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T. Rowe Price Investment Services, Inc.
100 East Pratt Street
Baltimore, Maryland 21202
1-800-638-5660
TABLE OF CONTENTS
Page
PageCapital Stock 83 Legal Counsel
font> 85 Code of Ethics 70 Management of the Fund 30 Custodian 70 Net Asset Value per Share 77 Distributor for the Fund 68 Organization of the Fund 84 Dividends and Distributions 77 Other Shareholder Services 67 Federal Registration of Shares 84 Portfolio M
anagement Practices 15 Independent Accountants 85 Portfolio Transactions 70 Investment Management Services 60 Pricing of Securities 76 Investment Objectives and Policies 3 Principal Holders of Securities 58 Investment Performance 79 Ratings of Corporate Debt Securities 90 Investment Program 7 Risk Factors Investment Restrictions 27 Tax Status 78
Name, Date of Birth, and Number
of Portfolios in Fund Complex
Overseen by Director
Term of Office(a)
and Length of
Time Served
Principal Occupation(s)
During Past 5 Years
Other Directorships
of Public Co
mpaniesAnthony W. Deering
1/28/45
105 portfoliosSince later of 2001 or year of incorporation(b) Director, Chairman of the Board, President, and Chief Executive Officer, The Rouse Company, real estate developers; Director, Mercantile Bank (4/03 to present) The Rouse Company and Mercantile Bank Donald W. Dick, Jr.
1/27/43
105 portfoliosSince later of 1982 or year of incorporation(b) Principal, EuroCapital Advisors, LLC, an acquisition and management advisory firm None David K. Fagin
4/9/38
105 portfoliosSince later of 1988 or year of incorporation(b) Director, Golden Star Resources Ltd., Canyon Resources Corp.
(5/00 to present), and Pacific Rim Mining Corp. (2/02 to present); Chairman and President, Nye CorporationGolden Star Resources Ltd., Canyon Resources Corp., and Pacific Rim Mining Corp. F. Pierce Linaweaver
8/22/34
105 portfoliosSince later of 2001 or year of incorporation(b) President, F. Pierce Linaweaver & Associates, Inc., consulting environmental and civil engineers No
ne Hanne M. Merriman
11/16/41
105 portfoliosSince later of 1994 or year of incorporation(b) Retail Business Consultant Ann Taylor Stores Corporation, Ameren Corp., Finlay Enterprises, Inc., The Rouse Company, and US Airways Group, Inc. John G. Schreiber
10/21/46
105 portfoliosSince later of 2001 or year of incorporation(b) Owner/President, Centaur Capital Partners, Inc., a real estate investment company; Senior Advisor and Partner, Blackstone Real Estate Advisors, L.P. AMLI Residential Properties Trust, Host Marriott Corporation, and The Rouse Company, real estate
developers Hubert D. Vos
8/2/33
105 portfoliosSince later of 1986 or year of incorporation(b) Owner/President, Stonington Capital Corporation, a private investment company None Paul M. Wythes
6/23/33
105 portfoliosSince later of 1982 or year of incorporation(b) Founding Partner of Sutter Hill Ventures, a venture capital limited partnership, providing equity capital to young high-technology companies throughout the United States Teltone Corporation
Incorporation Years
Corporation
Year of IncorporationBalanced Fund 1991
Blue Chip Growth Fund 1993 Capital Appreciation Fund 1986 Capital Opportunity Fund 1994 Developing Technologies Fund 2000 Diversified Small-Cap Growth Fund 1997 Dividend Growth Fund 1992 Equity Income Fund 1985 Financial Services Fund 1996 Global Technology Fund 2000 Growth & Income Fund 1982 Growth Stock Fund 1950 Health Sciences Fund 1995 Index Funds 1989 Institutional Equity Funds 1996 Media & Telecommunications Fund 1993 Mid-Cap Growth Fund 1992 Mid-Cap Value Fund 1996 New America Growth Fund 1985 New Era Fund 1968 New Horizons Fund 1960 Real Estate Fund
font> 1997 Science & Technology Fund 1987 Small-Cap Stock Fund 1988 Small-Cap Value Fund 1988 Value Fund 1994 Name, Date of Birth, and
Number of Portfolios in Fund
Complex Overseen by DirectorTerm of Office(a)and Length of Time Served Principal Occupation(s)During Past 5 Years Other Directorshipsof Public Companies James A.C. Kennedy
8/15/53
37 portfoliosSince later of 1992 or year of incorporation(b) Director and Vice President, T. Rowe Price and T. Rowe Price Group, Inc. None
</R>John H. Laporte
7/26/45
15 portfoliosSince later of 1985 or year of incorporation(b) Vice President, T. Rowe Price; Director and Vice President, T. Rowe Price Group, Inc.; President, New Horizons Fund; Vice President, Diversified Small-Cap Growth Fund and Health Sciences Fund None James S. Riepe
6/25/43
105 portfoliosSince later of 1982 or year of incorporation(b) Director and Vice President, T. Rowe Price; Vice Chairman of the Board, Director, and Vice President, T. Rowe Price Group, Inc.; Chairman of the Board and Director, T. Rowe Price Global Asset Management Limited, T. Rowe Price Investment Services, <
/font>Inc., T. Rowe Price Retirement Plan Services, Inc., and T. Rowe Price Services, Inc.; Chairman of the Board, Director, President, and Trust Officer, T. Rowe Price Trust Company; Director, T. Rowe Price International, Inc. and T. Rowe Price Global Investment Services Limited Chairman of the Board, all funds None M. David Testa
4/22/44
105 portfoliosSince later of 1991 or year of incorporation(b) Chief Investment Officer, Director, and Vice President, T. Rowe Price; Vice Chairman of the Board, Chief Investment Officer, Director, and Vice President, T. Rowe Price Group, Inc.; Director, T. Rowe Price Global Asset Management Limited and T. Rowe Price Global Investment Services Limited; Chairman of the Board and Director, T. Rowe Price International, Inc.; Director and Vice President, T. Rowe Pr
ice Trust Company President, Institutional Equity Funds; Vice President, Balanced Fund and Capital Appreciation Fund None
Name, Date of Birth, and Principal Occupations Position(s) Held With Fund(s)
</R>Kennard Allen, 7/12/77
Employee, T. Rowe Price; formerly, Equity Research Intern, Tonge Investment Advisors (2000); student; Colby College, (2000)Vice President, Developing Technologies Fund, and Science & Technology Fund Francisco Alonso, 1/27/78
Vice President, T. Rowe Price; formerly, intern, Morgan Stanley Dean Witter (2000); student, Miami University of Ohio (2000
)Vice President, New Horizons Fund and Small-Cap Stock Fund Jeffrey A. Arricale, 4/11/71
Vice President, T. Rowe Price; formerly, student, the
Wharton School, University of Pennsylvania (2001);
manager, assurance, KPMG LLP (1999) Vice President, Capital Opportunity Fund, Financial Services Fund, Growth & Income Fund, and New America Growth Fund Preston G. Athey, 7/17/49
Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and
T. Rowe Price Trust CompanyPresident, Small-Cap Stock Fund, Small-Cap Value Fund; Vice President, Institutional Equity Funds Eugene F. Bair, 12/11/69
Vice President, T. Rowe Price; formerly, Monument
Investment Advisers (1998); equity trader, Legg Mason Wood
Walker (1997); Chartered Financial Analyst; Certified Public
AccountantExecutive Vice President, Index Trust; Vice President, Diversified Small-Cap Growth Fund Carol G. Bartha, 1/4/42
Employee, T. Rowe PriceAssistant Vice President, Growth Stock Fund P. Robert Bartolo, 1/2/72
Employee, T. Rowe Price; formerly, intern, T. Rowe Price (2001); Director of Finance, MGM Mirage, Inc. (1997)Vice President, Media & Telecommunications Fund R. Scott Berg, 2/20/72
Employee, T. Rowe Price; formerly, student, Stanford Graduate School of Business (2002); intern, T. Rowe Price (2001); Financial Analysis and Planning Manager, Mead Consumer & Office Products (20
00), Strategy Analyst, Mead Consumer & Office Products (1997)Vice President, New America Growth Fund
Brian W.H. Berghuis, 10/12/58
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.President, Mid-Cap Growth Fund; Executive Vice President, Institutional Equity Funds; Vice President, New Horizons Fund Christopher A. Berrier, 8/12/77
Employee, T. Rowe Price; formerly, intern, Riggs Capital Partners (1999); intern, Morgan Stanley Dean Witter (1998)Vice President, New Horizons Fund Laurie M. Bertner, 10/8/77
Vice President, T. Rowe Price; formerly, student at
Emory University, Atlanta (2000)Vice President, Growth Income Fund and Health Sciences Fund Stephen W. Boesel, 12/28/44
Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and
T. Rowe Price Trust CompanyPresident, C
apital Appreciation Fund; Vice President, Balanced Fund, Equity Income Fund, Growth & Income Fund, Real Estate Fund, and Value Fund Stephen V. Booth, 6/21/61
Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and
T. Rowe Price Trust Company; Certified Public AccountantVice President, all funds except Financial Services Fund Andrew M. Brooks, 2/16/56
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.Vice President, Capital Appreciation Fund, Equity Income Fund, Mid-Cap Value Fund, and Value Fund Brace C. Brooks, 1/10/67
Vice President, T. Rowe Price and T. Rowe Price Group,
Inc.; formerly, senior equity analyst, Johnston, Lemon &
Co. (1997)Vice President, Small-Cap Stock Fund Christopher W. Carlson, 1/27/67
Vice President, T. Rowe Price Group, Inc.; formerly, NASDAQ
trader, Deutsche Bank Alex. Brown (1997)Vice President, Developing Technologies Fund and New Horizons Fund Joseph A. Carrier, 12/30/60
Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and
T. Rowe Price Investment Services, Inc.Treasurer, all funds Arthur B. Cecil III, 9/15/42
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.Vice President, Capital Appreciation Fund, Equity Income Fund, and Growth & Income Fund
</R>D. Kyle Cerminara, 7/27/77
Employee, T. Rowe Price;
formerly, investment banking analyst, Legg Mason Wood Walker (2000); analyst, Deutsche Asset Management (1999); student, University of Maryland (1999)Vice President, Financial Services Fund Kara Cheseby, 10/9/63
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.Vice President, Media & Telecommunications Fund, Mid-Cap Value Fund, and Value Fund Giri Devulapally, 11/18/67
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.Vice President, Developing Technologies Fund, Dividend Growth Fund, Global Technology Fund, Growth & Income Fund, Growth Stock Fund, Media & Telecommunications Fund, New America Growth Fund, and Science & Technology Fund Wendy R. Diffenbaugh, 10/2/53
Assistant Vice President, T. Rowe PriceVice President, Balanced Fund and Index Trust Anna M. Dopkin, 9/5/67
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.President, Financial Services Fund; Vice President, Equity Income Fund, Growth Stock Fund, Institutional Equity Funds, Mid-Cap Growth Fund
, and Real Estate Fund Donald J. Easley, 11/28/71
Vice President, T. Rowe Price and T. Rowe Price Group, Inc.;<
/font>
formerly, credit analyst, Bank of New York (1998)Vice President, Blue Chip Growth Fund, Global Technology Fund, and Science & Technology Fund Henry M. Ellenbogen, 1/21/71
Vice President, T. Rowe Price; formerly, Executive Vice
President, Business Development, HelloAsia (2001);
chief of staff, U.S. Representative Peter Deutsch (1995) Vice President, Blue Chip Growth Fund, Media & Telecommunications Fund, Mid-Cap Growth Fund, and Mid-Cap Value Fund Hugh M. Evans III, 5/17/66
Vice President, T. Rowe Price and T. Rowe Price Group,
Inc.; Chartered Financial AnalystVice President, New Horizons Fund, Small-Cap Stock Fund and Small-Cap Value Fund Joseph
B. Fath, 10/5/71
Employee, T. Rowe Price; formerly, intern, T. Rowe Price (2001); Chief Financial Officer and Co-founder, Broadform, Inc. (2000); student, the Wharton School, University of Pennsylvania (1999); Director of Operation Analysis, Players International (1995)Vice President, New Horizons Fund
Roger L. Fiery III, 2/10/59 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., T. Rowe Price International, Inc., and T. Rowe Price Trust Company; Certified Public Accountant | Vice President, all funds except Financial Services Fund |
John R. Ford, 11/25/57 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Chief Investment Officer, Director, and Vice President, T. Rowe Price International, Inc. | Vice President, Growth Stock Fund |
Robert N. Gensler, 10/18/57 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Global Technology Fund and Media & Telecommunications Fund; Vice President, Blue Chip Growth Fund, Developing Technologies Fund, Growth Stock Fund, Mid-Cap Growth Fund, and Science & Technology Fund |
Eric M. Gerster, 3/23/71 Vice P resident, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Developing Technologies Fund, Global Technology Fund, Media & Telecommunications Fund, New America Growth Fund, New Horizons Fund, and Science & Technology Fund |
David R. Giroux, 6/8/75 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Formerly, commercial credit analyst, Hillsdale County National Bank (1997); Chartered Financial Analyst | Vice President, Capital Appreciation Fund, Capital Opportunity Fund, Dividend Growth Fund, Growth & Income Fund, and Value Fund |
Jill L. Hauser, 6/23/58 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Capital Opportunity Fund, Developing Technologies Fund, Global Technology Fund, and Science & Technology Fund |
Francies W. Hawks, 2/2/44 Assistant Vice President, T. Rowe Price | Assistant Vice President, New Horizons Fund and Small-Cap Value Fund |
Ann M. Holcomb, 1/16/72 Vice President, T. Rowe Price | Executive Vice President, Index Trust |
Michael W. Holton, 9/25/68 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Chartered Financial Analyst | Vice President, Capital Opportunity Fund, Dividend Growth Fund, Financial Services Fund, Growth & Income Fund and Value Fund |
Henry H. Hopkins, 12/23/42 Director and Vice President, T. Rowe Price Group, Inc., T. Rowe Price Investment Services, Inc., T. Rowe Price Services, Inc., and T. Rowe Price Trust Company; Vice President, T. Rowe Price, T. Rowe Price International, Inc., and T. Rowe Price Retirement Plan Services, Inc. | Vice President, all funds |
Thomas J. Huber, 9/23/66 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; | President, Dividend Growth Fund;
Vice President, Blue Chip Growth Fund and Real Estate Fund |
Stephen C. Jansen, 12/12/68 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price International | Vice President, Global Technology Fund and Media & Telecommunications Fund |
Kris H. Jenner, 2/5/62 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Health Sciences Fund; Vice President, Blue Chip Growth Fund, Growth Stock Fund, Mid-Cap Growth Fund, New Horizons Fund, and Small-Cap Stock Fund |
Lewis Johnson, 9/20/69 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly, equity analyst intern, Capital Research Company (1999); student, the Wharton School, University of Pennsylvania (1998); Vice President, American Yarn Spinners Ass ociation (1998) | Vice President, New Era Fund |
Krista M. Kennedy, 12/29/73 Employee, T. Rowe Price; formerly, student, Tuck School of Business, Dartmouth (2001); intern, Aetna Financial Services (2001); investment associate, Putman Investments (1999); project coordinator, Thomson Financial Services (1997) | Vice President, Diversified Small-Cap Growth Fund |
Susan J. Klein, 4/18/50 Vice President, T. Rowe Price | Vice President, Health Sciences Fund New Era Fund, and Small-Cap Value Fund |
J.
Jeffrey Lang, 1/10/62 Vice President, T. Rowe Price and T. Rowe Price Trust Company | Vice President, all funds |
David M. Lee, 11/13/62 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Real Estate Fund; Vice President, Capital Appreciation Fund, Dividend Growth Fund, Growth & Income Fund, and New Era Fund |
Christopher R. Leonard, 1/11/73 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly, research associate, Morgan Stanley Dean Witter (1997) | Vice President, Blue Chip Growth Fund, Health Sciences Fund, and New America Growth Fund |
Nathaniel S. Levy, 7/13/62 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Balanced Fund |
John D. Linehan, 1/21/65 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price International; Chartered Financial Analyst | Executive Vice President, Value Fund; Vice President, Equity Income Fund, Institutional Equity Funds, and New Era Fund |
Patricia B. Lippert, 1/12/53 Assistant Vice President, T. Rowe Price and T. Rowe Price Investment Services, Inc. | Secretary, all funds |
A
nh Lu, 6/11/68 Vice President, T. Rowe Price Group, Inc. and T. Rowe Price International | Vice President, Global Technology Fund and Science & Technology Fund |
Robert J. Marcotte, 3/6/62 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Mid-Cap Growth Fund, New America Growth Fund and Small-Cap Stock Fund |
Jay S. Markowitz,12/19/62 Employee, T. Rowe Price; formerly, transplant surgeon and Assistant Professor of Surgery, Johns Hopkins University School of Medicine (2001); Assistant Professor of Surgery, University of Medicine and Dentistry of New Jersey (1997) | Vice President, Health Sciences Fund and New Horizons Fund |
Gregory A. McCrickard, 10/19/58 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price Trust Company | President, Small-Cap Stock Fund; Executive Vice President, Institutional Equity Funds; Vice President, Mid-Cap Value Fund and Small-Cap Value Fund |
Heather K. McPherson, Employee, T. Rowe Price; formerly, int ern, Salomon Smith Barney (2001); Vice President of Finance and Administration, Putnam Lowell Securities, Inc. | Vice President, Capital Appreciation Fund and Mid-Cap Value Fund |
Joseph M. Milano, 9/14/72 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Chartered Financial Analyst | Executive Vice President, New America Growth Fund; Vice President, Financial Services Fund, Global Technology Fund, Institutional Equity Funds, Mid-Cap Growth Fund, Mid-Cap Value Fund, New Horizons Fund,
Small-Cap Stock Fund, Small-Cap Value Fund |
Raymond A. Mills, 12/3/60 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., and T. Rowe Price International, Inc.; Chartered Financial Analyst | Vice President, Balanced Fund |
M. Vice President, T. Rowe Price | Vice President, Index Trust |
Sudnir Nanda, 12/7/59 Vice President, T. Rowe Price and T. Rowe Price Group, Inc., formerly Assistant Professor of Finance, Penn State University at Harrisburg (1998) | Vice President, Diversified Small-Cap Growth Fund and Index Trust |
Philip A. Nestico, 8/3/76 Employee, T. Rowe Price; formerly, student, Bucknell University (1998) | Vice President, Capital Opportunity Fund, Diversified Small-Cap Growth Fund, Financial Services Fund, and Real Estate Fund |
Edmund M. Notzon III, 10/1/45 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., T. Rowe Price Investment Services, Inc., and T. Rowe Price Trust Company | Vice President, Balanced Fund |
Charles M. Ober, 4/20/50 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, New Era Fund; Vice President, Capital Appreciation Fund and Real Estate Fund |
Curt J. Organt, 1/5/68 Vice President, T.< /font> Rowe Price | Vice President, Mid-Cap Value Fund, Small-Cap Stock Fund and Small-Cap Value Fund |
Timothy R. Parker, 11/9/74 Vice President, T. Rowe Price; formerly, student, Darden Graduate School, University of Virginia (2001); investment banking analyst, Robert W. Baird & Co. Inc. (1999) | Vice President, Blue Chip Growth Fund, Dividend Growth Fund, and New Era Fund |
Charles G. Pepin, 4/23/66 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Health Sciences Fund, Institutional Equity Funds, Mid-Cap Value Fund, New America Growth Fund, New Horizons Fund, Small-Cap Stock Fund, and Small-Cap Value Fund |
Donald J. Peters, 7/3/59 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Diversified Small-Cap Growth Fund |
D. James Prey III, 11/26/59 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Global Technology Fund, Growth Stock Fund, Media & Telecommunications Fund, and Science & Technology Fund |
Larry J. Puglia, 8/25/60 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Blue Chip Growth Fund; Vice President, Financial Services Fund and Growth
Stock Fund |
Karen M. Regan, 4/16/67 Assistant Vice President, T. Rowe Price | Vice President, Blue Chip Growth Fund, Dividend Growth Fund, and Growth &
Income Fund |
Brian C. Rogers, 6/27/55 Director and Vice President, T. Rowe Price Group, Inc.; Vice President, T. Rowe Price and T. Rowe Price Trust Company | President, Equity Income Fund and Value Fund; Executive Vice President, Institutional Equity Funds; Vice President, Capital Appreciation Fund and Real Estate Fund |
Jeffrey Rottinghaus, 2/20/70 Vice President, T. Rowe Price; formerly, student, the Wharton School, University of Penn sylvania (2001); information technology consultant, Kelly-Lewey & Associates (1999) | Vice President, Blue Chip Growth Fund, Developing Technologies Fund, Dividend Growth Fund, Global Technology Fund, Growth & Income Fund, and Science & Technology Fund |
Philip W. Ruedi, 7/2/71 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly, investment banking analyst, John Nuveen and Co. (1997) | Vice President, Mid-Cap Growth Fund |
Robert W. Sharps, 6/10/71 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Chartered Financial Analyst; Certified Public Accountant | President, Growth & Income Fund; Vice President, Blue Chip Growth Fund, Financial Services Fund, Growth Stock Fund, Institutional Equity Funds, and New America Growth Fund |
John Carl A. Sherman, 9/3/72 Vice President, T. Rowe Price Group, Inc. and T. Rowe Price International; formerly, analyst, JPMorgan Securities (1998) | Vice President, Health Sciences Fund |
Robert W. Smith, 4/11/61 Vice President, T. Rowe Price, T. T. Rowe Price International, Inc. | President, Growth Stock Fund and New America Growth Fund; Executive Vice President, Institutional Equity Funds; Vice President, Blue Chip Growth Fund, Growth & Income Fund, and Media & Telecommunications Fund |
Michael F. Sola, 7/21/69 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Developing Technologies Fund and Science & Technology Fund; Vice President, Global Technology Fund, Growth Stock Fund, New Horizons Fund, and Small-Cap Stock Fund |
William J. Stromberg, 3/10/60 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Capital Opportunity Fund; Vice President, Dividend Growth Fund, Equity Income Fund, Financial Services Fund, and Real Estate Fund |
Dean Tenerelli, 12/7/64 Vice President, T. Rowe Price Group, Inc. and T. Rowe Price International < /td> | Vice President, Media & Telecommunications Fund |
Mark J. Vaselkiv, 7/22/58 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Vice President, Balanced Fund |
J. David Wagner, 2/25/74 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; formerly, student, Darden Graduate School of Business Adm inistration, University of Virginia (2000); associate analyst, National Economic Research Associates (1996) | Vice President, Financial Services Fund, Mid-Cap Value Fund, New Era Fund, Small-Cap Stock Fund and Small-Cap Value Fund |
John F. Wakeman, 11/25/62 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | Executive Vice President, Mid-Cap Growth Fund; Vice President, Institutional Equity Funds and New Horizons Fund |
David J. Wallack, 7/2/60 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Mid-Cap Value Fund; Vice President, Capital Appreciation Fund, Institutional Equity Funds, New Era Fund, Small-Cap Value Fund, and Value Fund |
Julie L. Waples, 5/12/70 Vice President, T. Rowe Price | Vice President, all funds except Financial Services Fund |
Dale E. West, 1/21/69 Vice President, T. Rowe Price Group, Inc. and T. Rowe Price International font>; formerly, student, Stanford University MBA program (1998); Foreign Service Officer, U.S. Information Agency, Bucharest, Romania (1996) | Vice President, Media & Telecommunications Fund |
Richard T. Whitney, 5/7/58 Vice President, T. Rowe Price, T. Rowe Price Group, Inc., T.< font style="font-size:10.0pt;" face="Berkeley Book" color="Black"> Rowe Price Trust Company, and T. Rowe Price International, Inc. | President, Balanced Fund and Index Trust; Executive Vice President, Diversified Small-Cap Growth Fund; Vice President, Capital Opportunity Fund and Institutional Equity Funds |
Paul W. Wojcik, 11/28/70 Vice President, T. Rowe Price and T. Rowe Price Group, Inc. | President, Diversified Small-Cap Growth Fund |
R. Candler Young, 9/28/71 Vice President, T. Rowe Price and T. Rowe Price Group, Inc.; Formerly, Investment Banking Summer Ass ociate, Goldman Sachs & Co. (1998); Equity Research Analyst, Donaldson, Lufkin & Jenrette (1997) | Vice President, Growth & Income Fund, Mid-Cap Growth Fund, New America Growth Fund, and New Horizons Fund |
Wenhua Zhang, 3/14/70 Vice President, T. Rowe Price; formerly, student, the Wharton School, University of Pennsylvania (2001); Swiss Reinsurance Company (1999) | Vice President, Developing Technologies Fund, Global Technology Fund, and Small-Cap Stock Fund |
Name of Person | Aggregate Compensation From Fund(a) | Total Compensation From Fund and Fund Complex Paid to Directors(b) | ||
---|---|---|---|---|
Balanced Fund | ||||
Anthony W. Deering | $1,520 | $110,000 | ||
Donald W. Dick, Jr. | 1, | 110,000 | ||
David K. Fagin | 1,536 | 112,000 | ||
F. Pierce Linaweaver | 1,536 | 113,000 | ||
Hanne M. Merriman | 1,520 | 110,000 | ||
John G. Schreiber | 1,536 | 112,000 | ||
Hubert D. Vos | 1,520 | 110,000 | ||
Paul M. Wythes | 1,536 | 112,000 | ||
Blue Chip Growth Fund | ||||
Anthony W. Deering | $3,900 | $110,000 | ||
Donald W. Dick, Jr. | 3,900 | 110,000 | ||
David K. Fagin | 3,966 | 112,000 | ||
F. Pierce Linaweaver | 3,966 | 113,000 | ||
Hanne M. Merriman | 3,900 | 110,000 | ||
John G. Schreiber | 3,966 | 112,000 | ||
Hubert D. Vos | 3,900 | 110,000 | ||
Paul M. Wythes | 3,966 | 11
2,000 | ||
Capital Appreciation Fund | ||||
Anthony W. Deering | $1,540 | $110,000 |
tr>||
Donald W. Dick, Jr. | 1,540 | 110,000 | ||
David K. Fagin | 1,553 | 112,000 | ||
1,553 | 113,000 | |||
Hanne M. Merriman | 1,540 | 110,000 | ||
John G. Schreiber | 1,553 | 112,000 | ||
Hubert D. Vos | 1,540 | 110,000 | ||
Paul M. Wythes | 1,553 | 112,000 | ||
Capital Opportunity Fund | ||||
Anthony W. Deering | $594 | $110,000 | ||
Donald W. Dick, Jr. | 594 | |||
David K. Fagin | 595 | 112,000 | ||
F. Pierce Linaweaver | 595 | 113,000 | ||
Hanne M. Merriman | 594 | 110,000 | ||
John G. Schreiber | 595 | 112,000 | ||
Hubert D. Vos | 594 | 110,000 | ||
Paul M. Wythes | 595 | 112,000 | ||
Developing Technologies Fund | ||||
Anthony W. Deering | $568 | $110,000 | ||
Donald W. Dick, Jr. | 568 | 110,000 | ||
David K. Fagin | 568 | 112,000 | ||
F. Pierce Linaweaver | 568 | 113,000 | ||
Hanne M. Merriman | 568 | 110,000 | ||
John G. Schreiber | 568 | 112,000 | ||
Hubert D. Vos | 568 | 110,000 | ||
Pau
l M. Wythes | 568 | 112,000 | ||
Diversified Small-Cap Growth Fund | ||||
Anthony W. Deering | $591 | $110,000 | ||
Donald W. Dick, Jr. | 591 | 110,000 | ||
David K. Fagin | 592 | 112,000 | ||
F. Pierce Linaweaver | 592 | 113,000 | ||
Hanne M. Merriman | 591 | 110,000 | ||
John G. Schreiber | 592 | 112,000 | ||
Hubert D. Vos | 591 | 110,000 | ||
Paul M. Wythes | 592 | 112,000 | ||
Dividend Growth Fund | ||||
Anthony W. Deering | $914 | $110,000 | ||
Donald W. Dick, Jr. | 914 | 110,000 | ||
David K. Fagin | 920 | 112,000 | ||
F. Pierce Linaweaver | 920 | 113,000 | ||
Hanne M. Merriman | 914 | 110,000 | ||
John G. Schreiber | 920 | 112,000 | ||
Hubert D. Vos | 914 | 110,000 | ||
Paul M. Wythes | 920 | 112,000 | ||
Equity Income Fund | ||||
Anthony W. Deering | $5,000 | $110,000 | ||
Donald W. Dick, Jr. | 5,000 | 110,000 | ||
David K. Fagin | 5,083 | 112,000 | ||
F. Pierce Linaweaver | 5,083 | 113,000 | ||
Hanne M. Merriman | 5,000 | 110,000 | ||
John G. Schreiber | 5,083 | 112,000 | ||
Hubert D. Vos | 5,000 | 110,000 | ||
Paul M. Wythes | 5,083 | 112,000 | ||
Equity Index 500 Fund | ||||
Anthony W. Deering | $2,342 | $110,000 | ||
Donald W. Dick, Jr. | 2,342 | 110,000 | ||
David K. Fagin | 2,376 | 112,000 | ||
F. Pierce Linaweaver | 2,376 | 113,000 | ||
Hanne M. Merriman | 2,342 | 110,000 | ||
John G. Schreiber | 2,376 | 112,000 | ||
Hubert D. Vos | 2,342 | 110,000 | ||
Paul M. Wythes | 2,376 | 112,000 | ||
Extended Equity Market Index Fund | ||||
Anthony W. Deering | $598 | $110,000 | ||
Donald W. Dick, Jr. | 598 | 110,000 | ||
David K. Fagin | 599 | 112,000 | ||
F. Pierce Linaweaver | 599 | 113,000 | ||
Hanne M. Merriman | 598 | 110,000 | ||
John G. Schreiber | 599 | 112,000 | ||
Hubert D. Vos | 598 | 110,000 | ||
Paul M. Wythes | 599 | 112,000 | ||
Financial Services Fund | ||||
Anthony W. Deering | $728 | $110,000 | ||
Donald W. Dick, Jr. | 728 | 110,000 | ||
David K. Fagin | 730 | 112,000 | ||
F. Pierce Linaweaver | 730 | 113,000 | ||
Hanne M. Merriman | 728 |
110,000 | ||
John G. Schreiber | 730 | 112,000 | ||
Hubert D. Vos | 728 | 110,000 | ||
Paul M. Wythes | 730 | 112,000 | ||
Global Technology Fund | ||||
Anthony W. Deering | $595 | $110,000 | ||
Donald W. Dick, Jr. | 595 | 110,000 | ||
David K. Fagin | 595 | 112,000 | ||
F. Pierce Linaweaver | 595 | 113,000 | ||
Hanne M. Merriman | <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black">595 | 110,000 | ||
John G. Schreiber | 595 | 112,000 | ||
Hubert D. Vos | 595 | 110,000 | ||
Paul M. Wythes | 595 | 112,000 | ||
Growth & Income Fund | ||||
Anthony W. Deering | $1,733 | $110,000 | ||
Donald W. Dick, Jr. | 1,733 | 110,000 | ||
David K. Fagin | 1,757 | 112,000 | ||
F. Pierce Linaweaver | 1,757 | 113,000 | ||
Hann | 1,733 | 110,000 | ||
John G. Schreiber | 1,757 | 112,000 | ||
Hubert D. Vos | 1,733 | 110,000 | ||
Paul M. Wythes | 1,757 | 112,000 | Growth Stock Fund | |
Anthony W. Deering | $2,966 | $110,000 | ||
Donald W. Dick, Jr. | 2,966 | 110,000 | ||
David K. Fagin | 3,011 | 112,000 | ||
F. Pierce Linaweaver | 3,011 | 113,000 | ||
Hanne M. Merriman | 2,966 | 110,000 | ||
John G. Schreiber | 3,011 | 112,0
00 | ||
Hubert D. Vos | 2,966 | 110,000 | ||
Paul M. Wythes | 3,011 | 112,000 | ||
Health Sciences Fund | ||||
Anthony W. Deering | $1,024 | $<
/font>110,000 | ||
Donald W. Dick, Jr. | 1,024 | 110,000 | ||
David K. Fagin | 1,032 | 112,000 | ||
F. Pierce Linaweaver | 1,032 | 113,000 | ||
Hanne M. Merriman | 1,024 | 110,000 | ||
John G. Schreiber | 1,032 | 112,000 | ||
Hubert D. Vos | 1,
024 | 110,000 | ||
Paul M. Wythes | 1,032 | 112,000 | ||
Institutional Large-Cap Growth Fund | ||||
Anthony W. Deering | $558 | $110,000 | ||
Donald W. Dick, Jr. | 558 | 110,000 | ||
David K. Fagin | 558 | 112,000 | ||
F. Pierce Linaweaver | 558 | 113,000 | ||
Hanne M. Merriman | 558 | 110,000 | ||
John G. Schreiber | 558 | 112,000 | ||
Hubert D. Vos | 558 | 110,000 | ||
Paul M. Wythes | 558 | 112,000 | ||
Institutional Large-Cap Value Fund | ||||
Anthony W. Deering | $558 | $110,000 | ||
Donald W. Dick, Jr. | 558 | 110,000 | ||
David K. Fagin | 558 | 112,000 | ||
F. Pierce Linaweaver | 558 | 113,000 | ||
Hanne M. Merriman | 558 | 110,000 | ||
John G. Schreiber | 558 | 112,000 | ||
Hubert D. Vos | 558 | 110,000 | ||
Paul M. Wythes | 558 | 112,000 | ||
Institutional Mid-Cap Equity Growth Fund | ||||
Anthony W. Deering | $724 | $110,000 | ||
Donald W. Dick, Jr. | 724 | 110,000 | ||
David K. Fagin | 727 | 112,000 | ||
F. Pierce Linaweaver | 727 | 113,000 | ||
Hanne M. Merriman | 724 | 110,000 | ||
John G. Schreiber | 727 | 112,000 | ||
Hubert D. Vos | 724 | 110,000 | ||
Paul M. Wythes | 727 | 112,000 | ||
Institutional Small-Cap Stock Fund | ||||
Anthony W. Deering | $745 | $110,000 | ||
Donald W. Dick, Jr. | 745 | 110,000 | ||
David K. Fagin | 747 | 112,000 | ||
F. Pierce Linaweaver | 747 | 113,000 | ||
Hanne M. Merriman | 745 | 110,000 | ||
John G. Schreiber | 747 | 112,000 | ||
Hubert D. Vos td> | 745 | 110,000 | ||
Paul M. Wythes | 747 | 112,000 | ||
Media & Telecommunications Fund | ||||
Anthony W. Deering | $843 | $110,000 | ||
Donald W. Dick, Jr. | 843 | 110,000 | ||
David K. Fagin | 848 | 112,000 | ||
F. Pierce Linaweaver | 848 | 113,000 | ||
Hanne M. Merriman | 843 | 110,000 | ||
John G. Schreiber | 848 | 112,000 | ||
Hubert D. Vos | 843 | 110,000 | ||
Paul M. Wythes | 848 | 112,000 | ||
Mid-Cap Growth Fund | ||||
Anthony W. Deering | $4,149 | $110,000 | ||
Donald W. Dick, Jr. | 4,149 | 110,000 | ||
David K. Fagin | 4,211 | 112,000 | ||
F. Pierce Linaweaver | 4,211 | 113,000 | ||
Hanne M. Merriman | 4,149 | 110,000 | ||
John G. Schreiber | 4,211 | 112,000 | ||
Hubert D. Vos | 4,149 | 110,000 | ||
Paul M. Wythes | 4,211 | 112,000 | ||
Mid-Cap Value Fund | ||||
Anthony W. Deering | $1,039 | $110,000 | ||
Donald W. Dick, Jr. | 1,039 | 110,000 | ||
David K. Fagin | 1,043 | 112,000 | ||
F. Pierce Linaweaver | 1,043 | 113,000 | ||
Hanne M. Merriman | 1,039 | 110,000 | ||
John G. Schreiber | 1,043 | 112,000 | ||
Hubert D. Vos | 1,039<
/font> | 110,000 | ||
Paul M. Wythes | 1,043 | 112,000 | ||
New America Growth Fund | ||||
Anthony W. Deering | $1,098 | $110,000 | ||
Donald W. Dick, Jr. | 1,098 | 110,000 | ||
David K. Fagin | 1,109 | 112,000 | ||
F. Pierce Linaweaver | 1,109 | 113,000 | ||
Hanne M. Merriman | 1,098 | 110,000 | ||
John G. Schreiber | 1,109 | 112 | ||
Hubert D. Vos | 1,098 | 110,000 | ||
Paul M. Wythes | 1,109 | 112,000 | ||
New Era Fund | ||||
Anthony W. Deering | $1,164 | $110,000 | ||
Donald W. Dick, Jr. | 1,164 | 110,000 | ||
David K. Fagin | 1,175 | 112,000 | ||
F. Pierce Linaweaver | 1,175 | 113,000 | ||
Hanne M. Merriman | 1,164 | 110,000 | ||
John G. Schreiber | 1,175 | 112,000 | ||
Hubert D. Vos | 1,164 | 110,000 | ||
Paul M. Wythes | 1,175 | 112,000 | ||
New Horizons Fund |
| |||
Anthony W. Deering | $2,995 | $110,000 | ||
Donald W. Dick, Jr. | 2,995 | 110,000 | ||
David K. Fagin | 3,045 | 112,000 | ||
F. Pierce Linaweaver | 3,045 | 113,000 | ||
Hanne M. Merriman | 2,995 | 110,000 | ||
John G. Schreiber | 3,045 | 112,000 | ||
Hubert D. Vos | 2,995 | 110,000 | ||
Paul M. Wythes | 3,045 | 112,000 | ||
Real Estate Fund | ||||
Anthony W. Deering | $613 | $110,000 | ||
Donald W. Dick, Jr. | 613 | 110,000 | ||
David K. Fagin | 615 | 112,000 | ||
F. Pierce Linaweaver | 615 | 113,000 | ||
Hanne M. Merriman | 613 | 110,000 | ||
John G. Schreiber | 615 | 112,000 | ||
Hubert D. Vos | 613 | 110,000 | ||
Paul M. Wythes | 615 | 112,000 | ||
Science & Technology Fund | ||||
Anthony W. Deering | $3,014 | $110,000 | ||
Donald W. Dick, Jr. | 3,014 | 110,000 | ||
David K. Fagin | 3,071 | 112,000 | ||
F. Pierce Linaweaver | 3,071 | 113,000 | ||
Hanne M. Merriman | 3,014 | 110,000 | ||
John G. Schreiber | 3,071 | 112
font>,000 | ||
Hubert D. Vos | 3,014 | 110,000 | ||
Paul M. Wythes | 3,071 | 112,000 | ||
Small-Cap Stock Fund | ||||
Anthony W. Deering | $2,543 | $110,000 | ||
Donald W. Dick, Jr. | 2,543 | 110,000 | ||
David K. Fagin | 2,571 | 112,000 | ||
F. Pierce Linaweaver | 2,571 | 113,000 | ||
Hanne M. Merriman | 2,543 | 110,000 | ||
John G. Schreiber | 2,571 | 112,000 | ||
Hubert D. Vos | 2,543 | 110,000 | ||
Paul M. Wythes | 2,571 | 112,000 | ||
Small-Cap Value Fund | ||||
Anthony W. Deering | $2,009 | $110,000 | ||
Donald W. Dick, Jr. | 2,009 | 110,000 | ||
David K. Fagin | 2,027 | 112,000 | ||
F. Pierce Linaweaver | 2,027 | 113,000 | ||
Hanne M. Merriman | 2,009 | 110,000 | ||
John G. Schreiber | 2,027 | 112,000 | ||
Hubert D. Vos | 2,009 | 110,000 | ||
Paul M. Wythes | 2,027 | 112,000 | ||
Total Equity Market Index Fund | ||||
Anthony W. Deering | $663 | $110,000 | ||
Donald W. Dick, Jr. | 663
font> | 110,000 | ||
David K. Fagin | 665 | 112,000 | ||
F. Pierce Linaweaver | 665 | 113,000 | ||
Hanne M. Merriman | 663 | 110,000 | ||
John G. Schreiber | 665 | 112,000 | ||
Hubert D. Vos | 663 | 110,000 | ||
Paul M. Wythes | 665 | 112,000 | ||
Value Fund | ||||
Anthony W. Deering | $1,326 | $110,000 | ||
Donald W. Dick, Jr. | 1,326 | 110,000 | ||
David K. Fagin | 1,338 | 112,000 | ||
F. Pierce Linaweaver | 1,338 | 113,000 | ||
Hanne M. Merriman | 1,326 | 110,000 | ||
John G. Schreiber | 1,338 | 112,000 | ||
Hubert D. Vos | 1,326 | 110,000 | ||
Paul M. Wythes | 1,338 | 112,000 |
Deering | Dick | Fagin | Linaweaver | Merriman | Schreiber | Vos | Wythes | |
---|---|---|---|---|---|---|---|---|
Aggregate Holdings, All Funds | over $100,000 | over $100,000 | over $100,000 | over $100,000 | over $100,000 | over $100,000 | over $100,000 | over $100,000 |
Balanced Fund | None | None | None | over $100,000 | None | None | None | None |
Blue Chip Growth Fund | None | $10,001-$50,000 | $50,001-$100,000 | None | over $100,000 | None | None | None |
Blue Chip Growth FundAdvisor Class | None | None | None | None | None | None | None | None |
Blue Chip Growth FundR Class | None | None | None | None | None | None | None | None |
Blue Chip Growth Portfolio | None | None | None | None | None | None | None | None |
Blue Chip Growth PortfolioII | None | None | None | None | None | None | None | None |
California Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
California Tax-Free Money Fund | None | None | None | None | None | None | None | None |
Capital Appreciation Fund | None | over $100,000 | None | None | $10,001-$50,000 | None | None | None |
Capital Opportunity Fund |
None | None | None | None | None | None | None | None |
Corporate
Income Fund | None | None | None | None | None | None | None | None |
Developing Technologies Fund | None | None | None | None | None | None | None | None |
Diversified Small-Cap Growth Fund | None | None | None | None | None | None | None | None |
Dividend Growth Fund | None | None | $10,001-$50,000< br> | None | $10,001-$50,000 | None | None | None |
Emerging Europe & Mediterranean Fund | None | None | None | None | None | None | None | None |
Emerging Markets Bond Fund | None | None | None | None | None | None | None | None |
Emerging Markets Stock Fund | None | None | None | None | None | None | None | None |
Equity Income Fund | None | $50,001-$100,000 | $10,001-$50,000 | None | $50,001-$100,000 | None | $10,001-$50,000 | None |
Equity Income Fund
;Advisor Class | None | None | None | None | None | None | None | None |
Equity Income FundR Class | None | None | None | None < /td> | None | None | None | None |
Equity Income Portfolio | None | None | None | None | None | None | None | None |
Equity Income PortfolioII | None | None | None | None | None | None | None | None |
Equity Index 500 Fund | None | None | None | None | over $100,000 | None | None | None |
Equity Index 500 Portfolio | None | None | None | None | None | None | None | None |
European Stock Fund | $50,001-$100,000 | $10,001-$50,000 | $10,001-$50,000 | None | None | None | None | None |
Extended Equity Market Index Fund | None | None | None | None | None | None | None | None |
Financial Services Fund | None | $10,001-$50,000 | None | None | None | None | None | None |
Florida Intermediate Tax-Free Fund | None | None | None | None | None | None | None | None |
Georgia Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
Global Stock Fund | None | None | None | None | None | None | None | None |
Global Technology Fund | None | None | None | None | None | None | None | None |
GNMA Fund | None | None | None | None | None | over $100,000 | None | None |
Government Reserve Investment Fund | None | None | None | None | None | None | None | None |
Growth & Income Fund | None | $1-$10,000 | None | None | None
| over $100,000 | None | $10,001-$50,000 |
Growth Stock Fund | None | $10,001-$50,000 | None | $10,001-$50,000 | None | None | None | None |
Growth Stock FundAdvisor Class | None | None | None | None | None | None | None | None |
Growth Stock FundR Class | None | None | None | None | None | None | None | None |
Health Sciences Fund | None | $10,001-$50,000 | None | None | None | None | $10,001-$50,000 | $1-$10,000 |
Health Sciences Portfolio | None | None | None | None | None | None | None | None |
Health Sciences PortfolioII | None | None | None | None | None | None | None | None |
High Yield Fund | None | $10,001-$50,000 | None | over $100,000 | None | over $100,000 | None | None |
High Yield FundAdvisor <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black">Class | None | None | None | None | None | None | None | None |
Inflation Protected Bond Fund | None | None | None | None | None | None | None | None |
Institutional Emerging Markets Equity Fund | None | None | None | None | None | None | None | None |
Institutional Foreign Equity Fund | None | None | None | None | None | None | None | None |
Institutional High Yield Fund | None | None | None | None | None | None | None | None |
Institutional Large-Cap Growth Fund | None | None | None | None | None | None | None | None |
Institutional Large-Cap Value Fund | None | None | None | None | None | None | None | None |
Institutional Mid-Cap Equity Growth Fund | None | None | None | None | None | None | None | None |
Institutional Small-Cap Stock Fund | None | Non
e | None | None | None | None | None | None |
International Bond Fund | None | $10,001-$50,000 | None | None | None | None | None | None |
International Bond FundAdvisor Class | None | None | None | None | None | None | None | None |
International Discovery Fund | $10,001-$50,000 | $10,001-$50,000 | None | over $100,000 | None | None | None | over $100,000 |
International Equity Index Fund | None | None | None | None | None | None | None | None |
International Growth & Income Fund | None | None | None | None | None | None | None | None |
International Growth & Income FundAdvisor Class | None | None | None | None | None | None | None | None |
International Growth & Income FundR Class | None | None | None | None | None | None | None | None |
International Stock Fund | over $100,000 | None | over $100,000 | None | None | None | None | None |
International Stock FundAdvisor Class | None | None | None | None | None | None | None | None |
International Stock FundR Class | None | None | None | None | None | None | None | None |
International Stock Portfolio | None | None | None | None | None | None | None | None |
Japan Fund | None | None | None | None | None | None | None | None |
Latin America Fund | None | None | None | None | None | None | None | None |
Limited-Term Bond Portfolio | None | None | None | None | None | None | None | |
Maryland Short-Term Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
Maryland Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
Maryland Tax-Free Money Fund | None | None | None | None | None | None | None | None |
Media & Telecommunications Fund | $10,001-$50,000 | None | None | None | None | None | None | None |
Mid-Cap Growth Fund | None | $10,001-$50,000 | over $100,000 | None | None | None | $10,001-$50,000 | None |
Mid-Cap Growth FundAdvisor Class | None | None | None | None | None | None | None | None |
Mid-Cap Growth FundR Class | None | None | None | None | None | None | None | None |
Mid-Cap Growth Portfolio | None | None | None | None | None | None | None | None |
Mid-Cap Growth PortfolioII | None | None | None | None | None | None |
None | None |
Mid-Cap Value Fund | None | None | None | None | None < /td> | None | None | None |
Mid-Cap Value FundAdvisor Class | None | None | None | None | None | None | None | None |
Mid-Cap Value FundR Class | None | None | None | None | None | None | None | None |
New America Growth Fund | None | None | None | over $100,000 | $10,001-$50,000< br> | None | None | $10,001-$50,000 |
New America Growth Portfolio | None | None | None | None | None | None | None | None |
New Asia Fund | None | None | $10,001-$50,000 | None | None | None | None | None |
New Era F
und | None | None | None | None | None | None | $10,001-$50,000 | None |
New Horizons Fund | over $100,000 | $10,001-$50,000 | $1-$10,000 | over $100,000 | $10,001-$50,000 | None | $10,001-$50,000 | $50,001-$100,000 |
New Income Fund | None | $50,001-$100,000 | None | None | None | over $100,000 | None | None |
New Income FundAdvisor Class | None | None | None | None | None | None | None | |
New Income FundR Class | None | None | None | None | None | None | None | None |
New Jersey Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
New York Tax-Free Bond Fund | None | None | None | None | None | None | None | |
New York Tax-Free Money Fund | None | None | None | None | None | None | None | None |
Personal Strategy Balanced Fund | None | None | None | No
ne | None | None | None | None |
Personal Strategy Balanced Portfolio | None | None | None | None | None | None | None | None |
Personal Strategy Growth Fund | None | None | None | None | None | None | None | None |
Personal Strategy Income Fund | None | None | None | None | None | None | None | None |
Prime Reserve Fund | None | over $100,000 | None | $10,001-$50,000 | $50,001-$100,000 | $10,001-$50,000 | None | None |
Prime Reserve Portfolio | None | None | None | None | None | None | None | None |
Real Estate Fund | None | None | None | None | None | None | None | None |
Reserve Investment Fund | None | None | None | None | None | None | None | |
Retirement 2010 Fund | None | None | None | None | None | None | None | None |
Retirement 2020 Fund | None | None | None | None | None | None | None | None |
Retirement 2030 Fund | None | None | None | None | None | None | None | None |
Retirement 2040 Fund | None | None | None | None | None | None | None | None |
Retirement Income Fund | None | None | None | None | None | None | None | None
font> |
Science & Technology Fund | None | None | None | None | $10,001-$50,000 | None | $10,001-$50,000 | $10,001-$50,000 |
Science & Technology FundAdvisor Class | None < /td> | None | None | None | None | None | None | None |
Short-Term Bond Fund | None | None | $50,001-$100,000 | None | None | over $100,000 | None | None |
Small-Cap Stock Fund | None | $10,001-$50,000 | over $100,000 | None | None | None | $10,001-$50,000 | None |
Small-Cap Stock FundAdvisor Class | None | None | None | None | None | None | None | None |
Small-Cap Value Fund | None | $10,001-$50,000 | None | None | None | None | $10,001-$50,000 | |
Small-Cap Value FundAdvisor Class | None | None | None | None | None | None | None | None |
Spectrum Growth Fund | None | None | None | None | over $100,000 | None | None | None |
Spectrum Income Fund | None | None | None | None | None | None | None | None |
Spectrum International Fund | None | None | None | None | $10,001-$50,000 | None | None | None |
Summit Cash Reserves Fund | None | over $100,000 | over $100,000 | None | None | over $100,000 | None | None |
Summit GNMA Fund | None | None | None | None | None | None | None | None |
Summit Municipal Income Fund | None
| None | None | None | None | over $100,000 | None | None |
Summit Municipal Intermediate Fund | None | None | None | None | None | over $100,000 | None | None |
Summit Municipal Money Market Fund | None | None | None | None | over $100,000 | over $100,000 | None | None |
Tax-Efficient Balanced Fund | None | None | $50,001-$100,000 | None | None | None | None | None |
Tax-Efficient Growth Fund | None | None | $10,001-$50,000 | None | None | None | None | None |
Tax-Efficient Multi-Cap Growth Fund | None | None | None | None | N
one | None | None | None |
Tax-Exempt Money Fund | None | None | None | None | None | over $100,000 | None | None |
Tax-Free High Yield Fund | None | None | None | None | None | over $100,000 | None | None |
Tax-Free Income Fund | <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black">None | None | None | None | None | over $100,000 | None | None |
Tax-Free Income FundAdvisor Class | None | None | None | None | None | None | None | None |
Tax-Free Intermediate Bond Fund | None | None | None |
None | None | None | None | None |
Tax-Free Short-Intermediate Fund | None | None | None | None | None | over $100,000 | None | None |
Total Equity Market Index Fund | None | None | None | None | None | None | None | None | U.S. Bond Index Fund | None | None | None | None | None | None | None |
None |
U.S. Treasury Intermediate Fund | None | over $100,000 | None | None | None | over $100,000 | None | None |
U.S. Treasury Long-Term Fund | None | None | None | None | None | over $100,000 | None | None |
U.S. Treasury Money Fund | None | None | None | None | None | over $100,000 | None | None |
Value Fund | None | $10,001-$50,000 | $50,001-$100,000 | None | $50,001-$100,000 | over $100,000 | None | over $100,000 |
Value FundAdvisor Class | None | None | None | None | None | None | None | None |
Virginia Tax-Free Bond Fund | None | None | None | None | None | None | None | None |
Kennedy | Laporte | Riepe | Testa | |
---|---|---|---|---|
Aggregate Holdings, All Funds | over $100,000 | over $100,000 | over $100,000 | over $100,000 |
Balanced Fund | None | None | over $100,000 | None |
Blue Chip Growth Fund | None | None | None | None |
Blue Chip Growth FundAdvisor Class | None | None | None | None |
Blue Chip Growth FundR Class | None | None | None | None |
Blue Chip Growth Portfolio | None | None | None | None |
Blue Chip Growth PortfolioII | None | None | None | None |
California Tax-Free Bond Fund | None | None | None | None |
California Tax-Free Money Fund | None | None | None | None |
Capital Appreciation Fund | over $100,000 | over $100,000 | over $100,000 | None |
Capital Opportunity Fund | $10,001-$50,000 | $50,001-$100,000 | None | None |
Corporate Income Fund | None | None | None | None |
Developing Technologies Fund | None | over $100,000 | None | None |
Diversified Small-Cap Growth Fund | None | None | None | None |
Dividend Growth Fund | $50,001-$100,000 | None | None | None |
Emerging Europe & Mediterranean Fund | None | None | None | None |
Emerging Markets Bond Fund | None | None | None | None |
Emerging Markets Stock Fund | $50,00
1-$100,000 | None | $10,001-$50,000 | over $100,000 |
Equity Income Fund | $10,001-$50,000 | None | over $100,000 | None |
Equity Income FundAdvisor Class | None | None | None | None |
Equity Income FundR Class | None | None | None | None |
Equity Income Portfolio | None | None | None | None |
Equity Income PortfolioII | None | None | None | None |
Equity Index 500 Fund | None | None | None | None |
Equity
Index 500 Portfolio | None | None | None | None |
European Stock Fund | None | $10,001-$50,000 | None | None |
Extended Equity Market Index Fund | None | None | None | None |
Financial Services Fund < /td> | $50,001-$100,000 | None | None | None |
Florida Intermediate Tax-Free Fund | None | None | None | None |
Georgia Tax-Free Bond Fund | None | None | None | None |
Global Stock Fund | None | None | None | None |
Global Technology Fund | None | None | None | None |
GNMA Fund | None | None | None | None |
Government Reserve Investment Fund | None | None | None | None |
Growth & Income Fund | None | None | over $100,000 | None |
Growth Stock Fund | $50,001-$100,000 | None | None | None |
Growth Stock FundAdvisor Class | None | None | None | None |
Growth Stock FundR Class | None | None | None | None |
Health Sciences Fund | over $100,000 | None | None | over $100,000 |
Health Sciences Portfolio | None | None | None | None |
Health Sciences PortfolioII | None | None | None | None |
High Yield Fund | None | None | over $100,000 | over $100,000 |
High Yield FundAdvisor Class | None | None | None | None |
Inflation Protected Bond Fund | None | None | None | None |
Institutional Emerging Markets Equity Fund | None | None | None | |
Institutional Foreign Equity Fund | None | None | None | None |
Institutional High Yield Fund | None | None | None | over $100,000 |
Institutional Large-Cap Growth Fund | None | None | None | None |
Institutional Large-Cap Value Fund | None | None | None | None |
Institutional Mid-Cap Equity Growth Fund | None | None | None | None |
Institutional Small-Cap Stock Fund | None | None | None | None |
International Bond Fund | None | None | None | None |
International Bond FundAdvisor Class | None | None | None | None |
International Discovery Fund | None | $50,001-$100,000 | $1-$10,000 | $10,001-$50,000 |
International Equity Index Fund | None | None | None | None |
International Growth & Income Fund | None | None | None | None |
International Growth & Income FundAdvisor Class | None | None | None | None |
International Growth & Income Fund R Class | None | None | None | None |
International Stock Fund | over $100,000 | over $100,000 | over $100,000 | over $100,000 |
International Stock FundAdvisor Class | None | None | None | None |
International Stock FundR Class | None | None | None | None |
International Stock Portfolio | None | None | None | None |
Japan Fund | None | None | over $100,000 | None |
Latin America Fund | $50,001-$100,000 | None | None | None |
Limited-Term B
ond Portfolio | None | None | None | None |
Maryland Short-Term Tax-Free Bond Fund | None | None | None | None |
Maryland Tax-Free Bond Fund | None | over $100,000 | None | None |
Maryland Tax-Free Money Fund
font> | None | None | None | None |
Media & Telecommunications Fund | over $100,000 | None | None | None |
Mid-Cap Growth Fund | over $100,000 | over $100,000 | None | over $100,000 |
Mid-Cap Growth Fund | None | None | None | None |
Mid-Cap Growth FundR Class | None | None | None | None |
Mid-Cap Growth Portfolio | None | None | None | None |
Mid-Cap Growth PortfolioII | None | None | None | None |
Mid-Cap Value Fund | over $100,000 | None | None | over $100,000 |
Mid-Cap Value FundAdvisor Class | None | None | None | None |
Mid-Cap Value FundR Class | None | No
ne | None | None |
New America Growth Fund | $50,001-$100,000 | over $100,000 | None | None |
None | None | None | None | |
New Asia Fund | over $100,000 | $50,001-$100,000 | $1-$10,000 | None |
New Era Fund | over $100,000 | None | None | None |
New Horizons Fund | None | over $100,000 | None | over $100,000 |
New Income Fund | None | $50,001-$100,000 | None | None |
New Income FundAdvisor Class | None | None | None | None |
New Income FundR Class | None | None | None | None |
New Jersey Tax-Free Bond Fund | None | None | None | None |
New York Tax-Free Bond Fund | None | None | No
ne | None |
New York Tax-Free Money Fund | None | None | None | None |
Personal Strategy Balanced Fund | None | None | None | None |
Personal Strategy Balanced Portfolio | None | None | None | None |
Personal Strategy Growth Fund | None | None | None | None |
Personal Strategy Income Fund | None | None | None | None |
Prime Reserve Fund | over $100,000 | $10,001-$50,000 | $50,001-$100,000 | $1-$10,000 |
Prime Reserve Portfolio | None | None | None | None |
Real Estate Fund | None | None | None | $10,001-$50,000 |
Reserve Investment Fund | None | None | None | None |
Retirement 2010 Fund | None | None | None | None |
Retirement 2020 Fund | None< br> | None | None | None |
Retirement 2030 Fund | None | None | None | None
font> |
Retirement 2040 Fund | None | None | None | None |
Retirement Income Fund | None | None | None | None |
Science & Technology Fund | None | over $100,000 | over $100,000 | None |
Science & Technology FundAdvisor Class | None | None | None | None |
Short-Term Bond Fund | None | None | over $100,000 | None |
Small-Cap Stock Fund | over $100,000 | None | None | None |
Small-Cap Stock FundAdvisor Class | None | None | None | None < /td> |
Small-Cap Value Fund | None | None | over $100,000 | over $100,000 |
Small-Cap Value FundAdvisor Class < /td> | None | None | None | None |
Spectrum Growth Fund | None | None | None | None |
Spectrum Income Fund | None | None | None | None |
Spectrum International Fund | None | None | None | None |
Summit Cash Reserves Fund | over $100,000 | over $100,000 | over $100,000 | over $100,000 |
Summit GNMA Fund | None | None | None | None |
Summit Municipal Income Fund | None | None | None | None |
Summit Municipal Intermediate Fund | None | None | None | |
Summit Municipal Money Market Fund | over $100,000 | None | over $100,000 | None |
Tax-Efficient Balanced Fund | None | None | None | None |
Tax-Efficient Growth Fund | None | None | None | None |
Tax-Efficient Multi-Cap Growth Fund | None | None | None | None |
Tax-Exempt Money Fund | over $100,000 | None | None | None |
Tax-Free High Yield Fund | None | None | None | None |
Tax-Free Income Fund | None | None | None | $10,001-$50,000 |
Tax-Free Income FundAdvisor Class | None | None | None | None |
Tax-Free Intermediate Bond Fund | None | None | None | None |
Tax-Free Short-Intermediate Fund | None | None | over $100,000 | None |
Total Equity Mar
ket Index Fund | None | None | over $100,000 | None |
U.S. Bond Index Fund | None | None | None | None |
U.S. Treasury Intermediate Fund | None | None | None | None |
U.S. Treasury Long-Term Fund | None | None | None | None |
U.S. Treasury Money Fund | None | None | None | None |
Value Fund | over $100,000 | over $100,000 | over $100,000 | over $100,000 |
Value FundAdvisor Class | None | None | None | None |
Virginia Tax-Free Bond Fund | None | None | None | None |
0.480% | First $1 billion | 0.360% | Next $2 billion | 0.310% | Next $16 billion | |
0.450% | Next $1 billion | 0.350% | Next $2 billion | 0.305% | Next $30 billion | |
0.420% |
Next $1 billion | 0.340% | Next $5 billion | 0.300% | Next $40 billion | |
0.390% | Next $1 bill
ion | 0.330% | Next $10 billion | 0.295% | Thereafter | |
0.370% | Next $1 billion | 0.320% | Next $10 billion |
Balanced Fund | 0.15% |
Blue Chip Growth Fund | 0.30% |
Capital Appreciation Fund | 0.30% |
Capital Opportunity Fund | 0.35% |
Developing Technologies Fund | 0.60% |
Diversified Small-Cap Growth Fund | 0.35% |
Dividend Growth Fund | |
Equity Income Fund | 0.25% |
Financial Services Fund | 0.35% |
Global Technology Fund | 0.45% |
Growth & Income Fund | 0.25% |
Growth Stock Fund | 0.25% td> |
Health Sciences Fund | 0.35% |
Media & Telecommunications Fund | 0.35% |
Mid-Cap Growth Fund | 0.35% |
Mid-Cap Value Fund | 0.35% |
New America Growth Fund | 0.35% |
New Era Fund | 0.25% |
New Horizons Fund | 0.35% |
Real Estate Fund | 0.30% |
Science & Technology Fund | 0.35% |
Small-Cap Stock Fund | 0.45% |
Small-Cap Value Fund | 0.35% |
Value Fund | 0.35% |
Fund | Limitation Period | Expense Ratio Limitation | Reimbursement Date |
---|---|---|---|
Blue Chip Growth FundAdvisor Class | January 1, 2002 December 31, 2003 | 1.05% | December 31, 2005 |
Blue Chip Growth FundR Class | September 30, 2002 April 30, 2004 | 1.35% | April 30, 2006 |
Developing Technologies(a) | January 1, 2003 April 30, 2005 | 1.50% | April 30, 2007 |
Diversified Small-Cap Growth(b) | May 1, 2002 April 30, 2004 | 1.25% | April 30, 2006 |
Equity Income FundAdvisor Class(c) | January 1, 2002 December 31, 2003 | 1.00% | December 31, 2005 |
Equity Income FundR Class | September 30, 2002 April 30, 2004 | 1.30% | April 30, 2006 |
Equity Index 500(d) |
January 1, 2003 April 30, 2005 | 0.35% | April 30, 2007 |
Global Technology(e) | January 1, 2003 April 30, 2005 | 1.50% | April 30, 2007 |
Growth Stock FundAdvisor Class | January 1, 2002 December 31, 2003 | 1.10% | December 31, 2005 |
Growth Stock FundR Class | September 30, 2002 April 30, 2004 | 1.35% | April 30, 2006 |
Institutional Large-Cap Growth(f) | January 1, 2003 April 30, 2005 | 0.65% | April 30, 2007 |
Institutional Large-Cap Value(g) | January 1, 2002 December 31, 2003 | 0.65% | December 31, 2005 |
Institutional Small-Cap Stock
(h) | January 1, 2002 December 31, 2003 | 0.75% | December 31, 2005 < /td> |
Mid-Cap Growth FundAdvisor Class(i) | January 1, 2002 December 31, 2003 | 1.10% | December 31, 2005 |
Mid-Cap Growth FundR Class | September 30, 2002 April
30, 2004 | 1.40% | April 30, 2006 |
Mid-Cap Value FundAdvisor Class | Septe
mber 30, 2002 April 30, 2004 | 1.10% | April 30, 2006 |
Mid-Cap Value FundR Class | September 30, 2002 April 30, 2004 | 1.40% | April 30, 2006 |
Real Estate(j) | January 1, 2002 December 31, 2003 | 1.00% | December 31, 2005 |
Science & Technology FundAdvisor Class(k) | January 1, 2002 December 31, 2003 | 1.15% | December 31, 2005 |
Small-Cap Stock FundAdvisor Class(l) | January 1, 2002 December 31, 2003 | 1.20% | December 31, 2005 |
Small-Cap Value FundAdvisor Class(m) | January 1, 2002 December 31, 2003 | 1.15% | December
31, 2005 |
Value FundAdvisor Class(n) | January 1, 2002 December 31, 2003 | 1.10% | December 31, 2005 |
Fund | 2002 | 2001 | 2000 |
---|---|---|---|
Balanced | $7,791,000 | $8,542,000
| $9,675,000 |
Blue Chip Growth* | 35, | 41,035,000 | 45,037,000 |
Capital Appreciation | 10,731,000 | 7,570,000 | 4,963,000 |
Capital Opportunity | 439,000 | 559,000 | 686,000 |
Developing Technologies | 12,000 | 62,000 | (b) |
Diversified Small-Cap Growth | 272,000 | 480,000 | 679,000 |
Dividend Growth | 3,176,000 | 3,676,000 | 4,010,000 |
Equity Income* | 58,414,000 | 57,395,000 | 58,470,000 |
Equity I
ndex 500 | 3,708,000 | 3,554,000 | 6,234,000 |
Extended Equity Market Index** | 287,000 | 300,000 | 354,000 |
Financial Services | 1,973,000 | 2,122,000 | 1,388,000 |
Global Technology | 317,000 | 569,000 | 274,000 |
Growth & Income | 11,391,000 | 14,691,000 | 18,013,000 |
Growth Stock* | 23,442,000 | 27,400,000 |
font>33,072,000 |
Health Sciences | 5,306,000 | <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black">5,675,000 | 4,403,000 |
Institutional Large-Cap Growth |
(b) | (b) | (a) |
Institutional Large-Cap Value | (b) | (b) | (b) |
Institutional Mid-Cap Equity Growth | 1,731,000 | 1,704,000 | 1,896,000 |
Institutional Small-Cap Stock | 2,158,000 | 1,624,000 | 432,000 |
Media & Telecommunications |
3,224,000 | 4,885,000 | 7,174,000 |
Mid-Cap Growth* | 41,271,000 | 42,179,000 | 39,493,000 |
Mid-Cap Value | 5,810,000 | 2,445,000 | 1,495,000 |
New America Growth | 6,113,000 | <
/font>8,612,000 | 11,988,000 |
New Era | 6,008 | 6,414,000 | 6,223,000 |
New Horizons | 27,637,000 | 36,074,000 | 45,642,000 |
Real Estate | 518,000 | 589,000 | |
Science & Technology*** | 27,
433,000 | 46,472,000 | 89,979,000 |
Small-Cap Stock***
font> | 26,755,000 | 20,306,000 | 15,623,000 |
Small-Cap Value*** | 17,130,000 | 11,370,000 | 8,294,000 |
Total Equity Market Index** | 737,000 | 766,000 | 863,000 |
Value*** | 8,899,000 | 8,231,000 | 5,644,000 |
Fund | 2002 | 2001 | 2000 |
---|---|---|---|
Balanced | $86,000 | $86,000 |
$85,000 |
Blue Chip Growth | 77,000 | 76,000 | 75,000 |
Blue Chip Growth FundAdvisor Class | 7,000 | 3,000 | (a) |
Blue Chip Growth FundR Class | 0 | (b) | (b) |
Capital Appreciation | 64,000 | 64,000 | 64,000 |
Capital Opportunity | 64,000 | 64,000 | 64,000 |
Developing Technologies | 64,000 | 64,000 | 21,000 |
Diversified Small-Cap Growth | 64,000 | 64,000 | 64,000 |
Dividend Growth | 64,000 | 64,000 | 64,000 |
Equity Income | 98,000 | 99,000 | 95,000 |
Equity Income FundAdvisor Class | 5,000 | (a) | (a) |
Equity Income FundR Class | 0 | (b) | (b) |
Equity Index 500 | 65,000 | 65,000 | |
Extended Equity Market Index | 64,000 | 64,000 | |
Financial Services | 64,000 | 64,000 | 64,000 |
Global Technology | 84,000 | 84,000 | 21,000 |
Growth & Income | 84
,000 | 84,000 | 84,000 |
Growth Stock | 124,000 | 104,000 | <
/font>104,000 |
Growth Stock FundAdvisor Class | 0 | 0 | (b) |
Growth Stock FundR Class | 0 | 0 | (b) |
Health Sciences | 64,000 | 64,000 | 64,000 |
Institutional Large-Cap Growth | 64,000 | 11,000 | (a) |
Institutional Large-Cap Value | 64,000 | 64,000 | 48,000 |
Institutional Mid-Cap Equity Growth | 64,000 | 64,000 | 64,000 |
Institutional Small-Cap Stock | 64,000 | 64,000 | 48,000 |
Media & Telecommunications | 64,000 | 64,000 | 64,000 |
Mid-Cap Gro
wth | 83,000 | 80,000 | 75,000 |
Mid-Cap Growth FundAdvisor Class | 0 | (a) | (a) |
Mid-Cap Growth FundR Class | 0 | <
/font>(b) | (b) |
Mid-Cap Value | 73,000 |
64,000 | 64,000 |
Mid-Cap Value FundAdvisor Class | 0 | (b) | (b) |
Mid-Cap Value Fund R Class | 0 | (b) | |
New America Growth | 64,000 | 64,000 | 64,000 |
New Era | 64,000 | 64,000 | 64,000 |
New Horizons | 84,000 | 84,000 | 84,000 |
Real Estate | 64,000 | 64,000 | 64,000 |
Science & Technology | 71,000 | 72,000 | 75,000 |
Science & Technology FundAdvisor Class | 8,000 | 7,000 | 2,000 |
Small-Cap Stock | 97,000 | 98,000 | 95 |
Small-Cap Stock FundAdvisor Class | 2,000 | <
/font>1,000 | (a) |
Small-Cap Value | 77,000 | 79,000 | 75,000 |
Small-Cap Value FundAdvisor Class | 2,000 | (a) | (a) |
Total Equity Market Index | 64,000 | 64,000 | 64,000 |
Value | 77,000 | 79,000 | 75,000 |
Value FundAdvisor Class | 2,000 | (a) |
2,000 |
Balanced Fund | $185,170 |
Blue Chip Growth Fund | 657,594 |
Capital Appreciation Fund | 134,353 |
Capital Opportunity Fund | 1,426 |
Dividend Growth Fund | 3,570 |
Equity Income Fund | 744,120 |
Equity Index 500 Fund | 96,758 |
Financial Services Fund | 9,181 |
Growth & Income Fund |
14,576 |
Growth Stock Fund | 65,126 |
Health Sciences Fund | 75,985 |
Mid-Cap Growth Fund | 1,499,183 |
Mid-Cap Value Fund | 60,679 |
New America Growth Fund | 89,728 |
New Era Fund | 28,365 |
New Horizons Fund | 407,958 |
Science & Technology Fund | 298,912 |
Small-Cap Stock Fund | 1,042,903 |
Small-Cap Value Fund | 276,634 |
Value Fund | 126,242 |
Blue Chip Growth FundAdvisor Class | $1,586,037 |
Equity Income FundAdvisor Class | 1,897,356 |
Equity Income FundR Class | 1,249 |
Growth Stock Fund
51;Advisor Class | 252 |
Mid-Cap Growth FundAdvisor Class | 82,856 |
Mid-Cap Value FundAdvisor Class | 649 |
Science &
Technology FundAdvisor Class | 1,448,036 |
Small-Cap Stock FundAdvisor Class | 288,280 |
Small-Cap Value FundAdvisor Class | 301,201 |
Value FundAdvisor Class | 96,266 |
Blue Chip Growth FundAdvisor Class | $1,144,000 |
Equity Income FundAdvisor Class | 1,389,000 |
Mid-Cap Growth FundAdvisor Class | 72,000 |
Science & Technology FundAdvisor Class | 1,133,000 |
Small-Cap Stock FundAdvis
or Class | 223,000 |
Small-Cap Value FundAdvisor Class | 219,000 |
Value FundAdvisor Class | 69,000 |
2002 | 2001 | 2000 | |||||||
---|---|---|---|---|---|---|---|---|---|
Fund | Commissions | % | Commissions | % | <
th style="text-indent:0.0";">% | ||||
Balanced | $1,341,000 | 14.7% | $1,203,000 | 10.9% | $399,000 | 11.5% | |||
Blue Chip Growth | 7,802,000 | 61.8 | 7,972,000 | 39.8 | 7,485,000 | 58.5 | |||
Capital Appreciation | 2,513,000 | 14.1 | 2,345,000 | 14.1 | 1,305,000 | 32.5 | |||
Capital Opportunity | 127,000 | 42.4 | 101,000 | 31.5 | 121,000 | 24.5 | |||
Developing Technologies | 94,000 | 63.7 | 72,000 | 10.9 | 42,000 | 3.1 | |||
Diversified Small-Cap Growth | 88,000 | 24.5 | 55,000 | 2.4 | 105,000 | ||||
Dividend Growth | 554,000 | 48.3 | 640,000 | 66.5 | 1,070,000 | 72.0 | |||
Equity Income | 8,255,000 | 39.8 | 7,344,000 | 26.2 | 8,687,000 | 47.3 | |||
Equity Index 500 | 1.7 | 193,000 | 0.8 | 331,000 | 0.8 | ||||
Extended Equity Market Index | 42,000 | 7.3 | 42,000 | 0.1 | 51,000 | 0.0 | |||
Financial Services | 604,000 | 39.7 | 539,000 | 51.4 | 348,000 | 56.3 | |||
Global Technology | 543,000 | 510,000 | 45.4 | 362,000 | 15.9 | ||||
Growth & Income | 3,408,000
| 49.2 | 4,538,000 | 49.5 | 6,522,000 | 57.4 | |||
Growth Stock | 6,963,000 | 42.4 | 8,332,000 | 52.7 | 10,878,000 | 41.3 | |||
Health Sciences | 2,768,000 | 85.0 | 60.4 | 2,560,000 | 30.3 | ||||
Institutional Large-Cap Growth | 15,000 | 26.5 | 2,000 | 6.7 | * | ||||
Institutional Large-Cap Value | 7,000 | 25.3 | 5,000 | 18.1 | 3,000 | 58.9 | |||
Institutional Mid-Cap Equity Growth | 4
89,000 | 58.1 | 565,000 | 18.6 | 547,000 | 25.1 | |||
Institutional Small-Cap Stock | 571,000 | 62.1 | 265,000 | 33.9 | 128,000 | 41.4 | |||
Media & Telecommunications | 4,243,000 | 45.0 | 3,993,000 | 43.2 | 3,517,000 | 36.5 | |||
Mid-Cap Growth | 9,544,000 | 58.6 | 11,886,000 | 18.3 | 8,893,000 | 22.9 | |||
Mid-Cap Value | 3,708,000 | 66.0 | 1,050,000 | 75.5 | 272,000 | 61.8 | |||
New America Growth | 2,048,000 | 53.0 | 1,823,000 | 36.4 | 3,730,000 | 29.1 | |||
New Era | 960,000 | 28.7 | 1,411,000 | 40.4 | 2,352,000 | 32.5 | |||
New Horizons | 8,357,000 | 45.6 | 7,929,000 | 7.1 | 13,876,000 | 3.8 | |||
Real Estate | 126,000 | 64.4 | 114,000 | 36.8 | 51,000 | 27.8 | |||
Science & Technology | 8,785,000 | 35.1 | 15,035,000 | 31.4 | 13,388,000 | 39.5 | |||
Small-Cap Stock | 5,313,000 | 55.4 | 2,865,000 | 38.0 | 2,214,000 | 38.4 | |||
Small-Cap Value | 4,163,000 | 67.9 | 1,656,000 | 50.0 | 891,000 | 49.5 | |||
Total Equity Market Index | 36,000 | 2.8 | 0.0 | 30,000 | 0.0 | ||||
Value | 2,120,000 | 59.1 | 2,221,000 | 55.1 | 1,330,000 | 74.6 |
Fund | 2002 | 2001 | 2000 |
---|---|---|---|
Balanced | 49.1% | 36.0% | 16.5 |
Blue Chip Growth | 46.2 | 48.3 | 50.9 |
Capital Appreciation | 17.6 | 25.1 | 32.4 |
Capital Opportunity | 48.2 | 53.6 | 64.7 |
Developing Technologies(b) | 81.5 | 107.5 | 232.6* |
Diversified Small-Cap Growth | 43.8 | 30.3 | 66.0 |
Dividend Growth | 20.4 | 34.9 | 35.7 |
Equity Income | 15.2 | 17.3 | 21.9 |
Equity
Index 500 | 6.6 | 4.0 | 9.1 |
Extended Equity Market Index | 21.0 | 31.3 | 30.5 |
Financial Services | 49.7 | 54.8 | 32.5 |
Global Technology | <
td style="text-indent:0.0";">211.4189.2 | ||
Growth & Income | 44.7 | 65.9 | 80.3 |
Growth Stock | 46.9 | 64.1 | 74.3
font> |
Health Sciences | 62.7 | 74.6 | 110.6 |
Institutional Large-Cap Growth | 91.3 | 98.2* | (a) |
Institutional Large-Cap Value | 25.3 | 106.3 | 58.4* |
Institutional Mid-Cap Equity Growth | 38.1 | 48.6 | 67.5 |
Institutional Small-Cap Stock | 19.1 | 26.9 | 15.8* |
Media & Telecommunications(b) | 184.9 | 241.1 | 197.5 |
Mid-Cap Growth | 36.0 | 43.0 | 53.6 |
Mid-Cap Value | 51.1 | 57.5 | 31.9 |
New America Growth | 61.5 | 52.1 | 81.4 |
New Era td> | 11.5 | 17.9 | <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black">28.5 |
New Horizons | 23.7 | 27.4 | 47.2 |
Real Estate | 9.8 | 37.2 | 19.0 |
Science & Technology | 60.8 | 143.6 | 134.1 |
Small-Cap Stock | 15.3 | 16.5 | 32.8 |
Small-Cap Value |
12.2 | 16.8 | 14.4 |
Total Equity Market Index | 5.6 | 8.6 |
7.6 |
Value | 29.6 | 42.2 | 55.9 |
Cumulative Performance Percentage Change Periods Ended 12/31/0 2 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
Fund | 1 Yr. | 5 Yrs. | 10 Yrs. | Since Inception | Inception Date | |||||
Balanced | -8.54% | 14.64% | 116.64% | 39,022.50% | 12/31/39 | |||||
Blue Chip Growth | -24.23 | -2.28 |
51; | 153.07 | 06/30/93 | |||||
Blue Chip Growth FundAdvisor Class | -24.26 | | | -40.46 | 03/31/00 | |||||
Blue Chip Growth FundR Class | | | | 7.66 | 09/30/02 | |||||
Capital Appreciation | 0.54 | 206.37 | 579.25 | 06/30/86 | ||||||
Capital Opportunity | -22.25 | -16.27 | | 73.10 | 11/30/94 | |||||
Developing Technologies | -48.69 | | | -74.31 | 08/31/00 | |||||
Diversified Small-Cap Growth | -27.50 | -20.68 | | -15.05 | 06/30/97 | |||||
Dividend Growth | -18.47 | -3.34 | 154.67 | 154.67 | 12/30/92 | |||||
Equity Income | -13.04 | 13.37 | 181.49 | 686.24 | 10/31/85 | |||||
Equity Income FundAdvisor Class | -13.18 | | | 2.78 | 03/31/00 | |||||
Equity Income FundR Class | | | | 9.15 | 09/30/02 | |||||
Equity Index 500 | -22.21 | -4.09 | 136.98 | 229.25 | 03/30/90 | |||||
Extended Equity Market Index | -18.12 |
| | -6.11 | 01/30/98 | |||||
Financial Services | -10.10 | 35.11 | | 116.70 | 09/30/96 | |||||
Global Technology | -29.89 | | | -66.70 | 09/29/00 | |||||
Growth & Income | -23.84 | -7.35 | 112.34
| 637.59 | 12/21/82 | |||||
Growth Stock | -23.00 | 8.40 | 154.94 | 23,224.02 | 04/11/50 | |||||
Growth Stock FundAdvisor Class | -23.16 | | | -23.16 | 12/31/01 | |||||
Growth Stock FundR Class | | | | 8.14 | 09/30/02 | |||||
Health Sciences | -27.74 | 36.64 | | 106.82 | 12/29/95 | |||||
Institutional Large-Cap Growth | -24.94 | | | -14.43 | 10/31/01 | |||||
Institutional Large-Cap Value | -14.64 |
; | | 3.03 | 03/31/00 | |||||
Institutional Mid-Cap Equity Growth |
-21.60 | 26.95 | <
font style="font-size:10.0pt;" face="Berkeley Book" color="Black"> | 74.49 | 07/31/96 | |||||
Institutional Small-Cap Stock | -14.36 | | | -1.69 | 03/31/00 | |||||
Media & Telecommunications(a) | -28.39 | 30.25 | | 134.81 | 10/13/93 | |||||
Mid-Cap Growth | -21.22 | 26.55 | 233.61 | 315.47 | 06/30/92 | |||||
Mid-Cap Growth FundAdvisor Class | -21.45 | | | -24.04 | 03/31/00 | |||||
Mid-Cap Growth FundR Class | | | | 8.39 | 09/30/02 | |||||
Mid-Cap Value | -7.38 | 36.47 | | 101.74 | 06/28/96 | |||||
Mid-Cap Value FundAdvisor Class | | | | 8.66 | 09/30/02 | |||||
Mid-Cap Value Fund<
/font>R Class | | | | 8.66 | 09/30/02 | |||||
New America Growth | -28.54 | -25.11 | 70.74 | 436.93 | 09/30/85 | |||||
New Era | -6.34 | 17.80 | 137.91 | 2,252
.61 | 01/20/69 | |||||
New Horizons | -26.60 | -1.46 | 140.83 | 7,178.34 | 06/03/60 | |||||
Real Estat
e | 5.38 | 27.27 | | 37.22 | 10/31/97 | |||||
Science & Technology | -40.58 | -34.20 | 71.05 | 312.30 | 09/30/87 | |||||
Science & Technology FundAdvisor Class | -40.57 | | | -79.40 | 03/31/00 | |||||
Small-Cap Stock | -14.21 | 18.18 | 192.28 | 35,564.46 | 06/01/56 | |||||
Small-Cap Stock FundAdvisor Class | -14.41 | | | 03/31/00 | ||||||
Small-Cap Value | -1.76 | 27.08 | 218.45 | 420.44 | 06/30/88 | |||||
Small-Cap Value FundAdvisor Class | -2.02 | | | 38.19 | 03/31/
00 | |||||
Total Equity Market Index | -21.16 | | | -4.69 | 01/30/98 | |||||
Value | -16.58 | 14.42 | | 174.02 | 09/30/94 | |||||
Value FundAdvisor Class | -16.67 | | | -2.69 | 03/31/00 |
Average Annual Compound Rates of Return Periods Ended 12/31/02 | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
Fund | 1 Yr. | 5 Yrs. | 10 Yrs. | Since Inception | Inception Date | |||||
Balanced | -8.54% | 2.77% | 8.04% | 9.94% | 12/31/39 | |||||
Blue Chip Growth | -24.23 | -0.46 | | 10.26
| 06/30/93 | |||||
Blue Chip Growth FundAdvisor Class | -24.26 | | | -17.16 | 03/31/00 | |||||
Blue Chip Growth FundR Class | | | | (b) | 09/30/02 | |||||
Capital Appreciation | 0.54 | 8.93 | 11.85 | 12.31 | 06/30/86 | |||||
Capital Opportunity | -22.25 | -3.49 | | 7.02 | 11/30/94 | |||||
Developing Technologies | -48.69 | | | -44.
15 | 08/31/00 | |||||
Diversified Small-Cap Growth | -27.50 | -4.53 | | -2.92 | 06/30/97 | |||||
Dividend Growth | -18.47 | -0.68 | 9.80 | 9.80 | 12/30/92 | |||||
Equity Income | -13.04 | 2.54 | 10.90 | 10/31/85 | ||||||
Equity Income FundAdvisor Class | <
/font>-13.18 | | | 1.00 | 03/31/00 | |||||
Equity Income FundR Class | | | | (b) | 09/30/02 | |||||
Equity Index 500 | -22.21 | -0.83 | 9.01 | 9.79 | 03/30/90 | |||||
Extended Equity Market Index | -18.12 | | | -1.27 | 01/30/98 | |||||
Financial Services | -10.10 | 6.20 | | 13.17 | 09/30/96 | |||||
Global Technology | -29.89 | | | -38.60 | 09/29/00 | |||||
Growth & Income | -23.84 | -1.52 | <
/font>7.82 | 10.49 | 12/21/82 | |||||
Growth Stock < /td> | -23.00 | 1.63 | 9.81 | 10.89 | 04/11/50 | |||||
Growth Stock FundAdvisor Class | -23.16 | | |
-23.16 | 12/31/01 | |||||
Growth Stock FundR Class | | | | (b) | 09/30/02 | |||||
Health Sciences | -27.74 | 6.44 | | 10.93 | 12/29/95 | |||||
Institutional Large-Cap Growth | -24.94 | | | -12.51 | 10/31/01 | |||||
Institutional Large-Cap Value | -14.64 | | | 1.09 | 03/31/00 | |||||
Institutional Mid-Cap Equity Growth | -21.60 | 4.89 | | 9.06 |
07/31/96 | |||||
Institutional Small-Cap Stock | -14.36 | | | -0.62 | 03/31/00 | |||||
Media & Telecommunications(a) | -28.39 | 5.43 | | 9.70 | 10/13/93 | |||||
Mid-Cap Growth | -21.22 | 4.82 | 12.80 |
14.52 | 06/30/92 | |||||
Mid-Cap Growth FundAdvisor Class | -21.45 | | | -9.50 | 03/31/00 | |||||
Mid-Cap Growth FundR Class | | | | (b) | 09/30/02 | |||||
Mid-Cap Value | -7.38 | 6.42 | | 11.39 | 06/28/96 | |||||
Mid-Cap Value FundAdvisor Class | | | | (b) | 09/30/02 | |||||
Mid-Cap Value FundR Class | | | | (b) | 09/30/02 | |||||
New America Growth | -28.54 | -5.62 | 5.50 | 10.23 | 09/30/85 | |||||
New Era | -6.34 | 3.33 | 9.05 | 9.75 | 01/20/69 | |||||
New Horizons | -26.60 | -0.29 | 9.19 | 10.59 | 06/03/60 | |||||
Real Estate | 5.38 | 4.94 | | 6.32 | 10/31/97 | |||||
Science & Technology | -40.58 | -8.03 |
5.51 | 9.73 | 09/30/87 | |||||
Science & Technology FundAdvisor Class | -40.57 | | | -43.65 | 03/31/00 | |||||
Small-Cap Stock | -14.21 | 3.40 | 11.32 | 13.45 | 06/01/56 | |||||
Small-Cap Stock FundAdvisor Class | -14.41 | | | -0.94 | 03/31/00 | |||||
Small-Cap Value | -1.76 | 4.91 | 12.28 | 12.05 | 06/30/88 | |||||
Small-Cap Value FundAdvisor Class | -2.02 | | | 12. | 03/31/00 | |||||
Total Equity Market Index | -21.16 | | | -0.97 | 01/30/98 | |||||
Value | -16.58 | 2.73 | | 12.99 | 09/30/94 | |||||
Value FundAdvisor Class | -16.67 | | | -0.99 | 03/31/00< br> |
ANNUAL REPORT REFERENCES: | ||||||||
---|---|---|---|---|---|---|---|---|
Equity income | Financial Services | new America growth | NEW ERA | |||||
Financial Highlights, December 31, 2002 | 8 | 8 | 12 | 9 | ||||
Statement of Net Assets, December 31, 2002 td> | 11-18 | 9-11 | 13-18 | 10-15 | ||||
Statement of Operations, year ended December 31, 2002 | 19 | 12 | 19 | 16 | ||||
Statement of Changes in Net Assets, years ended December 31, 2002, andDecember 31, 2001 | 20-21 | 1 | 20 | 17 | ||||
Notes to Financial Statements, December 31, 2002 | 22-26 | 14-18 | 21-24 | 18-22 | ||||
Report of Independent Accountants | 27 | 19 | 25 | 23 |
DIVIDEND GROWTH | gROWTH sTOCK | BLUE CHIP GROWTH | TOTAL EQUTIY MARKET index | |
---|---|---|---|---|
Financial Highlights, December 31, 2002 | 10 | 10 | 13 | 1 |
Statement of Net Assets, December 31, 2002 | 11-17 | 13-19 | 16-22 | 2-59 |
Statement of Operations, year ended December 31, 2002 | 18 | 20 | 23 | 60 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 19 | 21-22 | 24-25 | 61 |
Notes to Financial Statements, December 31, 2002 | 20-23 | 23-28 | 26-31 | 62-65 |
Report of Independent Accountants | 24 | 29 | 32 | 66 |
VALUE | Mid-Cap Value | Real font> Estate | Institutional mid-cap equity growth | |
---|---|---|---|---|
Financial Highlights, December 31, 2002 | 8 | 9 | 8 | 8 |
Statement of Net Assets, December 31, 2002 | 10-17 | 12-18 | 9-11 | 9-12 |
Statement of Operations, year ended December 31, 2002 | 18 | 19 | 12 | 13 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 19-20 | 20-21 | 13 | 14 |
Notes to Financial Statements, December 31, 200
2 | 21-25 | 22-27 | 14-17 | 15-16 |
Report of Independent Accountants | 26 | 28 | 18 | 17 |
Capital OPPORTUNITY | DEVELOPING Technologies | |
---|---|---|
Financial Highlights,
December 31, 2002 | 9 | 8 |
Portfolio of Investments,December 31, 2002 | 10-22 | 9-12 |
Statement of Operations, year ended December 31, 2002 | 23 | 13 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 24 | 14 |
Notes to Financial Statements, December 31, 2002 | 25-29 | 15-19 |
Report of Independent Accountants | 30 | 20 |
extended equity market index | |
---|---|
Financial Highlights, December 31, 2002 | 2 |
Portfolio of Investments, December 31, 2002 | 3-70 |
Statement of Assets and Liabilities,December 31, 2002<
/font> | 71 |
Statement of Operations, year ended December 31, 2002 | 72 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 73 |
Notes to Financial Statements, December 31, 2002 | 74-77 |
Report of Independent Accountants | 78 |
diversified Small-cap Growth | gROWTH & Income | hEALTH SCIENCES | |
---|---|---|---|
Financial Highlights, December 31, 2002 | 9 | 10 | 8 |
Statement of Net Assets, December 31, 2002 | 10-21 | 11-17 | 9-15 |
Statement of Operations, year ended December 31, 2002 | 22 | 18 | 16 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, | 23 | 19 | 17 |
Notes to Financial Statements, December 31, 2002 | 24-28 | 20-24 | 18-22 |
Report of Independent Accountants | 29 | 25 | 23 |
Global Technology | Media & TELECOMMUNICATIONS | Institutional LARGE-CAP VALUe | |
---|---|---|---|
Financial Highlights, December 31, 2002 | 8 | 8 | 5 |
Statement of Net Assets, December 31, 2002 | 9-12 | 9-13 | 6-8 |
Statement of Operations, December 31, 2002 | 13 | 14 | 9 |
Statement of Changes in Net Assets, periods ended December 31, 2002, and December 31, 2001 | 14 | 15 | 10 |
Notes to Financial Statements, December 31, 2002 | 15-18 | 16-19 | 11-12 |
Report of Independent Accountants | 19 | 20 | 13 |
Science & technology | Equity< br>index 500 | |
---|---|---|
Financial Highlights, December 31, 2002 | 8 | 1 |
Statement of Net Assets, December 31, 2002 | 10-14 | 2-20 |
Statement of Operations, December 31, 2002 | 15 | 21 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 16 | 22 |
Notes to Financial Statements, December 31, 2002 | 17-21 | 23-28 |
Report of Independent Accountants | 22 | 29 |
balanced | new horizons | capital appreciation | MID-CAP GROWTH | |
---|---|---|---|---|
Financial Highlights, December 31, 2002 | 11 | 11 | 9 | 14 |
Portfolio of Investments, December 31, 2002 | 12-41 | 12-21 |
10-17 | 17-23 |
Statement of Assets and Liabilities, December 31, 2002 | 42 | 22 | 18 | 24 |
Statement of Operations, year ended December 31, 2002 | 43 | 23 | 19 | 25 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 44 | 24 | 20 | 26 |
Notes to Financial Statements, December 31, 2002 | 45-49 | 25-29 | 21-25 | 27-32 |
Report of Independent Accountants | 50 | 30 | 26 | 33 |
SMALL-CAP STOCK | |
---|---|
Financial Highlights, December 31, 2002 | 12 |
Portfolio of Investments, December 31, 2002 | 14-24 |
Statement of Assets and Liabilities, December 31, 2002 | 25 |
Statement of Operations, year ended December 31, 2002 | 26 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 27-28 |
Notes to Financial Statements, December 31, 2002 | 29-33 |
Report of Independent Accountants | 34 |
small-cap value | |
---|---|
Financial Highlights, December 31, 2002 | 7 |
Portfolio of Investments, December 31, 2002 | 9-20 |
Statement of Assets and Liabilities,December 31, 2002 | 21 |
Statement of Operations, year endedDecember 31, 2002 | 22 |
Statement of Changes in Net Assets, years ended December 31, 2002, and December 31, 2001 | 23-24 |
Notes to Financial Statements, December 31, 2002 | 25-30 |
Report of Independent Accountants | 31 |
Institutional Small-cap stock | |
---|---|
Financial Highlights, December 31, 2002 | 7 |
Statement of Net Assets, December 31, 2002 | 8-12 |
Statement of Operations, December 31, 2002 | 13 |
Statement of Changes in Net Assets, years endedDecember 31, 2002, and December 31, 2001 | 14 |
Notes to Financial Statements, December 31, 2002 | 15-16 |
Report of Independent Accountants | 17 |
institutional Large-cap growth | |
---|---|
Financial Highlights, December 31, 2002 | 6 |
Statement of Net Assets, December 31, 2002 | 7-8 |
Statement of Operations, for the period ended December 31, 2002 | 9 |
Statement of Changes in Net Assets, year ended December 31, 2002, and period fromOctober 31, 200l (commencement of operations) | 10 |
Notes to Financial Statements, December 31, 2002 | 11-12 |
Report of Independent Accountants | 13 |
bLUE cHIP gROWTH fUNDaDVISOR cLASS | equity income FundAdvisor Class | vALUE fUND aDVISOR cLASS | |
---|---|---|---|
Financial Highlights, December 31, 2002 | 14 | 9 | 9 |
Statement of Net Assets, December 31, 2002 | 16-22 | 11-18 | 10-17 |
Statement of Operations, year ended December 31, 2002 | 23 | 19 | 18 |
Statement of Changes in Net Assets, for the periods ended December 31, 2002, and December 31, 2001 | 24-25 | 20-21 | 19-20 |
Notes to Financial Statements,December 31, 2002 | 26-31 | 22-26 | 21-25 |
Report of Independent Accountants | 32 | 27 | 26 |
Mid-Cap Growth Fund Advisor Class | SMALL-CAP STOCK FUND Advisor Class | Small-Cap VALUE FUNDAdvisor Class | |
---|---|---|---|
Financial Highlights, December 31, 2002 | 15 | 13 | 8 |
Portfolio of Investments, December 31, 2002 | 17-23 | 14-24 | 9-20 |
Statement of Assets and Liabilities, December 31, 2002 | 24 | 25 | 21 |
Statement of Operations, year ended December 31, 2002 | 25 | 26 | 22 |
Statement of Changes in Net Assets, for the periods ended December 31, 2002, and December 31, 2001 | 26 | 27-28 | 23-24 |
Notes to Financial Statements, December 31, 2002 | 27-32 | 29-33 | 25-30 |
Report of Independent Accountants | 33 | 34 | 31 |
Science & technology fundadvisor class | Growth StOCK FUND Advisor class | MID-CAP VALUE FUND ADVISOR class | |
---|---|---|---|
Financial Highlights, December 31, 2002 | 9 | 11 | 10 |
Statement of Net Assets, December 31, 2002 | 10-14 | 13-19 | 12-18 |
Statement of Operations, year ended December 31, 2002 | 15 | 20 | 19 |
Statement of Changes in Net Assets, for the periods ended December 31, 2002, and December 31, 2001 | 16 | 21-22 | 20-21 |
Notes to Financial Statements, December 31, 2002 | 17-21 | 23-28 | 22-27 |
Report of Independent Accountants | 22 | 29 | 28 |
bLUE cHIP gROWTH< br>fUNDR cLASS | equity income FundR Class | MID-CAP vALUE fUND R cLASS | |
---|---|---|---|
Financial Highlights, December 31, 20
02 | 15 | 10 | 11 |
Statement of Net Assets, December 31, 2002 | 16-22 | 11-18 | 12-18 |
Statement of Operations, year ended December 31, 2002 | 23 | 19 | 19 |
Statement of Changes in Net Assets, for the periods ended December 31, 2002, and December 31, 2001 | 24-25 | 20-21 | 20-21 |
Notes to Financial Statements,December 31, 2002 | 26-31 | 22-26 | 22-27 |
Report of Independent Accountants | 32 | 27 | 28 |
MID-Cap GROWTH FundR Class | |
---|---|
Financial Highlights, December 31, 2002 | 16 |
Portfolio of Investments, December 31, 2002 | 17-23 |
24 | |
Statement of Operations, year ended December 31, 2002 | 25 |
Statement of Changes in Net Assets, for the periods ended December 31, 2002, and December 31, 2001 | 26 |
Notes to Financial Statements, December 31, 2002 | |
Report of Independent Accountants | 33 |
gROWTH STOCK fUNDR cLASS | |
---|---|
Financial Highlights, December 31, 2002 | 12 |
Statement of Net Assets, December 31, 2002 | 13-19 |
Statement of Operations, year ended December 31, 2002 | 20 |
Statement of Changes in Net Assets, for the | 21-22 |
Notes to Financial Statements,December 31, 2002 | 23-28 |
Report of Independent Accountants | 29 |