0001403540-19-000004.txt : 20191115
0001403540-19-000004.hdr.sgml : 20191115
20191115133402
ACCESSION NUMBER: 0001403540-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 191223499
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-11-14
0
0000751978
VICOR CORP
vicr
0001403540
Tuozzolo Claudio
25 FRONTAGE ROAD
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2019-11-14
4
M
0
12000
11.2534
A
33989
D
Common Stock
2019-11-14
4
S
0
7325
39.6035
D
26664
D
Non Qualified Stock Option
11.2534
2019-11-14
4
M
0
12000
0
D
2020-11-01
Common Stock
12000
25604
D
This transaction involved non-qualified stock options, the terms of which provided for the purchase of shares of common stock possessing certain liquidity restrictions. As such, the exercise of the options followed the sell to cover process, whereby a certain number of the shares acquired through exercise were sold in the open market, with the proceeds used to fund the exercise price and associated income and employment taxes. The balance of the shares acquired through exercise are subject to multi-year restrictions on transfer or sale.
This stock option is exercisable in full.
/s/Richard J. Nagel Jr. Attorney in fact Claudio Tuozzolo
2019-11-15