0001403540-20-000013.txt : 20200917
0001403540-20-000013.hdr.sgml : 20200917
20200917104734
ACCESSION NUMBER: 0001403540-20-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200915
FILED AS OF DATE: 20200917
DATE AS OF CHANGE: 20200917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 201180409
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-09-15
0
0000751978
VICOR CORP
vicr
0001403540
Tuozzolo Claudio
25 FRONTAGE ROAD
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2020-09-15
4
M
0
4000
8.062
A
56912
D
Common Stock
2020-09-15
4
S
0
2030
82.7623
D
54882
D
Common Stock
2020-09-15
4
M
0
5000
8.05
A
59882
D
Common Stock
2020-09-15
4
S
0
5000
82.7623
D
54882
D
Common Stock
2020-09-15
4
S
0
1124
82.7623
D
53758
D
Common Stock
2020-09-16
4
M
0
1212
8.05
A
54970
D
Common Stock
2020-09-16
4
S
0
1212
83.4399
D
53758
D
Common Stock
2020-09-16
4
M
0
6103
17.3038
A
59861
D
Common Stock
2020-09-16
4
S
0
3468
83.4204
D
56393
D
Non Qualified Stock Option
8.062
2020-09-15
4
M
0
4000
0
D
2024-04-14
Common Stock
4000
0
D
Non Qualified Stock Option
8.05
2020-09-15
4
M
0
5000
0
D
2024-06-20
Common Stock
5000
1212
D
Non Qualified Stock Option
8.05
2020-09-16
4
M
0
1212
0
D
2024-06-20
Common Stock
1212
0
D
Non Qualified Stock Option
17.3038
2020-09-16
4
M
0
6103
0
D
2023-09-13
Common Stock
6103
1525
D
This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.
This stock option is exercisable in full.
The remaining 1,525 stock options vest on 9/13/2021.
/s/Richard J. Nagel Jr. Attorney in fact for Claudio Tuozzolo
2020-09-17