0001254402-21-000003.txt : 20210303 0001254402-21-000003.hdr.sgml : 20210303 20210303142246 ACCESSION NUMBER: 0001254402-21-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMMS JAMES A CENTRAL INDEX KEY: 0001254402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 21708335 MAIL ADDRESS: STREET 1: 8383 SENECA TURNPIKE CITY: NEW HARTFORD STATE: NY ZIP: 13413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: (978) 470-2900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-03-01 0 0000751978 VICOR CORP vicr 0001254402 SIMMS JAMES A 25 FRONTAGE RD. ANDOVER MA 01810 1 1 0 0 CFO and Secretary Common Stock 2021-03-01 4 M 0 12498 6.29 A 25748 D Common Stock 2021-03-01 4 S 0 12498 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 2484 8.05 A 15734 D Common Stock 2021-03-01 4 S 0 2484 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 1764 5.67 A 15014 D Common Stock 2021-03-01 4 S 0 1764 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 13504 11.42 A 26754 D Common Stock 2021-03-01 4 S 0 13504 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 3726 13.42 A 16976 D Common Stock 2021-03-01 4 S 0 3726 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 3771 10.61 A 17021 D Common Stock 2021-03-01 4 S 0 3771 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 1551 19.35 A 14801 D Common Stock 2021-03-01 4 S 0 1551 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 425 47.15 A 13675 D Common Stock 2021-03-01 4 S 0 425 101.2712 D 13250 D Common Stock 2021-03-01 4 M 0 323 31.05 A 13573 D Common Stock 2021-03-01 4 S 0 323 101.2712 D 13250 D Common Stock 2021-03-01 4 S 0 1947 101.3456 D 11303 D Non Qualified Stock Option 6.29 2021-03-01 4 M 0 12498 0 D 2023-06-17 Common Stock 12498 20000 D Non Qualified Stock Option 8.05 2021-03-01 4 M 0 2484 0 D 2024-06-20 Common Stock 2484 0 D Non Qualified Stock Option 5.67 2021-03-01 4 M 0 1764 0 D 2023-06-21 Common Stock 1764 0 D Non Qualified Stock Option 11.42 2021-03-01 4 M 0 13504 0 D 2024-10-23 Common Stock 13504 0 D Non Qualified Stock Option 13.42 2021-03-01 4 M 0 3726 0 D 2025-06-15 Common Stock 3726 0 D Non Qualified Stock Option 10.61 2021-03-01 4 M 0 3771 0 D 2026-06-17 Common Stock 3771 942 D Non Qualified Stock Option 19.35 2021-03-01 4 M 0 1551 0 D 2027-06-16 Common Stock 1551 1033 D Non Qualified Stock Option 47.15 2021-03-01 4 M 0 425 0 D 2028-06-15 Common Stock 425 636 D Non Qualified Stock Option 31.05 2021-03-01 4 M 0 323 0 D 2029-06-28 Common Stock 323 1288 D The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018 (705 shares), 8/31/2018 (593 shares ), 2/28/2019 (470 shares) and 8/30/2019 (179 shares). This stock option is exercisable in full. Remaining options will vest on 6/17/2021. Remaining options will vest in equal installments on 6/16/2021 and 6/16/2022. Remaining options will vest in equal installments on 6/15/2021, 6/15/2022 and 6/15/2023. Remaining options will vest in equal installments on 6/28/2021, 6/28/2022, 6/28/2023 and 6/28/2024. /s/Richard J. Nagel Jr. Attorney in fact for James A. Simms 2021-03-03