0001403540-20-000012.txt : 20200911
0001403540-20-000012.hdr.sgml : 20200911
20200911103522
ACCESSION NUMBER: 0001403540-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200909
FILED AS OF DATE: 20200911
DATE AS OF CHANGE: 20200911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 201170218
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-09-09
0
0000751978
VICOR CORP
vicr
0001403540
Tuozzolo Claudio
25 FRONTAGE ROAD
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2020-09-09
4
M
0
7327
8.062
A
54653
D
Common Stock
2020-09-09
4
S
0
3714
84.2674
D
50939
D
Common Stock
2020-09-09
4
M
0
2319
5.67
A
53258
D
Common Stock
2020-09-09
4
S
0
2319
84.2674
D
50939
D
Common Stock
2020-09-09
4
M
0
4224
6.29
A
55163
D
Common Stock
2020-09-09
4
S
0
4224
84.2674
D
50939
D
Common Stock
2020-09-09
4
M
0
4000
6.29
A
54939
D
Common Stock
2020-09-09
4
S
0
4000
83.8941
D
50939
D
Common Stock
2020-09-09
4
M
0
4000
8.062
A
54939
D
Common Stock
2020-09-09
4
S
0
2027
83.8941
D
52912
D
Non Qualified Stock Option
8.062
2020-09-09
4
M
0
11327
0
D
2024-04-14
Common Stock
11327
4000
D
Non Qualified Stock Option
5.67
2020-09-09
4
M
0
2319
0
D
2023-06-21
Common Stock
2319
0
D
Non Qualified Stock Option
6.29
2020-09-09
4
M
0
8224
0
D
2023-06-17
Common Stock
8224
0
D
This transaction involved the exercise of non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing multi-year restrictions on their sale or transfer. As such, the exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options and the income and employment taxes associated with the exercise. The balance of the shares acquired through exercise that were delivered to the reporting person are subject to holding periods through the fifth anniversary of the date of this transaction.
This stock option is exercisable in full.
/s/Richard J. Nagel Jr. Attorney in fact for Claudio Tuozzolo
2020-09-11