0000901484-19-000001.txt : 20190702 0000901484-19-000001.hdr.sgml : 20190702 20190702162237 ACCESSION NUMBER: 0000901484-19-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190628 FILED AS OF DATE: 20190702 DATE AS OF CHANGE: 20190702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VINCIARELLI PATRIZIO CENTRAL INDEX KEY: 0000901484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 19937754 MAIL ADDRESS: STREET 1: C/O VICOR CORPORATION STREET 2: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: (978) 470-2900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-28 0 0000751978 VICOR CORP vicr 0000901484 VINCIARELLI PATRIZIO C/O VICOR CORPORATION 25 FRONTAGE ROAD ANDOVER MA 01810 1 1 1 0 Chairman and CEO Common Stock 9758893 D Common Stock 102712 I See footnote Non Qualified Stock Option 6.77 2019-06-28 4 A 0 779885 A 2024-07-21 Common Stock 779885 779885 D These shares are held by the Reporting Person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the Reporting Person. 155,977 stock options are exercisable at 6/28/19. The remaining stock options vest on 7/21/2019, 7/21/2020, 7/21/2021 and 7/21/2022. In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. /s/Richard J. Nagel Jr. Attorney in fact for Patrizio Vinciarelli 2019-07-02