0001144204-15-021178.txt : 20150403 0001144204-15-021178.hdr.sgml : 20150403 20150403161429 ACCESSION NUMBER: 0001144204-15-021178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150401 FILED AS OF DATE: 20150403 DATE AS OF CHANGE: 20150403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Donald CENTRAL INDEX KEY: 0001309697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 15751420 MAIL ADDRESS: STREET 1: 180 SOUTH STREET CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 4 1 v406542_4.xml OWNERSHIP DOCUMENT X0306 4 2015-04-01 0 0000753048 AXION INTERNATIONAL HOLDINGS, INC. AXIH 0001309697 Fallon Donald 4005 ALL AMERICAN WAY ZANESVILLE OH 43701 0 1 0 0 Chief Financial Officer Stock Options 0.30 2015-04-01 4 A 0 500000 0.00 A 2015-07-01 2020-04-01 Common Stock 500000 500000 D Stock Options 1.30 2011-06-08 2016-06-08 Common Stock 125000 125000 D Stock Options 1.30 2012-06-08 2016-06-08 Common Stock 125000 125000 D Stock Options 1.75 2016-06-08 Common Stock 125000 125000 D Stock Options 2.00 2016-06-08 Common Stock 125000 125000 D Becomes vested and exercisable when AXIH achieves $20 million in sales during any fiscal year. Becomes vested and exercisable when AXIH achieves $50 million in sales during any fiscal year. /s/ Donald Fallon 2015-04-03