0001254402-21-000003.txt : 20210303
0001254402-21-000003.hdr.sgml : 20210303
20210303142246
ACCESSION NUMBER: 0001254402-21-000003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIMMS JAMES A
CENTRAL INDEX KEY: 0001254402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 21708335
MAIL ADDRESS:
STREET 1: 8383 SENECA TURNPIKE
CITY: NEW HARTFORD
STATE: NY
ZIP: 13413
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-03-01
0
0000751978
VICOR CORP
vicr
0001254402
SIMMS JAMES A
25 FRONTAGE RD.
ANDOVER
MA
01810
1
1
0
0
CFO and Secretary
Common Stock
2021-03-01
4
M
0
12498
6.29
A
25748
D
Common Stock
2021-03-01
4
S
0
12498
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
2484
8.05
A
15734
D
Common Stock
2021-03-01
4
S
0
2484
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
1764
5.67
A
15014
D
Common Stock
2021-03-01
4
S
0
1764
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
13504
11.42
A
26754
D
Common Stock
2021-03-01
4
S
0
13504
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
3726
13.42
A
16976
D
Common Stock
2021-03-01
4
S
0
3726
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
3771
10.61
A
17021
D
Common Stock
2021-03-01
4
S
0
3771
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
1551
19.35
A
14801
D
Common Stock
2021-03-01
4
S
0
1551
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
425
47.15
A
13675
D
Common Stock
2021-03-01
4
S
0
425
101.2712
D
13250
D
Common Stock
2021-03-01
4
M
0
323
31.05
A
13573
D
Common Stock
2021-03-01
4
S
0
323
101.2712
D
13250
D
Common Stock
2021-03-01
4
S
0
1947
101.3456
D
11303
D
Non Qualified Stock Option
6.29
2021-03-01
4
M
0
12498
0
D
2023-06-17
Common Stock
12498
20000
D
Non Qualified Stock Option
8.05
2021-03-01
4
M
0
2484
0
D
2024-06-20
Common Stock
2484
0
D
Non Qualified Stock Option
5.67
2021-03-01
4
M
0
1764
0
D
2023-06-21
Common Stock
1764
0
D
Non Qualified Stock Option
11.42
2021-03-01
4
M
0
13504
0
D
2024-10-23
Common Stock
13504
0
D
Non Qualified Stock Option
13.42
2021-03-01
4
M
0
3726
0
D
2025-06-15
Common Stock
3726
0
D
Non Qualified Stock Option
10.61
2021-03-01
4
M
0
3771
0
D
2026-06-17
Common Stock
3771
942
D
Non Qualified Stock Option
19.35
2021-03-01
4
M
0
1551
0
D
2027-06-16
Common Stock
1551
1033
D
Non Qualified Stock Option
47.15
2021-03-01
4
M
0
425
0
D
2028-06-15
Common Stock
425
636
D
Non Qualified Stock Option
31.05
2021-03-01
4
M
0
323
0
D
2029-06-28
Common Stock
323
1288
D
The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018 (705 shares), 8/31/2018 (593 shares ), 2/28/2019 (470 shares) and 8/30/2019 (179 shares).
This stock option is exercisable in full.
Remaining options will vest on 6/17/2021.
Remaining options will vest in equal installments on 6/16/2021 and 6/16/2022.
Remaining options will vest in equal installments on 6/15/2021, 6/15/2022 and 6/15/2023.
Remaining options will vest in equal installments on 6/28/2021, 6/28/2022, 6/28/2023 and 6/28/2024.
/s/Richard J. Nagel Jr. Attorney in fact for James A. Simms
2021-03-03