UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 N-MFP MONTHLY SCHEDULE OF PORTFOLIO HOLDINGS OF MONEY MARKET FUNDS |
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1. Identity Information
Report for
2013-10-31
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CIK Number of Registrant
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EDGAR Series Identifier
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Total number of share classes in the series
1
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Do you anticipate that this will be the fund's final filing on Form N-MFP?
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If this is not a final filing: has the fund acquired or merged with another fund since the last filing?
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Part I - Information about the Fund
A. Series-Level Information
Item 1. Securities Act File Number
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Item 2. Investment Adviser
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Item 3. Sub-Adviser. If a fund has one or more sub-advisers, disclose the name of each sub-adviser
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Item 4. Independent Public Accountant
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Item 5. Administrator. If a fund has one or more administrators, disclose the name of each administrator
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Item 6. Transfer Agent
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Item 7. Master-Feeder Funds. Is this a feeder fund?
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Item 8. Master-Feeder Funds. Is this a master fund?
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Item 9. Is this series primarily used to fund insurance company separate accounts?
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Item 10. Category. Indicate the category that most closely identifies the money market fund
Prime
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Item 11. Dollar weighted average portfolio maturity
46 days
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Item 12. Dollar weighted average life maturity. Calculate the dollar weighted average portfolio maturity without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments
77 days
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Item 13. Total value of portfolio securities at amortized cost, to the nearest cent
$173,753,898.52
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Item 14. Total value of other assets, to the nearest cent
$162,499.09
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Item 15. Total value of liabilities, to the nearest cent
$1,248,105.64
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Item 16. Net assets of the series, to the nearest cent
$172,668,291.97
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Item 17. 7-day gross yield
0.22%
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Item 18. Shadow Price of the Series
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B. Class-Level Information.
For each Class of the Series, disclose the following:
Item 19. EDGAR Class Identifier
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Item 20. Minimum Initial Investment
$1.00
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Item 21. Net assets of the Class, to the nearest cent
$172,668,291.97
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Item 22. Net asset value per share for purposes of distributions, redemptions, and repurchase, to the nearest cent
$1.00
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Item 23. Net shareholder flow activity for the month ended (subscriptions less redemptions), to the nearest cent
$-20,998,493.93
a. Gross subscriptions for the month ended (Including dividend reinvestments), to the nearest cent
$8,067,865.75
b. Gross redemptions for the month ended, to the nearest cent
$29,066,359.68
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Item 24. 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A
0.01%
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Item 25. Shadow Price of Each Class
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Part II - Schedule of Portfolio Securities
For each security held by the money market fund, disclose the following:
Item 26. Name of the Issuer
Alpine Securitization Corp.
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Item 27. The title of the issue (including coupon or yield)
Alpine Securitization Corp. 0.140014%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
02086LY83
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-08
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-08
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,700,000.00
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Item 41. The total current amortized cost, to the nearest cent
$1,699,953.72
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.98%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,699,993.61
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,699,993.61
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Item 26. Name of the Issuer
American Honda Finance Corp.
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Item 27. The title of the issue (including coupon or yield)
American Honda Finance Corp. 0.26355%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
02666QM67
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Note
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-17
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-07-17
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
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Item 41. The total current amortized cost, to the nearest cent
$2,000,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,000,746.00
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,000,746.00
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Item 26. Name of the Issuer
American Honda Finance Corp.
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Item 27. The title of the issue (including coupon or yield)
American Honda Finance Corp. 0.2964%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
02666QL76
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Note
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-08
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-08
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,500,000.00
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Item 41. The total current amortized cost, to the nearest cent
$1,500,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.87%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,500,012.00
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,500,012.00
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Item 26. Name of the Issuer
American Honda Finance Corp.
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Item 27. The title of the issue (including coupon or yield)
American Honda Finance Corp. 0.2795%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
02666QL92
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Note
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-05
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-05
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
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Item 41. The total current amortized cost, to the nearest cent
$1,000,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,000,070.00
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,000,070.00
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Item 26. Name of the Issuer
Anglesea Funding LLC
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Item 27. The title of the issue (including coupon or yield)
Anglesea Funding LLC 0.199996%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
0347M2Y42
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-04
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-04
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,500,000.00
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Item 41. The total current amortized cost, to the nearest cent
$1,499,975.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.87%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,499,978.40
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,499,978.40
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Item 26. Name of the Issuer
Bank of Montreal, Chicago
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Item 27. The title of the issue (including coupon or yield)
Bank of Montreal, Chicago 0.22%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06366AB84
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-13
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-13
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
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Item 41. The total current amortized cost, to the nearest cent
$3,000,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,000,866.26
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,000,866.26
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Item 26. Name of the Issuer
Bank of Montreal, Chicago
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Item 27. The title of the issue (including coupon or yield)
Bank of Montreal, Chicago 0.18%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06366AZK1
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
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Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-03
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-03
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
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Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
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Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,100,000.00
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Item 41. The total current amortized cost, to the nearest cent
$3,100,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.80%
|
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
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Item 44. Is this an Illiquid Security as of the date of this report?
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Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,100,591.14
|
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,100,591.14
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Item 26. Name of the Issuer
Bank of Nova Scotia, Houston TX
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Item 27. The title of the issue (including coupon or yield)
Bank of Nova Scotia, Houston TX 0.22%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06417FVY3
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-13
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Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-13
|
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Item 37. Does the security have a Demand Feature?
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Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,200,000.00
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Item 41. The total current amortized cost, to the nearest cent
$1,200,000.00
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Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.69%
|
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Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,200,088.74
|
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Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,200,088.74
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Item 26. Name of the Issuer
Bank of Nova Scotia, New York
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Item 27. The title of the issue (including coupon or yield)
Bank of Nova Scotia, New York 0.215234%
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Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06416KD15
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Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
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Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
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Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
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Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-04-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-04-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,997,294.59
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,998,177.08
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,998,177.08
|
Item 26. Name of the Issuer
Bank of Nova Scotia, New York
|
Item 27. The title of the issue (including coupon or yield)
Bank of Nova Scotia, New York 0.170095%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06416KAM2
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-21
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-21
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,998,852.50
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,999,419.83
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,999,419.83
|
Item 26. Name of the Issuer
Bank of Tokyo-Mitsubishi UFJ NY
|
Item 27. The title of the issue (including coupon or yield)
Bank of Tokyo-Mitsubishi UFJ NY 0.120003%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06538BY15
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,300,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,300,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.91%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,300,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,300,000.00
|
Item 26. Name of the Issuer
Barclays US Funding LLC
|
Item 27. The title of the issue (including coupon or yield)
Barclays US Funding LLC 0.080005%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06737HY11
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$5,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
3.19%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$5,500,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$5,500,000.00
|
Item 26. Name of the Issuer
Barton Capital Corp.
|
Item 27. The title of the issue (including coupon or yield)
Barton Capital Corp. 0.2%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06945JBZ5
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-04-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-04-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$999,844.44
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$999,844.44
|
Item 26. Name of the Issuer
Barton Capital Corp.
|
Item 27. The title of the issue (including coupon or yield)
Barton Capital Corp. 0.1991%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
06945JBY8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-30
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-03-27
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,999,600.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,999,600.00
|
Item 26. Name of the Issuer
BNP Paribas, New York
|
Item 27. The title of the issue (including coupon or yield)
BNP Paribas, New York 0.22%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
05572W2V7
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-13
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-13
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,000,126.06
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,000,126.06
|
Item 26. Name of the Issuer
BNP Paribas, New York
|
Item 27. The title of the issue (including coupon or yield)
BNP Paribas, New York 0.74%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
05572WZS8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-15
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-15
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,250,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,250,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.30%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,252,554.21
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,252,554.21
|
Item 26. Name of the Issuer
Collateralized Commercial Paper II Co. LLC
|
Item 27. The title of the issue (including coupon or yield)
Collateralized Commercial Paper II Co. LLC 0.300451%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
19422DAT8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-27
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-27
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,998,550.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,999,569.92
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,999,569.92
|
Item 26. Name of the Issuer
Concord Minutemen Cap. Corp. LLC
|
Item 27. The title of the issue (including coupon or yield)
Concord Minutemen Cap. Corp. LLC 0.173661%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2063C0Y48
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,540,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,539,963.25
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.47%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,539,956.68
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,539,956.68
|
Item 26. Name of the Issuer
Concord Minutemen Cap. Corp. LLC
|
Item 27. The title of the issue (including coupon or yield)
Concord Minutemen Cap. Corp. LLC 0.210077%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2063C0Y55
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-05
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-05
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,400,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,399,944.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.39%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,399,945.11
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,399,945.11
|
Item 26. Name of the Issuer
Crown Point Capital Co.
|
Item 27. The title of the issue (including coupon or yield)
Crown Point Capital Co. 0.22012%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2284K1AN3
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-22
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-22
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,100,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,098,947.66
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.22%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,098,633.91
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,098,633.91
|
Item 26. Name of the Issuer
Crown Point Capital Co.
|
Item 27. The title of the issue (including coupon or yield)
Crown Point Capital Co. 0.190044%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2284K0Y41
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$995,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$994,984.25
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$994,983.03
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$994,983.03
|
Item 26. Name of the Issuer
DnB Bank ASA
|
Item 27. The title of the issue (including coupon or yield)
DnB Bank ASA 0.185088%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2332K0YV8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-29
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-29
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,300,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,299,669.06
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.33%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,299,867.92
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,299,867.92
|
Item 26. Name of the Issuer
DnB Bank ASA
|
Item 27. The title of the issue (including coupon or yield)
DnB Bank ASA 0.205129%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
2332K0ZG0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-16
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-16
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,999,231.25
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,999,648.75
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,999,648.75
|
Item 26. Name of the Issuer
DnB Bank ASA NY
|
Item 27. The title of the issue (including coupon or yield)
DnB Bank ASA NY 0.185%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
23330LL95
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-13
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-13
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,000,434.48
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,000,434.48
|
Item 26. Name of the Issuer
DnB Bank ASA NY
|
Item 27. The title of the issue (including coupon or yield)
DnB Bank ASA NY 0.21%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
23330LJ49
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-03
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-03
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,000,172.85
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,000,172.85
|
Item 26. Name of the Issuer
FCAR Owner Trust I
|
Item 27. The title of the issue (including coupon or yield)
FCAR Owner Trust I 0.200101%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
3024A0Y17
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,000,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,000,000.00
|
Item 26. Name of the Issuer
Gemini Securitization Corp.
|
Item 27. The title of the issue (including coupon or yield)
Gemini Securitization Corp. 0.11016%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
3686M0Y10
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$999,996.40
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$999,996.40
|
Item 26. Name of the Issuer
General Electric Capital Corp.
|
Item 27. The title of the issue (including coupon or yield)
General Electric Capital Corp. 0.230266%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
36959HYR2
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-25
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-25
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$4,999,233.33
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.90%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$4,999,869.44
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$4,999,869.44
|
Item 26. Name of the Issuer
General Electric Capital Corp.
|
Item 27. The title of the issue (including coupon or yield)
General Electric Capital Corp. 0.240287%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
36959JAH6
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-17
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-17
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,998,973.33
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,999,605.57
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,999,605.57
|
Item 26. Name of the Issuer
HSBC USA, Inc.
|
Item 27. The title of the issue (including coupon or yield)
HSBC USA, Inc. 0.210147%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
40427RY62
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-06
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-06
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,499,956.25
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.87%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,499,988.13
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,499,988.13
|
Item 26. Name of the Issuer
Jupiter Securitization Co. LLC
|
Item 27. The title of the issue (including coupon or yield)
Jupiter Securitization Co. LLC 0.240288%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
4820P3DG5
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-04-16
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-04-16
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,700,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,697,012.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.56%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,696,784.30
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,696,784.30
|
Item 26. Name of the Issuer
Jupiter Securitization Co. LLC
|
Item 27. The title of the issue (including coupon or yield)
Jupiter Securitization Co. LLC 0.240292%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
4820P2ZW8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-30
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-30
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$4,998,033.33
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.89%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$4,999,426.39
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$4,999,426.39
|
Item 26. Name of the Issuer
Legacy Capital LLC
|
Item 27. The title of the issue (including coupon or yield)
Legacy Capital LLC 0.170049%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
52468JZ49
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$900,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$899,859.75
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.52%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$899,802.27
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$899,802.27
|
Item 26. Name of the Issuer
Legacy Capital LLC
|
Item 27. The title of the issue (including coupon or yield)
Legacy Capital LLC 0.210075%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
52468JY40
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,999,965.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,999,965.89
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,999,965.89
|
Item 26. Name of the Issuer
Lexington Parker Capital Co. LLC
|
Item 27. The title of the issue (including coupon or yield)
Lexington Parker Capital Co. LLC 0.210075%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
52952LY48
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-04
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-04
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,999,947.50
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,999,948.83
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,999,948.83
|
Item 26. Name of the Issuer
Mont Blanc Capital Corp.
|
Item 27. The title of the issue (including coupon or yield)
Mont Blanc Capital Corp. 0.140004%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
6117P4Y87
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-08
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-08
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$900,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$899,975.50
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.52%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$899,989.62
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$899,989.62
|
Item 26. Name of the Issuer
National Australia Funding (Delaware), Inc.
|
Item 27. The title of the issue (including coupon or yield)
National Australia Funding (Delaware), Inc. 0.029986%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
63253JY12
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$8,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$8,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
4.92%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$8,499,981.30
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$8,499,981.30
|
Item 26. Name of the Issuer
Nordea Bank Finland plc, New York
|
Item 27. The title of the issue (including coupon or yield)
Nordea Bank Finland plc, New York 0.23%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
65558EKZ0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-15
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-15
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$6,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$6,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
3.47%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$6,000,506.17
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$6,000,506.17
|
Item 26. Name of the Issuer
Nordea Bank Finland plc, New York
|
Item 27. The title of the issue (including coupon or yield)
Nordea Bank Finland plc, New York 0.22%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
65558ELE6
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-18
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-18
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,000,094.48
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,000,094.48
|
Item 26. Name of the Issuer
Old Line Funding Corp.
|
Item 27. The title of the issue (including coupon or yield)
Old Line Funding Corp. 0.250305%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
67983TZJ8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-18
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-18
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$999,673.61
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.58%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$999,913.83
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$999,913.83
|
Item 26. Name of the Issuer
Prudential Funding LLC
|
Item 27. The title of the issue (including coupon or yield)
Prudential Funding LLC 0.070006%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
74433GY18
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$5,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.90%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$5,000,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$5,000,000.00
|
Item 26. Name of the Issuer
Rabobank Nederland NV, New York
|
Item 27. The title of the issue (including coupon or yield)
Rabobank Nederland NV, New York 0.34079%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
21684BHZ0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-07
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-10-07
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.87%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,500,240.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,500,240.00
|
Item 26. Name of the Issuer
Rabobank Nederland NV, New York
|
Item 27. The title of the issue (including coupon or yield)
Rabobank Nederland NV, New York 0.3137%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
21684BGD0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-31
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-10-31
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,500,025.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,500,025.00
|
Item 26. Name of the Issuer
Rabobank Nederland NV, New York
|
Item 27. The title of the issue (including coupon or yield)
Rabobank Nederland NV, New York 0.2921%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
21684BGC2
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-25
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-08-26
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$5,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.90%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$5,000,350.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$5,000,350.00
|
Item 26. Name of the Issuer
Reckitt Benckiser Treasury Services plc
|
Item 27. The title of the issue (including coupon or yield)
Reckitt Benckiser Treasury Services plc 0.230253%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
7562E1D76
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-04-07
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-04-07
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$800,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$799,197.56
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.46%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$799,295.24
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$799,295.24
|
Item 26. Name of the Issuer
Reckitt Benckiser Treasury Services plc
|
Item 27. The title of the issue (including coupon or yield)
Reckitt Benckiser Treasury Services plc 0.290628%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
7562E1FR0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-06-25
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-06-25
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,300,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,297,528.55
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.75%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,297,830.33
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,297,830.33
|
Item 26. Name of the Issuer
Ridgefield Funding Co. LLC
|
Item 27. The title of the issue (including coupon or yield)
Ridgefield Funding Co. LLC 0.28%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
76582HAH1
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Asset Backed Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-08
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-08
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,499,850.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,499,850.00
|
Item 26. Name of the Issuer
Royal Bank of Canada, New York
|
Item 27. The title of the issue (including coupon or yield)
Royal Bank of Canada, New York 0.28%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
78009NNK8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-25
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-06-24
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,001,098.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,001,098.00
|
Item 26. Name of the Issuer
Royal Bank of Canada, New York
|
Item 27. The title of the issue (including coupon or yield)
Royal Bank of Canada, New York 0.31%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
78009NKV7
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-03
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,000,824.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,000,824.00
|
Item 26. Name of the Issuer
San Antonio, TX Industrial Development Authority Revenue Bonds, Tindall Corp. Project
|
Item 27. The title of the issue (including coupon or yield)
San Antonio, TX Industrial Development Authority Revenue Bonds, Tindall Corp. Project 0.23%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
796294CA2
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Variable Rate Demand Note
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-07
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-07
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,100,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,100,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.22%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,100,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,100,000.00
|
Item 26. Name of the Issuer
Societe Generale North America, Inc.
|
Item 27. The title of the issue (including coupon or yield)
Societe Generale North America, Inc. 0.089103%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
83365RY17
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$5,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
3.19%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$5,500,000.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$5,500,000.00
|
Item 26. Name of the Issuer
Sumitomo Mutsui Bank NY
|
Item 27. The title of the issue (including coupon or yield)
Sumitomo Mutsui Bank NY 0.069994%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
86562KY65
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-06
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-06
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,100,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,099,969.86
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.80%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,099,996.37
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,099,996.37
|
Item 26. Name of the Issuer
Sumitomo Mutsui Bank NY
|
Item 27. The title of the issue (including coupon or yield)
Sumitomo Mutsui Bank NY 0.069995%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
86562KY73
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-07
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-11-07
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,999,965.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,999,995.23
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,999,995.23
|
Item 26. Name of the Issuer
Svenska Handelsbanken, Inc.
|
Item 27. The title of the issue (including coupon or yield)
Svenska Handelsbanken, Inc. 0.240292%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
86958GBL8
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-02-20
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-20
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$4,996,300.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.89%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$4,998,223.16
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$4,998,223.16
|
Item 26. Name of the Issuer
Svenska Handelsbanken, Inc.
|
Item 27. The title of the issue (including coupon or yield)
Svenska Handelsbanken, Inc. 0.240291%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
86958GBQ7
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-02-24
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-24
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,498,083.34
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,499,057.91
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,499,057.91
|
Item 26. Name of the Issuer
Svenska Handelsbanken, Inc.
|
Item 27. The title of the issue (including coupon or yield)
Svenska Handelsbanken, Inc. 0.215232%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
86958GD28
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-04-02
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-04-02
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,300,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,298,819.89
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
0.75%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,299,147.39
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,299,147.39
|
Item 26. Name of the Issuer
Swedbank AB
|
Item 27. The title of the issue (including coupon or yield)
Swedbank AB 0.20514%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
87019SBJ2
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-02-18
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-18
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$3,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,998,137.92
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.74%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,998,329.59
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,998,329.59
|
Item 26. Name of the Issuer
Swedbank AB
|
Item 27. The title of the issue (including coupon or yield)
Swedbank AB 0.205133%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
87019SBL7
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-02-20
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-20
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$4,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$3,997,471.66
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.32%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$3,997,715.20
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$3,997,715.20
|
Item 26. Name of the Issuer
Toronto Dominion Bank, New York
|
Item 27. The title of the issue (including coupon or yield)
Toronto Dominion Bank, New York 0.26%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
89112W7G6
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-06
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-06
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.16%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,000,689.20
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,000,689.20
|
Item 26. Name of the Issuer
Toronto Dominion Bank, New York
|
Item 27. The title of the issue (including coupon or yield)
Toronto Dominion Bank, New York 0.12%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
89112TQJ6
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Certificate of Deposit
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-12-02
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2013-12-02
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$4,000,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$4,000,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
2.32%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$4,000,293.89
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$4,000,293.89
|
Item 26. Name of the Issuer
Toyota Motor Credit Corp.
|
Item 27. The title of the issue (including coupon or yield)
Toyota Motor Credit Corp. 0.250336%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
89233HBU7
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-02-28
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-28
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$1,900,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$1,898,429.86
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.10%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$1,898,988.83
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$1,898,988.83
|
Item 26. Name of the Issuer
Toyota Motor Credit Corp.
|
Item 27. The title of the issue (including coupon or yield)
Toyota Motor Credit Corp. 0.208%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
89233AAE9
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-29
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-02-25
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,500,342.50
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,500,342.50
|
Item 26. Name of the Issuer
Wells Fargo Bank NA
|
Item 27. The title of the issue (including coupon or yield)
Wells Fargo Bank NA 0.248%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
9497P6D62
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Note
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-01
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-05-01
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,500,375.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,500,375.00
|
Item 26. Name of the Issuer
Wells Fargo Bank NA
|
Item 27. The title of the issue (including coupon or yield)
Wells Fargo Bank NA 0.2443%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
9497P6N38
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Other Note
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2013-11-05
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-09-05
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$2,500,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$2,500,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
1.45%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$2,500,425.00
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$2,500,425.00
|
Item 26. Name of the Issuer
Westpac Banking Corp.
|
Item 27. The title of the issue (including coupon or yield)
Westpac Banking Corp. 0.29335%
|
Item 28. The CUSIP. If the security has a CUSIP, filers must provide the security's CUSIP pursuant to this Item and may skip Items 29 and 30
9612C4GG0
|
|||||||||||||||||||
Item 29. Other unique identifier, if the security has a unique identifier. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 30. CIK of the issuer, if the issuer has a CIK. If a CUSIP is provided pursuant to Item 28, skip this Item
|
Item 31. The category of investment. Indicate the category that most closely identitfies the instrument
Financial Company Commercial Paper
|
|||||||||||||||||||
Item 32. If the security is a repurchase agreement: is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| |||||||||||||||||||||
Item 33. Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security
First Tier Security
|
|||||||||||||||||||||
Item 35. The maturity date as determined under rule 2a-7. Determine the maturity date, taking into account the maturity shortening provisions of rule 2a-7(d)
2014-01-09
|
Item 36. The final legal maturity date, taking into account any maturity date extensions that may be effected at the option of the issuer
2014-01-09
|
||||||||||||||||||||
Item 37. Does the security have a Demand Feature?
| |||||||||||||||||||||
Item 38. Does the security have a Guarantee?
| |||||||||||||||||||||
Item 39. Does the security have any enhancements, other than those identified in Items 37 and 38 above, on which the fund is relying to determine the quality, maturity or liquidity of the security?
| |||||||||||||||||||||
Item 40. The total principal amount of the security held by the series, to the nearest cent
$5,400,000.00
|
Item 41. The total current amortized cost, to the nearest cent
$5,400,000.00
|
Item 42. The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent
3.13%
|
|||||||||||||||||||
Item 43. Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security
|
Item 44. Is this an Illiquid Security as of the date of this report?
|
Item 45. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), including the value of any capital support agreement, to the nearest cent
$5,401,668.60
|
|||||||||||||||||||
Item 46. The value of the security, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), excluding the value of any capital support agreement, to the nearest cent
$5,401,668.60
|