0000899243-18-017140.txt : 20180619 0000899243-18-017140.hdr.sgml : 20180619 20180619141204 ACCESSION NUMBER: 0000899243-18-017140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180530 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tuozzolo Claudio CENTRAL INDEX KEY: 0001403540 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 18906833 MAIL ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: (978) 470-2900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-30 0 0000751978 VICOR CORP VICR 0001403540 Tuozzolo Claudio VICOR CORPORATION 25 FRONTAGE RD. ANDOVER MA 01810 1 1 0 0 Corp. Vice President Common Stock 2018-05-30 4 A 0 9480 A 9790 D Common Stock 2018-06-04 4 M 0 2558 6.29 A 12348 D Common Stock 2018-06-04 4 S 0 2558 45.85 D 9790 D Common Stock 2018-06-11 4 M 0 6356 19.86 A 16146 D Common Stock 2018-06-11 4 S 0 4564 48.255 D 11582 D Non Qualified Stock Option 19.86 2018-05-30 4 A 0 6356 A 2018-06-12 Common Stock 6356 6356 D Non Qualified Stock Option 11.25 2018-05-30 4 A 0 67604 A 2020-11-01 Common Stock 67604 67604 D Non Qualified Stock Option 12.57 2018-05-30 4 A 0 12878 A 2022-06-18 Common Stock 12878 12878 D Non Qualified Stock Option 17.30 2018-05-30 4 A 0 7628 A 2023-09-13 Common Stock 7628 7628 D Non Qualified Stock Option 8.06 2018-05-30 4 A 0 31327 A 2024-04-14 Common Stock 31327 31327 D Non Qualified Stock Option 12.19 2018-05-30 4 A 0 6356 A 2024-07-21 Common Stock 6356 6356 D Non Qualified Stock Option 8.06 2018-05-30 4 A 0 1220 A 2024-09-10 Common Stock 1220 1220 D Non Qualified Stock Option 6.29 2018-06-04 4 M 0 2558 0.00 D 2023-06-17 Common Stock 2558 13137 D Non Qualified Stock Option 19.86 2018-06-11 4 M 0 6356 0.00 D 2018-06-12 Common Stock 6356 0 D Non Qualified Stock Option 47.15 2018-06-15 4 A 0 1061 0.00 A 2028-06-15 Common Stock 1061 1061 D Received in exchange for shares of Picor Corporation common stock in connection with the merger of Picor Corporation into Vicor Corporation (the "Merger"). This stock option is exercisable in full. In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. This stock option becomes exercisable in five equal installments on 5/30/18, 9/13/18, 9/13/19, 9/13/20 and 9/13/21. 25,061 stock options are exercisable at 5/30/18. The remaining 6,266 stock options become exercisable on 4/14/19. This stock option becomes exercisable in five equal installments on 7/21/18, 7/21/19, 7/21/20, 7/21/21 and 7/21/22. 732 stock options are exercisable at 5/30/18. The remaining 488 stock options vest in two equal installments on 9/10/18 and 9/10/19. Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. Granted on 6/15/2018 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period. /s/Richard J. Nagel Jr. Attorney in fact for Claudio Tuozzolo 2018-06-19