-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlXLBpZzuMBbGfFhxLLoQozzqUQ8UlIKR/LSthyiGGNNht6sKq5ejqnPLfhjrwBF p0nLx+Vz48uw5zFNQMswOQ== 0000075170-06-000004.txt : 20060223 0000075170-06-000004.hdr.sgml : 20060223 20060223151659 ACCESSION NUMBER: 0000075170-06-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060223 DATE AS OF CHANGE: 20060223 EFFECTIVENESS DATE: 20060223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: T. Rowe Price Small-Cap Stock Fund, Inc. CENTRAL INDEX KEY: 0000075170 IRS NUMBER: 231622210 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00696 FILM NUMBER: 06639341 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT STRET CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-345-2000 MAIL ADDRESS: STREET 1: 100 EAST PRATT STRET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: PRICE T ROWE SMALL CAP STOCK FUND INC DATE OF NAME CHANGE: 19980513 FORMER COMPANY: FORMER CONFORMED NAME: PRICE T ROWE OTC FUND INC DATE OF NAME CHANGE: 19930210 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES GROUP INC DATE OF NAME CHANGE: 19920703 0000075170 S000002120 T. Rowe Price Small-Cap Stock Fund, Inc. C000005508 T. Rowe Price Small-Cap Stock Fund, Inc. OTCFX C000005509 T. Rowe Price Small-Cap Stock Fund-Advisor Class PASSX NSAR-B 1 ans_scs.fil ANSWER FILE~SMALL-CAP STOCK FUND PAGE 1 000 B000000 12/31/2005 000 C000000 0000075170 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 T. ROWE PRICE SMALL-CAP STOCK FUND, INC. 001 B000000 811-696 001 C000000 4103452000 002 A000000 100 EAST PRATT STREET 002 B000000 BALTIMORE 002 C000000 MD 002 D010000 21202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 T. ROWE PRICE ASSOCIATES, INC. 008 B000001 A 008 C000001 801-856 008 D010001 BALTIMORE 008 D020001 MD 008 D030001 21202 011 A000001 T. ROWE PRICE INVESTMENT SERVICES, INC. 011 B000001 8-25130 011 C010001 BALTIMORE 011 C020001 MD 011 C030001 21202 012 A000001 T. ROWE PRICE SERVICES, INC. 012 B000001 84-1079 012 C010001 BALTIMORE 012 C020001 MD 012 C030001 21202 012 A000002 T. ROWE PRICE RETIREMENT PLAN SERVICES, INC. 012 B000002 84-1917 012 C010002 BALTIMORE 012 C020002 MD 012 C030002 21202 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BALTIMORE 013 B020001 MD 013 B030001 21201 014 A000001 T. ROWE PRICE INVESTMENT SERVICES, INC. 014 B000001 8-25130 015 A000001 STATE STREET BANK AND TRUST COMPANY PAGE 2 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 015 A000002 JPMORGAN CHASE BANK 015 B000002 C 015 C010002 LONDON 015 D010002 ENGLAND 015 D020002 EC2P 2HD 015 E040002 X 018 000000 Y 019 A000000 Y 019 B000000 113 019 C000000 TROWEPRICE 020 A000001 MERRILL LYNCH 020 B000001 13-5674085 020 C000001 350 020 A000002 MORGAN STANLEY & CO INC. 020 B000002 13-2655998 020 C000002 270 020 A000003 UBS INVESTMENT BANK 020 B000003 13-1939216 020 C000003 243 020 A000004 LIQUIDNET 020 B000004 13-4095933 020 C000004 226 020 A000005 LEHMAN BROTHERS, INC. 020 B000005 13-2518466 020 C000005 225 020 A000006 PRUDENTIAL SECURITIES 020 B000006 22-2347336 020 C000006 222 020 A000007 CITIGROUP GLOBAL MARKETS, INC. 020 B000007 11-2418191 020 C000007 217 020 A000008 BEAR STEARNS & CO. 020 B000008 13-3299429 020 C000008 181 020 A000009 PIPER JAFFRAY 020 B000009 41-0953246 020 C000009 134 020 A000010 KEEFE BRUYETTE 020 B000010 13-1964616 020 C000010 131 021 000000 3822 022 A000001 DEUTSCHE BANK 022 B000001 13-2730828 022 C000001 34562 022 D000001 0 022 A000002 JPMORGAN CHASE PAGE 3 022 B000002 13-4994650 022 C000002 26484 022 D000002 0 022 A000003 GOLDMAN SACHS 022 B000003 13-5108880 022 C000003 24184 022 D000003 0 022 A000004 LEHMAN BROTHERS, INC. 022 B000004 13-2518466 022 C000004 17281 022 D000004 0 022 A000005 GREENWICH HIGH YIELD 022 B000005 13-2948225 022 C000005 14969 022 D000005 0 022 A000006 CITIGROUP GLOBAL MARKETS, INC. 022 B000006 11-2418191 022 C000006 8972 022 D000006 0 022 A000007 BARCLAYS CAPITAL 022 B000007 13-3551367 022 C000007 6981 022 D000007 0 022 A000008 CS FIRST BOSTON CORP. 022 B000008 13-5659485 022 C000008 5946 022 D000008 0 022 A000009 BANC OF AMERICA SECURITIES 022 B000009 56-2058405 022 C000009 4302 022 D000009 0 022 A000010 MERRILL LYNCH 022 B000010 13-5674085 022 C000010 3704 022 D000010 0 023 C000000 176027 023 D000000 0 024 000000 Y 025 A000001 PIPER JAFFRAY 025 B000001 41-0953246 025 C000001 E 025 D000001 40097 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 Y PAGE 4 027 000000 Y 028 A010000 104182 028 A020000 0 028 A030000 0 028 A040000 110516 028 B010000 114333 028 B020000 0 028 B030000 0 028 B040000 118361 028 C010000 99651 028 C020000 0 028 C030000 0 028 C040000 110228 028 D010000 98796 028 D020000 0 028 D030000 0 028 D040000 94936 028 E010000 111668 028 E020000 0 028 E030000 0 028 E040000 115950 028 F010000 237439 028 F020000 364274 028 F030000 0 028 F040000 305553 028 G010000 766069 028 G020000 364274 028 G030000 0 028 G040000 855544 028 H000000 0 029 000000 N 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 034 000000 N 035 000000 0 036 B000000 0 037 000000 N 038 000000 0 039 000000 Y 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 17 042 E000000 0 PAGE 5 042 F000000 7 042 G000000 73 042 H000000 3 043 000000 1168 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 Y 053 A000000 N 054 A000000 N 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 N 054 K000000 N 054 L000000 N 054 M000000 N 054 N000000 N 054 O000000 N PAGE 6 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 50 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 Y 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y PAGE 7 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 Y 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 1302680 071 B000000 1352642 071 C000000 6372078 071 D000000 20 072 A000000 12 072 B000000 210 072 C000000 56389 072 D000000 0 072 E000000 0 072 F000000 52878 072 G000000 0 072 H000000 0 072 I000000 10143 072 J000000 197 072 K000000 170 072 L000000 286 072 M000000 27 072 N000000 128 072 O000000 0 072 P000000 0 072 Q000000 108 072 R000000 25 072 S000000 5 072 T000000 1186 072 U000000 0 072 V000000 43 PAGE 8 072 W000000 38 072 X000000 65234 072 Y000000 27 072 Z000000 -8608 072AA000000 474335 072BB000000 0 072CC010000 121538 072CC020000 0 072DD010000 0 072DD020000 0 072EE000000 374797 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 644210 074 D000000 0 074 E000000 0 074 F000000 6763448 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 42504 074 K000000 0 074 L000000 72075 074 M000000 7 074 N000000 7522244 074 O000000 1965 074 P000000 5502 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 99883 074 S000000 0 074 T000000 7414894 074 U010000 210129 074 U020000 15911 074 V010000 32.81 074 V020000 32.67 074 W000000 0.0000 074 X000000 87735 074 Y000000 6590 075 A000000 0 075 B000000 6951053 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 Q010000 N PAGE 9 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI Mutual Insurance Company 080 C000000 90000 081 A000000 Y 081 B000000 167 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JAMES S. RIEPE TITLE VICE PRESIDENT EX-99.77B ACCT LTTR 2 pwc_scs.htm PWC INTERNAL CONTROL LETTER~SMALL-CAP STOCK FUND T. Rowe Price Small-Cap Stock Fund, Inc. - Attachment 77B

Report of Independent Registered Public Accounting Firm

To the Board of Directors and Shareholders of T. Rowe Price Small-Cap Stock Fund, Inc.

In planning and performing our audit of the financial statements of T. Rowe Price Small-Cap Stock Fund, Inc. (hereafter referred to as the “Company”) as of and for the year ended December 31, 2005, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Company’s internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion.

The management of the Company is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control over financial reporting includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the company's ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the company's annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a control deficiency, or combination of control deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected.

Our consideration of the Company’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be significant deficiencies or material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Company’s internal control over financial reporting and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2005.

This report is intended solely for the information and use of management and the Board of Directors of T. Rowe Price Small-Cap Stock Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

PricewaterhouseCoopers LLP 
Baltimore, Maryland 
February 13, 2006 
-----END PRIVACY-ENHANCED MESSAGE-----