-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7Db0tj/VC7KQyQvZSCkdFhRMiiT/hQUQPoAW+IPVkZxzlTGCdHKEI5XQ+E1Ipc1 3CHVksBp4xDkchexzjILjQ== 0000075448-02-000039.txt : 20020814 0000075448-02-000039.hdr.sgml : 20020814 20020814155108 ACCESSION NUMBER: 0000075448-02-000039 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NSTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000075448 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 952094565 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12895 FILM NUMBER: 02736268 BUSINESS ADDRESS: STREET 1: 100 CENTURY BLVD. CITY: WEST PALM BEACH STATE: FL ZIP: 33417 BUSINESS PHONE: 5616403125 MAIL ADDRESS: STREET 1: 100 CENTURY BLVD. CITY: W. PALM BEACH STATE: FL ZIP: 33417 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC /DE/ DATE OF NAME CHANGE: 19940525 FORMER COMPANY: FORMER CONFORMED NAME: IMNET INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: IMGE INC DATE OF NAME CHANGE: 19960627 8-K 1 form8k.txt FORM 8-K DATED AUGUST 14,2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2002 --------------- Date of Report (Date of earliest event reported) nSTOR TECHNOLOGIES, INC. ------------------------ (Exact Name of Registrant as Specified in its Charter) DELAWARE 0-8354 95-2094565 -------- ------ ----------- (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation) Identification No.) 10140 MESA RIM ROAD SAN DIEGO, CALIFORNIA 92121 ------------------------------ (Address of principal executive offices) (858) 453-9191 -------------- (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) 2 Item 7. Financial Statements and Exhibits (c) Exhibits. The following document is incorporated by reference to this Report: 99.1 Officer Certifications dated August 14, 2002 pursuant to the Sarbanes-Oxley Act of 2002. Item 9. Regulation FD Disclosure In accordance with General Instruction B.2. of Form 8-K, the following information shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended. On August 14, 2002, the Chief Executive Officer and the Chief Financial Officer of nStor Technologies, Inc. submitted to the Securities and Exchange Commission certifications pursuant to the Sarbanes-Oxley Act of 2002 in connection with the Form 10-Q of nStor Technologies, Inc. for the period ended June 30, 2002. Copies of these Certifications are attached hereto as Exhibit 99.1. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. nSTOR TECHNOLOGIES, INC. By: /s/ H. Irwin Levy ------------------------------ Name: H. Irwin Levy Title: Chief Executive Officer Date: August 14, 2002 EX-99 2 exhibit99-1.txt EXHIBIT 99.1 CERTIFICATION Exhibit 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of nStor Technologies, Inc. (the "Company") for the period ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Form 10-Q"), I, H. Irwin Levy, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Form 10-Q fully complies with the requirements of Section 13 (a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ H. Irwin Levy - ----------------------------- H. Irwin Levy Chief Executive Officer August 14, 2002 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report on Form 10-Q of nStor Technologies, Inc. (the "Company") for the period ended June 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Form 10-Q"), I, Thomas L. Gruber, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Form 10-Q fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Thomas L. Gruber - ---------------------------- Thomas L. Gruber Chief Financial Officer August 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----