0000752798-23-000001.txt : 20230104 0000752798-23-000001.hdr.sgml : 20230104 20230104120312 ACCESSION NUMBER: 0000752798-23-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 HAILEY,BOBBY,FARRAR,III FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC. CENTRAL INDEX KEY: 0000752798 IRS NUMBER: 630879387 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04672 FILM NUMBER: 23505046 BUSINESS ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 BUSINESS PHONE: (205) 268-7085 MAIL ADDRESS: STREET 1: 2801 HIGHWAY 280 SOUTH CITY: BIRMINGHAM STATE: AL ZIP: 35223 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES, INC. DATE OF NAME CHANGE: 20210714 FORMER COMPANY: FORMER CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC. DATE OF NAME CHANGE: 20210713 FORMER COMPANY: FORMER CONFORMED NAME: PROEQUITIES, INC. DATE OF NAME CHANGE: 20020129 MA-I/A 1 primary_doc.xml MA-I/A 0000752798 XXXXXXXX Blaine Miller 2052685910 blaine.miller@concoursefinancial.com laura.miller@concoursefinancial.com bo.hailey@concoursefinancial.com Y 0000752798-22-000007 N Bobby Farrar Hailey III 5736735 N 1 0000752798 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 09-23-2014 N 867-00264-00 LOCATED 09-23-2014 2801 HIGHWAY 280 SOUTH BIRMINGHAM AL 35223 Bo F Hailey 09-2014 Concourse Financial Group Securities Birmingham AL 35223 Y Y Chief Supervision Officer 01-2014 09-2014 Cetera Investment Advisers LLC St. Cloud MN 56301 N Y Financial Consultant 02-2013 09-2014 Cetera Investment Services LLC St. Cloud MN 56301 N Y Financial Consultant 02-2013 09-2014 Regions Bank Birmingham AL 35210 N Y Financial Consultant 06-2011 02-2013 ProEquities, Inc. Birmingham AL 35223 N Y Recruiter 01-2011 04-2011 NYLife Securities LLC Birmingham AL 35223 N Y Financial Advisor 11-2009 12-2010 Edward Jones St. Louis MO 63131 N Y Financial Advisor N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-04-2023 Blaine Miller (electronically by LM) Chief Compliance Officer