-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjwJAHKqfGvyGsC1z7+tluyj2Q2GWToTbjat6OXjYAS7EWQ8Rh+FlrnF3dewVwyF aqcX6kQg4+xi41r4hPH2Qw== 0000075170-97-000011.txt : 19970912 0000075170-97-000011.hdr.sgml : 19970911 ACCESSION NUMBER: 0000075170-97-000011 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970630 FILED AS OF DATE: 19970828 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE OTC FUND INC CENTRAL INDEX KEY: 0000075170 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 231622210 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-00696 FILM NUMBER: 97671296 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT ST STREET 2: C/O T ROWE PRICE ASSOCIATES INC CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 2156432510 MAIL ADDRESS: STREET 1: 100 EAST PRATT STRE STREET 2: NULL CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES FUND INC DATE OF NAME CHANGE: 19890108 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 06/30/97 000 C000000 0000075170 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 T. ROWE PRICE SMALL-CAP STOCK FUND, INC 001 B000000 811-696 001 C000000 4103452000 002 A000000 100 EAST PRATT STREET 002 B000000 BALTIMORE 002 C000000 MD 002 D010000 21202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 T. ROWE PRICE SMALL-CAP STOCK FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 014 A00AA01 T.ROWE PRICE INVESTMENT SERVICES, INC 014 B00AA01 8-25130 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02101 015 E01AA01 X 015 A00AA02 THE CHASE MANHATTAN BANK, N.A. 015 B00AA02 S 015 C01AA02 LONDON 015 D01AA02 ENGLAND 015 D02AA02 EC2P 2HD 015 E04AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 78 PAGE 2 019 C00AA00 TROWEPRICE 020 A000001 INSTINET 020 B000001 13-3443395 020 C000001 85 020 A000002 WILLIAM BLAIR 020 B000002 36-2214610 020 C000002 11 020 A000003 ALEX BROWN 020 B000003 52-1319768 020 C000003 8 020 A000004 SMITH BARNEY SHEARSON 020 B000004 13-1912900 020 C000004 6 020 A000005 PAULSEN DOWLING 020 B000005 04-3257518 020 C000005 5 020 A000006 JAMES CAPEL 020 B000006 52-1348224 020 C000006 4 020 A000007 C.L. KING & ASSOCIATES 020 B000007 13-2700327 020 C000007 4 020 A000008 IBES 020 B000008 13-3624400 020 C000008 3 020 A000009 BERNSTEIN SANFORD 020 B000009 13-2625874 020 C000009 2 020 A000010 ALLEN & CO 020 B000010 13-6176976 020 C000010 2 021 000000 148 022 A000001 GOLDMAN SACHS 022 B000001 13-5108880 022 C000001 134276 022 D000001 3392 022 A000002 MORGAN, J.P. 022 B000002 13-3224016 022 C000002 106091 022 D000002 4560 022 A000003 LEHMAN BROTHERS 022 B000003 13-2518466 022 C000003 83066 022 D000003 4705 022 A000004 GMAC 022 B000004 38-0572512 022 C000004 81522 022 D000004 0 022 A000005 BANKERS TRUST 022 B000005 13-4941247 022 C000005 53014 PAGE 3 022 D000005 0 022 A000006 FIRST BOSTON 022 B000006 13-5659485 022 C000006 39825 022 D000006 445 022 A000007 MERRILL LYNCH 022 B000007 13-5674085 022 C000007 32159 022 D000007 93 022 A000008 CHASE SECURITIES 022 B000008 13-3379014 022 C000008 18393 022 D000008 4028 022 A000009 PRUDENTIAL SECURITIES 022 B000009 22-2347336 022 C000009 14652 022 D000009 355 022 A000010 MORGAN STANLEY 022 B000010 13-2655998 022 C000010 11316 022 D000010 2039 023 C000000 644464 023 D000000 31218 024 00AA00 N 028 A01AA00 24939 028 A02AA00 0 028 A03AA00 0 028 A04AA00 11941 028 B01AA00 16331 028 B02AA00 0 028 B03AA00 0 028 B04AA00 17554 028 C01AA00 17231 028 C02AA00 0 028 C03AA00 0 028 C04AA00 13108 028 D01AA00 25323 028 D02AA00 0 028 D03AA00 0 028 D04AA00 18360 028 E01AA00 30118 028 E02AA00 0 028 E03AA00 0 028 E04AA00 16868 028 F01AA00 51569 028 F02AA00 0 028 F03AA00 0 028 F04AA00 9486 028 G01AA00 165511 028 G02AA00 0 028 G03AA00 0 PAGE 4 028 G04AA00 87317 028 H00AA00 0 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 Y 053 A00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 2500 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 070 A01AA00 Y 070 A02AA00 N 070 B01AA00 Y 070 B02AA00 N 070 C01AA00 Y 070 C02AA00 N 070 D01AA00 Y 070 D02AA00 N 070 E01AA00 Y 070 E02AA00 N 070 F01AA00 Y 070 F02AA00 N 070 G01AA00 Y 070 G02AA00 N 070 H01AA00 Y 070 H02AA00 N 070 I01AA00 N PAGE 5 070 I02AA00 N 070 J01AA00 Y 070 J02AA00 Y 070 K01AA00 Y 070 K02AA00 N 070 L01AA00 Y 070 L02AA00 Y 070 M01AA00 Y 070 M02AA00 N 070 N01AA00 Y 070 N02AA00 N 070 O01AA00 Y 070 O02AA00 N 070 P01AA00 Y 070 P02AA00 N 070 Q01AA00 N 070 Q02AA00 N 070 R01AA00 N 070 R02AA00 N 071 A00AA00 113595 071 B00AA00 58119 071 C00AA00 402413 071 D00AA00 14 072 A00AA00 6 072 B00AA00 1353 072 C00AA00 1658 072 D00AA00 0 072 E00AA00 0 072 F00AA00 1711 072 G00AA00 0 072 H00AA00 0 072 I00AA00 447 072 J00AA00 24 072 K00AA00 24 072 L00AA00 23 072 M00AA00 4 072 N00AA00 45 072 O00AA00 0 072 P00AA00 0 072 Q00AA00 45 072 R00AA00 5 072 S00AA00 3 072 T00AA00 0 072 U00AA00 0 072 V00AA00 0 072 W00AA00 6 072 X00AA00 2337 072 Y00AA00 0 072 Z00AA00 674 072AA00AA00 18318 072BB00AA00 0 PAGE 6 072CC01AA00 34482 072CC02AA00 0 072DD01AA00 0 072DD02AA00 0 072EE00AA00 0 073 A01AA00 0.0000 073 A02AA00 0.0000 073 B00AA00 0.0000 073 C00AA00 0.0000 074 A00AA00 0 074 B00AA00 0 074 C00AA00 59889 074 D00AA00 2896 074 E00AA00 1371 074 F00AA00 485747 074 G00AA00 0 074 H00AA00 0 074 I00AA00 0 074 J00AA00 1080 074 K00AA00 0 074 L00AA00 1400 074 M00AA00 0 074 N00AA00 552383 074 O00AA00 3631 074 P00AA00 77 074 Q00AA00 0 074 R01AA00 0 074 R02AA00 0 074 R03AA00 0 074 R04AA00 1403 074 S00AA00 0 074 T00AA00 547272 074 U01AA00 27183 074 U02AA00 0 074 V01AA00 20.13 074 V02AA00 0.00 074 W00AA00 0.0000 074 X00AA00 30166 074 Y00AA00 0 075 A00AA00 0 075 B00AA00 444694 076 00AA00 0.00 077 A000000 Y 077 Q010000 Y 078 000000 N 025 A000101 DELETE 025 D000101 0 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 PAGE 7 025 D000106 0 025 D000107 0 025 D000108 0 SIGNATURE JAMES S. RIEPE TITLE VICE PRESIDENT EX-27 2 TRP SMALL-CAP STOCK FDS
6 0000075170 TRP SMALL-CAP STOCK FUND 1000 6-MOS DEC-31-1997 JUN-30-1997 420607 549903 2480 0 0 552383 3631 0 1480 5111 0 389313 27183 23003 697 0 27966 0 129296 547272 1658 1353 0 2337 674 18318 34482 53474 0 0 0 0 9003 4823 0 131668 23 9648 0 0 1711 0 2337 444694 18.07 .03 2.03 0.00 0.00 0.00 20.13 1.06 0 0

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