0001144204-11-028385.txt : 20110512 0001144204-11-028385.hdr.sgml : 20110512 20110512100448 ACCESSION NUMBER: 0001144204-11-028385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110510 FILED AS OF DATE: 20110512 DATE AS OF CHANGE: 20110512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SILVERMAN STEVEN LAWRENCE CENTRAL INDEX KEY: 0001502975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13111 FILM NUMBER: 11834108 MAIL ADDRESS: STREET 1: C/O AXION INTERNATIONAL HOLDINGS INC STREET 2: 180 SOUTH STREET, SUITE 104 CITY: NEW PROVIDENCE STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXION INTERNATIONAL HOLDINGS, INC. CENTRAL INDEX KEY: 0000753048 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS FOAM PRODUCTS [3086] IRS NUMBER: 840846389 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 665 MARTINSVILLE ROAD, SUITE 219 STREET 2: . CITY: BASKING RIDGE STATE: NJ ZIP: 07920-4700 BUSINESS PHONE: 908-542-0888 MAIL ADDRESS: STREET 1: 665 MARTINSVILLE ROAD, SUITE 219 STREET 2: . CITY: BASKING RIDGE STATE: NJ ZIP: 07920-4700 FORMER COMPANY: FORMER CONFORMED NAME: ANALYTICAL SURVEYS INC DATE OF NAME CHANGE: 19920703 4 1 v222192_ex.xml X0303 4 2011-05-10 0 0000753048 AXION INTERNATIONAL HOLDINGS, INC. OTCBB : AX 0001502975 SILVERMAN STEVEN LAWRENCE C/O AXION INTERNATIONAL HOLDINGS INC 180 SOUTH STREET, SUITE 104 NEW PROVIDENCE NJ 07974 1 1 0 0 Chief Executive Officer Stock options 1.20 2011-05-10 4 A 0 150000 0.00 A 2011-05-10 2018-05-10 Common Stock 150000 150000 D Stock options 1.75 2011-05-10 4 A 0 150000 0.00 A 2018-05-10 Common Stock 150000 150000 D Stock options 2.00 2011-05-10 4 A 0 100000 0.00 A 2018-05-10 Common Stock 100000 100000 D Stock options 2011-05-10 4 A 0 200000 0.00 A 2018-05-10 Common Stock 200000 200000 D Becomes vested and exercisable when AXIH achieves $20 million in sales during any fiscal year Becomes vested and exercisable when AXIH achieves $50 million in sales during any fiscal year Market price of AXIH common stock on date achieves designated management objective Becomes vested and exercisable when Mr. Silverman attains certain designated management objectives /s/ Steven L. Silverman 2011-05-11