0001144204-13-056478.txt : 20131023 0001144204-13-056478.hdr.sgml : 20131023 20131023165944 ACCESSION NUMBER: 0001144204-13-056478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131021 FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 SOUTH STREET STREET 2: . CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 180 SOUTH STREET STREET 2: . CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRONSTADT ALLEN CENTRAL INDEX KEY: 0001557306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 131166199 MAIL ADDRESS: STREET 1: 11820 PARKLAWN DRIVE STREET 2: SUITE 404 CITY: ROCKVILLE STATE: MD ZIP: 20852 4 1 v357971_4.xml OWNERSHIP DOCUMENT X0306 4 2013-10-21 0 0000753048 AXION INTERNATIONAL HOLDINGS, INC. AXIH 0001557306 KRONSTADT ALLEN 5515 SECURITY LANE SUITE 1115 ROCKVILLE MD 20852 1 0 1 0 8.0% Convertible Note 0.40 2013-10-21 4 P 0 198997.60 198997.60 A 2013-10-21 Common Stock 497494 3158294.57 D Warrant to Purchase Common Stock 0.60 2013-10-21 4 P 0 497494 0.00 A 2013-10-21 Common Stock 497494 7895737 D Principal amount under the 8.0% Convertible Note is due October 21, 2018. Expiration Date is earlier to occur of (i) three years after the date upon which the weighted average price of a share of Common Stock for the ninety consecutive trading days prior to such date is at least $2.00 per share (as such dollar amount to be adjusted for any reverse stock split, combination or reclassification of shares or other similar event), and (ii) five years after the date on which the 8.0% Convertible Note has been repaid in full. /s/ Allen Kronstadt 2013-10-21