L. Netterville | Management | For | For |
| 1.7 | Elect Director Bruce D. Perkins | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1.9 | Elect Director Donald A. Washburn | Management | For | For |
| 1.10 | Elect Director Nathaniel M. Zilkha | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMSURG CORP.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: AMSG
SECURITY ID: 03232P405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Deal | Management | For | For |
| 1.2 | Elect Director Steven I. Geringer | Management | For | For |
| 1.3 | Elect Director Claire M. Gulmi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ANACOR PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: ANAC
SECURITY ID: 032420101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paul L. Berns | Management | For | For |
| 1B | Elect Director Lucy Shapiro | Management | For | For |
| 1C | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ASCENDIS PHARMA A/S
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: ASND
SECURITY ID: 04351P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Receive Report of Board | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 4 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 5a | Reelect Jonathan T. Silverstein as Director | Management | For | Did Not Vote |
| 5b | Reelect Albert Cha as Director | Management | For | Did Not Vote |
| 5c | Elect Birgitte Volck as Director | Management | For | Did Not Vote |
| 5d | Elect Martin Olin as Director | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Issuance of Shares to Employees on Discount | Management | For | Did Not Vote |
| 8 | Other Business | Management | None | None |
| ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: AHL
SECURITY ID: G05384105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Pressman | Management | For | For |
| 1.2 | Elect Director Gordon Ireland | Management | For | For |
| 1.3 | Elect Director Karl Mayr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ASSOCIATED BANC-CORP
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: ASB
SECURITY ID: 045487105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director R. Jay Gerken | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director Karen T. van Lith | Management | For | For |
| 1.11 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ATMOS ENERGY CORPORATION
MEETING DATE: FEB 03, 2016 |
||||
|
TICKER: ATO
SECURITY ID: 049560105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Richard W. Douglas | Management | For | For |
| 1d | Elect Director Ruben E. Esquivel | Management | For | For |
| 1e | Elect Director Richard K. Gordon | Management | For | For |
| 1f | Elect Director Robert C. Grable | Management | For | For |
| 1g | Elect Director Michael E. Haefner | Management | For | For |
| 1h | Elect Director Thomas C. Meredith | Management | For | For |
| 1i | Elect Director Nancy K. Quinn | Management | For | For |
| 1j | Elect Director Richard A. Sampson | Management | For | For |
| 1k | Elect Director Stephen R. Springer | Management | For | For |
| 1l | Elect Director Richard Ware II | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AURELIUS SE & CO KGAA
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: AR4
SECURITY ID: D04986101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Personally Liable Partner for Fiscal 2015 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 6 | Approve Discharge of Shareholders' Committee for Fiscal 2015 | Management | For | For |
| 7 | Ratify Warth & Klein Grant Thornton AG as Auditors for Fiscal 2016 | Management | For | For |
| 8 | Elect Mark Woessner to the Supervisory Board | Management | For | For |
| 9 | Change Company Name to Aurelius Equity Opportunity SE & Co. KGaA | Management | For | For |
| 10 | Approve Increase in Size of Board to Six Members | Management | For | For |
| 11 | Amend Articles Re: Board Elections | Management | For | For |
| 12.1 | Elect Ulrich Wolters to the Supervisory Board | Management | For | For |
| 12.2 | Elect Frank Huebner to the Supervisory Board | Management | For | Against |
| 12.3 | Elect Maren Schulze to the Supervisory Board | Management | For | Against |
| 13 | Approve Remuneration of Supervisory Board | Management | For | For |
| 14 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 15 | Approve Cancellation of Repurchased Shares and Article Amendment to Reflect Changes in Capital | Management | For | For |
| 16 | Approve Affiliation Agreement with Subsidiary Aurelius Management SE | Management | For | For |
| 17 | Approve Affiliation Agreementswith Subsidiary Secop Verwaltungs GmbH | Management | For | For |
| AVERY DENNISON CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: AVY
SECURITY ID: 053611109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mitchell Butier | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director David E. I. Pyott | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Patrick T. Siewert | Management | For | For |
| 1i | Elect Director Julia A. Stewart | Management | For | For |
| 1j | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BANCFIRST CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: BANF
SECURITY ID: 05945F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis L. Brand | Management | For | For |
| 1.2 | Elect Director C.L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director William H. Crawford | Management | For | For |
| 1.4 | Elect Director James R. Daniel | Management | For | For |
| 1.5 | Elect Director F. Ford Drummond | Management | For | Withhold |
| 1.6 | Elect Director William O. Johnstone | Management | For | For |
| 1.7 | Elect Director Frank Keating | Management | For | For |
| 1.8 | Elect Director Dave R. Lopez | Management | For | For |
| 1.9 | Elect Director J. Ralph McCalmont | Management | For | For |
| 1.10 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.11 | Elect Director Ronald J. Norick | Management | For | Withhold |
| 1.12 | Elect Director Paul B. Odom, Jr. | Management | For | For |
| 1.13 | Elect Director David E. Rainbolt | Management | For | For |
| 1.14 | Elect Director H.E. Rainbolt | Management | For | For |
| 1.15 | Elect Director Michael S. Samis | Management | For | For |
| 1.16 | Elect Director Natalie Shirley | Management | For | For |
| 1.17 | Elect Director Michael K. Wallace | Management | For | For |
| 1.18 | Elect Director Gregory G. Wedel | Management | For | For |
| 1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify BKD LLP as Auditors | Management | For | For |
| BANK OF THE OZARKS, INC.
MEETING DATE: JAN 22, 2016 |
||||
|
TICKER: OZRK
SECURITY ID: 063904106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| BANK OF THE OZARKS, INC.
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: OZRK
SECURITY ID: 063904106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Nicholas Brown | Management | For | For |
| 1.3 | Elect Director Richard Cisne | Management | For | For |
| 1.4 | Elect Director Robert East | Management | For | For |
| 1.5 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.6 | Elect Director Ross Whipple | Management | For | For |
| 1.7 | Elect Director Linda Gleason | Management | For | For |
| 1.8 | Elect Director Peter Kenny | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director William Koefoed, Jr. | Management | For | For |
| 1.11 | Elect Director John Reynolds | Management | For | For |
| 1.12 | Elect Director Dan Thomas | Management | For | For |
| 1.13 | Elect Director Henry Mariani | Management | For | For |
| 1.14 | Elect Director Paula Cholmondeley | Management | For | For |
| 1.15 | Elect Director Walter J. ('Jack') Mullen, III | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANKRATE, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: RATE
SECURITY ID: 06647F102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Christine Petersen | Management | For | For |
| 1b | Elect Director Richard J. Pinola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| BANKRATE, INC.
MEETING DATE: JUN 20, 2016 |
||||
|
TICKER: RATE
SECURITY ID: 06647F102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kenneth S. Esterow | Management | For | For |
| 1b | Elect Director Michael J. Kelly | Management | For | For |
| 1c | Elect Director Sree Kotay | Management | For | For |
| 1d | Elect Director Seth Brody | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| BANNER CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: BANR
SECURITY ID: 06652V208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Adams | Management | For | For |
| 1.2 | Elect Director Connie R. Collingsworth | Management | For | For |
| 1.3 | Elect Director Gary Sirmon | Management | For | For |
| 1.4 | Elect Director Brent A. Orrico | Management | For | For |
| 1.5 | Elect Director Spencer C. Fleischer | Management | For | For |
| 1.6 | Elect Director Doyle L. Arnold | Management | For | For |
| 1.7 | Elect Director Roberto R. Herencia | Management | For | For |
| 1.8 | Elect Director David I. Matson | Management | For | For |
| 1.9 | Elect Director Michael J. Gillfillan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Moss Adams LLP as Auditors | Management | For | For |
| BELLICUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: BLCM
SECURITY ID: 079481107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Brown | Management | For | For |
| 1.2 | Elect Director Kevin M. Slawin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BERRY PLASTICS GROUP, INC.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: BERY
SECURITY ID: 08579W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Idalene F. Kesner | Management | For | For |
| 1.2 | Elect Director Carl J. 'Rick' Rickertsen | Management | For | For |
| 1.3 | Elect Director Stephen E. Sterrett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.5 | Elect Director Alan J. Lewis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director David Pyott | Management | For | For |
| 1.8 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| BLOOMIN' BRANDS, INC.
MEETING DATE: APR 22, 2016 |
||||
|
TICKER: BLMN
SECURITY ID: 094235108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tara Walpert Levy | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Smith | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| BLUEBIRD BIO, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: BLUE
SECURITY ID: 09609G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wendy Dixon | Management | For | For |
| 1.2 | Elect Director James Mandell | Management | For | For |
| 1.3 | Elect Director David Schenkein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2015 |
||||
|
TICKER: EAT
SECURITY ID: 109641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elaine M. Boltz | Management | For | For |
| 1.2 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.3 | Elect Director Harriet Edelman | Management | For | For |
| 1.4 | Elect Director Michael A. George | Management | For | For |
| 1.5 | Elect Director William T. Giles | Management | For | For |
| 1.6 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.7 | Elect Director Jon L. Luther | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic | Management | For | For |
| 1.9 | Elect Director Jose Luis Prado | Management | For | For |
| 1.10 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Profit Sharing Plan | Management | For | For |
| BRISTOW GROUP INC.
MEETING DATE: AUG 05, 2015 |
||||
|
TICKER: BRS
SECURITY ID: 110394103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Amonett | Management | For | For |
| 1.2 | Elect Director Jonathan E. Baliff | Management | For | For |
| 1.3 | Elect Director Stephen J. Cannon | Management | For | For |
| 1.4 | Elect Director Michael A. Flick | Management | For | For |
| 1.5 | Elect Director Lori A. Gobillot | Management | For | For |
| 1.6 | Elect Director Ian A. Godden | Management | For | For |
| 1.7 | Elect Director David C. Gompert | Management | For | For |
| 1.8 | Elect Director Stephen A. King | Management | For | For |
| 1.9 | Elect Director Thomas C. Knudson | Management | For | For |
| 1.10 | Elect Director Mathew Masters | Management | For | For |
| 1.11 | Elect Director Bruce H. Stover | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BROADSOFT, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Gavin, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew M. Geisse | Management | For | For |
| 1.3 | Elect Director Michael Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 07, 2016 |
||||
|
TICKER: BRCD
SECURITY ID: 111621306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Kim C. Goodman | Management | For | For |
| 1.7 | Elect Director David L. House | Management | For | For |
| 1.8 | Elect Director L. William Krause | Management | For | For |
| 1.9 | Elect Director David E. Roberson | Management | For | For |
| 1.10 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRUKER CORPORATION
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: BRKR
SECURITY ID: 116794108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank H. Laukien | Management | For | For |
| 1.2 | Elect Director John Ornell | Management | For | For |
| 1.3 | Elect Director Richard A. Packer | Management | For | For |
| 1.4 | Elect Director Robert Rosenthal | Management | For | For |
| 1.5 | Elect Director Cynthia M. Friend | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| BRUNSWICK CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: BC
SECURITY ID: 117043109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nolan D. Archibald | Management | For | For |
| 1b | Elect Director David C. Everitt | Management | For | For |
| 1c | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 18, 2015 |
||||
|
TICKER: CASY
SECURITY ID: 147528103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry W. Handley | Management | For | For |
| 1.2 | Elect Director William C. Kimball | Management | For | For |
| 1.3 | Elect Director Richard A. Wilkey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CAVIUM, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CAVM
SECURITY ID: 14964U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CDW CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CDW
SECURITY ID: 12514G108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Richards | Management | For | For |
| 1.2 | Elect Director Lynda M. Clarizio | Management | For | For |
| 1.3 | Elect Director Michael J. Dominguez | Management | For | For |
| 1.4 | Elect Director Robin P. Selati | Management | For | For |
| 1.5 | Elect Director Joseph R. Swedish | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CEDAR FAIR, L.P.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FUN
SECURITY ID: 150185106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Affeldt | Management | For | For |
| 1.2 | Elect Director John M. Scott, III | Management | For | For |
| 1.3 | Elect Director D. Scott Olivet | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CELLECTIS
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ALCLS
SECURITY ID: 15117K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Mathieu Simon as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: COKE
SECURITY ID: 191098102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.3 | Elect Director Sharon A. Decker | Management | For | For |
| 1.4 | Elect Director Morgan H. Everett | Management | For | For |
| 1.5 | Elect Director Henry W. Flint | Management | For | For |
| 1.6 | Elect Director James R. Helvey, III | Management | For | For |
| 1.7 | Elect Director William H. Jones | Management | For | For |
| 1.8 | Elect Director Umesh M. Kasbekar | Management | For | For |
| 1.9 | Elect Director James H. Morgan | Management | For | For |
| 1.10 | Elect Director John W. Murrey, III | Management | For | For |
| 1.11 | Elect Director Sue Anne H. Wells | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: CCOI
SECURITY ID: 19239V302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: CHRS
SECURITY ID: 19249H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | Withhold |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COMMUNITY BANK SYSTEM, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: CBU
SECURITY ID: 203607106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Bolus | Management | For | For |
| 1.2 | Elect Director Nicholas A. DiCerbo | Management | For | For |
| 1.3 | Elect Director James A. Gabriel | Management | For | For |
| 1.4 | Elect Director Edward S. Mucenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 20, 2015 |
||||
|
TICKER: CVLT
SECURITY ID: 204166102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Robert Hammer | Management | For | For |
| 1.2 | Elect Director Keith Geeslin | Management | For | For |
| 1.3 | Elect Director Gary B. Smith | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: CMP
SECURITY ID: 20451N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric Ford | Management | For | For |
| 1b | Elect Director Francis J. Malecha | Management | For | For |
| 1c | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COOPER TIRE & RUBBER COMPANY
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: CTB
SECURITY ID: 216831107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roy V. Armes | Management | For | For |
| 1.2 | Elect Director Thomas P. Capo | Management | For | For |
| 1.3 | Elect Director Steven M. Chapman | Management | For | For |
| 1.4 | Elect Director Susan F. Davis | Management | For | For |
| 1.5 | Elect Director John J. Holland | Management | For | For |
| 1.6 | Elect Director John F. Meier | Management | For | For |
| 1.7 | Elect Director Gary S. Michel | Management | For | For |
| 1.8 | Elect Director John H. Shuey | Management | For | For |
| 1.9 | Elect Director Robert D. Welding | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CORESITE REALTY CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: COR
SECURITY ID: 21870Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Thomas M. Ray | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Michael R. Koehler | Management | For | For |
| 1.5 | Elect Director Paul E. Szurek | Management | For | For |
| 1.6 | Elect Director J. David Thompson | Management | For | For |
| 1.7 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COTY INC.
MEETING DATE: NOV 04, 2015 |
||||
|
TICKER: COTY
SECURITY ID: 222070203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lambertus J.H. Becht | Management | For | For |
| 1.2 | Elect Director Joachim Faber | Management | For | For |
| 1.3 | Elect Director Olivier Goudet | Management | For | For |
| 1.4 | Elect Director Peter Harf | Management | For | For |
| 1.5 | Elect Director Paul S. Michaels | Management | For | For |
| 1.6 | Elect Director Erhard Schoewel | Management | For | For |
| 1.7 | Elect Director Robert Singer | Management | For | For |
| 1.8 | Elect Director Jack Stahl | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COUSINS PROPERTIES INCORPORATED
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: CUZ
SECURITY ID: 222795106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Chapman | Management | For | For |
| 1.2 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| CURIS, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: CRIS
SECURITY ID: 231269101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Martell | Management | For | For |
| 1.2 | Elect Director Daniel R. Passeri | Management | For | For |
| 1.3 | Elect Director Marc Rubin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CYTOMX THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: CTMX
SECURITY ID: 23284F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sean A. McCarthy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PLAY
SECURITY ID: 238337109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Griffith | Management | For | For |
| 1.2 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.3 | Elect Director David A. Jones | Management | For | For |
| 1.4 | Elect Director Stephen M. King | Management | For | For |
| 1.5 | Elect Director Alan J. Lacy | Management | For | For |
| 1.6 | Elect Director Kevin M. Mailender | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DECKERS OUTDOOR CORPORATION
MEETING DATE: SEP 10, 2015 |
||||
|
TICKER: DECK
SECURITY ID: 243537107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.4 | Elect Director Nelson C. Chan | Management | For | For |
| 1.5 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.6 | Elect Director John G. Perenchio | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri M. Shanahan | Management | For | For |
| 1.9 | Elect Director Bonita C. Stewart | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| DELUXE CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DLX
SECURITY ID: 248019101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Neil J. Metviner | Management | For | For |
| 1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DEMANDWARE, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: DWRE
SECURITY ID: 24802Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Ebling | Management | For | For |
| 1.2 | Elect Director Jitendra Saxena | Management | For | For |
| 1.3 | Elect Director Leonard Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DENTSPLY SIRONA INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: XRAY
SECURITY ID: 24906P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael C. Alfano | Management | For | For |
| 1b | Elect Director David K. Beecken | Management | For | For |
| 1c | Elect Director Eric K. Brandt | Management | For | For |
| 1d | Elect Director Michael J. Coleman | Management | For | For |
| 1e | Elect Director Willie A. Deese | Management | For | For |
| 1f | Elect Director Thomas Jetter | Management | For | For |
| 1g | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1h | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1i | Elect Director Francis J. Lunger | Management | For | For |
| 1j | Elect Director Jeffrey T. Slovin | Management | For | For |
| 1k | Elect Director Bret W. Wise | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIAMONDBACK ENERGY, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FANG
SECURITY ID: 25278X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Michael P. Cross | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| DILLARD'S, INC.
MEETING DATE: MAY 21, 2016 |
||||
|
TICKER: DDS
SECURITY ID: 254067101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank R. Mori | Management | For | For |
| 1b | Elect Director Reynie Rutledge | Management | For | For |
| 1c | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1d | Elect Director Nick White | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DOMINO'S PIZZA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: DPZ
SECURITY ID: 25754A201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Brandon | Management | For | For |
| 1.2 | Elect Director C. Andrew Ballard | Management | For | For |
| 1.3 | Elect Director Andrew B. Balson | Management | For | For |
| 1.4 | Elect Director Diana F. Cantor | Management | For | For |
| 1.5 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.6 | Elect Director Richard L. Federico | Management | For | For |
| 1.7 | Elect Director James A. Goldman | Management | For | For |
| 1.8 | Elect Director Gregory A. Trojan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Plan to Address Supply Chain Impacts on Deforestation | Shareholder | Against | Abstain |
| EARTHLINK HOLDINGS CORP.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: ELNK
SECURITY ID: 27033X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director Joseph F. Eazor | Management | For | For |
| 1c | Elect Director Kathy S. Lane | Management | For | For |
| 1d | Elect Director Garry K. McGuire | Management | For | For |
| 1e | Elect Director R. Gerard Salemme | Management | For | For |
| 1f | Elect Director Julie A. Shimer | Management | For | For |
| 1g | Elect Director Walter L. Turek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EL PASO ELECTRIC COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: EE
SECURITY ID: 283677854
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Robert Brown | Management | For | For |
| 1.2 | Elect Director James W. Cicconi | Management | For | For |
| 1.3 | Elect Director Mary E. Kipp | Management | For | For |
| 1.4 | Elect Director Thomas V. Shockley, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: EFII
SECURITY ID: 286082102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| EMCOR GROUP, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: EME
SECURITY ID: 29084Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Altmeyer | Management | For | For |
| 1b | Elect Director Stephen W. Bershad | Management | For | For |
| 1c | Elect Director David A.B. Brown | Management | For | For |
| 1d | Elect Director Anthony J. Guzzi | Management | For | For |
| 1e | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1f | Elect Director David H. Laidley | Management | For | For |
| 1g | Elect Director M. Kevin McEvoy | Management | For | For |
| 1h | Elect Director Jerry E. Ryan | Management | For | For |
| 1i | Elect Director Steven B. Schwarzwaelder | Management | For | For |
| 1j | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| EPAM SYSTEMS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: EPAM
SECURITY ID: 29414B104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karl Robb | Management | For | For |
| 1.2 | Elect Director Richard Michael Mayoras | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 10, 2016 |
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|
TICKER: ELS
SECURITY ID: 29472R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Marguerite Nader | Management | For | For |
| 1.7 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.8 | Elect Director Howard Walker | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 24, 2015 |
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|
TICKER: ETH
SECURITY ID: 297602104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director M. Farooq Kathwari | Management | For | For |
| 1.2 | Elect Director James B. Carlson | Management | For | For |
| 1.3 | Elect Director Clinton A. Clark | Management | For | For |
| 1.4 | Elect Director John J. Dooner, Jr. | Management | For | For |
| 1.5 | Elect Director Domenick J. Esposito | Management | For | For |
| 1.6 | Elect Director James W. Schmotter | Management | For | For |
| 1.7 | Elect Director Tara I. Stacom | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Incentive Performance Components of Employment Agreement with M. Farooq Kathwari | Management | For | For |
| 6 | Amend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Edward Glickman | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Kathy Herbert | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Richard Mansouri | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Annelise Osborne | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Ken Pilot | Shareholder | For | Did Not Vote |
| 1.6 | Elect Director Alexander Wolf | Shareholder | For | Did Not Vote |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 4 | Amend Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Approve Incentive Performance Components of Employment Agreement with M. Farooq Kathwari | Management | Against | Did Not Vote |
| 6 | Amend Articles to Delete Article Fifth and Eliminate the Requirement that Business Combinations be Approved by a Majority of the Continuing Directors | Management | For | Did Not Vote |
| EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 17, 2016 |
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|
TICKER: EXLS
SECURITY ID: 302081104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne Minto | Management | For | For |
| 1.2 | Elect Director Rohit Kapoor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| F5 NETWORKS, INC.
MEETING DATE: MAR 10, 2016 |
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|
TICKER: FFIV
SECURITY ID: 315616102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Sandra E. Bergeron | Management | For | For |
| 1c | Elect Director Deborah L. Bevier | Management | For | For |
| 1d | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1e | Elect Director Michael L. Dreyer | Management | For | For |
| 1f | Elect Director Alan J. Higginson | Management | For | For |
| 1g | Elect Director Peter S. Klein | Management | For | For |
| 1h | Elect Director John McAdam | Management | For | For |
| 1i | Elect Director Stephen M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FAIR ISAAC CORPORATION
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: FICO
SECURITY ID: 303250104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director A. George Battle | Management | For | For |
| 1b | Elect Director Greg R. Gianforte | Management | For | For |
| 1c | Elect Director Braden R. Kelly | Management | For | For |
| 1d | Elect Director James D. Kirsner | Management | For | For |
| 1e | Elect Director William J. Lansing | Management | For | For |
| 1f | Elect Director Marc F. McMorris | Management | For | For |
| 1g | Elect Director Joanna Rees | Management | For | For |
| 1h | Elect Director David A. Rey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FINISAR CORPORATION
MEETING DATE: SEP 08, 2015 |
||||
|
TICKER: FNSR
SECURITY ID: 31787A507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Child | Management | For | For |
| 1.2 | Elect Director Roger C. Ferguson | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FITBIT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: FIT
SECURITY ID: 33812L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Park | Management | For | For |
| 1.2 | Elect Director Eric N. Friedman | Management | For | For |
| 1.3 | Elect Director Jonathan D. Callaghan | Management | For | For |
| 1.4 | Elect Director Steven Murray | Management | For | For |
| 1.5 | Elect Director Christopher Paisley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FIVE PRIME THERAPEUTICS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: FPRX
SECURITY ID: 33830X104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Franklin M. Berger | Management | For | For |
| 1b | Elect Director William Ringo | Management | For | For |
| 1c | Elect Director Lewis T. "Rusty" Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FLUIDIGM CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: FLDM
SECURITY ID: 34385P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Young | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENESCO INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: GCO
SECURITY ID: 371532102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director James W. Bradford | Management | For | For |
| 1.4 | Elect Director Robert J. Dennis | Management | For | For |
| 1.5 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.6 | Elect Director Marty G. Dickens | Management | For | For |
| 1.7 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.8 | Elect Director Kathleen Mason | Management | For | For |
| 1.9 | Elect Director Kevin P. McDermott | Management | For | For |
| 1.10 | Elect Director David M. Tehle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENOCEA BIOSCIENCES, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: GNCA
SECURITY ID: 372427104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katrine Bosley | Management | For | For |
| 1.2 | Elect Director Michael Higgins | Management | For | For |
| 1.3 | Elect Director Stephen Hoffman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC.
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER: GPN
SECURITY ID: 37940X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I Jacobs | Management | For | For |
| 1.2 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GOGO INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GOGO
SECURITY ID: 38046C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Crandall | Management | For | For |
| 1.2 | Elect Director Christopher D. Payne | Management | For | For |
| 1.3 | Elect Director Charles C. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GREAT PLAINS ENERGY INCORPORATED
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: GXP
SECURITY ID: 391164100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Bassham | Management | For | For |
| 1.2 | Elect Director David L. Bodde | Management | For | For |
| 1.3 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
| 1.4 | Elect Director Gary D. Forsee | Management | For | For |
| 1.5 | Elect Director Scott D. Grimes | Management | For | For |
| 1.6 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.7 | Elect Director James A. Mitchell | Management | For | For |
| 1.8 | Elect Director Ann D. Murtlow | Management | For | For |
| 1.9 | Elect Director John J. Sherman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GREENCORE GROUP PLC
MEETING DATE: JAN 26, 2016 |
||||
|
TICKER: GNC
SECURITY ID: G40866124
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Re-elect Alan Williams as Director | Management | For | For |
| 3d | Re-elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 3f | Re-elect John Moloney as Director | Management | For | For |
| 3g | Re-elect Eric Nicoli as Director | Management | For | For |
| 3h | Re-elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Fix Remuneration of Non-executive Directors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Shares | Management | For | For |
| 10 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 11 | Reappoint KPMG as Auditors | Management | For | For |
| 12 | Approve Scrip Dividend Program | Management | For | For |
| 13 | Adopt New Memorandum of Association | Management | For | For |
| 14 | Adopt New Articles of Association | Management | For | For |
| HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: HRTX
SECURITY ID: 427746102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HOLOGIC, INC.
MEETING DATE: MAR 02, 2016 |
||||
|
TICKER: HOLX
SECURITY ID: 436440101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Scott T. Garrett | Management | For | For |
| 1.4 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.5 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director Samuel Merksamer | Management | For | Withhold |
| 1.8 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.9 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.10 | Elect Director Christopher J. Coughlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOME PROPERTIES, INC.
MEETING DATE: OCT 01, 2015 |
||||
|
TICKER: HME
SECURITY ID: 437306103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| HUB GROUP, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: HUBG
SECURITY ID: 443320106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Donald G. Maltby | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director James C. Kenny | Management | For | For |
| 1.5 | Elect Director Charles R. Reaves | Management | For | For |
| 1.6 | Elect Director Martin P. Slark | Management | For | For |
| 1.7 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.2 | Elect Director Steven G. Elliott | Management | For | For |
| 1.3 | Elect Director Michael J. Endres | Management | For | For |
| 1.4 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.5 | Elect Director Peter J. Kight | Management | For | For |
| 1.6 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.7 | Elect Director Eddie R. Munson | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| IDACORP, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: IDA
SECURITY ID: 451107106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.7 | Elect Director J. LaMont Keen | Management | For | For |
| 1.8 | Elect Director Christine King | Management | For | For |
| 1.9 | Elect Director Richard J. Navarro | Management | For | For |
| 1.10 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IMPERVA, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IMPV
SECURITY ID: 45321L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Bettencourt | Management | For | For |
| 1.2 | Elect Director Geraldine Elliott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INGREDION INCORPORATED
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: INGR
SECURITY ID: 457187102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Luis Aranguren-Trellez | Management | For | For |
| 1b | Elect Director David B. Fischer | Management | For | For |
| 1c | Elect Director Ilene S. Gordon | Management | For | For |
| 1d | Elect Director Paul Hanrahan | Management | For | For |
| 1e | Elect Director Rhonda L. Jordan | Management | For | For |
| 1f | Elect Director Gregory B. Kenny | Management | For | For |
| 1g | Elect Director Barbara A. Klein | Management | For | For |
| 1h | Elect Director Victoria J. Reich | Management | For | For |
| 1i | Elect Director Jorge A. Uribe | Management | For | For |
| 1j | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| INNOSPEC INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IOSP
SECURITY ID: 45768S105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick S. Williams | Management | For | For |
| 1.2 | Elect Director Lawrence J. Padfield | Management | For | For |
| 2 | Elect Director David F. Landless | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG Audit Plc as Auditors | Management | For | For |
| INNOVIVA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: INVA
SECURITY ID: 45781M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Paul Pepe | Management | For | For |
| 1.4 | Elect Director James L. Tyree | Management | For | For |
| 1.5 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Certificate of Incorporation to, Among Other Things, Remove Provisions That Are Out-of-Date, Obsolete or Inoperative | Management | For | For |
| INSMED INCORPORATED
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: INSM
SECURITY ID: 457669307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred F. Altomari | Management | For | For |
| 1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
| 1.3 | Elect Director William H. Lewis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: IART
SECURITY ID: 457985208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTER PARFUMS, INC.
MEETING DATE: SEP 15, 2015 |
||||
|
TICKER: IPAR
SECURITY ID: 458334109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan | Management | For | For |
| 1.8 | Elect Director Patrick Choel | Management | For | For |
| 1.9 | Elect Director Michel Dyens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| INTERFACE, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: TILE
SECURITY ID: 458665304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Burke | Management | For | For |
| 1.2 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.3 | Elect Director Carl I. Gable | Management | For | For |
| 1.4 | Elect Director Jay D. Gould | Management | For | For |
| 1.5 | Elect Director Daniel T. Hendrix | Management | For | For |
| 1.6 | Elect Director Christopher G. Kennedy | Management | For | For |
| 1.7 | Elect Director K. David Kohler | Management | For | For |
| 1.8 | Elect Director James B. Miller, Jr. | Management | For | For |
| 1.9 | Elect Director Sheryl D. Palmer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| INTERSIL CORPORATION
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: ISIL
SECURITY ID: 46069S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mercedes Johnson | Management | For | For |
| 1b | Elect Director Sohail Khan | Management | For | For |
| 1c | Elect Director Gregory Lang | Management | For | For |
| 1d | Elect Director Donald Macleod | Management | For | For |
| 1e | Elect Director Ernest Maddock | Management | For | For |
| 1f | Elect Director Forrest E. Norrod | Management | For | For |
| 1g | Elect Director Necip Sayiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INVESTORS BANCORP, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: ISBC
SECURITY ID: 46146L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Albanese | Management | For | For |
| 1.2 | Elect Director Domenick A. Cama | Management | For | For |
| 1.3 | Elect Director James J. Garibaldi | Management | For | For |
| 1.4 | Elect Director James H. Ward, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| IONIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2016 |
||||
|
TICKER: IONS
SECURITY ID: 462222100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director Joseph Loscalzo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ITT CORPORATION
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: ITT
SECURITY ID: 450911201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director G. Peter D'Aloia | Management | For | For |
| 1c | Elect Director Geraud Darnis | Management | For | For |
| 1d | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Frank T. MacInnis | Management | For | For |
| 1h | Elect Director Rebecca A. McDonald | Management | For | For |
| 1i | Elect Director Timothy H. Powers | Management | For | For |
| 1j | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Shareholder | Against | Against |
| IXIA
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: XXIA
SECURITY ID: 45071R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Ilan Daskal | Management | For | For |
| 1.3 | Elect Director Jonathan Fram | Management | For | For |
| 1.4 | Elect Director Errol Ginsberg | Management | For | For |
| 1.5 | Elect Director Gail Hamilton | Management | For | For |
| 1.6 | Elect Director Bethany Mayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| J & J SNACK FOODS CORP.
MEETING DATE: FEB 16, 2016 |
||||
|
TICKER: JJSF
SECURITY ID: 466032109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter G. Stanley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JABIL CIRCUIT, INC.
MEETING DATE: JAN 21, 2016 |
||||
|
TICKER: JBL
SECURITY ID: 466313103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anousheh Ansari | Management | For | For |
| 1.2 | Elect Director Martha F. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy L. Main | Management | For | For |
| 1.4 | Elect Director Mark T. Mondello | Management | For | For |
| 1.5 | Elect Director Frank A. Newman | Management | For | For |
| 1.6 | Elect Director John C. Plant | Management | For | For |
| 1.7 | Elect Director Steven A. Raymund | Management | For | For |
| 1.8 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.9 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| JAMES RIVER GROUP HOLDINGS, LTD.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: JRVR
SECURITY ID: G5005R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jerry R. Masters | Management | For | For |
| 1b | Elect Director Janet Cowell | Management | For | For |
| 1c | Elect Director Ollie L. Sherman, Jr. | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| JARDEN CORPORATION
MEETING DATE: APR 15, 2016 |
||||
|
TICKER: JAH
SECURITY ID: 471109108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: JBLU
SECURITY ID: 477143101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director David Checketts | Management | For | For |
| 1c | Elect Director Virginia Gambale | Management | For | For |
| 1d | Elect Director Stephen Gemkow | Management | For | For |
| 1e | Elect Director Robin Hayes | Management | For | For |
| 1f | Elect Director Ellen Jewett | Management | For | For |
| 1g | Elect Director Stanley McChrystal | Management | For | For |
| 1h | Elect Director Joel Peterson | Management | For | For |
| 1i | Elect Director Frank Sica | Management | For | For |
| 1j | Elect Director Thomas Winkelmann | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| KAMAN CORPORATION
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: KAMN
SECURITY ID: 483548103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Neal J. Keating | Management | For | For |
| 1.2 | Elect Director Scott E. Kuechle | Management | For | For |
| 1.3 | Elect Director Jennifer M. Pollino | Management | For | For |
| 1.4 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| KATE SPADE & COMPANY
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: KATE
SECURITY ID: 485865109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.2 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.3 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.4 | Elect Director Nancy J. Karch | Management | For | For |
| 1.5 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.6 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.7 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.8 | Elect Director Douglas Mack | Management | For | For |
| 1.9 | Elect Director Jan Singer | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Require Advance Notice for Shareholder Nominations | Management | For | For |
| 6 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 7 | Proxy Access | Shareholder | Against | Against |
| KITE REALTY GROUP TRUST
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: KRG
SECURITY ID: 49803T300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John A. Kite | Management | For | For |
| 1b | Elect Director William E. Bindley | Management | For | For |
| 1c | Elect Director Victor J. Coleman | Management | For | For |
| 1d | Elect Director Lee A. Daniels | Management | For | For |
| 1e | Elect Director Gerald W. Grupe | Management | For | For |
| 1f | Elect Director Christie B. Kelly | Management | For | For |
| 1g | Elect Director David R. O'Reilly | Management | For | For |
| 1h | Elect Director Barton R. Peterson | Management | For | For |
| 1i | Elect Director Charles H. Wurtzebach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KORNIT DIGITAL LTD.
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: KRNT
SECURITY ID: M6372Q113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | Abstain |
| 2 | Grant Gabi Seligsohn, CEO and Director, Options to Purchase Shares | Management | For | For |
| KUKA AG
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: KU2
SECURITY ID: D3862Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Till Reuter for Fiscal 2015 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Peter Mohnen for Fiscal 2015 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Bernd Minning for Fiscal 2015 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Michael Leppek for Fiscal 2015 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Dirk Abel for Fiscal 2015 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Walter Bickel for Fiscal 2015 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Wilfried Eberhardt for Fiscal 2015 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Siegfried Greulich for Fiscal 2015 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Thomas Knabel for Fiscal 2015 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Armin Kolb for Fiscal 2015 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Carola Leitmeir for Fiscal 2015 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hubert Lienhard for Fiscal 2015 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Friedhelm Loh for Fiscal 2015 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Uwe Loos for Fiscal 2015 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Michael Proeller for Fiscal 2015 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Guy Wyser-Pratte for Fiscal 2015 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Hans Ziegler for Fiscal 2015 | Management | For | For |
| 5.1 | Approve Remuneration of Supervisory Board | Management | For | For |
| 5.2 | Amend Articles Re: Attendance Fees | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| LA JOLLA PHARMACEUTICAL COMPANY
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: LJPC
SECURITY ID: 503459604
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| MAXIMUS, INC.
MEETING DATE: MAR 16, 2016 |
||||
|
TICKER: MMS
SECURITY ID: 577933104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Lederer | Management | For | For |
| 1.2 | Elect Director Peter B. Pond | Management | For | For |
| 1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MB FINANCIAL, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: MBFI
SECURITY ID: 55264U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director C. Bryan Daniels | Management | For | For |
| 1c | Elect Director Mitchell Feiger | Management | For | For |
| 1d | Elect Director Charles J. Gries | Management | For | For |
| 1e | Elect Director James N. Hallene | Management | For | For |
| 1f | Elect Director Thomas H. Harvey | Management | For | For |
| 1g | Elect Director Richard J. Holmstrom | Management | For | For |
| 1h | Elect Director Karen J. May | Management | For | For |
| 1i | Elect Director Ronald D. Santo | Management | For | For |
| 1j | Elect Director Jennifer W. Steans | Management | For | For |
| 1k | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| MERCADOLIBRE, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: MELI
SECURITY ID: 58733R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Roberto Balls Sallouti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: MAA
SECURITY ID: 59522J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director James K. Lowder | Management | For | For |
| 1d | Elect Director Thomas H. Lowder | Management | For | For |
| 1e | Elect Director Monica McGurk | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director W. Reid Sanders | Management | For | For |
| 1i | Elect Director William B. Sansom | Management | For | For |
| 1j | Elect Director Gary Shorb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MINDBODY, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: MB
SECURITY ID: 60255W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail Goodman | Management | For | For |
| 1.2 | Elect Director Jeremy Levine | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOLINA HEALTHCARE, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: MOH
SECURITY ID: 60855R100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles Z. Fedak | Management | For | For |
| 1b | Elect Director John C. Molina | Management | For | For |
| 1c | Elect Director Steven J. Orlando | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: MPWR
SECURITY ID: 609839105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 1.3 | Elect Director Eugen Elmiger | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOOG INC.
MEETING DATE: JAN 13, 2016 |
||||
|
TICKER: MOG.A
SECURITY ID: 615394202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. Bradley Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MURPHY USA INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: MUSA
SECURITY ID: 626755102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Madison Murphy | Management | For | For |
| 1.2 | Elect Director R. Andrew Clyde | Management | For | For |
| 1.3 | Elect Director Christoph Keller, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: NNN
SECURITY ID: 637417106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Robert C. Legler | Management | For | For |
| 1.6 | Elect Director Craig Macnab | Management | For | For |
| 1.7 | Elect Director Sam L. Susser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NETSUITE INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: N
SECURITY ID: 64118Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Beane, III | Management | For | For |
| 1.2 | Elect Director Deborah Farrington | Management | For | For |
| 1.3 | Elect Director James McGeever | Management | For | For |
| 1.4 | Elect Director Edward Zander | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NEW JERSEY RESOURCES CORPORATION
MEETING DATE: JAN 20, 2016 |
||||
|
TICKER: NJR
SECURITY ID: 646025106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence R. Codey | Management | For | For |
| 1.2 | Elect Director Laurence M. Downes | Management | For | For |
| 1.3 | Elect Director Robert B. Evans | Management | For | For |
| 1.4 | Elect Director Alfred C. Koeppe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: NFX
SECURITY ID: 651290108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director Steven W. Nance | Management | For | For |
| 1d | Elect Director Roger B. Plank | Management | For | For |
| 1e | Elect Director Thomas G. Ricks | Management | For | For |
| 1f | Elect Director Juanita M. Romans | Management | For | For |
| 1g | Elect Director John W. Schanck | Management | For | For |
| 1h | Elect Director J. Terry Strange | Management | For | For |
| 1i | Elect Director J. Kent Wells | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: NXST
SECURITY ID: 65336K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Lisbeth McNabb | Management | For | For |
| 3.2 | Elect Director C. Thomas McMillen | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NIC INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: EGOV
SECURITY ID: 62914B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Venmal (Raji) Arasu | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 |
||||
|
TICKER: NMBL
SECURITY ID: 65440R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NVAX
SECURITY ID: 670002104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NXTM
SECURITY ID: 67072V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OM ASSET MANAGEMENT PLC
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: OMAM
SECURITY ID: G67506108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| OM ASSET MANAGEMENT PLC
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: OMAM
SECURITY ID: G67506108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L. Bain | Management | For | For |
| 1.2 | Elect Director Ian D. Gladman | Management | For | For |
| 1.3 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.4 | Elect Director James J. Ritchie | Management | For | For |
| 1.5 | Elect Director John D. Rogers | Management | For | For |
| 1.6 | Elect Director Donald J. Schneider | Management | For | For |
| 1.7 | Elect Director Robert J. Chersi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG LLP as U.K. Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote To Approve Executive Compensation | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| ORBITAL ATK, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: OA
SECURITY ID: 68557N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin P. Chilton | Management | For | For |
| 1b | Elect Director Roxanne J. Decyk | Management | For | For |
| 1c | Elect Director Martin C. Faga | Management | For | For |
| 1d | Elect Director Lennard A. Fisk | Management | For | For |
| 1e | Elect Director Ronald R. Fogleman | Management | For | For |
| 1f | Elect Director Robert M. Hanisee | Management | For | For |
| 1g | Elect Director Ronald T. Kadish | Management | For | For |
| 1h | Elect Director Tig H. Krekel | Management | For | For |
| 1i | Elect Director Douglas L. Maine | Management | For | For |
| 1j | Elect Director Roman Martinez, IV | Management | For | For |
| 1k | Elect Director Janice I. Obuchowski | Management | For | For |
| 1l | Elect Director James G. Roche | Management | For | For |
| 1m | Elect Director Harrison H. Schmitt | Management | For | For |
| 1n | Elect Director David W. Thompson | Management | For | For |
| 1o | Elect Director Scott L. Webster | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OSRAM LICHT AG
MEETING DATE: FEB 16, 2016 |
||||
|
TICKER: OSR
SECURITY ID: D5963B113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2014/2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2014/2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2014/2015 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2015/2016 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors for the First Half for Fiscal 2015/2016 | Management | For | For |
| 5.3 | Ratify Ernst & Young GmbH as Auditors for any Additional Condensed Interim Reports for Fiscal 2015/2016 and for the First Quarter of Fiscal 2016/2017 | Management | For | For |
| PACWEST BANCORP
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: PACW
SECURITY ID: 695263103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Burke | Management | For | For |
| 1.2 | Elect Director Craig A. Carlson | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.6 | Elect Director C. William Hosler | Management | For | For |
| 1.7 | Elect Director Susan E. Lester | Management | For | For |
| 1.8 | Elect Director Roger H. Molvar | Management | For | For |
| 1.9 | Elect Director James J. Pieczynski | Management | For | For |
| 1.10 | Elect Director Daniel B. Platt | Management | For | For |
| 1.11 | Elect Director Robert A. Stine | Management | For | For |
| 1.12 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6 | Other Business | Management | For | Against |
| PANDORA MEDIA, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: P
SECURITY ID: 698354107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mickie Rosen | Management | For | For |
| 1.2 | Elect Director James M.P. Feuille | Management | For | For |
| 1.3 | Elect Director Peter Gotcher | Management | For | For |
| 1.4 | Elect Director Elizabeth A. Nelson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Securities Transfer Restrictions | Management | For | For |
| PDC ENERGY, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: PDCE
SECURITY ID: 69327R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry F. Mazza | Management | For | For |
| 1.2 | Elect Director Barton R. Brookman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PEGASYSTEMS INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: PEGA
SECURITY ID: 705573103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director James P. O'Halloran | Management | For | For |
| 1.5 | Elect Director Sharon Rowlands | Management | For | For |
| 1.6 | Elect Director Alan Trefler | Management | For | For |
| 1.7 | Elect Director Larry Weber | Management | For | For |
| 1.8 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Restricted Stock Unit Sub-Plan | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PINNACLE FOODS INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PF
SECURITY ID: 72348P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roger Deromedi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| POLYONE CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: POL
SECURITY ID: 73179P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Fearon | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director William R. Jellison | Management | For | For |
| 1.4 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.5 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.6 | Elect Director Robert M. Patterson | Management | For | For |
| 1.7 | Elect Director William H. Powell | Management | For | For |
| 1.8 | Elect Director Kerry J. Preete | Management | For | For |
| 1.9 | Elect Director Farah M. Walters | Management | For | For |
| 1.10 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: POR
SECURITY ID: 736508847
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director James J. Piro | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRESS GANEY HOLDINGS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: PGND
SECURITY ID: 74113L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman W. Alpert | Management | For | For |
| 1b | Elect Director Patrick T. Ryan | Management | For | For |
| 1c | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: AUG 04, 2015 |
||||
|
TICKER: PBH
SECURITY ID: 74112D101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.6 | Elect Director James M. Jenness | Management | For | For |
| 1.7 | Elect Director Carl J. Johnson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRIMERICA, INC.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: PRI
SECURITY ID: 74164M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Glenn J. Williams | Management | For | For |
| 1.11 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| PROGRESSIVE WASTE SOLUTIONS LTD.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: BIN
SECURITY ID: 74339G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Upon the Approval of the Transaction Resolution: Approve Stock Consolidation | Management | For | For |
| 3 | Upon the Approval of the Transaction Resolution: Approve Incentive Plan | Management | For | For |
| 4 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Elect Director John T. Dillon | Management | For | For |
| 5.2 | Elect Director James J. Forese | Management | For | For |
| 5.3 | Elect Director Larry S. Hughes | Management | For | For |
| 5.4 | Elect Director Jeffrey L. Keefer | Management | For | For |
| 5.5 | Elect Director Douglas W. Knight | Management | For | For |
| 5.6 | Elect Director Susan Lee | Management | For | For |
| 5.7 | Elect Director Daniel R. Milliard | Management | For | For |
| PRONAI THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DNAI
SECURITY ID: 74346L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
| 1.2 | Elect Director Tran Nguyen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROOFPOINT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: PFPT
SECURITY ID: 743424103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas Garn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Gavin, Jr. | Management | For | For |
| 1b | Elect Director Alexander Ott | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: QRVO
SECURITY ID: 74736K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| QUANTUM CORPORATION
MEETING DATE: AUG 31, 2015 |
||||
|
TICKER: QTM
SECURITY ID: 747906204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Andersen | Management | For | For |
| 1b | Elect Director Paul R. Auvil | Management | For | For |
| 1c | Elect Director Philip Black | Management | For | For |
| 1d | Elect Director Louis DiNardo | Management | For | For |
| 1e | Elect Director Dale L. Fuller | Management | For | For |
| 1f | Elect Director Jon W. Gacek | Management | For | For |
| 1g | Elect Director David A. Krall | Management | For | For |
| 1h | Elect Director Gregg J. Powers | Management | For | For |
| 1i | Elect Director David E. Roberson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| RACKSPACE HOSTING, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William Taylor Rhodes | Management | For | For |
| 1B | Elect Director Lila Tretikov | Management | For | For |
| 2 | Ratify KPMG, LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| RADWARE LTD.
MEETING DATE: NOV 05, 2015 |
||||
|
TICKER: RDWR
SECURITY ID: M81873107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Yehuda Zisappel as Class I Director Until the Annual General Meeting of 2018 | Management | For | For |
| 1.2 | Reelect Avraham Asheri as Class I Director Until the Annual General Meeting of 2018 | Management | For | For |
| 2 | Reelect David Rubner as External Director for a Three Year Term | Management | For | For |
| 3 | Amend Terms of Annual Bonus to Roy Zisapel, CEO and President | Management | For | For |
| 4 | Grant Roy Zisapel, CEO and President, Options to Purchase 200,000 Shares | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Grant Yehuda Zisapel, Chairman, Options to Purchase 150,000 Shares | Management | For | For |
| 7 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Delegate Fixing Their Remuneration to the Audit Committee | Management | For | For |
| 8 | Discuss Financial Statements and the Report of the Board for 2014 | Management | None | None |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| RAMCO-GERSHENSON PROPERTIES TRUST
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: RPT
SECURITY ID: 751452202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Alice M. Connell | Management | For | For |
| 1.3 | Elect Director Dennis Gershenson | Management | For | For |
| 1.4 | Elect Director Arthur Goldberg | Management | For | For |
| 1.5 | Elect Director David J. Nettina | Management | For | For |
| 1.6 | Elect Director Joel M. Pashcow | Management | For | For |
| 1.7 | Elect Director Mark K. Rosenfeld | Management | For | For |
| 1.8 | Elect Director Laurie M. Shahon | Management | For | For |
| 1.9 | Elect Director Michael A. Ward | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 18, 2016 |
||||
|
TICKER: RJF
SECURITY ID: 754730109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles G. von Arentschildt | Management | For | For |
| 1.2 | Elect Director Shelley G. Broader | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.4 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.5 | Elect Director Francis S. Godbold | Management | For | For |
| 1.6 | Elect Director Thomas A. James | Management | For | For |
| 1.7 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.8 | Elect Director Roderick C. McGeary | Management | For | For |
| 1.9 | Elect Director Paul C. Reilly | Management | For | For |
| 1.10 | Elect Director Robert P. Saltzman | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| REALPAGE, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: RP
SECURITY ID: 75606N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn V. Marinello | Management | For | For |
| 1.2 | Elect Director Stephen T. Winn | Management | For | Withhold |
| 1.3 | Elect Director Jason A. Wright | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RINGCENTRAL, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: RNG
SECURITY ID: 76680R206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 1.3 | Elect Director Robert Theis | Management | For | For |
| 1.4 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 1.5 | Elect Director Allan Thygesen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ROVI CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: ROVI
SECURITY ID: 779376102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Carson | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director N. Steven Lucas | Management | For | For |
| 1.5 | Elect Director James E. Meyer | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 1.7 | Elect Director Raghavendra Rau | Management | For | For |
| 1.8 | Elect Director Glenn W. Welling | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROWAN COMPANIES PLC
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: RDC
SECURITY ID: G7665A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William E. Albrecht as Director | Management | For | For |
| 1b | Elect Thomas P. Burke as Director | Management | For | For |
| 1c | Elect Graham Hearne as Director | Management | For | For |
| 1d | Elect Thomas R. Hix as Director | Management | For | For |
| 1e | Elect Jack B. Moore as Director | Management | For | For |
| 1f | Elect Suzanne P. Nimocks as Director | Management | For | For |
| 1g | Elect P. Dexter Peacock as Director | Management | For | For |
| 1h | Elect John J. Quicke as Director | Management | For | For |
| 1i | Elect Tore I. Sandvold as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ROWAN COMPANIES PLC
MEETING DATE: JUN 30, 2016 |
||||
|
TICKER: RDC
SECURITY ID: G7665A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint Deloitte LLP as U.K. Statutory Auditors | Management | For | For |
| 2 | Authorize the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| SAGE THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: SAGE
SECURITY ID: 78667J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kevin P. Starr | Management | For | For |
| 1B | Elect Director James Frates | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SENSIENT TECHNOLOGIES CORPORATION
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: SXT
SECURITY ID: 81725T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hank Brown | Management | For | For |
| 1.2 | Elect Director Joseph Carleone | Management | For | For |
| 1.3 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.4 | Elect Director Fergus M. Clydesdale | Management | For | For |
| 1.5 | Elect Director Mario Ferruzzi | Management | For | For |
| 1.6 | Elect Director Donald W. Landry | Management | For | For |
| 1.7 | Elect Director Paul Manning | Management | For | For |
| 1.8 | Elect Director Deborah McKeithan-Gebhardt | Management | For | For |
| 1.9 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.10 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SCI
SECURITY ID: 817565104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 1.4 | Elect Director Ellen Ochoa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: SLGN
SECURITY ID: 827048109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Philip Silver | Management | For | For |
| 1.2 | Elect Director William C. Jennings | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 08, 2015 |
||||
|
TICKER: SGI
SECURITY ID: 82706L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.2 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.3 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.4 | Elect Director Michael W. Hagee | Management | For | For |
| 1.5 | Elect Director Douglas R. King | Management | For | For |
| 1.6 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIRONA DENTAL SYSTEMS, INC.
MEETING DATE: JAN 11, 2016 |
||||
|
TICKER: SIRO
SECURITY ID: 82966C103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SOUTHWEST GAS CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: SWX
SECURITY ID: 844895102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director John P. Hester | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director A. Randall Thoman | Management | For | For |
| 1.10 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.11 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
| 2 | Amend Restricted Stock Plan | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPARK THERAPEUTICS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: ONCE
SECURITY ID: 84652J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Lorris Betz | Management | For | For |
| 1.2 | Elect Director Anand Mehra | Management | For | For |
| 1.3 | Elect Director Lota Zoth | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| STAMPS.COM INC.
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: STMP
SECURITY ID: 852857200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mohan P. Ananda | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STANCORP FINANCIAL GROUP, INC.
MEETING DATE: NOV 09, 2015 |
||||
|
TICKER: SFG
SECURITY ID: 852891100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STANDARD MOTOR PRODUCTS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SMP
SECURITY ID: 853666105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Gethin | Management | For | For |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Joseph W. McDonnell | Management | For | For |
| 1.4 | Elect Director Alisa C. Norris | Management | For | For |
| 1.5 | Elect Director Eric P. Sills | Management | For | For |
| 1.6 | Elect Director Lawrence I. Sills | Management | For | For |
| 1.7 | Elect Director Frederick D. Sturdivant | Management | For | For |
| 1.8 | Elect Director William H. Turner | Management | For | For |
| 1.9 | Elect Director Richard S. Ward | Management | For | For |
| 1.10 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARZ
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: STRZA
SECURITY ID: 85571Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Susan M. Lyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| STEEL DYNAMICS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: STLD
SECURITY ID: 858119100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark D. Millett | Management | For | For |
| 1.2 | Elect Director Richard P. Teets, Jr. | Management | For | For |
| 1.3 | Elect Director John C. Bates | Management | For | For |
| 1.4 | Elect Director Keith E. Busse | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Kenneth W. Cornew | Management | For | For |
| 1.7 | Elect Director Traci M. Dolan | Management | For | For |
| 1.8 | Elect Director Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Bradley S. Seaman | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STERIS CORPORATION
MEETING DATE: AUG 27, 2015 |
||||
|
TICKER: STE
SECURITY ID: 859152100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M. Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| STERIS CORPORATION
MEETING DATE: OCT 02, 2015 |
||||
|
TICKER: STE
SECURITY ID: 859152100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STEVEN MADDEN, LTD.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: SHOO
SECURITY ID: 556269108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director Peter Migliorini | Management | For | For |
| 1.4 | Elect Director Richard P. Randall | Management | For | For |
| 1.5 | Elect Director Ravi Sachdev | Management | For | For |
| 1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.7 | Elect Director Robert Smith | Management | For | For |
| 1.8 | Elect Director Amelia Newton Varela | Management | For | For |
| 2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| STORE CAPITAL CORPORATION
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: STOR
SECURITY ID: 862121100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Einar A. Seadler | Management | For | For |
| 1.6 | Elect Director Rajath Shourie | Management | For | For |
| 1.7 | Elect Director Derek Smith | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUPER MICRO COMPUTER, INC.
MEETING DATE: MAR 08, 2016 |
||||
|
TICKER: SMCI
SECURITY ID: 86800U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chiu-Chu (Sara) Liu Liang | Management | For | For |
| 1.2 | Elect Director Hwei-Ming (Fred) Tsai | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SURGICAL CARE AFFILIATES, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: SCAI
SECURITY ID: 86881L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew P. Hayek | Management | For | For |
| 1.2 | Elect Director Frederick A. Hessler | Management | For | For |
| 1.3 | Elect Director Lisa Skeete Tatum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. McCormick | Management | For | For |
| 1.2 | Elect Director Donnie M. Moore | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TABLEAU SOFTWARE, INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: DATA
SECURITY ID: 87336U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian Chabot | Management | For | For |
| 1.2 | Elect Director Christopher Stolte | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TMH
SECURITY ID: 87817A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Lynn Massingale | Management | For | For |
| 1b | Elect Director Michael D. Snow | Management | For | For |
| 1c | Elect Director Edwin M. Crawford | Management | For | For |
| 1d | Elect Director Scott Ostfeld | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: TDY
SECURITY ID: 879360105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Jane C. Sherburne | Management | For | For |
| 1.4 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEFLEX INCORPORATED
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: TFX
SECURITY ID: 879369106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia C. Barron | Management | For | For |
| 1b | Elect Director W. Kim Foster | Management | For | For |
| 1c | Elect Director Jeffrey A. Graves | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TENNECO INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 1i | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESARO, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: TSRO
SECURITY ID: 881569107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: TXRH
SECURITY ID: 882681109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory N. Moore | Management | For | For |
| 1.2 | Elect Director James F. Parker | Management | For | For |
| 1.3 | Elect Director Kathleen N. Widmer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DNB
SECURITY ID: 26483E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert P. Carrigan | Management | For | For |
| 1b | Elect Director Cindy Christy | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director L. Gordon Crovitz | Management | For | For |
| 1e | Elect Director James N. Fernandez | Management | For | For |
| 1f | Elect Director Paul R. Garcia | Management | For | For |
| 1g | Elect Director Anastassia Lauterbach | Management | For | For |
| 1h | Elect Director Thomas J. Manning | Management | For | For |
| 1i | Elect Director Randall D. Mott | Management | For | For |
| 1j | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| THE LACLEDE GROUP, INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: LG
SECURITY ID: 505597104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brenda D. Newberry | Management | For | For |
| 1.2 | Elect Director Suzanne Sitherwood | Management | For | For |
| 1.3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| THE LACLEDE GROUP, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: LG
SECURITY ID: 505597104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Spire Inc. | Management | For | For |
| TITAN MACHINERY INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: TITN
SECURITY ID: 88830R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley Dardis | Management | For | For |
| 1.2 | Elect Director David Meyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| TOMPKINS FINANCIAL CORPORATION
MEETING DATE: MAY 09, 2016 |
||||
|
TICKER: TMP
SECURITY ID: 890110109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Alexander | Management | For | For |
| 1.2 | Elect Director Paul J. Battaglia | Management | For | For |
| 1.3 | Elect Director Daniel J. Fessenden | Management | For | For |
| 1.4 | Elect Director James W. Fulmer | Management | For | For |
| 1.5 | Elect Director Carl E. Haynes | Management | For | For |
| 1.6 | Elect Director Susan A. Henry | Management | For | For |
| 1.7 | Elect Director Patricia A. Johnson | Management | For | For |
| 1.8 | Elect Director Frank C. Milewski | Management | For | For |
| 1.9 | Elect Director Sandra A. Parker | Management | For | For |
| 1.10 | Elect Director Thomas R. Rochon | Management | For | For |
| 1.11 | Elect Director Stephen S. Romaine | Management | For | For |
| 1.12 | Elect Director Michael H. Spain | Management | For | For |
| 1.13 | Elect Director Alfred J. Weber | Management | For | For |
| 1.14 | Elect Director Craig Yunker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: TOT
SECURITY ID: 89154B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Fletcher | Management | For | For |
| 1.2 | Elect Director Daniel K. Halyk | Management | For | For |
| 1.3 | Elect Director Randy S. Kwasnicia | Management | For | For |
| 1.4 | Elect Director Gregory Melchin | Management | For | For |
| 1.5 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 1.6 | Elect Director Andrew Wiswell | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TOWERSTREAM CORPORATION
MEETING DATE: AUG 21, 2015 |
||||
|
TICKER: TWER
SECURITY ID: 892000100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOWERSTREAM CORPORATION
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: TWER
SECURITY ID: 892000100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | Against |
| 2 | Approve Issuance of Shares Below Market Price | Management | For | For |
| 3 | Approve Issuance of Shares Below Market Price | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: TRMB
SECURITY ID: 896239100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Merit E. Janow | Management | For | For |
| 1.3 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.4 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 1.8 | Elect Director Borje Ekholm | Management | For | For |
| 1.9 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Change State of Incorporation from California to Delaware | Management | For | For |
| TYLER TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: TYL
SECURITY ID: 902252105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald R. Brattain | Management | For | For |
| 1.2 | Elect Director Glenn A. Carter | Management | For | For |
| 1.3 | Elect Director Brenda A. Cline | Management | For | For |
| 1.4 | Elect Director J. Luther King, Jr. | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director John S. Marr, Jr. | Management | For | For |
| 1.7 | Elect Director Daniel M. Pope | Management | For | For |
| 1.8 | Elect Director Dustin R. Womble | Management | For | For |
| 1.9 | Elect Director John M. Yeaman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: RARE
SECURITY ID: 90400D108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VALMONT INDUSTRIES, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: VMI
SECURITY ID: 920253101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kaj den Daas | Management | For | For |
| 1.2 | Elect Director James B. Milliken | Management | For | For |
| 1.3 | Elect Director Catherine James Paglia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VISTEON CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: VC
SECURITY ID: 92839U206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey D. Jones | Management | For | For |
| 1b | Elect Director Sachin S. Lawande | Management | For | For |
| 1c | Elect Director Joanne M. Maguire | Management | For | For |
| 1d | Elect Director Robert J. Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| WATSCO, INC.
MEETING DATE: JUN 06, 2016 |
||||
|
TICKER: WSO
SECURITY ID: 942622200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Darnell | Management | For | For |
| 1.2 | Elect Director George P. Sape | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| WEB.COM GROUP, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: WEB
SECURITY ID: 94733A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert S. McCoy, Jr. | Management | For | For |
| 1.2 | Elect Director Philip J. Facchina | Management | For | For |
| 1.3 | Elect Director John Giuliani | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: WCC
SECURITY ID: 95082P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.2 | Elect Director John J. Engel | Management | For | For |
| 1.3 | Elect Director James J. O'Brien | Management | For | For |
| 1.4 | Elect Director Steven A. Raymund | Management | For | For |
| 1.5 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WEST CORPORATION
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: WSTC
SECURITY ID: 952355204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Laura A. Grattan | Management | For | For |
| 1b | Elect Director Paul R. Garcia | Management | For | For |
| 1c | Elect Director Gregory T. Sloma | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| WESTERN REFINING, INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: WNR
SECURITY ID: 959319104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sigmund L. Cornelius | Management | For | For |
| 1b | Elect Director Paul L. Foster | Management | For | For |
| 1c | Elect Director L. Frederick Francis | Management | For | For |
| 1d | Elect Director Robert J. Hassler | Management | For | For |
| 1e | Elect Director Brian J. Hogan | Management | For | For |
| 1f | Elect Director Jeff A. Stevens | Management | For | For |
| 1g | Elect Director Scott D. Weaver | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WEX INC.
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: WEX
SECURITY ID: 96208T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director Kirk P. Pond | Management | For | For |
| 1.3 | Elect Director Melissa D. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WRIGHT MEDICAL GROUP N.V.
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: WMGI
SECURITY ID: N96617118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director Sean D. Carney | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditors for Dutch Statutory Accounts | Management | For | For |
| 4 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Management to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| WSFS FINANCIAL CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: WSFS
SECURITY ID: 929328102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1.2 | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
| 1.3 | Elect Director Marvin N. Schoenhals | Management | For | For |
| 1.4 | Elect Director David G. Turner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| XENCOR, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: XNCR
SECURITY ID: 98401F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.2 | Elect Director Robert F. Baltera, Jr. | Management | For | For |
| 1.3 | Elect Director Bassil I. Dahiyat | Management | For | For |
| 1.4 | Elect Director Kurt Gustafson | Management | For | For |
| 1.5 | Elect Director Yujiro S. Hata | Management | For | For |
| 1.6 | Elect Director A. Bruce Montgomery | Management | For | For |
| 2 | Ratify RSM US, LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP GROWTH FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 2U, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: TWOU
SECURITY ID: 90214J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Haley | Management | For | For |
| 1.2 | Elect Director Earl Lewis | Management | For | For |
| 1.3 | Elect Director Coretha M. Rushing | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| A. O. SMITH CORPORATION
MEETING DATE: APR 11, 2016 |
||||
|
TICKER: AOS
SECURITY ID: 831865209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Increase Authorized Class A Common Stock | Management | For | Against |
| ACCELERATE DIAGNOSTICS, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: AXDX
SECURITY ID: 00430H102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Mehren | Management | For | For |
| 1.2 | Elect Director Mark C. Miller | Management | For | For |
| 1.3 | Elect Director John Patience | Management | For | For |
| 1.4 | Elect Director Jack Schuler | Management | For | For |
| 1.5 | Elect Director Matthew W. Strobeck | Management | For | For |
| 1.6 | Elect Director Frank J.M. ten Brink | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCRETIVE HEALTH, INC.
MEETING DATE: AUG 14, 2015 |
||||
|
TICKER: ACHI
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael B. Hammond | Management | For | For |
| 1.2 | Elect Director Denis J. Nayden | Management | For | For |
| 1.3 | Elect Director Emad Rizk | Management | For | For |
| 1.4 | Elect Director Steven J. Shulman | Management | For | For |
| 1.5 | Elect Director Edgar M. Bronfman, Jr. | Management | For | For |
| 1.6 | Elect Director Arthur A. Klein | Management | For | For |
| 1.7 | Elect Director Amir Dan Rubin | Management | For | For |
| 1.8 | Elect Director Robert V. Stanek | Management | For | For |
| 1.9 | Elect Director Charles J. Ditkoff | Management | For | For |
| 1.10 | Elect Director Lawrence B. Leisure | Management | For | For |
| 1.11 | Elect Director Alex J. Mandl | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACETO CORPORATION
MEETING DATE: DEC 15, 2015 |
||||
|
TICKER: ACET
SECURITY ID: 004446100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert L. Eilender | Management | For | For |
| 1.2 | Elect Director Salvatore Guccione | Management | For | For |
| 1.3 | Elect Director Hans C. Noetzli | Management | For | For |
| 1.4 | Elect Director William N. Britton | Management | For | For |
| 1.5 | Elect Director Natasha Giordano | Management | For | For |
| 1.6 | Elect Director Alan G. Levin | Management | For | For |
| 1.7 | Elect Director Daniel B. Yarosh | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| AEROJET ROCKETDYNE HOLDINGS, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: AJRD
SECURITY ID: 007800105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Corcoran | Management | For | Withhold |
| 1.2 | Elect Director Eileen P. Drake | Management | For | Withhold |
| 1.3 | Elect Director James R. Henderson | Management | For | Withhold |
| 1.4 | Elect Director Warren G. Lichtenstein | Management | For | Withhold |
| 1.5 | Elect Director Lance W. Lord | Management | For | Withhold |
| 1.6 | Elect Director Merrill A. McPeak | Management | For | Withhold |
| 1.7 | Elect Director James H. Perry | Management | For | Withhold |
| 1.8 | Elect Director Martin Turchin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALDER BIOPHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: ALDR
SECURITY ID: 014339105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Carter | Management | For | For |
| 1.2 | Elect Director Deepa R. Pakianathan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMEDISYS, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: AMED
SECURITY ID: 023436108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda J. Hall | Management | For | For |
| 1.2 | Elect Director Julie D. Klapstein | Management | For | For |
| 1.3 | Elect Director Paul B. Kusserow | Management | For | For |
| 1.4 | Elect Director Ronald A. LaBorde | Management | For | For |
| 1.5 | Elect Director Richard A. Lechleiter | Management | For | For |
| 1.6 | Elect Director Jake L. Netterville | Management | For | For |
| 1.7 | Elect Director Bruce D. Perkins | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1.9 | Elect Director Donald A. Washburn | Management | For | For |
| 1.10 | Elect Director Nathaniel M. Zilkha | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: FOLD
SECURITY ID: 03152W109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Crowley | Management | For | For |
| 1.2 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Michael G. Raab | Management | For | For |
| 1.4 | Elect Director Glenn P. Sblendorio | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AMTRUST FINANCIAL SERVICES, INC.
MEETING DATE: DEC 15, 2015 |
||||
|
TICKER: AFSI
SECURITY ID: 032359309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| ANACOR PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: ANAC
SECURITY ID: 032420101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paul L. Berns | Management | For | For |
| 1B | Elect Director Lucy Shapiro | Management | For | For |
| 1C | Elect Director Wendell Wierenga | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| APTARGROUP, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: ATR
SECURITY ID: 038336103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alain Chevassus | Management | For | For |
| 1.2 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.3 | Elect Director Giovanna Kampouri Monnas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dev Ittycheria | Management | For | For |
| 1.2 | Elect Director John A. Kane | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AVERY DENNISON CORPORATION
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: AVY
SECURITY ID: 053611109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bradley A. Alford | Management | For | For |
| 1b | Elect Director Anthony K. Anderson | Management | For | For |
| 1c | Elect Director Peter K. Barker | Management | For | For |
| 1d | Elect Director Mitchell Butier | Management | For | For |
| 1e | Elect Director Ken C. Hicks | Management | For | For |
| 1f | Elect Director David E. I. Pyott | Management | For | For |
| 1g | Elect Director Dean A. Scarborough | Management | For | For |
| 1h | Elect Director Patrick T. Siewert | Management | For | For |
| 1i | Elect Director Julia A. Stewart | Management | For | For |
| 1j | Elect Director Martha N. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLACKBAUD, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: BLKB
SECURITY ID: 09227Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sarah E. Nash | Management | For | For |
| 1b | Elect Director Michael P. Gianoni | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLUEPRINT MEDICINES CORP
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: BPMC
SECURITY ID: 09627Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Albers | Management | For | For |
| 1.2 | Elect Director Mark Goldberg | Management | For | For |
| 1.3 | Elect Director Nicholas Lydon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC.
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: BFAM
SECURITY ID: 109194100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Alleva | Management | For | For |
| 1.2 | Elect Director Joshua Bekenstein | Management | For | For |
| 1.3 | Elect Director Roger Brown | Management | For | For |
| 1.4 | Elect Director Marguerite Kondracke | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 12, 2015 |
||||
|
TICKER: BR
SECURITY ID: 11133T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Richard J. Daly | Management | For | For |
| 1c | Elect Director Robert N. Duelks | Management | For | For |
| 1d | Elect Director Richard J. Haviland | Management | For | For |
| 1e | Elect Director Brett A. Keller | Management | For | For |
| 1f | Elect Director Stuart R. Levine | Management | For | For |
| 1g | Elect Director Maura A. Markus | Management | For | For |
| 1h | Elect Director Thomas J. Perna | Management | For | For |
| 1i | Elect Director Alan J. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BRUKER CORPORATION
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: BRKR
SECURITY ID: 116794108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank H. Laukien | Management | For | For |
| 1.2 | Elect Director John Ornell | Management | For | For |
| 1.3 | Elect Director Richard A. Packer | Management | For | For |
| 1.4 | Elect Director Robert Rosenthal | Management | For | For |
| 1.5 | Elect Director Cynthia M. Friend | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| BWX TECHNOLOGIES, INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: BWXT
SECURITY ID: 05605H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fees | Management | For | For |
| 1.2 | Elect Director Richard W. Mies | Management | For | For |
| 1.3 | Elect Director Robb A. LeMasters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP ('Deloitte') as Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: CDNS
SECURITY ID: 127387108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark W. Adams | Management | For | For |
| 1.2 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 1.4 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 1.5 | Elect Director George M. Scalise | Management | For | For |
| 1.6 | Elect Director John B. Shoven | Management | For | For |
| 1.7 | Elect Director Roger S. Siboni | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CBIZ, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: CBZ
SECURITY ID: 124805102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick L. Burdick | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Jerome P. Grisko, Jr. | Management | For | For |
| 1.4 | Elect Director Benaree Pratt Wiley | Management | For | For |
| 2 | Ratify KPMG, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| CDW CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CDW
SECURITY ID: 12514G108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Richards | Management | For | For |
| 1.2 | Elect Director Lynda M. Clarizio | Management | For | For |
| 1.3 | Elect Director Michael J. Dominguez | Management | For | For |
| 1.4 | Elect Director Robin P. Selati | Management | For | For |
| 1.5 | Elect Director Joseph R. Swedish | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CEDAR FAIR, L.P.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: FUN
SECURITY ID: 150185106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric L. Affeldt | Management | For | For |
| 1.2 | Elect Director John M. Scott, III | Management | For | For |
| 1.3 | Elect Director D. Scott Olivet | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| CELLECTIS
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: ALCLS
SECURITY ID: 15117K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Mathieu Simon as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.76 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 879,465 | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8-13 at EUR 1.76 Million | Management | For | For |
| 15 | Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 16 | Authorize up to 3.42 Million Shares for Use in Stock Option Plans | Management | For | Against |
| 17 | Authorize up to 3.42 Million Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 18 | Authorize Issuance of Warrants (BSA) Reserved for Non-executive Directors, Censors, Members of Board committees, Employees of Subsidiaries and Consultants | Management | For | Against |
| 19 | Approve Issuance of Warrants (BSAAR and/or BSA) Reserved for Employees and Executives | Management | For | Against |
| 20 | Authorize up to 879.465 Shares of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Set Limit for Potential Share Grants Pursuant to Items 16 to 20 Above at 3.42 Million Shares | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| CEPHEID
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: CPHD
SECURITY ID: 15670R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas L. Gutshall | Management | For | For |
| 1b | Elect Director Cristina H. Kepner | Management | For | For |
| 1c | Elect Director David H. Persing | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CERUS CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: CERS
SECURITY ID: 157085101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail Schulze | Management | For | For |
| 1.2 | Elect Director Laurence M. Corash | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CIRRUS LOGIC, INC.
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: CRUS
SECURITY ID: 172755100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Carter | Management | For | For |
| 1.2 | Elect Director Alexander M. Davern | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director Alan R. Schuele | Management | For | For |
| 1.7 | Elect Director William D. Sherman | Management | For | For |
| 1.8 | Elect Director David J. Tupman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| CIVITAS SOLUTIONS, INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: CIVI
SECURITY ID: 17887R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin A. Mundt | Management | For | For |
| 1.2 | Elect Director Gregory S. Roth | Management | For | For |
| 1.3 | Elect Director Guy Sansone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| CODEXIS, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: CDXS
SECURITY ID: 192005106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Byron L. Dorgan | Management | For | For |
| 1.2 | Elect Director David V. Smith | Management | For | For |
| 1.3 | Elect Director Dennis P. Wolf | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| COGENT COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: CCOI
SECURITY ID: 19239V302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Timothy Weingarten | Management | For | For |
| 1.4 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.5 | Elect Director D. Blake Bath | Management | For | For |
| 1.6 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COHERUS BIOSCIENCES, INC.
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: CHRS
SECURITY ID: 19249H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.2 | Elect Director Mary T. Szela | Management | For | Withhold |
| 1.3 | Elect Director Ali J. Satvat | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COLLEGIUM PHARMACEUTICAL, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: COLL
SECURITY ID: 19459J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Fallon | Management | For | For |
| 1.2 | Elect Director John G. Freund | Management | For | For |
| 1.3 | Elect Director David Hirsch | Management | For | For |
| 1.4 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COMMERCE BANCSHARES, INC.
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: CBSH
SECURITY ID: 200525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl H. Devanny, III | Management | For | For |
| 1.2 | Elect Director Benjamin F. Rassieur, III | Management | For | For |
| 1.3 | Elect Director Todd R. Schnuck | Management | For | For |
| 1.4 | Elect Director Andrew C. Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| COMMSCOPE HOLDING COMPANY, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: COMM
SECURITY ID: 20337X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director Marvin 'Eddie' S. Edwards, Jr. | Management | For | For |
| 1.3 | Elect Director Claudius 'Bud' E. Watts, IV | Management | For | For |
| 1.4 | Elect Director Timothy T. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| COMSCORE, INC.
MEETING DATE: JUL 21, 2015 |
||||
|
TICKER: SCOR
SECURITY ID: 20564W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Henderson | Management | For | For |
| 1.2 | Elect Director Ronald J. Korn | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CONMED CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: CNMD
SECURITY ID: 207410101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Bronson | Management | For | For |
| 1.2 | Elect Director Brian P. Concannon | Management | For | For |
| 1.3 | Elect Director Charles M. Farkas | Management | For | For |
| 1.4 | Elect Director Martha Goldberg Aronson | Management | For | For |
| 1.5 | Elect Director Jo Ann Golden | Management | For | For |
| 1.6 | Elect Director Curt R. Hartman | Management | For | For |
| 1.7 | Elect Director Dirk M. Kuyper | Management | For | For |
| 1.8 | Elect Director Jerome J. Lande | Management | For | For |
| 1.9 | Elect Director Mark E. Tryniski | Management | For | For |
| 1.10 | Elect Director John L. Workman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| CORESITE REALTY CORPORATION
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: COR
SECURITY ID: 21870Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Stuckey | Management | For | For |
| 1.2 | Elect Director Thomas M. Ray | Management | For | For |
| 1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1.4 | Elect Director Michael R. Koehler | Management | For | For |
| 1.5 | Elect Director Paul E. Szurek | Management | For | For |
| 1.6 | Elect Director J. David Thompson | Management | For | For |
| 1.7 | Elect Director David A. Wilson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: CSGS
SECURITY ID: 126349109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald H. Cooper | Management | For | For |
| 1b | Elect Director Janice I. Obuchowski | Management | For | For |
| 1c | Elect Director Donald B. Reed | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| CURIS, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: CRIS
SECURITY ID: 231269101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Martell | Management | For | For |
| 1.2 | Elect Director Daniel R. Passeri | Management | For | For |
| 1.3 | Elect Director Marc Rubin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CYBERONICS, INC.
MEETING DATE: SEP 22, 2015 |
||||
|
TICKER: CYBX
SECURITY ID: 23251P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| CYTEC INDUSTRIES INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: CYT
SECURITY ID: 232820100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| DAVE & BUSTER'S ENTERTAINMENT, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: PLAY
SECURITY ID: 238337109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Griffith | Management | For | For |
| 1.2 | Elect Director Jonathan S. Halkyard | Management | For | For |
| 1.3 | Elect Director David A. Jones | Management | For | For |
| 1.4 | Elect Director Stephen M. King | Management | For | For |
| 1.5 | Elect Director Alan J. Lacy | Management | For | For |
| 1.6 | Elect Director Kevin M. Mailender | Management | For | For |
| 1.7 | Elect Director Patricia H. Mueller | Management | For | For |
| 1.8 | Elect Director Kevin M. Sheehan | Management | For | For |
| 1.9 | Elect Director Jennifer Storms | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DBV TECHNOLOGIES
MEETING DATE: SEP 21, 2015 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| DBV TECHNOLOGIES
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: DBV
SECURITY ID: 23306J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Pierre-Henri Benhamou, Chairman and CEO | Management | For | For |
| 6 | Elect Claire Giraut as Director | Management | For | For |
| 7 | Elect Mailys Ferrere as Director | Management | For | For |
| 8 | Reelect Pierre-Henri Benhamou as Director | Management | For | For |
| 9 | Reelect Torbjorn Bjerke as Director | Management | For | For |
| 10 | Reelect George Horner as Director | Management | For | For |
| 11 | Reelect Daniel Soland as Director | Management | For | For |
| 12 | Ratify Appointment of Michael Goller as Director | Management | For | For |
| 13 | Reelect Michael Goller as Director | Management | For | For |
| 14 | Change Location of Registered Office to 177-181, avenue Pierre Brossolette, 92120 Montrouge | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to 50 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 30 Percent of Issued Share Capital | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to 30 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 17-19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17-19 and 22 at 65 percent of Issued Share Capital | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Approve Issuance of Warrants (BSA, BSAANE and/or BSAAR) without Preemptive Rights up to 2 Percent of Issued Capital Reserved for Corporate Officers, Scientific Committee Members, Employees, Consultants and/or Subsidiaries | Management | For | Against |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DELUXE CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: DLX
SECURITY ID: 248019101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Neil J. Metviner | Management | For | For |
| 1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DEMANDWARE, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: DWRE
SECURITY ID: 24802Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas D. Ebling | Management | For | For |
| 1.2 | Elect Director Jitendra Saxena | Management | For | For |
| 1.3 | Elect Director Leonard Schlesinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| DEPOMED, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: DEPO
SECURITY ID: 249908104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director Karen A. Dawes | Management | For | For |
| 1.3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.4 | Elect Director Samuel R. Saks | Management | For | For |
| 1.5 | Elect Director James A. Schoeneck | Management | For | For |
| 1.6 | Elect Director David B. Zenoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DRIL-QUIP, INC.
MEETING DATE: MAY 13, 2016 |
||||
|
TICKER: DRQ
SECURITY ID: 262037104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander P. Shukis | Management | For | For |
| 1.2 | Elect Director Terence B. Jupp | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DYAX CORP.
MEETING DATE: JAN 21, 2016 |
||||
|
TICKER: DYAX
SECURITY ID: 26746E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: DVAX
SECURITY ID: 268158201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Carson | Management | For | For |
| 1.2 | Elect Director Eddie Gray | Management | For | For |
| 1.3 | Elect Director Laura Brege | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EDGE THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: EDGE
SECURITY ID: 279870109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt Conti | Management | For | For |
| 1.2 | Elect Director Liam Ratcliffe | Management | For | For |
| 1.3 | Elect Director Robert Spiegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESSENT GROUP LTD.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: ESNT
SECURITY ID: G3198U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Glanville | Management | For | For |
| 1.2 | Elect Director Allan Levine | Management | For | For |
| 1.3 | Elect Director Adolfo F. Marzol | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EURONET WORLDWIDE, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: EEFT
SECURITY ID: 298736109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Brown | Management | For | For |
| 1.2 | Elect Director Andrew B. Schmitt | Management | For | For |
| 1.3 | Elect Director M. Jeannine Strandjord | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 17, 2016 |
||||
|
TICKER: EXLS
SECURITY ID: 302081104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anne Minto | Management | For | For |
| 1.2 | Elect Director Rohit Kapoor | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPONENT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: EXPO
SECURITY ID: 30214U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.2 | Elect Director Paul R. Johnston | Management | For | For |
| 1.3 | Elect Director Karen A. Richardson | Management | For | For |
| 1.4 | Elect Director Stephen C. Riggins | Management | For | For |
| 1.5 | Elect Director John B. Shoven | Management | For | For |
| 1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: FAF
SECURITY ID: 31847R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony K. Anderson | Management | For | For |
| 1.2 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.3 | Elect Director Mark C. Oman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FLEETMATICS GROUP PUBLIC LIMITED COMPANY
MEETING DATE: AUG 03, 2015 |
||||
|
TICKER: FLTX
SECURITY ID: G35569105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Kelliher | Management | For | For |
| 1b | Elect Director James M. Travers | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
| FLUIDIGM CORPORATION
MEETING DATE: JUL 29, 2015 |
||||
|
TICKER: FLDM
SECURITY ID: 34385P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Young | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FORUM ENERGY TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: FET
SECURITY ID: 34984V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Christopher Gaut | Management | For | For |
| 1.2 | Elect Director David C. Baldwin | Management | For | For |
| 1.3 | Elect Director Franklin Myers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FRANK'S INTERNATIONAL N.V.
MEETING DATE: MAY 20, 2016 |
||||
|
TICKER: FI
SECURITY ID: N33462107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William B. Berry | Management | For | For |
| 1b | Elect Director Sheldon R. Erikson | Management | For | For |
| 1c | Elect Director Michael C. Kearney | Management | For | For |
| 1d | Elect Director Gary P. Luquette | Management | For | For |
| 1e | Elect Director Michael E. McMahon | Management | For | For |
| 1f | Elect Director D. Keith Mosing | Management | For | For |
| 1g | Elect Director Kirkland D. Mosing | Management | For | For |
| 1h | Elect Director S. Brent Mosing | Management | For | For |
| 1i | Elect Director Alexander Vriesendorp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Authorize Management to Repurchase Shares | Management | For | Against |
| 11 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GARTNER, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: IT
SECURITY ID: 366651107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Bingle | Management | For | For |
| 1b | Elect Director Richard J. Bressler | Management | For | For |
| 1c | Elect Director Raul E. Cesan | Management | For | For |
| 1d | Elect Director Karen E. Dykstra | Management | For | For |
| 1e | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1f | Elect Director William O. Grabe | Management | For | For |
| 1g | Elect Director Eugene A. Hall | Management | For | For |
| 1h | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1i | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GENPACT LIMITED
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: G
SECURITY ID: G3922B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
| 1.2 | Elect Robert Scott as Director | Management | For | For |
| 1.3 | Elect Amit Chandra as Director | Management | For | For |
| 1.4 | Elect Laura Conigliaro as Director | Management | For | For |
| 1.5 | Elect David Humphrey as Director | Management | For | For |
| 1.6 | Elect James Madden as Director | Management | For | For |
| 1.7 | Elect Alex Mandl as Director | Management | For | For |
| 1.8 | Elect CeCelia Morken as Director | Management | For | For |
| 1.9 | Elect Mark Nunnelly as Director | Management | For | For |
| 1.10 | Elect Hanspeter Spek as Director | Management | For | For |
| 1.11 | Elect Mark Verdi as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: ROCK
SECURITY ID: 374689107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sharon M. Brady | Management | For | For |
| 1.2 | Elect Director Craig A. Hindman | Management | For | For |
| 1.3 | Elect Director James B. Nish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Material Terms of the Special Performance Stock Unit Grant | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Material Terms of the Annual Performance Stock Unit Grant | Management | For | For |
| 6 | Approve Non-Employee Director Stock Plan | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GLOBAL PAYMENTS INC.
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER: GPN
SECURITY ID: 37940X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William I Jacobs | Management | For | For |
| 1.2 | Elect Director Alan M. Silberstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| GODADDY INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: GDDY
SECURITY ID: 380237107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Blake J. Irving | Management | For | For |
| 1.2 | Elect Director Charles J. Robel | Management | For | For |
| 1.3 | Elect Director John I. Park | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GP STRATEGIES CORPORATION
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: GPX
SECURITY ID: 36225V104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harvey P. Eisen | Management | For | For |
| 1.2 | Elect Director Daniel M. Friedberg | Management | For | For |
| 1.3 | Elect Director Marshall S. Geller | Management | For | For |
| 1.4 | Elect Director Scott N. Greenberg | Management | For | For |
| 1.5 | Elect Director Laura L. Gurski | Management | For | For |
| 1.6 | Elect Director Steven E. Koonin | Management | For | For |
| 1.7 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.8 | Elect Director A. Marvin Strait | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| GRANITE CONSTRUCTION INCORPORATED
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: GVA
SECURITY ID: 387328107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William G. Dorey | Management | For | For |
| 1b | Elect Director William H. Powell | Management | For | For |
| 1c | Elect Director Claes G. Bjork | Management | For | For |
| 1d | Elect Director Michael F. McNally | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: GPK
SECURITY ID: 388689101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Campbell | Management | For | For |
| 1.2 | Elect Director Robert A. Hagemann | Management | For | For |
| 1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GRAY TELEVISION, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: GTN
SECURITY ID: 389375106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.2 | Elect Director Howell W. Newton | Management | For | For |
| 1.3 | Elect Director Richard L. Boger | Management | For | For |
| 1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.5 | Elect Director Robin R. Howell | Management | For | For |
| 1.6 | Elect Director Elizabeth R. (Beth) Neuhoff | Management | For | For |
| 1.7 | Elect Director Hugh E. Norton | Management | For | For |
| 1.8 | Elect Director Harriett J. Robinson | Management | For | For |
| 2 | Ratify RSM US LLP as Auditors | Management | For | For |
| HERON THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: HRTX
SECURITY ID: 427746102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Tang | Management | For | For |
| 1.2 | Elect Director Barry D. Quart | Management | For | For |
| 1.3 | Elect Director Robert H. Rosen | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| HILLENBRAND, INC.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: HI
SECURITY ID: 431571108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Collar | Management | For | For |
| 1.2 | Elect Director Mark C. DeLuzio | Management | For | For |
| 1.3 | Elect Director Joy M. Greenway | Management | For | For |
| 1.4 | Elect Director F. Joseph Loughrey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HOLOGIC, INC.
MEETING DATE: MAR 02, 2016 |
||||
|
TICKER: HOLX
SECURITY ID: 436440101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Christodoro | Management | For | For |
| 1.2 | Elect Director Sally W. Crawford | Management | For | For |
| 1.3 | Elect Director Scott T. Garrett | Management | For | For |
| 1.4 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.5 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director Samuel Merksamer | Management | For | Withhold |
| 1.8 | Elect Director Christiana Stamoulis | Management | For | For |
| 1.9 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.10 | Elect Director Christopher J. Coughlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HUBSPOT, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: HUBS
SECURITY ID: 443573100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lorrie Norrington | Management | For | For |
| 1.2 | Elect Director Dharmesh Shah | Management | For | For |
| 1.3 | Elect Director David Skok | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: HII
SECURITY ID: 446413106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas B. Fargo | Management | For | For |
| 1.2 | Elect Director John K. Welch | Management | For | For |
| 1.3 | Elect Director Stephen R. Wilson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ICU MEDICAL, INC.
MEETING DATE: MAY 16, 2016 |
||||
|
TICKER: ICUI
SECURITY ID: 44930G107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vivek Jain | Management | For | For |
| 1.2 | Elect Director George A. Lopez | Management | For | For |
| 1.3 | Elect Director Joseph R. Saucedo | Management | For | For |
| 1.4 | Elect Director Richard H. Sherman | Management | For | For |
| 1.5 | Elect Director Robert S. Swinney | Management | For | For |
| 1.6 | Elect Director David C. Greenberg | Management | For | For |
| 1.7 | Elect Director Elisha W. Finney | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INCONTACT, INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: SAAS
SECURITY ID: 45336E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INNOSPEC INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: IOSP
SECURITY ID: 45768S105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick S. Williams | Management | For | For |
| 1.2 | Elect Director Lawrence J. Padfield | Management | For | For |
| 2 | Elect Director David F. Landless | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG Audit Plc as Auditors | Management | For | For |
| INOGEN, INC.
MEETING DATE: OCT 14, 2015 |
||||
|
TICKER: INGN
SECURITY ID: 45780L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | For |
| 1.2 | Elect Director Heather Rider | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INSMED INCORPORATED
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: INSM
SECURITY ID: 457669307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred F. Altomari | Management | For | For |
| 1.2 | Elect Director Steinar J. Engelsen | Management | For | For |
| 1.3 | Elect Director William H. Lewis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: IART
SECURITY ID: 457985208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERCEPT PHARMACEUTICALS, INC.
MEETING DATE: NOV 24, 2015 |
||||
|
TICKER: ICPT
SECURITY ID: 45845P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director Luca Benatti | Management | For | For |
| 1.3 | Elect Director Paolo Fundaro | Management | For | For |
| 1.4 | Elect Director Mark Pruzanski | Management | For | For |
| 1.5 | Elect Director Gino Santini | Management | For | For |
| 1.6 | Elect Director Glenn Sblendorio | Management | For | For |
| 1.7 | Elect Director Jonathan T. Silverstein | Management | For | For |
| 1.8 | Elect Director Klaus Veitinger | Management | For | For |
| 1.9 | Elect Director Daniel Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| KNOLL, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: KNL
SECURITY ID: 498904200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Maypole | Management | For | For |
| 1.2 | Elect Director Jeffrey A. Harris | Management | For | For |
| 1.3 | Elect Director Kathleen G. Bradley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LA JOLLA PHARMACEUTICAL COMPANY
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: LJPC
SECURITY ID: 503459604
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Tidmarsh | Management | For | For |
| 1.2 | Elect Director Kevin C. Tang | Management | For | For |
| 1.3 | Elect Director Laura L. Douglass | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director Robert H. Rosen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| LHC GROUP, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: LHCG
SECURITY ID: 50187A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Indest | Management | For | For |
| 1.2 | Elect Director Ronald T. Nixon | Management | For | For |
| 1.3 | Elect Director W.J. "Billy" Tauzin | Management | For | For |
| 1.4 | Elect Director Kenneth E. Thorpe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| LION BIOTECHNOLOGIES, INC.
MEETING DATE: JUN 10, 2016 |
||||
|
TICKER: LBIO
SECURITY ID: 53619R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elma Hawkins | Management | For | For |
| 1.2 | Elect Director Merrill A. McPeak | Management | For | For |
| 1.3 | Elect Director Sanford J. Hillsberg | Management | For | For |
| 1.4 | Elect Director Jay Venkatesan | Management | For | For |
| 1.5 | Elect Director Ryan Maynard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Marcum LLP as Auditors | Management | For | For |
| LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: LYV
SECURITY ID: 538034109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Carleton | Management | For | For |
| 1.2 | Elect Director Jonathan Dolgen | Management | For | For |
| 1.3 | Elect Director Ariel Emanuel | Management | For | For |
| 1.4 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.5 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.6 | Elect Director James Iovine | Management | For | For |
| 1.7 | Elect Director Margaret 'Peggy' Johnson | Management | For | For |
| 1.8 | Elect Director James S. Kahan | Management | For | For |
| 1.9 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.10 | Elect Director Randall T. Mays | Management | For | For |
| 1.11 | Elect Director Michael Rapino | Management | For | For |
| 1.12 | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MALIBU BOATS, INC.
MEETING DATE: OCT 29, 2015 |
||||
|
TICKER: MBUU
SECURITY ID: 56117J100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip S. Estes | Management | For | For |
| 1.2 | Elect Director James R. Buch | Management | For | For |
| 1.3 | Elect Director Peter E. Murphy | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| MATTERSIGHT CORPORATION
MEETING DATE: MAY 12, 2016 |
||||
|
TICKER: MATR
SECURITY ID: 577097108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip R. Dur | Management | For | For |
| 1.2 | Elect Director Henry J. Feinberg | Management | For | For |
| 1.3 | Elect Director John C. Staley | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MATTHEWS INTERNATIONAL CORPORATION
MEETING DATE: FEB 18, 2016 |
||||
|
TICKER: MATW
SECURITY ID: 577128101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don W. Quigley, Jr. | Management | For | For |
| 1.2 | Elect Director Terry L. Dunlap | Management | For | For |
| 1.3 | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1.4 | Elect Director John D. Turner | Management | For | For |
| 1.5 | Elect Director Jerry R. Whitaker | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MAXIMUS, INC.
MEETING DATE: MAR 16, 2016 |
||||
|
TICKER: MMS
SECURITY ID: 577933104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Lederer | Management | For | For |
| 1.2 | Elect Director Peter B. Pond | Management | For | For |
| 1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MERIDIAN BANCORP, INC.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: EBSB
SECURITY ID: 58958U103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marilyn A. Censullo | Management | For | For |
| 1.2 | Elect Director Richard J. Gavegnano | Management | For | For |
| 1.3 | Elect Director Edward L. Lynch | Management | For | For |
| 1.4 | Elect Director Gregory F. Natalucci | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| MERIDIAN BANCORP, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: EBSB
SECURITY ID: 58958U103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anna R. DiMaria | Management | For | For |
| 1.2 | Elect Director Richard F. Fernandez | Management | For | For |
| 1.3 | Elect Director Domenic A. Gambardella | Management | For | For |
| 1.4 | Elect Director Thomas J. Gunning | Management | For | For |
| 2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: MRTX
SECURITY ID: 60468T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.3 | Elect Director Michael Grey | Management | For | For |
| 1.4 | Elect Director Craig Johnson | Management | For | For |
| 1.5 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MOLINA HEALTHCARE, INC.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: MOH
SECURITY ID: 60855R100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles Z. Fedak | Management | For | For |
| 1b | Elect Director John C. Molina | Management | For | For |
| 1c | Elect Director Steven J. Orlando | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MSCI INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: MSCI
SECURITY ID: 55354G100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Henry A. Fernandez | Management | For | For |
| 1b | Elect Director Robert G. Ashe | Management | For | For |
| 1c | Elect Director Benjamin F. duPont | Management | For | For |
| 1d | Elect Director Wayne Edmunds | Management | For | For |
| 1e | Elect Director D. Robert Hale | Management | For | For |
| 1f | Elect Director Alice W. Handy | Management | For | For |
| 1g | Elect Director Catherine R. Kinney | Management | For | For |
| 1h | Elect Director Wendy E. Lane | Management | For | For |
| 1i | Elect Director Linda H. Riefler | Management | For | For |
| 1j | Elect Director George W. Siguler | Management | For | For |
| 1k | Elect Director Patrick Tierney | Management | For | For |
| 1l | Elect Director Rodolphe M. Vallee | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MULTI-COLOR CORPORATION
MEETING DATE: AUG 19, 2015 |
||||
|
TICKER: LABL
SECURITY ID: 625383104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ari J. Benacerraf | Management | For | For |
| 1.2 | Elect Director Robert R. Buck | Management | For | For |
| 1.3 | Elect Director Charles B. Connolly | Management | For | For |
| 1.4 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.5 | Elect Director Simon T. Roberts | Management | For | For |
| 1.6 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 1.7 | Elect Director Matthew M. Walsh | Management | For | For |
| 2 | Ratify Grant Thorton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| NAVIENT CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NAVI
SECURITY ID: 63938C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Anna Escobedo Cabral | Management | For | For |
| 1d | Elect Director William M. Diefenderfer, III | Management | For | For |
| 1e | Elect Director Diane Suitt Gilleland | Management | For | For |
| 1f | Elect Director Katherine A. Lehman | Management | For | For |
| 1g | Elect Director Linda A. Mills | Management | For | For |
| 1h | Elect Director Barry A. Munitz | Management | For | For |
| 1i | Elect Director John F. Remondi | Management | For | For |
| 1j | Elect Director Jane J. Thompson | Management | For | For |
| 1k | Elect Director Laura S. Unger | Management | For | For |
| 1l | Elect Director Barry L. Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| NEVRO CORP.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: NVRO
SECURITY ID: 64157F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ali Behbahani | Management | For | For |
| 1.2 | Elect Director Rami Elghandour | Management | For | For |
| 1.3 | Elect Director Wilfred E. Jaeger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NIMBLE STORAGE, INC.
MEETING DATE: JUL 16, 2015 |
||||
|
TICKER: NMBL
SECURITY ID: 65440R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Goetz | Management | For | For |
| 1.2 | Elect Director William D. 'BJ' Jenkins, Jr. | Management | For | For |
| 1.3 | Elect Director Ping Li | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NOVAVAX, INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: NVAX
SECURITY ID: 670002104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.2 | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1.3 | Elect Director James F. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NXTM
SECURITY ID: 67072V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: OIS
SECURITY ID: 678026105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark G. Papa | Management | For | For |
| 1.2 | Elect Director Stephen A. Wells | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OTONOMY, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: OTIC
SECURITY ID: 68906L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chau Q. Khuong | Management | For | For |
| 1.2 | Elect Director Jay Lichter | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PACIFIC PREMIER BANCORP, INC.
MEETING DATE: JAN 25, 2016 |
||||
|
TICKER: PPBI
SECURITY ID: 69478X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 31, 2016 |
||||
|
TICKER: PPBI
SECURITY ID: 69478X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth A. Boudreau | Management | For | For |
| 1.2 | Elect Director John J. Carona | Management | For | For |
| 1.3 | Elect Director Ayad A. Fargo | Management | For | For |
| 1.4 | Elect Director Steven R. Gardner | Management | For | For |
| 1.5 | Elect Director Joseph L. Garrett | Management | For | For |
| 1.6 | Elect Director John D. Goddard | Management | For | For |
| 1.7 | Elect Director Jeff C. Jones | Management | For | For |
| 1.8 | Elect Director Michael L. McKennon | Management | For | For |
| 1.9 | Elect Director Zareh H. Sarrafian | Management | For | For |
| 1.10 | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Vavrinek, Trine, Day & Co., LLP as Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| PAYLOCITY HOLDING CORPORATION
MEETING DATE: DEC 09, 2015 |
||||
|
TICKER: PCTY
SECURITY ID: 70438V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark H. Mishler | Management | For | For |
| 1.2 | Elect Director Ronald V. Waters, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| PERFICIENT, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PRFT
SECURITY ID: 71375U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.3 | Elect Director John S. Hamlin | Management | For | For |
| 1.4 | Elect Director James R. Kackley | Management | For | For |
| 1.5 | Elect Director David S. Lundeen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| POOL CORPORATION
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: POOL
SECURITY ID: 73278L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wilson B. Sexton | Management | For | For |
| 1b | Elect Director Andrew W. Code | Management | For | For |
| 1c | Elect Director Timothy M. Graven | Management | For | For |
| 1d | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1e | Elect Director Harlan F. Seymour | Management | For | For |
| 1f | Elect Director Robert C. Sledd | Management | For | For |
| 1g | Elect Director John E. Stokely | Management | For | For |
| 1h | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| POST HOLDINGS, INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: POST
SECURITY ID: 737446104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory L. Curl | Management | For | For |
| 1.2 | Elect Director David P. Skarie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| PRESS GANEY HOLDINGS, INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: PGND
SECURITY ID: 74113L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman W. Alpert | Management | For | For |
| 1b | Elect Director Patrick T. Ryan | Management | For | For |
| 1c | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PROASSURANCE CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PRA
SECURITY ID: 74267C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Angiolillo | Management | For | For |
| 1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.3 | Elect Director W. Stancil Starnes | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRONAI THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: DNAI
SECURITY ID: 74346L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Cooper | Management | For | For |
| 1.2 | Elect Director Tran Nguyen | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PROOFPOINT, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: PFPT
SECURITY ID: 743424103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas Garn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| QORVO, INC.
MEETING DATE: AUG 10, 2015 |
||||
|
TICKER: QRVO
SECURITY ID: 74736K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director Charles Scott Gibson | Management | For | For |
| 1.6 | Elect Director John R. Harding | Management | For | For |
| 1.7 | Elect Director David H.Y. Ho | Management | For | For |
| 1.8 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.9 | Elect Director Walden C. Rhines | Management | For | For |
| 1.10 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| REALPAGE, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: RP
SECURITY ID: 75606N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn V. Marinello | Management | For | For |
| 1.2 | Elect Director Stephen T. Winn | Management | For | Withhold |
| 1.3 | Elect Director Jason A. Wright | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RINGCENTRAL, INC.
MEETING DATE: MAY 06, 2016 |
||||
|
TICKER: RNG
SECURITY ID: 76680R206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 1.3 | Elect Director Robert Theis | Management | For | For |
| 1.4 | Elect Director Michelle McKenna-Doyle | Management | For | For |
| 1.5 | Elect Director Allan Thygesen | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SCYNEXIS, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: SCYX
SECURITY ID: 811292101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven C. Gilman | Management | For | For |
| 1.2 | Elect Director Ann F. Hanham | Management | For | For |
| 1.3 | Elect Director David Hastings | Management | For | For |
| 1.4 | Elect Director Patrick J. Langlois | Management | For | For |
| 1.5 | Elect Director Guy Macdonald | Management | For | For |
| 1.6 | Elect Director C. Patrick Machado | Management | For | For |
| 1.7 | Elect Director Marco Taglietti | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SCI
SECURITY ID: 817565104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 1.4 | Elect Director Ellen Ochoa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| SERVICEMASTER GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: SERV
SECURITY ID: 81761R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard P. Fox | Management | For | For |
| 1.2 | Elect Director Laurie Ann Goldman | Management | For | For |
| 1.3 | Elect Director Thomas C. Tiller, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STAMPS.COM INC.
MEETING DATE: JUN 13, 2016 |
||||
|
TICKER: STMP
SECURITY ID: 852857200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mohan P. Ananda | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| STARZ
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: STRZA
SECURITY ID: 85571Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.2 | Elect Director Irving L. Azoff | Management | For | For |
| 1.3 | Elect Director Susan M. Lyne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| STEALTHGAS INC.
MEETING DATE: SEP 17, 2015 |
||||
|
TICKER: GASS
SECURITY ID: Y81669106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Harry N. Vafias as Director | Management | For | Withhold |
| 1.2 | Elect Markos Drakos as Director | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For |
| STERIS CORPORATION
MEETING DATE: OCT 02, 2015 |
||||
|
TICKER: STE
SECURITY ID: 859152100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STORE CAPITAL CORPORATION
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: STOR
SECURITY ID: 862121100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Einar A. Seadler | Management | For | For |
| 1.6 | Elect Director Rajath Shourie | Management | For | For |
| 1.7 | Elect Director Derek Smith | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUN COMMUNITIES, INC.
MEETING DATE: MAY 23, 2016 |
||||
|
TICKER: SUI
SECURITY ID: 866674104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director Brian M. Hermelin | Management | For | For |
| 1c | Elect Director Ronald A. Klein | Management | For | For |
| 1d | Elect Director Clunet R. Lewis | Management | For | For |
| 1e | Elect Director Ronald L. Piasecki | Management | For | For |
| 1f | Elect Director Gary A. Shiffman | Management | For | For |
| 1g | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SURGICAL CARE AFFILIATES, INC.
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: SCAI
SECURITY ID: 86881L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew P. Hayek | Management | For | For |
| 1.2 | Elect Director Frederick A. Hessler | Management | For | For |
| 1.3 | Elect Director Lisa Skeete Tatum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SWIFT TRANSPORTATION COMPANY
MEETING DATE: MAY 24, 2016 |
||||
|
TICKER: SWFT
SECURITY ID: 87074U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | For |
| 1.3 | Elect Director David Vander Ploeg | Management | For | For |
| 1.4 | Elect Director Glenn Brown | Management | For | For |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.6 | Elect Director William F. Riley, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| TELADOC, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: TDOC
SECURITY ID: 87918A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason Gorevic | Management | For | For |
| 1.2 | Elect Director Dana G. Mead, Jr. | Management | For | For |
| 1.3 | Elect Director James Outland | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: TDY
SECURITY ID: 879360105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Jane C. Sherburne | Management | For | For |
| 1.4 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEFLEX INCORPORATED
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: TFX
SECURITY ID: 879369106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Patricia C. Barron | Management | For | For |
| 1b | Elect Director W. Kim Foster | Management | For | For |
| 1c | Elect Director Jeffrey A. Graves | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: TPX
SECURITY ID: 88023U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director John A. Heil | Management | For | For |
| 1c | Elect Director Jon L. Luther | Management | For | For |
| 1d | Elect Director Usman Nabi | Management | For | For |
| 1e | Elect Director Richard W. Neu | Management | For | For |
| 1f | Elect Director Scott L. Thompson | Management | For | For |
| 1g | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TENNECO INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Thomas C. Freyman | Management | For | For |
| 1b | Elect Director Dennis J. Letham | Management | For | For |
| 1c | Elect Director James S. Metcalf | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director David B. Price, Jr. | Management | For | For |
| 1f | Elect Director Gregg M. Sherrill | Management | For | For |
| 1g | Elect Director Paul T. Stecko | Management | For | For |
| 1h | Elect Director Jane L. Warner | Management | For | For |
| 1i | Elect Director Roger J. Wood | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TESARO, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: TSRO
SECURITY ID: 881569107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
| 1b | Elect Director Mary Lynne Hedley | Management | For | For |
| 1c | Elect Director David M. Mott | Management | For | For |
| 1d | Elect Director Lawrence M. Alleva | Management | For | For |
| 1e | Elect Director James O. Armitage | Management | For | For |
| 1f | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
| 1g | Elect Director Garry A. Nicholson | Management | For | For |
| 1h | Elect Director Arnold L. Oronsky | Management | For | For |
| 1i | Elect Director Kavita Patel | Management | For | For |
| 1j | Elect Director Beth Seidenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| TESCO CORPORATION
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: TESO
SECURITY ID: 88157K101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fernando R. Assing | Management | For | For |
| 1.2 | Elect Director John P. Dielwart | Management | For | For |
| 1.3 | Elect Director Fred J. Dyment | Management | For | For |
| 1.4 | Elect Director Gary L. Kott | Management | For | For |
| 1.5 | Elect Director R. Vance Milligan | Management | For | For |
| 1.6 | Elect Director Rose M. Robeson | Management | For | For |
| 1.7 | Elect Director Elijio V. Serrano | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TETRA TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2016 |
||||
|
TICKER: TTI
SECURITY ID: 88162F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Baldwin | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.4 | Elect Director Paul D. Coombs | Management | For | For |
| 1.5 | Elect Director John F. Glick | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director William D. Sullivan | Management | For | For |
| 1.8 | Elect Director Kenneth E. White, Jr. | Management | For | For |
| 1.9 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| TFS CORPORATION LTD.
MEETING DATE: NOV 13, 2015 |
||||
|
TICKER: TFC
SECURITY ID: Q89752101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Giovanni (John) Groppoli as Director | Management | For | For |
| 3 | Elect Gillian Franklin as Director | Management | For | For |
| 4 | Elect Michael Graham Doveton Kay as Director | Management | For | For |
| 5 | Ratify the Past Issuance of 14.42 Million Shares to Shareholders of ViroXis Corporation and Santalis Pharmaceuticals | Management | For | For |
| 6 | Approve the Grant of Performance Rights to Frank Wilson, Managing Director of the Company | Management | For | For |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director William W. Crouse | Management | For | For |
| 1B | Elect Director John C. Kelly | Management | For | For |
| 1C | Elect Director Hiroaki Shigeta | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: SPNC
SECURITY ID: 84760C107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Drake | Management | For | For |
| 1.2 | Elect Director William C. Jennings | Management | For | For |
| 1.3 | Elect Director Joseph M. Ruggio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| THE TORO COMPANY
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: TTC
SECURITY ID: 891092108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
| 1.2 | Elect Director Richard M. Olson | Management | For | For |
| 1.3 | Elect Director James C. O'Rourke | Management | For | For |
| 1.4 | Elect Director Christopher A. Twomey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THERAPEUTICSMD, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: TXMD
SECURITY ID: 88338N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| TRANSOCEAN PARTNERS LLC
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: RIGP
SECURITY ID: Y8977Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn A. Barker | Management | For | For |
| 1.2 | Elect Director Michael D. Lynch-Bell | Management | For | For |
| 1.3 | Elect Director John K. Plaxton | Management | For | For |
| 1.4 | Elect Director Norman J. Szydlowski | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TREEHOUSE FOODS, INC.
MEETING DATE: APR 28, 2016 |
||||
|
TICKER: THS
SECURITY ID: 89469A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: TRMB
SECURITY ID: 896239100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director Merit E. Janow | Management | For | For |
| 1.3 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.4 | Elect Director Meaghan Lloyd | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 1.8 | Elect Director Borje Ekholm | Management | For | For |
| 1.9 | Elect Director Kaigham (Ken) Gabriel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Change State of Incorporation from California to Delaware | Management | For | For |
| TYLER TECHNOLOGIES, INC.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: TYL
SECURITY ID: 902252105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald R. Brattain | Management | For | For |
| 1.2 | Elect Director Glenn A. Carter | Management | For | For |
| 1.3 | Elect Director Brenda A. Cline | Management | For | For |
| 1.4 | Elect Director J. Luther King, Jr. | Management | For | For |
| 1.5 | Elect Director Larry D. Leinweber | Management | For | For |
| 1.6 | Elect Director John S. Marr, Jr. | Management | For | For |
| 1.7 | Elect Director Daniel M. Pope | Management | For | For |
| 1.8 | Elect Director Dustin R. Womble | Management | For | For |
| 1.9 | Elect Director John M. Yeaman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| ULTRAGENYX PHARMACEUTICAL INC.
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: RARE
SECURITY ID: 90400D108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William Aliski | Management | For | For |
| 1b | Elect Director Lars Ekman | Management | For | For |
| 1c | Elect Director Matthew K. Fust | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNIFI, INC.
MEETING DATE: OCT 21, 2015 |
||||
|
TICKER: UFI
SECURITY ID: 904677200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William J. Armfield, IV | Management | For | For |
| 1b | Elect Director R. Roger Berrier, Jr. | Management | For | For |
| 1c | Elect Director Archibald Cox, Jr. | Management | For | For |
| 1d | Elect Director William L. Jasper | Management | For | For |
| 1e | Elect Director Kenneth G. Langone | Management | For | For |
| 1f | Elect Director Suzanne M. Present | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 07, 2016 |
||||
|
TICKER: UEIC
SECURITY ID: 913483103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul D. Arling | Management | For | For |
| 1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
| 1.3 | Elect Director William C. Mulligan | Management | For | For |
| 1.4 | Elect Director J.C. Sparkman | Management | For | For |
| 1.5 | Elect Director Gregory P. Stapleton | Management | For | For |
| 1.6 | Elect Director Carl E. Vogel | Management | For | For |
| 1.7 | Elect Director Edward K. Zinser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| UNIVERSAL FOREST PRODUCTS, INC.
MEETING DATE: APR 20, 2016 |
||||
|
TICKER: UFPI
SECURITY ID: 913543104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Currie | Management | For | For |
| 1.2 | Elect Director John M. Engler | Management | For | For |
| 1.3 | Elect Director Bruce A. Merino | Management | For | For |
| 1.4 | Elect Director Michael G. Wooldridge | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VAIL RESORTS, INC.
MEETING DATE: DEC 04, 2015 |
||||
|
TICKER: MTN
SECURITY ID: 91879Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Decker | Management | For | For |
| 1b | Elect Director Roland A. Hernandez | Management | For | For |
| 1c | Elect Director Robert A. Katz | Management | For | For |
| 1d | Elect Director John T. Redmond | Management | For | For |
| 1e | Elect Director Hilary A. Schneider | Management | For | For |
| 1f | Elect Director D. Bruce Sewell | Management | For | For |
| 1g | Elect Director John F. Sorte | Management | For | For |
| 1h | Elect Director Peter A. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VASCULAR SOLUTIONS, INC.
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: VASC
SECURITY ID: 92231M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Emerson | Management | For | For |
| 1.2 | Elect Director John Erb | Management | For | For |
| 1.3 | Elect Director Richard Kramp | Management | For | For |
| 1.4 | Elect Director Richard Nigon | Management | For | For |
| 1.5 | Elect Director Paul O'Connell | Management | For | For |
| 1.6 | Elect Director Howard Root | Management | For | For |
| 1.7 | Elect Director Jorge Saucedo | Management | For | For |
| 2 | Ratify Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| VCA INC.
MEETING DATE: APR 14, 2016 |
||||
|
TICKER: WOOF
SECURITY ID: 918194101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEEVA SYSTEMS INC.
MEETING DATE: JUN 22, 2016 |
||||
|
TICKER: VEEV
SECURITY ID: 922475108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E.F. Codd | Management | For | For |
| 1.2 | Elect Director Peter P. Gassner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| VIRTUSA CORPORATION
MEETING DATE: SEP 01, 2015 |
||||
|
TICKER: VRTU
SECURITY ID: 92827P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Trust | Management | For | For |
| 1.2 | Elect Director Izhar Armony | Management | For | For |
| 1.3 | Elect Director Rowland T. Moriarty | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VISTA OUTDOOR INC.
MEETING DATE: AUG 11, 2015 |
||||
|
TICKER: VSTO
SECURITY ID: 928377100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Callahan | Management | For | For |
| 1.2 | Elect Director Gary McArthur | Management | For | For |
| 1.3 | Elect Director Robert Tarola | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VISTEON CORPORATION
MEETING DATE: JUN 09, 2016 |
||||
|
TICKER: VC
SECURITY ID: 92839U206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey D. Jones | Management | For | For |
| 1b | Elect Director Sachin S. Lawande | Management | For | For |
| 1c | Elect Director Joanne M. Maguire | Management | For | For |
| 1d | Elect Director Robert J. Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| VOCERA COMMUNICATIONS, INC.
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: VCRA
SECURITY ID: 92857F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Hillebrand | Management | For | For |
| 1.2 | Elect Director Brent D. Lang | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WINGSTOP INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: WING
SECURITY ID: 974155103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sidney J. Feltenstein | Management | For | For |
| 1.2 | Elect Director Michael J. Hislop | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WINMARK CORPORATION
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: WINA
SECURITY ID: 974250102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director John L. Morgan | Management | For | For |
| 2.2 | Elect Director Lawrence A. Barbetta | Management | For | For |
| 2.3 | Elect Director Jenele C. Grassle | Management | For | For |
| 2.4 | Elect Director Brett D. Heffes | Management | For | For |
| 2.5 | Elect Director Kirk A. MacKenzie | Management | For | For |
| 2.6 | Elect Director Paul C. Reyelts | Management | For | For |
| 2.7 | Elect Director Mark L. Wilson | Management | For | For |
| 2.8 | Elect Director Steven C. Zola | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| WRIGHT MEDICAL GROUP N.V.
MEETING DATE: JUN 28, 2016 |
||||
|
TICKER: WMGI
SECURITY ID: N96617118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert J. Palmisano | Management | For | For |
| 1b | Elect Director David D. Stevens | Management | For | For |
| 1c | Elect Director Gary D. Blackford | Management | For | For |
| 1d | Elect Director Sean D. Carney | Management | For | For |
| 1e | Elect Director John L. Miclot | Management | For | For |
| 1f | Elect Director Kevin C. O'Boyle | Management | For | For |
| 1g | Elect Director Amy S. Paul | Management | For | For |
| 1h | Elect Director Richard F. Wallman | Management | For | For |
| 1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG N.V. as Auditors for Dutch Statutory Accounts | Management | For | For |
| 4 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Management to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: XDC
SECURITY ID: 98419V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 1.1 | Elect Director Randolph M. Charron | Management | For | For |
| 1.2 | Elect Director Douglas A. Dafoe | Management | For | For |
| 1.3 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 1.4 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 1.5 | Elect Director David W. Wehlmann | Management | For | For |
| 1.6 | Elect Director Thomas D. Wood | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: XDC
SECURITY ID: 98419V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale of Company Assets | Management | For | For |
| 2 | Change Company Name to Xtreme Drilling Corp. | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP VALUE FUND
07/01/2015 - 06/30/2016
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AARON'S, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: AAN
SECURITY ID: 002535300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew E. Avril | Management | For | For |
| 1.2 | Elect Director Kathy T. Betty | Management | For | For |
| 1.3 | Elect Director Douglas C. Curling | Management | For | For |
| 1.4 | Elect Director Cynthia N. Day | Management | For | For |
| 1.5 | Elect Director Curtis L. Doman | Management | For | For |
| 1.6 | Elect Director Walter G. Ehmer | Management | For | For |
| 1.7 | Elect Director Hubert L. Harris, Jr. | Management | For | For |
| 1.8 | Elect Director John W. Robinson, III | Management | For | For |
| 1.9 | Elect Director Ray M. Robinson | Management | For | For |
| 1.10 | Elect Director Robert H. Yanker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: APR 19, 2016 |
||||
|
TICKER: AWH
SECURITY ID: H01531104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 1.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 1.3 | Elect Bart Friedman as Director | Management | For | For |
| 1.4 | Elect Patricia L. Guinn as Director | Management | For | For |
| 1.5 | Elect Fiona E. Luck as Director | Management | For | For |
| 1.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 1.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 1.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 2 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 3.2 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | For | For |
| 3.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 3.6 | Appoint Samuel J. Weinhoffas Member of the Compensation Committee | Management | For | For |
| 4 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 5 | Approve the 2016 Compensation for Executives as Required under Swiss Law | Management | For | For |
| 6 | Approve the 2016 Compensation for Directors as Required under Swiss Law | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Retention of Disposable Profits | Management | For | For |
| 10 | Approve Dividends | Management | For | For |
| 11 | Approve Reduction in Share Capital | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Amend Articles Re: Authorized Share Capital for General Purposes | Management | For | For |
| 14 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 21, 2016 |
||||
|
TICKER: AHL
SECURITY ID: G05384105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Pressman | Management | For | For |
| 1.2 | Elect Director Gordon Ireland | Management | For | For |
| 1.3 | Elect Director Karl Mayr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ASSOCIATED BANC-CORP
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: ASB
SECURITY ID: 045487105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director R. Jay Gerken | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director Karen T. van Lith | Management | For | For |
| 1.11 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| AZZ INCORPORATED
MEETING DATE: JUL 14, 2015 |
||||
|
TICKER: AZZ
SECURITY ID: 002474104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Martin C. Bowen | Management | For | For |
| 1.3 | Elect Director H. Kirk Downey | Management | For | For |
| 1.4 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.5 | Elect Director Thomas E. Ferguson | Management | For | For |
| 1.6 | Elect Director Peter A. Hegedus | Management | For | For |
| 1.7 | Elect Director Kevern R. Joyce | Management | For | For |
| 1.8 | Elect Director Stephen E. Pirnat | Management | For | For |
| 2 | Change Company Name to AZZ Inc. | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CACI INTERNATIONAL INC
MEETING DATE: NOV 19, 2015 |
||||
|
TICKER: CACI
SECURITY ID: 127190304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Asbury | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director J. Phillip London | Management | For | For |
| 1.7 | Elect Director James L. Pavitt | Management | For | For |
| 1.8 | Elect Director Warren R. Phillips | Management | For | For |
| 1.9 | Elect Director Charles P. Revoile | Management | For | For |
| 1.10 | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CEGEDIM
MEETING DATE: NOV 16, 2015 |
||||
|
TICKER: CGM
SECURITY ID: F1453Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize up to 1,399,713 Shares for Use in Restricted Stock Plans (Repurchased Shares) | Management | For | Against |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CEGEDIM
MEETING DATE: JUN 14, 2016 |
||||
|
TICKER: CGM
SECURITY ID: F1453Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Acknowledge Sufficient Quorum to Approve Item 5 Below | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000 | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Acknowledge Compensation of Corporate Officers | Management | For | Against |
| 9 | Reelect Jean-Claude Labrune as Director | Management | For | For |
| 10 | Reelect Valerie Raoul-Desprez as Director | Management | For | For |
| 11 | Elect Sandrine Debroise as Director | Management | For | For |
| 12 | Reelect Jean-Pierre Cassan as Director | Management | For | For |
| 13 | Reelect Bpifrance as Director | Management | For | Abstain |
| 14 | Elect Marcel Kahn as Director | Management | For | For |
| 15 | Reelect Gie Gers as Director | Management | For | Abstain |
| 16 | Reelect FCB as Director | Management | For | Abstain |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CIMPRESS N.V.
MEETING DATE: NOV 17, 2015 |
||||
|
TICKER: CMPR
SECURITY ID: N20146101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Eric C. Olsen to Supervisory Board | Management | For | For |
| 2 | Elect Katryn S. Blake to Management Board | Management | For | For |
| 3 | Elect Donald R. Nelson to Management Board | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Authorize Repurchase of Up to 6.5 Million of Issued and Outstanding Ordinary Shares | Management | For | For |
| 9 | Grant Board Authority to Issue Shares | Management | For | For |
| 10 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CIMPRESS N.V.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: CMPR
SECURITY ID: N20146101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Restricted Stock Plan | Management | For | For |
| 2 | Amend Remuneration Policy | Management | For | For |
| 3 | Grant Board Authority to Issue Shares Pursuant to the 2016 Performance Equity Plan | Management | For | For |
| CIVITAS SOLUTIONS, INC.
MEETING DATE: FEB 26, 2016 |
||||
|
TICKER: CIVI
SECURITY ID: 17887R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin A. Mundt | Management | For | For |
| 1.2 | Elect Director Gregory S. Roth | Management | For | For |
| 1.3 | Elect Director Guy Sansone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For |
| COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 27, 2015 |
||||
|
TICKER: CMCO
SECURITY ID: 199333105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director R. Scott Trumbull | Management | For | For |
| 1.9 | Elect Director Heath A. Mitts | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: CMP
SECURITY ID: 20451N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eric Ford | Management | For | For |
| 1b | Elect Director Francis J. Malecha | Management | For | For |
| 1c | Elect Director Paul S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CVB FINANCIAL CORP.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: CVBF
SECURITY ID: 126600105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Kristina M. Leslie | Management | For | For |
| 1.5 | Elect Director Christopher D. Myers | Management | For | For |
| 1.6 | Elect Director Raymond V. O'Brien III | Management | For | For |
| 1.7 | Elect Director Hal W. Oswalt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DILLARD'S, INC.
MEETING DATE: MAY 21, 2016 |
||||
|
TICKER: DDS
SECURITY ID: 254067101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank R. Mori | Management | For | For |
| 1b | Elect Director Reynie Rutledge | Management | For | For |
| 1c | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1d | Elect Director Nick White | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| DINEEQUITY, INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: DIN
SECURITY ID: 254423106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| EL PASO ELECTRIC COMPANY
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: EE
SECURITY ID: 283677854
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Robert Brown | Management | For | For |
| 1.2 | Elect Director James W. Cicconi | Management | For | For |
| 1.3 | Elect Director Mary E. Kipp | Management | For | For |
| 1.4 | Elect Director Thomas V. Shockley, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENDURANCE SPECIALTY HOLDINGS LTD.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: ENH
SECURITY ID: G30397106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect William H. Bolinder as Director | Management | For | For |
| 1.5 | Elect Philip M. Butterfield as Director | Management | For | For |
| 1.6 | Elect Steven W. Carlsen as Director | Management | For | For |
| 1.7 | Elect John R. Charman as Director | Management | For | For |
| 1.8 | Elect Morgan W. Davis as Director | Management | For | For |
| 1.9 | Elect Susan S. Fleming as Director | Management | For | For |
| 1.10 | Elect Nicholas C. Marsh as Director | Management | For | For |
| 1.11 | Elect Scott D. Moore as Director | Management | For | For |
| 1.12 | Elect William J. Raver as Director | Management | For | For |
| 1.13 | Elect Robert A. Spass as Director | Management | For | For |
| 1.14 | Elect lan M. Winchester as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENERSYS
MEETING DATE: JUL 30, 2015 |
||||
|
TICKER: ENS
SECURITY ID: 29275Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.3 | Elect Director Robert Magnus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ESSENDANT INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: ESND
SECURITY ID: 296689102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan J. Riley | Management | For | For |
| 1.2 | Elect Director Alexander M. Schmelkin | Management | For | For |
| 1.3 | Elect Director Alex D. Zoghlin | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIDELITY REVERE STREET TRUST
MEETING DATE: NOV 18, 2015 |
||||
|
TICKER:
SECURITY ID: 31635A303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth S. Acton | Management | For | For |
| 1.2 | Elect Director John Engler | Management | For | For |
| 1.3 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Gartland | Management | For | For |
| 1.5 | Elect Director Abigail P. Johnson | Management | For | For |
| 1.6 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.7 | Elect Director Michael E. Kenneally | Management | For | For |
| 1.8 | Elect Director James H. Keyes | Management | For | For |
| 1.9 | Elect Director Marie L. Knowles | Management | For | For |
| 1.10 | Elect Director Geoffrey A. von Kuhn | Management | For | For |
| FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2016 |
||||
|
TICKER: FAF
SECURITY ID: 31847R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony K. Anderson | Management | For | For |
| 1.2 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.3 | Elect Director Mark C. Oman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: FCNCA
SECURITY ID: 31946M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Peter M. Bristow | Management | For | For |
| 1.4 | Elect Director Hope H. Bryant | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Robert R. Hoppe | Management | For | For |
| 1.9 | Elect Director Lucius S. Jones | Management | For | For |
| 1.10 | Elect Director Floyd L. Keels | Management | For | For |
| 1.11 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.12 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.13 | Elect Director James M. Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Dixon Hughes Goodman LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: MAR 23, 2016 |
||||
|
TICKER: FNFG
SECURITY ID: 33582V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| GENESCO INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: GCO
SECURITY ID: 371532102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director James W. Bradford | Management | For | For |
| 1.4 | Elect Director Robert J. Dennis | Management | For | For |
| 1.5 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.6 | Elect Director Marty G. Dickens | Management | For | For |
| 1.7 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.8 | Elect Director Kathleen Mason | Management | For | For |
| 1.9 | Elect Director Kevin P. McDermott | Management | For | For |
| 1.10 | Elect Director David M. Tehle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GENESEE & WYOMING INC.
MEETING DATE: MAY 17, 2016 |
||||
|
TICKER: GWR
SECURITY ID: 371559105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a.1 | Elect Director Richard H. Bott | Management | For | For |
| 1a.2 | Elect Director Oivind Lorentzen, III | Management | For | For |
| 1a.3 | Elect Director Mark A. Scudder | Management | For | For |
| 1b.4 | Elect Director Albert J. Neupaver | Management | For | For |
| 1b.5 | Elect Director Joseph H. Pyne | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HIBBETT SPORTS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: HIBB
SECURITY ID: 428567101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Newsome | Management | For | For |
| 1.2 | Elect Director Alton E. Yother | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| HILLENBRAND, INC.
MEETING DATE: FEB 24, 2016 |
||||
|
TICKER: HI
SECURITY ID: 431571108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Collar | Management | For | For |
| 1.2 | Elect Director Mark C. DeLuzio | Management | For | For |
| 1.3 | Elect Director Joy M. Greenway | Management | For | For |
| 1.4 | Elect Director F. Joseph Loughrey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HORNBECK OFFSHORE SERVICES, INC.
MEETING DATE: JUN 16, 2016 |
||||
|
TICKER: HOS
SECURITY ID: 440543106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce W. Hunt | Management | For | For |
| 1.2 | Elect Director Kevin O. Meyers | Management | For | For |
| 1.3 | Elect Director Bernie W. Stewart | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HSN, INC.
MEETING DATE: MAY 18, 2016 |
||||
|
TICKER: HSNI
SECURITY ID: 404303109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Costello | Management | For | For |
| 1.2 | Elect Director James M. Follo | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.6 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.7 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.8 | Elect Director Ann Sarnoff | Management | For | For |
| 1.9 | Elect Director Courtnee Chun Ulrich | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| IDACORP, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: IDA
SECURITY ID: 451107106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.7 | Elect Director J. LaMont Keen | Management | For | For |
| 1.8 | Elect Director Christine King | Management | For | For |
| 1.9 | Elect Director Richard J. Navarro | Management | For | For |
| 1.10 | Elect Director Robert A. Tinstman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INGRAM MICRO INC.
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: IM
SECURITY ID: 457153104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director David A. Barnes | Management | For | For |
| 1.3 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.4 | Elect Director John R. Ingram | Management | For | For |
| 1.5 | Elect Director Dale R. Laurance | Management | For | For |
| 1.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.7 | Elect Director Scott A. McGregor | Management | For | For |
| 1.8 | Elect Director Carol G. Mills | Management | For | For |
| 1.9 | Elect Director Alain Monie | Management | For | For |
| 1.10 | Elect Director Wade Oosterman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| INGRAM MICRO INC.
MEETING DATE: JUN 21, 2016 |
||||
|
TICKER: IM
SECURITY ID: 457153104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| INNOVIVA, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: INVA
SECURITY ID: 45781M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Aguiar | Management | For | For |
| 1.2 | Elect Director Catherine J. Friedman | Management | For | For |
| 1.3 | Elect Director Paul Pepe | Management | For | For |
| 1.4 | Elect Director James L. Tyree | Management | For | For |
| 1.5 | Elect Director William H. Waltrip | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Amend Certificate of Incorporation to, Among Other Things, Remove Provisions That Are Out-of-Date, Obsolete or Inoperative | Management | For | For |
| J2 GLOBAL, INC.
MEETING DATE: MAY 04, 2016 |
||||
|
TICKER: JCOM
SECURITY ID: 48123V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Richard S. Ressler | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KENNEDY WILSON EUROPE REAL ESTATE PLC
MEETING DATE: APR 27, 2016 |
||||
|
TICKER: KWE
SECURITY ID: G9877R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| 4 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Charlotte Valeur as a Director | Management | For | For |
| 6 | Re-elect William McMorrow as a Director | Management | For | For |
| 7 | Re-elect Mark McNicholas as a Director | Management | For | For |
| 8 | Re-elect Simon Radford as a Director | Management | For | For |
| 9 | Re-elect Mary Ricks as a Director | Management | For | For |
| 10 | Approve Share Repurchase Program | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| MOOG INC.
MEETING DATE: JAN 13, 2016 |
||||
|
TICKER: MOG.A
SECURITY ID: 615394202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. Bradley Lawrence | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MUELLER INDUSTRIES, INC.
MEETING DATE: MAY 05, 2016 |
||||
|
TICKER: MLI
SECURITY ID: 624756102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory L. Christopher | Management | For | For |
| 1.2 | Elect Director Paul J. Flaherty | Management | For | For |
| 1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
| 1.4 | Elect Director Gary S. Gladstein | Management | For | For |
| 1.5 | Elect Director Scott J. Goldman | Management | For | For |
| 1.6 | Elect Director John B. Hansen | Management | For | For |
| 1.7 | Elect Director Terry Hermanson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: NOG
SECURITY ID: 665531109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Lisa Bromiley | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| OM ASSET MANAGEMENT PLC
MEETING DATE: MAR 15, 2016 |
||||
|
TICKER: OMAM
SECURITY ID: G67506108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| OM ASSET MANAGEMENT PLC
MEETING DATE: APR 29, 2016 |
||||
|
TICKER: OMAM
SECURITY ID: G67506108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L. Bain | Management | For | For |
| 1.2 | Elect Director Ian D. Gladman | Management | For | For |
| 1.3 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.4 | Elect Director James J. Ritchie | Management | For | For |
| 1.5 | Elect Director John D. Rogers | Management | For | For |
| 1.6 | Elect Director Donald J. Schneider | Management | For | For |
| 1.7 | Elect Director Robert J. Chersi | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Ratify KPMG LLP as U.K. Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Advisory Vote To Approve Executive Compensation | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| POST HOLDINGS, INC.
MEETING DATE: JAN 28, 2016 |
||||
|
TICKER: POST
SECURITY ID: 737446104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory L. Curl | Management | For | For |
| 1.2 | Elect Director David P. Skarie | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| POTLATCH CORPORATION
MEETING DATE: MAY 02, 2016 |
||||
|
TICKER: PCH
SECURITY ID: 737630103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Covey | Management | For | For |
| 1b | Elect Director Charles P. Grenier | Management | For | For |
| 1c | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROASSURANCE CORPORATION
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: PRA
SECURITY ID: 74267C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce D. Angiolillo | Management | For | For |
| 1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.3 | Elect Director W. Stancil Starnes | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROUSE PROPERTIES, INC.
MEETING DATE: JUN 23, 2016 |
||||
|
TICKER: RSE
SECURITY ID: 779287101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 15, 2016 |
||||
|
TICKER: SBRA
SECURITY ID: 78573L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
MEETING DATE: JUN 08, 2016 |
||||
|
TICKER: SAIC
SECURITY ID: 808625107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert A. Bedingfield | Management | For | For |
| 1b | Elect Director Deborah B. Dunie | Management | For | For |
| 1c | Elect Director Thomas F. Frist, III | Management | For | For |
| 1d | Elect Director John J. Hamre | Management | For | For |
| 1e | Elect Director Timothy J. Mayopoulos | Management | For | For |
| 1f | Elect Director Anthony J. Moraco | Management | For | For |
| 1g | Elect Director Donna S. Morea | Management | For | For |
| 1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 1i | Elect Director Steven R. Shane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SHAWCOR LTD.
MEETING DATE: MAY 11, 2016 |
||||
|
TICKER: SCL
SECURITY ID: 820439107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Baldwin | Management | For | For |
| 1.2 | Elect Director Derek S. Blackwood | Management | For | For |
| 1.3 | Elect Director James W. Derrick | Management | For | For |
| 1.4 | Elect Director Kevin J. Forbes | Management | For | For |
| 1.5 | Elect Director Michael S. Hanley | Management | For | For |
| 1.6 | Elect Director Stephen M. Orr | Management | For | For |
| 1.7 | Elect Director Pamela S. Pierce | Management | For | For |
| 1.8 | Elect Director Paul G. Robinson | Management | For | For |
| 1.9 | Elect Director E. Charlene Valiquette | Management | For | For |
| 1.10 | Elect Director Donald M. Wishart | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2016 |
||||
|
TICKER: SLGN
SECURITY ID: 827048109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Philip Silver | Management | For | For |
| 1.2 | Elect Director William C. Jennings | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: SSNC
SECURITY ID: 78467J100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Smita Conjeevaram | Management | For | For |
| 1.2 | Elect Director Michael E. Daniels | Management | For | Withhold |
| 1.3 | Elect Director William C. Stone | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STANCORP FINANCIAL GROUP, INC.
MEETING DATE: NOV 09, 2015 |
||||
|
TICKER: SFG
SECURITY ID: 852891100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STANDARD MOTOR PRODUCTS, INC.
MEETING DATE: MAY 19, 2016 |
||||
|
TICKER: SMP
SECURITY ID: 853666105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Gethin | Management | For | For |
| 1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.3 | Elect Director Joseph W. McDonnell | Management | For | For |
| 1.4 | Elect Director Alisa C. Norris | Management | For | For |
| 1.5 | Elect Director Eric P. Sills | Management | For | For |
| 1.6 | Elect Director Lawrence I. Sills | Management | For | For |
| 1.7 | Elect Director Frederick D. Sturdivant | Management | For | For |
| 1.8 | Elect Director William H. Turner | Management | For | For |
| 1.9 | Elect Director Richard S. Ward | Management | For | For |
| 1.10 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STORE CAPITAL CORPORATION
MEETING DATE: JUN 02, 2016 |
||||
|
TICKER: STOR
SECURITY ID: 862121100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morton H. Fleischer | Management | For | For |
| 1.2 | Elect Director Christopher H. Volk | Management | For | For |
| 1.3 | Elect Director Joseph M. Donovan | Management | For | For |
| 1.4 | Elect Director William F. Hipp | Management | For | For |
| 1.5 | Elect Director Einar A. Seadler | Management | For | For |
| 1.6 | Elect Director Rajath Shourie | Management | For | For |
| 1.7 | Elect Director Derek Smith | Management | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SYNNEX CORPORATION
MEETING DATE: MAR 22, 2016 |
||||
|
TICKER: SNX
SECURITY ID: 87162W100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Thomas Wurster | Management | For | For |
| 1.9 | Elect Director Duane Zitzner | Management | For | For |
| 1.10 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 25, 2016 |
||||
|
TICKER: TMH
SECURITY ID: 87817A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Lynn Massingale | Management | For | For |
| 1b | Elect Director Michael D. Snow | Management | For | For |
| 1c | Elect Director Edwin M. Crawford | Management | For | For |
| 1d | Elect Director Scott Ostfeld | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TECH DATA CORPORATION
MEETING DATE: JUN 01, 2016 |
||||
|
TICKER: TECD
SECURITY ID: 878237106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charles E. Adair | Management | For | For |
| 1b | Elect Director Robert M. Dutkowsky | Management | For | For |
| 1c | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 1d | Elect Director Kathleen Misunas | Management | For | For |
| 1e | Elect Director Thomas I. Morgan | Management | For | For |
| 1f | Elect Director Steven A. Raymund | Management | For | For |
| 1g | Elect Director Patrick G. Sayer | Management | For | For |
| 1h | Elect Director Savio W. Tung | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UMB FINANCIAL CORPORATION
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: UMBF
SECURITY ID: 902788108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robin C. Beery | Management | For | For |
| 1.2 | Elect Director Nancy K. Buese | Management | For | For |
| 1.3 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.4 | Elect Director Kevin C. Gallagher | Management | For | For |
| 1.5 | Elect Director Greg M. Graves | Management | For | For |
| 1.6 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.7 | Elect Director J. Mariner Kemper | Management | For | For |
| 1.8 | Elect Director Kris A. Robbins | Management | For | For |
| 1.9 | Elect Director L. Joshua Sosland | Management | For | For |
| 1.10 | Elect Director Paul Uhlmann III | Management | For | For |
| 1.11 | Elect Director Leroy J. Williams | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNIVERSAL CORPORATION
MEETING DATE: AUG 04, 2015 |
||||
|
TICKER: UVV
SECURITY ID: 913456109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John B. Adams, Jr. | Management | For | For |
| 1.2 | Elect Director Diana F. Cantor | Management | For | For |
| 1.3 | Elect Director Robert C. Sledd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VALMONT INDUSTRIES, INC.
MEETING DATE: APR 26, 2016 |
||||
|
TICKER: VMI
SECURITY ID: 920253101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kaj den Daas | Management | For | For |
| 1.2 | Elect Director James B. Milliken | Management | For | For |
| 1.3 | Elect Director Catherine James Paglia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 13, 2016 |
||||
|
TICKER: WDR
SECURITY ID: 930059100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry J. Herrmann | Management | For | For |
| 1.2 | Elect Director James M. Raines | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 20, 2016 |
||||
|
TICKER: WAFD
SECURITY ID: 938824109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.2 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Director and Officer Indemnification and Limitation of Liability | Management | For | For |
| WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: WCC
SECURITY ID: 95082P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.2 | Elect Director John J. Engel | Management | For | For |
| 1.3 | Elect Director James J. O'Brien | Management | For | For |
| 1.4 | Elect Director Steven A. Raymund | Management | For | For |
| 1.5 | Elect Director Lynn M. Utter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 26, 2016 |
||||
|
TICKER: INT
SECURITY ID: 981475106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Ken Bakshi | Management | For | For |
| 1.3 | Elect Director Jorge L. Benitez | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 1.9 | Elect Director Paul H. Stebbins | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
|
Fidelity Advisor Series I
Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust |
Fidelity Hanover Street Trust
Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2016.
WITNESS my hand on this 1st day of June 2016.
/s/Stacie M. Smith
Stacie M. Smith
Treasurer