0001654925-20-000006.txt : 20200916
0001654925-20-000006.hdr.sgml : 20200916
20200916095338
ACCESSION NUMBER: 0001654925-20-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200914
FILED AS OF DATE: 20200916
DATE AS OF CHANGE: 20200916
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gusinov Alex
CENTRAL INDEX KEY: 0001654925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 201177606
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD.
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-09-14
0
0000751978
VICOR CORP
vicr
0001654925
Gusinov Alex
25 FRONTAGE RD.
ANDOVER
MA
01810
0
1
0
0
Corp. Vice President Eng.
Common Stock
2020-09-14
4
M
0
1222
17.3038
A
19860
D
Common Stock
2020-09-14
4
S
0
669
82.5
D
19191
D
Common Stock
2020-09-14
4
M
0
458
12.1913
A
19649
D
Common Stock
2020-09-14
4
S
0
234
82.5
D
19415
D
Non Qualified Stock Option
17.3038
2020-09-14
4
M
0
1222
0
D
2023-09-13
Common Stock
1222
1220
D
Non Qualified Stock Option
12.1913
2020-09-14
4
M
0
458
0
D
2024-07-21
Common Stock
458
914
D
This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.
The remaining 1,220 stock options vest on 9/13/2021.
The remaining 914 stock options vest on 7/21/2021 and 7/21/2022.
/s/Richard J. Nagel Jr. Attorney in fact for Alex Gusinov
2020-09-16