0001403540-21-000005.txt : 20210806
0001403540-21-000005.hdr.sgml : 20210806
20210806111040
ACCESSION NUMBER: 0001403540-21-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210804
FILED AS OF DATE: 20210806
DATE AS OF CHANGE: 20210806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 211151476
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-08-04
0
0000751978
VICOR CORP
vicr
0001403540
Tuozzolo Claudio
25 FRONTAGE ROAD
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2021-08-04
4
S
0
358
119.1174
D
48858
D
Common Stock
2021-08-04
4
M
0
1271
12.1913
A
50129
D
Common Stock
2021-08-04
4
S
0
649
119.0214
D
49480
D
Non Qualified Stock Option
12.1913
2021-08-04
4
M
0
1271
0
D
2024-07-21
Common Stock
1271
1272
D
This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.
The remaining 1,272 stock options vest on 7/21/2022.
/s/Richard J. Nagel Jr. Attorney in fact for Claudio Tuozzolo
2021-08-06