0001144204-14-041336.txt : 20140703 0001144204-14-041336.hdr.sgml : 20140703 20140703115045 ACCESSION NUMBER: 0001144204-14-041336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140611 FILED AS OF DATE: 20140703 DATE AS OF CHANGE: 20140703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ML Dynasty Trust CENTRAL INDEX KEY: 0001557414 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 14959296 BUSINESS ADDRESS: STREET 1: 4709 MONTGOMERY LANE STREET 2: LOWER LEVEL CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3016529830 MAIL ADDRESS: STREET 1: 4709 MONTGOMERY LANE STREET 2: LOWER LEVEL CITY: BETHESDA STATE: MD ZIP: 20814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MLTM Lending LLC CENTRAL INDEX KEY: 0001557433 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 14959297 BUSINESS ADDRESS: STREET 1: 4922A ST. ELMO AVE. CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3016542400 MAIL ADDRESS: STREET 1: 4922A ST. ELMO AVE. CITY: BETHESDA STATE: MD ZIP: 20814 4 1 v383230_4.xml OWNERSHIP DOCUMENT X0306 4 2014-06-11 0 0000753048 AXION INTERNATIONAL HOLDINGS, INC. AXIH 0001557433 MLTM Lending LLC 4922A ST. ELMO AVE. BETHESDA MD 20814 0 0 1 0 0001557414 ML Dynasty Trust 4709 MONTGOMERY LANE LOWER LEVEL BETHESDA MD 20814 0 0 1 0 8.0% Convertible Note 0.27 2014-06-11 4 P 0 666667.00 666667.00 A 2014-06-11 Common Stock 2500000 5555111.30 D ML Dynasty Trust disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Principal amount under the 8.0% Convertible Note is due June 11, 2019. These shares are owned directly by MLTM Lending, LLC and indirectly by ML Dynasty Trust. /s/ Melvin Lenkin, President, CF Holdings, Inc., general partner of TM Investments, LP, Administrative Member 2014-07-03 /s/ Thomas Bowersox, Trustee, ML Dynasty Trust 2014-07-03