0000752798-23-000001.txt : 20230104
0000752798-23-000001.hdr.sgml : 20230104
20230104120312
ACCESSION NUMBER: 0000752798-23-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
HAILEY,BOBBY,FARRAR,III
FILED AS OF DATE: 20230104
DATE AS OF CHANGE: 20230104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CENTRAL INDEX KEY: 0000752798
IRS NUMBER: 630879387
STATE OF INCORPORATION: AL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04672
FILM NUMBER: 23505046
BUSINESS ADDRESS:
STREET 1: 2801 HIGHWAY 280 SOUTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35223
BUSINESS PHONE: (205) 268-7085
MAIL ADDRESS:
STREET 1: 2801 HIGHWAY 280 SOUTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35223
FORMER COMPANY:
FORMER CONFORMED NAME: PROEQUITIES, INC.
DATE OF NAME CHANGE: 20210714
FORMER COMPANY:
FORMER CONFORMED NAME: CONCOURSE FINANCIAL GROUP SECURITIES, INC.
DATE OF NAME CHANGE: 20210713
FORMER COMPANY:
FORMER CONFORMED NAME: PROEQUITIES, INC.
DATE OF NAME CHANGE: 20020129
MA-I/A
1
primary_doc.xml
MA-I/A
0000752798
XXXXXXXX
Blaine Miller
2052685910
blaine.miller@concoursefinancial.com
laura.miller@concoursefinancial.com
bo.hailey@concoursefinancial.com
Y
0000752798-22-000007
N
Bobby
Farrar
Hailey
III
5736735
N
1
0000752798
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
09-23-2014
N
867-00264-00
LOCATED
09-23-2014
2801 HIGHWAY 280 SOUTH
BIRMINGHAM
AL
35223
Bo
F
Hailey
09-2014
Concourse Financial Group Securities
Birmingham
AL
35223
Y
Y
Chief Supervision Officer
01-2014
09-2014
Cetera Investment Advisers LLC
St. Cloud
MN
56301
N
Y
Financial Consultant
02-2013
09-2014
Cetera Investment Services LLC
St. Cloud
MN
56301
N
Y
Financial Consultant
02-2013
09-2014
Regions Bank
Birmingham
AL
35210
N
Y
Financial Consultant
06-2011
02-2013
ProEquities, Inc.
Birmingham
AL
35223
N
Y
Recruiter
01-2011
04-2011
NYLife Securities LLC
Birmingham
AL
35223
N
Y
Financial Advisor
11-2009
12-2010
Edward Jones
St. Louis
MO
63131
N
Y
Financial Advisor
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-04-2023
Blaine Miller (electronically by LM)
Chief Compliance Officer