0000899243-18-017140.txt : 20180619
0000899243-18-017140.hdr.sgml : 20180619
20180619141204
ACCESSION NUMBER: 0000899243-18-017140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180619
DATE AS OF CHANGE: 20180619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tuozzolo Claudio
CENTRAL INDEX KEY: 0001403540
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18277
FILM NUMBER: 18906833
MAIL ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICOR CORP
CENTRAL INDEX KEY: 0000751978
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 042742817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25 FRONTAGE ROAD
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: (978) 470-2900
MAIL ADDRESS:
STREET 1: 25 FRONTAGE RD
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-30
0
0000751978
VICOR CORP
VICR
0001403540
Tuozzolo Claudio
VICOR CORPORATION
25 FRONTAGE RD.
ANDOVER
MA
01810
1
1
0
0
Corp. Vice President
Common Stock
2018-05-30
4
A
0
9480
A
9790
D
Common Stock
2018-06-04
4
M
0
2558
6.29
A
12348
D
Common Stock
2018-06-04
4
S
0
2558
45.85
D
9790
D
Common Stock
2018-06-11
4
M
0
6356
19.86
A
16146
D
Common Stock
2018-06-11
4
S
0
4564
48.255
D
11582
D
Non Qualified Stock Option
19.86
2018-05-30
4
A
0
6356
A
2018-06-12
Common Stock
6356
6356
D
Non Qualified Stock Option
11.25
2018-05-30
4
A
0
67604
A
2020-11-01
Common Stock
67604
67604
D
Non Qualified Stock Option
12.57
2018-05-30
4
A
0
12878
A
2022-06-18
Common Stock
12878
12878
D
Non Qualified Stock Option
17.30
2018-05-30
4
A
0
7628
A
2023-09-13
Common Stock
7628
7628
D
Non Qualified Stock Option
8.06
2018-05-30
4
A
0
31327
A
2024-04-14
Common Stock
31327
31327
D
Non Qualified Stock Option
12.19
2018-05-30
4
A
0
6356
A
2024-07-21
Common Stock
6356
6356
D
Non Qualified Stock Option
8.06
2018-05-30
4
A
0
1220
A
2024-09-10
Common Stock
1220
1220
D
Non Qualified Stock Option
6.29
2018-06-04
4
M
0
2558
0.00
D
2023-06-17
Common Stock
2558
13137
D
Non Qualified Stock Option
19.86
2018-06-11
4
M
0
6356
0.00
D
2018-06-12
Common Stock
6356
0
D
Non Qualified Stock Option
47.15
2018-06-15
4
A
0
1061
0.00
A
2028-06-15
Common Stock
1061
1061
D
Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger").
This stock option is exercisable in full.
In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio.
This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21.
25,061 stock options are exercisable at 5/30/18. The remaining 6,266 stock options become exercisable on 4/14/19.
This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22.
732 stock options are exercisable at 5/30/18. The remaining 488 stock options vest in two equal installments on 9/10/18 and 9/10/19.
Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
/s/Richard J. Nagel Jr. Attorney in fact for Claudio Tuozzolo
2018-06-19