-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UiYYFO6lAt9wbxHVTanj69WrTCusF66v22o/iPV4Yf6FLBTuPR9cn1br996MfmaO YkJ8wKZNjMqXueL9aA4kOA== 0000075234-02-000025.txt : 20020812 0000075234-02-000025.hdr.sgml : 20020812 20020812172602 ACCESSION NUMBER: 0000075234-02-000025 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OWENS CORNING CENTRAL INDEX KEY: 0000075234 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 344323452 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-03660 FILM NUMBER: 02727664 BUSINESS ADDRESS: STREET 1: OWENS CORNING WORLD HEADQUARTERS STREET 2: ONE OWENS CORNING PKWY CITY: TOLEDO STATE: OH ZIP: 43659 BUSINESS PHONE: 4192488000 MAIL ADDRESS: STREET 1: OWENS CORNING WORLD HEADQUARTERS STREET 2: ONE OWENS CORNING PARKWAY CITY: TOLEDO STATE: OH ZIP: 43659 FORMER COMPANY: FORMER CONFORMED NAME: OWENS CORNING FIBERGLAS CORP DATE OF NAME CHANGE: 19920703 8-K 1 f8k_2q02.txt 8-K REGARDING STATEMENTS UNDER OATH SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ------------------ Date of Report: August 12, 2002 (Date of earliest event reported) OWENS CORNING (Exact Name of Registrant as Specified in its Charter) Delaware 1-3660 34-4323452 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) One Owens Corning Parkway Toledo, Ohio 43659 (Address of Principal Executive Offices) (419) 248-8000 (Registrant's telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits. Exhibit Number Description - -------------- ----------- 99 Statement Under Oath of Principal Executive Officer, dated August 9, 2002. 99 Statement Under Oath of Principal Financial Officer, dated August 12, 2002. Item 9. Regulation FD Disclosure On August 12, 2002, each of the Principal Executive Officer, David T. Brown, and the Principal Financial Officer, Michael H. Thaman, of Owens Corning submitted to the Securities and Exchange Commission a sworn statement pursuant to Securities and Exchange Commission Order No. 4-460. A copy of each of these statements is attached hereto as Exhibit 99. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. OWENS CORNING Date: August 12, 2002 By: /s/ Charles E. Dana --------------------- Name:Charles E. Dana Title: Vice President - Corporate Controller and Global Sourcing EXHIBIT INDEX Exhibit Number Description - -------------- ----------- 99 Statement Under Oath of Principal Executive Officer, dated August 9, 2002. 99 Statement Under Oath of Principal Financial Officer, dated August 12, 2002. EX-99 3 f8kex99_2q02.txt SWORN STATEMENT BY THE CEO Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, David T. Brown, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Owens Corning, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Owens Corning for the fiscal year ended December 31, 2001, filed with the Commission on March 21, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Owens Corning filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to /s/ David T. Brown before me this 9th day - ------------------ of August, 2002 David T. Brown August 9, 2002 /s/ Christina M. Hansen ----------------------- Notary Public My Commission Expires: July 30, 2006 EX-99 4 f8kex99-2q02.txt SWORN STATEMENT BY THE CFO Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Michael H. Thaman, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Owens Corning, and, except as corrected or supplemented in a subsequent covered report: o no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and o no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with the Company's audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": o Annual Report on Form 10-K of Owens Corning for the fiscal year ended December 31, 2001, filed with the Commission on March 21, 2002; o all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Owens Corning filed with the Commission subsequent to the filing of the Form 10-K identified above; and o any amendments to any of the foregoing. Subscribed and sworn to /s/ Michael H. Thaman before me this 12th day - -------------------- of August, 2002 Michael H. Thaman August 12, 2002 /s/ Christina M. Hansen ----------------------- Notary Public My Commission Expires: July 30, 2006 -----END PRIVACY-ENHANCED MESSAGE-----