0001144204-13-056478.txt : 20131023
0001144204-13-056478.hdr.sgml : 20131023
20131023165944
ACCESSION NUMBER: 0001144204-13-056478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131021
FILED AS OF DATE: 20131023
DATE AS OF CHANGE: 20131023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC.
CENTRAL INDEX KEY: 0000753048
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086]
IRS NUMBER: 840846389
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 180 SOUTH STREET
STREET 2: .
CITY: NEW PROVIDENCE
STATE: NJ
ZIP: 07974
BUSINESS PHONE: 908-542-0888
MAIL ADDRESS:
STREET 1: 180 SOUTH STREET
STREET 2: .
CITY: NEW PROVIDENCE
STATE: NJ
ZIP: 07974
FORMER COMPANY:
FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRONSTADT ALLEN
CENTRAL INDEX KEY: 0001557306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13111
FILM NUMBER: 131166199
MAIL ADDRESS:
STREET 1: 11820 PARKLAWN DRIVE
STREET 2: SUITE 404
CITY: ROCKVILLE
STATE: MD
ZIP: 20852
4
1
v357971_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-10-21
0
0000753048
AXION INTERNATIONAL HOLDINGS, INC.
AXIH
0001557306
KRONSTADT ALLEN
5515 SECURITY LANE
SUITE 1115
ROCKVILLE
MD
20852
1
0
1
0
8.0% Convertible Note
0.40
2013-10-21
4
P
0
198997.60
198997.60
A
2013-10-21
Common Stock
497494
3158294.57
D
Warrant to Purchase Common Stock
0.60
2013-10-21
4
P
0
497494
0.00
A
2013-10-21
Common Stock
497494
7895737
D
Principal amount under the 8.0% Convertible Note is due October 21, 2018.
Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full.
/s/ Allen Kronstadt
2013-10-21