-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBADpL2dV7UAunQIMbQgFE8jgemcesdlsHhI51h5Ffwb/dS32EUyl7yK1iDJOqhu H4AOeGDVNEEpxESSp9Xb1A== 0001112431-06-000004.txt : 20060628 0001112431-06-000004.hdr.sgml : 20060628 20060628180233 ACCESSION NUMBER: 0001112431-06-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060626 FILED AS OF DATE: 20060628 DATE AS OF CHANGE: 20060628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RECANATI ARIEL CENTRAL INDEX KEY: 0001112431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06479 FILM NUMBER: 06931124 BUSINESS ADDRESS: BUSINESS PHONE: 2125781957 MAIL ADDRESS: STREET 1: 511 FIFTH AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OVERSEAS SHIPHOLDING GROUP INC CENTRAL INDEX KEY: 0000075208 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 132637623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122511153 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-26 0 0000075208 OVERSEAS SHIPHOLDING GROUP INC OSG 0001112431 RECANATI ARIEL 511 FIFTH AVENUE 17TH FLOOR NEW YORK NY 10017 1 0 1 0 Common Stock, par value $1.00 per share 2006-06-26 4 S 0 3756 58 D 104639 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 89 58.01 D 104550 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 270 58.02 D 104280 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 202 58.03 D 104078 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 144 58.04 D 103934 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 150 58.05 D 103784 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 38 58.06 D 103746 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 15 58.07 D 103731 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 224 58.08 D 103507 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 126 58.09 D 103381 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 132 58.1 D 103249 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 6 58.11 D 103243 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 61 58.12 D 103182 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 7 58.13 D 103175 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 9 58.18 D 103166 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 15 58.25 D 103151 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 3321 59 D 99830 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 77 59.01 D 99753 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 101 59.02 D 99652 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 80 59.03 D 99572 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 12 59.05 D 99560 D Common Stock, par value $1.00 per share 2006-06-27 4 S 0 18 59.07 D 99542 D Common Stock, par value $1.00 per share 2006-06-26 4 S 0 11269 58 D 313923 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 267 58.01 D 313656 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 810 58.02 D 312846 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 607 58.03 D 312239 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 432 58.04 D 311807 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 451 58.05 D 311356 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 110 58.06 D 311246 I (3) Common Stock, par value $1.00 per share 2006-06-26 4 S 0 46 58.07 D 311200 I (3) Restricted Stock Units 2006-06-26 4 A 0 1000 0 A Common Stock 1000 1000 D Sold pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. As a result of the sale of shares of common stock of the Issuer, the Reporting Person no longer may be deemed to beneficially own at least 10% of the common stock of the Issuer. The Reporting Person serves as co-trustee of a family trust which owns these shares and may, therefore, be deemed to indirectly own such shares. Table I continued: 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 672(1) D $58.08 5. 310,528 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 377(1) D $58.09 5. 310,151 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 396(1) D $58.10 5. 309,755 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 18(1) D $58.11 5. 309,737 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 184(1) D $58.12 5. 309,553 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 18(1) D $58.13 5. 309,535 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 28(1) D $58.18 5. 309,507 6. I(3) 7. (3) Table I continued: 1. Common Stock, par value $1.00 per share 2. 6/26/2006 3. S 4. 46(1) D $58.25 5. 309,461 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 9,952(1) D $59.00 5. 299,509 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 230(1) D $59.01 5. 299,279 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 303(1) D $59.02 5. 298,976 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 239(1) D $59.03 5. 298,737 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 37(1) D $59.05 5. 298,700 6. I(3) 7. (3) 1. Common Stock, par value $1.00 per share 2. 6/27/2006 3. S 4. 55(1) D $59.07 5. 298,645(2) 6. I(3) 7. (3) Pursuant to the Issuer's 2004 Stock Incentive Plan, the Reporting Person was granted restricted stock units for services as a non-employee director of the Issuer. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon the Reporting Person's termination of service as a Board member of the Issuer. The restricted stock units vest upon the earlier of (i) June 26, 2007 and (ii) the 2007 annual meeting of the stockholders of the Issuer. The restricted stock units have no voting rights, may not be transferred or otherwise disposed while the Reporting Person is a director of the Issuer and pay dividends in the form of additional restricted stock units at the same time dividends are paid on the common stock in an amount equal to the result obtained by dividing (i) the product of (x) the amount of units owned by Reporting Person on the record date for the dividend on the common stock times (y) the dividend per share on the common stock by (ii) the closing price of a share of common stock on the payment date for the dividend on the common stock, which restricted stock units vest immediately upon payment. /s/James I. Edelson, Attorney-in-Fact pursuant to a power of attorney previously filed 2006-06-28 -----END PRIVACY-ENHANCED MESSAGE-----