0001144204-11-035316.txt : 20110613 0001144204-11-035316.hdr.sgml : 20110613 20110613123321 ACCESSION NUMBER: 0001144204-11-035316 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110608 FILED AS OF DATE: 20110613 DATE AS OF CHANGE: 20110613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Donald CENTRAL INDEX KEY: 0001309697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 11907664 MAIL ADDRESS: STREET 1: 180 SOUTH STREET CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 180 SOUTH STREET STREET 2: . CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 180 SOUTH STREET STREET 2: . CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 4 1 v225731_ex.xml X0303 4 2011-06-08 0 0000753048 AXION INTERNATIONAL HOLDINGS, INC. AXIH 0001309697 Fallon Donald C/O AXION INTERNATIONAL HOLDINGS, INC. 180 SOUTH STREET, SUITE 104 NEW PROVIDENCE NJ 07974 0 1 0 0 Chief Financial Officer Stock options 1.30 2011-06-08 4 A 0 125000 0 A 2011-06-08 2016-06-08 Common Stock 125000 125000 D Stock options 1.30 2011-06-08 4 A 0 125000 0 A 2012-06-08 2016-06-08 Common Stock 125000 125000 D Stock options 1.75 2011-06-08 4 A 0 125000 0 A 2016-06-08 Common Stock 125000 125000 D Stock options 2.00 2011-06-08 4 A 0 125000 0 A 2016-06-08 Common Stock 125000 125000 D Becomes vested and exercisable when AXIH achieves $20 million in sales during any fiscal year Becomes vested and exercisable when AXIH achieves $50 million in sales during any fiscal year /s/ Donald W. Fallon 2011-06-13