0001403540-20-000001.txt : 20200430
0001403540-20-000001.hdr.sgml : 20200430
20200430105851
ACCESSION NUMBER: 0001403540-20-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200428
FILED AS OF DATE: 20200430
DATE AS OF CHANGE: 20200430
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 20833865
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-04-28
0
0000751978
VICOR CORP
vicr
0001403540
Tuozzolo Claudio
25 FRONTAGE ROAD
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2020-04-28
4
M
0
7000
11.2534
A
28376
D
Common Stock
2020-04-28
4
S
0
3892
48.655
D
24484
D
Common Stock
2020-04-28
4
S
0
264
48.738
D
24220
D
Common Stock
2020-04-29
4
M
0
3500
11.2534
A
27720
D
Common Stock
2020-04-29
4
S
0
1908
53.9889
D
25812
D
Common Stock
2020-04-29
4
M
0
3500
5.35
A
29312
D
Common Stock
2020-04-29
4
S
0
3500
53.3225
D
25812
D
Non Qualified Stock Option
11.2534
2020-04-28
4
M
0
7000
0
D
2020-11-01
Common Stock
7000
12604
D
Non Qualified Stock Option
11.2534
2020-04-29
4
M
0
3500
0
D
2020-11-01
Common Stock
3500
9104
D
Non Qualified Stock Option
5.35
2020-04-29
4
M
0
3500
0
D
2023-05-14
Common Stock
3500
3500
D
This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.
The 264 shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 8/31/18.
This stock option is exercisable in full.
/s/Richard J. Nagel Jr. Attorney in fact Claudio Tuozzolo
2020-04-30