NT 10-K 1 v170012_nt10k.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
FORM 12b-25
 
SEC FILE NUMBER
000-13111
   
  CUSIP NUMBER
05462D101
 
NOTIFICATION OF LATE FILING
           
(Check One):
x Form 10-K
o Form 20-F
o Form 11-K
o Form 10-Q
o Form 10-D
 
o Form N-SAR
o Form N-CSR
     
   
 
For Period Ended: September 30, 2009
   
 
o Transition Report on Form 10-K
 
o Transition Report on Form 20-F
 
o Transition Report on Form 11-K
 
o Transition Report on Form 10-Q
 
o Transition Report on Form N-SAR
 
For the Transition Period Ended: _____________________________________________
   
 
Read instruction (on back page) Before Preparing Form. Please Print or Type.
 
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
 

 
PART I - REGISTRANT INFORMATION
 
Axion International Holdings, Inc..                                                                                                                                          

Full name of registrant:
 

Former name if applicable:
 
180 South Street, Suite F                                                                                                                                          

Address of Principal Executive Office (Street and Number)
 
New Providence, NJ 07974                                                                                                                                          

City, state and zip code
 

 
PART II - RULES 12b-25(b) AND (c)
 
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)
     
  (a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
x
(b)
The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
  (c)
The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
     
PART III - NARRATIVE
 
State below in reasonable detail why Form 10-K, 11-K, 20-F, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
 
The Registrant’s Annual Report on Form 10-K for the period ended September 30, 2009 cannot be filed within the prescribed time period without unreasonable effort or expense due to the fact that the required audited financial statements have not been completed and management needs additional time to compile and review the financial statements and complete management’s discussion and analysis.
 
PART IV - OTHER INFORMATION
   
(1) 
Name and telephone number of person to contact in regard to this notification
   
 
Gary Anthony
 
(908)
 
542-0888
 
(Name)
 
(Area Code)
 
(Telephone Number)
   
(2)  
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
   
   
(3)  
Is it anticipated that any significant changes in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
   
x Yes o  No
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, reasons why a reasonable estimate of the results cannot be made.
 
We expect the earnings statements to be included in the 10-K for the year ended September 30, 2009 will reflect the general development of the business since our March 2008 merger with Axion International, Inc., including increased revenues and expenses overall and increased non-cash charges related to stock compensation and the issuance of warrants in connection with debt.  We are not currently able to provide a quantitative estimate for all such changes.
 

 
Axion International Holdings, Inc.
(Name of Registrant as Specified in Charter)
 
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
     
       
Dated: December 29, 2009
By:
/s/ Gary Anthony
 
   
Name: Gary Anthony
Chief Financial Officer
 
       
       

 
INSTRUCTION:  The form may be signed by an executive officer of the registrant or by any other duly authorized representative.  The name and title of the person signing the form shall be typed or printed beneath the signature.  If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.
 
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).