0001254402-19-000001.txt : 20190702 0001254402-19-000001.hdr.sgml : 20190702 20190702130735 ACCESSION NUMBER: 0001254402-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMMS JAMES A CENTRAL INDEX KEY: 0001254402 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 19936279 MAIL ADDRESS: STREET 1: 8383 SENECA TURNPIKE CITY: NEW HARTFORD STATE: NY ZIP: 13413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: (978) 470-2900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-28 0 0000751978 VICOR CORP vicr 0001254402 SIMMS JAMES A 25 FRONTAGE RD. ANDOVER MA 01810 1 1 0 0 CFO and Secretary Common Stock 46768 D Non Qualified Stock Option 7.05 2019-06-28 4 A 0 14179 A 2020-12-31 Common Stock 14179 14179 D Non Qualified Stock Option 31.05 2019-06-28 4 A 0 1611 0 A 2029-06-28 Common Stock 1611 1611 D This stock option is exercisable in full. In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. /s/Richard Nagel Jr. Attorney in fact for James A. Simms 2019-07-02