-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAu3/j063RKYy6f+wgxp8fGJLv2bV8gvAndVIwM4vOVOaVoIJiR1R3w1+UBFDs5Z HDV1SNseOplRGH2dZuj8GQ== 0000075170-98-000001.txt : 19980227 0000075170-98-000001.hdr.sgml : 19980227 ACCESSION NUMBER: 0000075170-98-000001 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980226 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE OTC FUND INC CENTRAL INDEX KEY: 0000075170 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 231622210 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00696 FILM NUMBER: 98549895 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT ST STREET 2: C/O T ROWE PRICE ASSOCIATES INC CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 2156432510 MAIL ADDRESS: STREET 1: 100 EAST PRATT STRE STREET 2: NULL CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES FUND INC DATE OF NAME CHANGE: 19890108 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 12/31/97 000 C000000 0000075170 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 T. ROWE PRICE SMALL-CAP STOCK FUND, INC 001 B000000 811-696 001 C000000 4103452000 002 A000000 100 EAST PRATT STREET 002 B000000 BALTIMORE 002 C000000 MD 002 D010000 21202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 T. ROWE PRICE SMALL-CAP STOCK FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02101 015 E01AA01 X 015 A00AA02 THE CHASE MANHATTAN BANK, N.A. 015 B00AA02 S 015 C01AA02 LONDON 015 D01AA02 ENGLAND 015 D02AA02 EC2P 2HD 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 80 019 C00AA00 TROWEPRICE 020 A000001 INSTINET/CROSSING NETWORK PAGE 2 020 B000001 13-3443395 020 C000001 147 020 A000002 CITATION GROUP 020 B000002 13-3144415 020 C000002 38 020 A000003 MORGAN STANLEY 020 B000003 13-2655998 020 C000003 24 020 A000004 BT ALEX BROWN 020 B000004 13-3311934 020 C000004 22 020 A000005 BLAIR, WILLIAM 020 B000005 36-2214610 020 C000005 12 020 A000006 PRUDENTIAL SECURITIES 020 B000006 22-2347336 020 C000006 12 020 A000007 SMITH BARNEY SHEARSON 020 B000007 13-1912900 020 C000007 11 020 A000008 PAULSEN, DOWLING SECURITIES 020 B000008 04-3257518 020 C000008 10 020 A000009 NEUBERGER & BERMAN 020 B000009 13-5521970 020 C000009 9 020 A000010 INVESTMENT TECHNOLOGY 020 B000010 95-4339369 020 C000010 9 021 000000 416 022 A000001 GOLDMAN SACHS 022 B000001 13-5108880 022 C000001 198600 022 D000001 23929 022 A000002 MORGAN, J.P. 022 B000002 13-3224016 022 C000002 155175 022 D000002 4560 022 A000003 LEHMAN BROTHERS 022 B000003 13-2518466 022 C000003 125527 022 D000003 16382 022 A000004 GMAC 022 B000004 38-0572512 022 C000004 102717 022 D000004 0 022 A000005 BT ALEX BROWN 022 B000005 13-3311934 022 C000005 67351 022 D000005 1343 022 A000006 MERRILL LYNCH PAGE 3 022 B000006 13-5674085 022 C000006 46533 022 D000006 11448 022 A000007 FIRST BOSTON 022 B000007 13-5659485 022 C000007 52922 022 D000007 445 022 A000008 CHASE SECURITIES 022 B000008 13-3379014 022 C000008 20173 022 D000008 9028 022 A000009 PRUDENTIAL SECURITIES 022 B000009 22-2347336 022 C000009 24481 022 D000009 1470 022 A000010 MORGAN STANLEY 022 B000010 13-2655998 022 C000010 14283 022 D000010 2825 023 C000000 968394 023 D000000 93445 024 00AA00 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 Y 027 000000 Y 028 A01AA00 26653 028 A02AA00 0 028 A03AA00 0 028 A04AA00 16328 028 B01AA00 47008 028 B02AA00 0 028 B03AA00 0 028 B04AA00 17369 028 C01AA00 64757 028 C02AA00 0 028 C03AA00 0 028 C04AA00 12446 028 D01AA00 87950 028 D02AA00 0 028 D03AA00 0 028 D04AA00 44323 028 E01AA00 45191 028 E02AA00 0 028 E03AA00 0 PAGE 4 028 E04AA00 22280 028 F01AA00 54052 028 F02AA00 34611 028 F03AA00 0 028 F04AA00 33968 028 G01AA00 325611 028 G02AA00 34611 028 G03AA00 0 028 G04AA00 146714 028 H00AA00 0 045 00AA00 Y 046 00AA00 N 047 00AA00 N 048 00AA00 0.000 048 A01AA00 0 048 A02AA00 0.000 048 B01AA00 0 048 B02AA00 0.000 048 C01AA00 0 048 C02AA00 0.000 048 D01AA00 0 048 D02AA00 0.000 048 E01AA00 0 048 E02AA00 0.000 048 F01AA00 0 048 F02AA00 0.000 048 G01AA00 0 048 G02AA00 0.000 048 H01AA00 0 048 H02AA00 0.000 048 I01AA00 0 048 I02AA00 0.000 048 J01AA00 0 048 J02AA00 0.000 048 K01AA00 0 048 K02AA00 0.000 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 Y 053 A00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A00AA00 N PAGE 5 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 070 A01AA00 Y 070 A02AA00 N 070 B01AA00 Y 070 B02AA00 N 070 C01AA00 Y 070 C02AA00 N 070 D01AA00 Y 070 D02AA00 N 070 E01AA00 Y 070 E02AA00 N 070 F01AA00 Y 070 F02AA00 N 070 G01AA00 Y 070 G02AA00 N 070 H01AA00 Y 070 H02AA00 N 070 I01AA00 N 070 I02AA00 N 070 J01AA00 Y 070 J02AA00 Y 070 K01AA00 Y 070 K02AA00 Y 070 L01AA00 Y 070 L02AA00 Y 070 M01AA00 Y 070 M02AA00 N 070 N01AA00 Y 070 N02AA00 N 070 O01AA00 Y 070 O02AA00 N 070 P01AA00 Y 070 P02AA00 N 070 Q01AA00 N 070 Q02AA00 N PAGE 6 070 R01AA00 N 070 R02AA00 N 071 A00AA00 327707 071 B00AA00 117591 071 C00AA00 514005 071 D00AA00 23 072 A00AA00 12 072 B00AA00 3462 072 C00AA00 4274 072 D00AA00 0 072 E00AA00 0 072 F00AA00 4405 072 G00AA00 0 072 H00AA00 0 072 I00AA00 989 072 J00AA00 51 072 K00AA00 41 072 L00AA00 69 072 M00AA00 9 072 N00AA00 151 072 O00AA00 0 072 P00AA00 0 072 Q00AA00 94 072 R00AA00 11 072 S00AA00 4 072 T00AA00 0 072 U00AA00 0 072 V00AA00 0 072 W00AA00 11 072 X00AA00 5835 072 Y00AA00 0 072 Z00AA00 1901 072AA00AA00 32376 072BB00AA00 0 072CC01AA00 111242 072CC02AA00 0 072DD01AA00 1388 072DD02AA00 0 072EE00AA00 35062 073 A01AA00 0.0400 073 A02AA00 0.0000 073 B00AA00 1.0100 073 C00AA00 0.0000 074 A00AA00 0 074 B00AA00 0 074 C00AA00 81458 074 D00AA00 3075 074 E00AA00 1425 074 F00AA00 730917 074 G00AA00 0 074 H00AA00 0 PAGE 7 074 I00AA00 0 074 J00AA00 4514 074 K00AA00 0 074 L00AA00 1831 074 M00AA00 0 074 N00AA00 823220 074 O00AA00 2954 074 P00AA00 95 074 Q00AA00 0 074 R01AA00 0 074 R02AA00 0 074 R03AA00 0 074 R04AA00 3797 074 S00AA00 0 074 T00AA00 816374 074 U01AA00 36771 074 U02AA00 0 074 V01AA00 22.20 074 V02AA00 0.00 074 W00AA00 0.0000 074 X00AA00 44019 074 Y00AA00 0 075 A00AA00 0 075 B00AA00 569347 076 00AA00 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 Y 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 60000 081 A00AA00 Y 081 B00AA00 125 082 A00AA00 N PAGE 8 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N SIGNATURE JAMES S. RIEPE TITLE VICE PRESIDENT EX-27 2 FDS FOR TRP SMALL-CAP STOCK FUND
6 0000075170 T. ROWE PRICE SMALL CAP STOCK FUND 1000 YEAR DEC-31-1997 DEC-31-1997 610819 816875 6345 0 0 823220 2954 0 3892 6846 0 602820 36771 23003 536 0 6962 0 206056 816374 4274 3462 0 5835 1901 32376 111242 145519 0 1388 35062 0 23580 11410 1598 400770 23 9648 0 0 4405 0 5835 569347 18.07 .05 5.13 .04 1.01 0 22.20 1.02 0 0

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