If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule
13d-1(g), check the following box. ☐
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Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
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* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
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1
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Name of Reporting Person
Saltchuk Resources, Inc.
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2
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Check the Appropriate Box if a Member of a Group
(a) ☐ (b) ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
WC
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5
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
☐
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6
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Citizenship or Place of Organization
Washington
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
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7
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Sole Voting Power
15,203,554
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8
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Shared Voting Power
0
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9
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Sole Dispositive Power
15,203,554
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10
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Shared Dispositive Power
0
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11
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Aggregate Amount Beneficially Owned by Reporting Person
15,203,554
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12
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares
☐
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13
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Percent of Class Represented by Amount in Row (11)
17.5%1
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14
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Type of Reporting Person
CO
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Item 2.
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Identity and Background.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 5.
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Interest in Securities of the Issuer.
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Date of Transaction
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Number of Shares of
Common Stock
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Price per
Share
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02/23/2021
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40,763
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$2.10
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03/31/2021
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200,000
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$2.07
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04/01/2021
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126,777
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$2.10
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04/05/2021
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720,216
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$2.09
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/s/ Steven E. Giese
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By: Steven E. Giese
Title: Senior V.P. and CFO
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Executive Officers
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Name
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Position with Reporting
Person
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Citizenship
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Principal Occupation
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Mark N. Tabbutt
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President and Chairman
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United States
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* |
Steven E. Giese
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Senior Vice President, Chief Financial Officer & Assistant Secretary
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United States
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* |
Anne F. Preston
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Senior Vice President, General Counsel, Chief Ethics Officer & Secretary
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United States
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* |
Colleen Rosas
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Senior Vice President Human Resources
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United States
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* |
Shannon Girlando
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Vice President & Controller
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United States
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* |
Christopher A. Coakley
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Vice President of Government Affairs
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United States
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* |
Trevor Parris
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Vice President, Business Development & Treasurer
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United States
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* |
Christi Harris
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Vice President, Information Technology
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United States
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* |
Director
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Name
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Position with Reporting Person
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Citizenship
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Principal Occupation
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Timothy B. Engle
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Director
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United States
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**
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Daniel Stuart Fulton
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Director
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United States
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Retired CEO of Weyerhaeuser Company, a forest products company located at 220 Occidental Avenue South, Seattle, WA 98104
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Leslie Paul Goldberg
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Director
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United States
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Founder & CEO of Pure Audio, an audio recording and production company located at 1151 Fairview Ave North, Unit #103, Seattle, WA 98109
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Stein Kruse
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Director
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Norway
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CEO of Holland America Group, a cruise ship company located at 450 3rd Avenue West, Seattle, WA 98119
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Susan Mullaney
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Director
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United States
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President of Kaiser Permanente Washington, a nonprofit health plan organization located at 601 Union Street, Suite 3100, Seattle WA 98101
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Nicole Piasecki
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Director
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United States
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Retired Vice President and General Manager of the Propulsion Systems Division of Boeing, a commercial aircraft company located at 100 North Riverside Plaza, Chicago, IL 60606
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Denise G. Tabbutt
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Director
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United States
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** |
* The present principal occupation for each of these individuals is executive officer of the Reporting Person and the address for each of these individuals is c/o Saltchuk Resources, Inc., 450 Alaskan Way South, Suite 708, Seattle,
Washington 98104.
** The present principal occupation for each of these individuals is director of the Reporting Person and the address for each of these individuals is c/o Saltchuk Resources, Inc., 450 Alaskan Way South, Suite 708, Seattle, Washington
98104.
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