-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RWMPx4rGUfKO+fe4MY+0UmImRy8ljWt7oIPF4XvYFgsekKaZ8idUyQ7klMdVvAWQ VE/tqaIgywmC2FqNRDMzYA== 0000927016-01-501284.txt : 20010604 0000927016-01-501284.hdr.sgml : 20010604 ACCESSION NUMBER: 0000927016-01-501284 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010523 FILED AS OF DATE: 20010601 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWHALL LAND & FARMING CO /CA/ CENTRAL INDEX KEY: 0000751976 STANDARD INDUSTRIAL CLASSIFICATION: LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) [6552] IRS NUMBER: 953931727 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08885 FILM NUMBER: 1653064 BUSINESS ADDRESS: STREET 1: 23823 VALENCIA BLVD CITY: VALENCIA STATE: CA ZIP: 91355 BUSINESS PHONE: 6612554000 MAIL ADDRESS: STREET 2: 23823 VALENCIA BLVD CITY: VALENCIA STATE: CA ZIP: 91355 COMPANY DATA: COMPANY CONFORMED NAME: HIGHFIELDS CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001079563 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 200 CLARENDON STREET 51ST FLOOR CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 6178507500 3 1 d3.txt FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 OMB APPROVAL ----------------------------- OMB NUMBER: 3235-0104 Expires: December 31, 2001 Estimated average burden hours per response ...... 0.5 ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person HIGHFIELDS CAPITAL MANAGEMENT LP - -------------------------------------------------------------------------------- (Last) (First) (Middle) 200 CLARENDON STREET - -------------------------------------------------------------------------------- (Street) BOSTON MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 5/23/01 - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol NEWHALL LAND & FARMING COMPANY (NHL) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer: (Check all applicable) Director X 10% Owner ----- ------ Officer (give Other (Specify ----- title below) ------ below) ---------------------------------- - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person --- X Form filed by More than One Reporting Person --- - --------------------------------------------------------------------------------
Table 1 -- Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect Beneficial Ownership (Instr. 4) Beneficially Owned Direct (D) or (Instr. 5) (Instr. 4) Indirect (I) (Instr. 5) - -------------------------- --------------------------- ----------------- ------------------------------------------ PARTNERSHIP UNITS 2,534,100 (1)(2) I INVESTMENT MANAGER FOR FUNDS - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------ - -------------------------- --------------------------- ----------------- ------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 4 FORM 3 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conversion 5. Ownership 6. Nature of cisable and Underlying Derivative Security or Exercise Form of Indirect Expiration (Instr. 4) Price of Derivative Beneficial Date Derivative Security: Ownership (Month Day Security Direct (D) (Instr. 5) Year) or ------- ------- --------------------------------- Indirect (I) Date Expira- Amount (Instr. 5) Exer- tion or cisable Date Title Number of Shares - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- ------------- - ------------------------------- ------- ------- ------------------------ ------ --------------- --------------- -------------
Explanation of Responses: (1) THE PARTNERSHIP UNITS TO WHICH THIS REPORT RELATES ARE DIRECTLY OWNED BY HIGHFIELDS CAPITAL I LP AND HIGHFIELDS CAPITAL II LP, EACH OF WHICH IS A FUND MANAGED BY HIGHFIELDS CAPITAL MANAGEMENT LP. EACH OF HIGHFIELDS CAPITAL MANAGEMENT LP, HIGHFIELDS GP LLC, JONATHON S. JACOBSON AND RICHARD L. GRUBMAN (EACH OF WHICH IS A REPORTING PERSON HEREUNDER) IS A BENEFICIAL OWNER OF THE PARTNERSHIP UNITS DIRECTLY OWNED BY HIGHFIELDS CAPITAL I LP AND HIGHFIELDS CAPITAL II LP. (2) THE REPORTING PERSONS ARE FILING THIS REPORT AS A RESULT OF THE REPURCHASES OF PARTNERSHIP UNITS BY THE ISSUER, WHICH HAVE CAUSED THE REPORTING PERSONS' BENEFICIAL OWNERSHIP OF PARTNERSHIP UNITS TO EXCEED 10% OF THE ISSUER'S LAST REPORTED TOTAL OUTSTANDING PARTNERSHIP UNITS. /s/ KENNETH S. COLBURN 6/1/01 ------------------------------- -------- ITS CHIEF OPERATING OFFICER Date **Signature of Reporting Person **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 4 Joint Filer Information Name: Highfields GP LLC Address: c/o Highfields Capital Management LP 200 Clarendon Street Boston, MA 02117 Designated Filer: Highfields Capital Management LP Issuer & Ticker Symbol: Newhall Land & Farming Company (NHL) Date of Event Requiring Statement: 5/23/01 Signature: /s/ KENNETH H. COLBURN ------------------------ Chief Operating Officer Name: Jonathon S. Jacobson Address: c/o Highfields Capital Management LP 200 Clarendon Street Boston, MA 02117 Designated Filer: Highfields Capital Management LP Issuer & Ticker Symbol: Newhall Land & Farming Company (NHL) Date of Event Requiring Statement: 5/23/01 Signature: /s/ KENNETH H. COLBURN ------------------------ Attorney-In-Fact Name: Richard L. Grubman Address: c/o Highfields Capital Management LP 200 Clarendon Street Boston, MA 02117 Designated Filer: Highfields Capital Management LP Issuer & Ticker Symbol: Newhall Land & Farming Company (NHL) Date of Event Requiring Statement: 5/23/01 Signature: /s/ KENNETH H. COLBURN ------------------------ Attorney-In-Fact Page 3 of 4 CONFIRMING STATEMENT This statement confirms that the undersigned, Jonathon S. Jacobson, has authorized and designated Kenneth H. Colburn to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's beneficial ownership of or transactions in securities of Newhall Land & Farming Company. The authority of Kenneth H. Colburn under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with regard to his ownership of or transactions in securities of Newhall Land & Farming Company, unless earlier revoked in writing. The undersigned acknowledges that Kenneth H. Colburn is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: June 1, 2001 /s/ JONATHON S. JACOBSON ------------------------ Jonathon S. Jacobson CONFIRMING STATEMENT This statement confirms that the undersigned, Richard L. Grubman, has authorized and designated Kenneth H. Colburn to execute and file on the undersigned's behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's beneficial ownership of or transactions in securities of Newhall Land & Farming Company. The authority of Kenneth H. Colburn under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with regard to his ownership of or transactions in securities of Newhall Land & Farming Company, unless earlier revoked in writing. The undersigned acknowledges that Kenneth H. Colburn is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: June 1, 2001 /s/ RICHARD L. GRUBMAN ---------------------- Richard L. Grubman Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----