-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TfN1XwKr7ABPNnJUhUxxyF09VvG6MPrhWDjVMhMR2S6219R0fgKZUHEPaZFnfKto y1XFefavKZNmRP44Hj7BNQ== 0000075362-08-000040.txt : 20080211 0000075362-08-000040.hdr.sgml : 20080211 20080211122706 ACCESSION NUMBER: 0000075362-08-000040 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080211 DATE AS OF CHANGE: 20080211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACCAR INC CENTRAL INDEX KEY: 0000075362 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 910351110 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PACCAR BUILDING STREET 2: 777 106TH AVENUE NE CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425 468 7383 MAIL ADDRESS: STREET 1: PACCAR BUILDING STREET 2: 777 106TH AVENUE NE CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC CAR & FOUNDRY CO DATE OF NAME CHANGE: 19720707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIGOTT JAMES CALVIN CENTRAL INDEX KEY: 0001191929 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14817 FILM NUMBER: 08591991 BUSINESS ADDRESS: STREET 1: PACCAR INC STREET 2: P.O. BOX 1518 CITY: BELLEVUE STATE: WA ZIP: 98009 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2007-12-31 0 1 0000075362 PACCAR INC PCAR 0001191929 PIGOTT JAMES CALVIN 1405 42ND AVENUE EAST SEATTLE WA 98112 1 0 0 0 COMMON STOCK 129904 I BY GRAT COMMON STOCK 2004-01-14 4 J 0 L 2446 A 10697840 D COMMON STOCK 2005-03-07 4 J 0 L 6.12 76.67 A 10697854 D COMMON STOCK 2005-06-07 4 J 0 L 6.91 71.50 A 10697870 D COMMON STOCK 2005-09-06 4 J 0 L 6.96 71.22 A 10697886 D COMMON STOCK 2005-12-06 4 J 0 L 8.16 72.48 A 10697904 D COMMON STOCK 2006-01-06 4 J 0 L 65.98 72.00 A 10698053 D COMMON STOCK 2006-03-07 4 J 0 L 8.82 69.16 A 10698073 D COMMON STOCK 2006-06-06 4 J 0 L 112.95 77.16 A 10698327 D COMMON STOCK 2006-09-05 4 J 0 L 157.38 55.59 A 10698563 D COMMON STOCK 2006-12-06 4 J 0 L 129.2 68.16 A 10698757 D COMMON STOCK 2007-01-08 4 J 0 L 1352.29 65.12 A 10700785 D COMMON STOCK 2007-01-12 4 J 0 L 3231 A 10705631 D COMMON STOCK 2007-12-13 5 G 0 13935 D 10691696 D COMMON STOCK 2007-12-21 5 G 0 36043 D 10655657 D Shares held in Grantor Retained Annuity Trust (GRAT) Gift of 4,893 shares reported on 1/14/04, the date the broker was instructed to make the gift transfers. The transfers were not made of record by the broker until 1/22/04. There was a 50% stock dividend payable to shareholders of record on 1/19/04. Reporting person assumed that the reported gift included the dividend shares, but the dividend shares were credited to his account without his knowledge. The 2,446 shares from the 1/19/04 dividend were subsequently increased by the 50% stock dividends payable to shareholders of record on 7/27/06 and on 9/25/07; the total share ownership shown in Column 5 reflects the 5,503 shares resulting from the intervening stock dividends. A brokerage account established by the reporting person was set up for automatic reinvestment of dividends, without the knowledge of the reporting person. The number of shares and price shown in column 4 reflect the actual transaction information for the reinvested dividends; the total share ownership shown in Column 5 reflects the effects of the 50% stock dividends on 7/27/06 and 9/25/07. The share purchase resulting from this reinvestment of dividends was within six months of share sales on 2/14/05 by the reporting person's GRAT, but no amount is owed to the issuer by the reporting person, because the share purchase was at a higher price than any of the share sales. A brokerage account established by the reporting person was set up for automatic reinvestment of dividends, without the knowledge of the reporting person. The number of shares and price shown in column 4 reflect the actual transaction information for the reinvested dividends; the total share ownership shown in Column 5 reflects the effects of the 50% stock dividends on 7/27/06 and 9/25/07. The share purchase resulting from this reinvestment of dividends was within 6 months of share sales on 2/14/05 by the reporting person's GRAT. Matching the purchase price against the highest sale price from 2/14/05, the reporting person owes the issuer $1.04 ($72.54 - $71.50) times seven shares, or $7.28 under Section 16(b) of the Act. This amount has been paid to the issuer by the reporting person. A brokerage account established by the reporting person was set up for automatic reinvestment of dividends, without the knowledge of the reporting person. The number of shares and price shown in column 4 reflect the actual transaction information for the reinvested dividends; the total share ownership shown in Column 5 reflects the effects of the 50% stock dividends on 7/27/06 and 9/25/07. A brokerage account established by the reporting person was set up for automatic reinvestment of dividends, without the knowledge of the reporting person. The number of shares and price shown in column 4 reflect the actual transaction information for the reinvested dividends; the total share ownership shown in Column 5 reflects the effects of the 50% stock dividend on 9/25/07. Gift of 29,120 shares reported on 1/12/07. The issuer's transfer agent rejected transfer instructions from the broker for gifts totalling 3,231 shares, because of incomplete and/or erroneous information from the broker. Neither the transfer agent nor the broker did anything further with respect to these attempted gift transfers, and the reporting person was unaware of the failure of these gift transfers. The 3,231 shares from the failed gifts were subsequently increased by the 50% stock dividend payable to shareholders of record on 9/25/07; the total share ownership shown in Column 5 reflects the 4,846 shares resulting from the intervening stock dividends. Bona fide gift - no consideration received. This gift includes the regifting of the 4,846 failed share gift mentioned in Footnote 7. Bona fide gift - no consideration received. Share total increased by 4 shares to match brokerage account statements; difference due to cumulative rounding errors and fractional shares resulting from three successive 50% stock dividends in the calculations on this form. James C. Pigott by Janice M. D'Amato POA 2008-02-11 -----END PRIVACY-ENHANCED MESSAGE-----