0000899243-18-017135.txt : 20180619 0000899243-18-017135.hdr.sgml : 20180619 20180619132604 ACCESSION NUMBER: 0000899243-18-017135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180530 FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GENDRON ROBERT CENTRAL INDEX KEY: 0001654669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18277 FILM NUMBER: 18906759 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD. CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICOR CORP CENTRAL INDEX KEY: 0000751978 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 042742817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 FRONTAGE ROAD CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: (978) 470-2900 MAIL ADDRESS: STREET 1: 25 FRONTAGE RD CITY: ANDOVER STATE: MA ZIP: 01810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-30 0 0000751978 VICOR CORP VICR 0001654669 GENDRON ROBERT VICOR CORP. 25 FRONTAGE RD. ANDOVER MA 01810 0 1 0 0 Corp. VP Marketing Common Stock 2018-06-11 4 M 0 9585 11.0921 A 9585 D Common Stock 2018-06-11 4 S 0 4410 49.202 D 5175 D Common Stock 2018-06-11 4 M 0 1017 12.5747 A 6192 D Common Stock 2018-06-11 4 S 0 490 49.202 D 5702 D Common Stock 2018-06-13 4 M 0 1573 11.0921 A 7275 D Common Stock 2018-06-13 4 S 0 721 47.50 D 6554 D Common Stock 2018-06-14 4 M 0 10710 11.0921 A 17264 D Common Stock 2018-06-14 4 S 0 4970 46.933 D 12294 D Non Qualified Stock Option 11.0921 2018-05-30 4 A 0 21868 A 2021-04-14 Common Stock 21868 21868 D Non Qualified Stock Option 12.5747 2018-05-30 4 A 0 1017 A 2022-05-15 Common Stock 1017 1017 D Non Qualified Stock Option 11.0921 2018-06-11 4 D 0 9585 0.00 D 2021-04-14 Common Stock 9585 12283 D Non Qualified Stock Option 12.5747 2018-06-11 4 D 0 1017 0.00 D 2022-05-15 Common Stock 1017 0 D Non Qualified Stock Option 11.0921 2018-06-13 4 D 0 1573 0.00 D 2021-04-14 Common Stock 1573 10710 D Non Qualified Stock Option 11.0921 2018-06-14 4 D 0 10710 0.00 D 2021-04-14 Common Stock 10710 0 D This stock option is exercisable in full. In the Merger, each outstanding stock option was amended to provide that it will be settled in shares of Vicor Corporation common stock, and to adjust the number of shares issuable pursuant to the Merger's exchange ratio. /s/Richard J. Nagel Jr. Attorney in fact for Robert Gendron 2018-06-19