-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAemSaE7E5OjPOl4/oWHzmGW1v9aYYb2FP3F9FjlsCVFUkQi5DUhmtxI6FZHRp0G nDOhJ7mjuCxLpgVk8i3vQg== 0001179110-04-004649.txt : 20040226 0001179110-04-004649.hdr.sgml : 20040226 20040226135251 ACCESSION NUMBER: 0001179110-04-004649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040127 FILED AS OF DATE: 20040226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWHALL LAND & FARMING CO /CA/ CENTRAL INDEX KEY: 0000751976 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 953931727 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23823 VALENCIA BLVD CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6612554000 MAIL ADDRESS: STREET 2: 23823 VALENCIA BLVD CITY: VALENCIA STATE: CA ZIP: 91355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWHALL HENRY K CENTRAL INDEX KEY: 0001240509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08885 FILM NUMBER: 04630077 BUSINESS ADDRESS: STREET 1: 118 FERNWOOD DR CITY: SAN RAFAEL STATE: CA ZIP: 94901-1544 BUSINESS PHONE: 4154565939 MAIL ADDRESS: STREET 1: 118 FERNWOOD DR CITY: SAN RAFAEL STATE: CA ZIP: 94901-1544 4 1 edgar.xml FORM 4 - X0201 4 2004-01-27 1 0000751976 NEWHALL LAND & FARMING CO /CA/ NHL 0001240509 NEWHALL HENRY K 23823 VALENCIA BLVD. VALENCIA CA 91355 1 0 0 0 Partnership Units 2004-01-27 4 U 0 18475 D 0 I See footnote Partnership Units 2004-01-27 4 U 0 70616 D 0 I See footnote Partnership Units 2004-01-27 4 U 0 72000 D 0 I See footnote Units Rights 2004-01-27 4 U 0 6000 D Partnership Units 6000 0 D Unit Rights 2004-01-27 4 U 0 8875.4784 D Partnership Units 8875.4784 0 D Unit Rights 2004-01-27 4 U 0 807.0342 D Partnership Units 807.0342 0 D Held through trusts, disposed of pursuant to Agreement and Plan of Merger dated 7/21/2003 in exchange for $40.50 on the effective date of the merger. Held through Newhall Management Limited Partnership and Newhall Management Corporation, disposed of pursuant to Agreement and Plan of Merger dated 7/21/2003 in exchange for $40.50 on the effective date of the merger. Options, issued pursuant to 2002 Equity Compensation Plan and predecessor plans, some accelerated vesting pursuant to 7/21/03 Agreement and Plan of Merger - exercise price offset by strike price (various). Unit rights granted pursuant to Deferred Equity Compensation Plan for Outside Directors. Unit rights granted pursuant to Director Retainer Unit Fee Program, issued pursuant to 2002 Equity Compensation Plan. Options cancelled pursuant to Agreement and Plan of Merger dated 7/21/2003 in exchange for a cash payment representing the difference between the strike price and $40.50. Difference between exercise price and $40.50. Unit rights cancelled pursuant to Agreement and Plan of Merger dated 7/21/2003 in exchange for a cash payment representing the difference between the grant price and $40.50. Difference between grant price and $40.50. Various. Henry K. Newhall By: Edward C. Giermann, Attorney-in-Fact 2004-02-26 -----END PRIVACY-ENHANCED MESSAGE-----