0001144204-14-019138.txt : 20140331 0001144204-14-019138.hdr.sgml : 20140331 20140331113659 ACCESSION NUMBER: 0001144204-14-019138 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140331 DATE AS OF CHANGE: 20140331 EFFECTIVENESS DATE: 20140331 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 14728496 BUSINESS ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 4005 ALL AMERICAN WAY STREET 2: . CITY: ZANESVILLE STATE: OH ZIP: 43701 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 NT 10-K 1 v373312_nt10k.htm NT 10-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check One): x  Form 10-K ¨   Form 20-F ¨  Form 11-K ¨  Form 10-Q ¨  Form N-SAR ¨  Form N-CSR

 

  For Period Ended:   December 31, 2013  

 

  ¨   Transition Report on Form 10-K  
  ¨   Transition Report on Form 20-F  
  ¨   Transition Report on Form 11-K  
  ¨   Transition Report on Form 10-Q  
  ¨   Transition Report on Form N-SAR  

 

  For the Transition Period Ended:      

  

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

 

If the notification related to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I - REGISTRANT INFORMATION

 

Axion International Holdings, Inc.

 

Full Name of registrant

 

 

Former Name if Applicable

 

4005 All American Way

 

Address of Principal Executive Office (Street and Number)

 

Zanesville, Ohio 43701

 

City, State and Zip code

 

PART II - RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

  (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 x (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
     

 

 

 
 

 

PART III - NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

On November 15, 2013, Axion International Holdings, Inc. acquired the assets of Y City Recycling, LLC. As a result of this acquisition, the company moved its executive offices from New Providence, New Jersey to Zanesville, Ohio. This acquisition also required the company to integrate its accounting and other systems with those of Y City Recycling. In addition, the company has experienced delays in establishing the fair market value of the assets it acquired. These reasons have delayed the company’s ability to file its Form 10-K within the prescribed time.

 

PART IV - OTHER INFORMATION

 

(l)Name and telephone number of person to contact in regard to this notification

 

  Donald Fallon (740) 452-2500
  (Name) (Area Code) (Telephone Number)

  

(2)Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).

 

Yes x No¨

 


 

(3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

Yes ¨No x 

 


 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

  Axion International Holdings, Inc.  

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: March 31, 2014      \\s\\ Donald Fallon  
    By: Donald Fallon  
    Title: Chief Financial Officer