0000812291-19-000027.txt : 20191119
0000812291-19-000027.hdr.sgml : 20191119
20191119094405
ACCESSION NUMBER: 0000812291-19-000027
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIZUHO SECURITIES USA LLC
CENTRAL INDEX KEY: 0000812291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12690
FILM NUMBER: 191229173
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-209-9386
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20170406
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA LLC
DATE OF NAME CHANGE: 20170404
FORMER NAME:
FORMER CONFORMED NAME: MIZUHO SECURITIES USA INC.
DATE OF NAME CHANGE: 20020321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMH PROPERTIES, INC.
CENTRAL INDEX KEY: 0000752642
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 221890929
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3499 ROUTE 9 N, SUITE 3-C
STREET 2: JUNIPER BUSINESS PLAZA
CITY: FREEHOLD
STATE: NJ
ZIP: 07728
BUSINESS PHONE: 7325779997
MAIL ADDRESS:
STREET 1: 3499 ROUTE 9 N, SUITE 3-C
STREET 2: JUNIPER BUSINESS PLAZA
CITY: FREEHOLD
STATE: NJ
ZIP: 07728
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED MOBILE HOMES INC
DATE OF NAME CHANGE: 19920703
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2019-11-15
1
0000752642
UMH PROPERTIES, INC.
UMH
0000812291
MIZUHO SECURITIES USA LLC
320 PARK AVENUE
12TH FLOOR
NEW YORK
NY
10022
0
0
0
1
See Remarks
No securities are beneficially owned.
On November 15 2019 the Reporting Person entered into master securities loan agreements with each lender party signatory thereto (collectively the MSLAs) pursuant to which the Reporting Person borrowed an aggregate total of 5,702,462 shares of common stock of the Issuer which caused the Reporting Person to become a greater than ten percent owner with respect to the Issuer. On November 18 2019 the Reporting Person returned 5,702,462 shares of the Issuer pursuant to the MSLAs. Following the return of the borrowed shares the Reporting Person was no longer a greater than ten percent owner with respect to the Issuer. To the extent the Reporting Person is entitled to receive any dividends with respect to the previously borrowed shares of the Issuer such dividends will be subject to the terms and conditions of the MSLAs. The Reporting Person disclaims beneficial ownership of the previously borrowed shares of the Issuer for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934 as amended.
Gregory Doig
2019-11-19