-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SG9z1nAfjOyvdODNVspXr2ZbSErzxH41xAWDjIdNIUMog5WkcTkQogWesvDU6ahL 1yHPqpC3wfhVCjfjQ81a+g== 0000075170-05-000002.txt : 20050223 0000075170-05-000002.hdr.sgml : 20050223 20050223161014 ACCESSION NUMBER: 0000075170-05-000002 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050223 DATE AS OF CHANGE: 20050223 EFFECTIVENESS DATE: 20050223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRICE T ROWE SMALL CAP STOCK FUND INC CENTRAL INDEX KEY: 0000075170 IRS NUMBER: 231622210 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00696 FILM NUMBER: 05634529 BUSINESS ADDRESS: STREET 1: 100 EAST PRATT ST STREET 2: C/O T ROWE PRICE ASSOCIATES INC CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 2156432510 MAIL ADDRESS: STREET 1: 100 EAST PRATT STRE STREET 2: NULL CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: PRICE T ROWE OTC FUND INC DATE OF NAME CHANGE: 19930210 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES GROUP INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: OVER THE COUNTER SECURITIES FUND INC DATE OF NAME CHANGE: 19890108 NSAR-B 1 ans_scs-1204.fil ANSWER FILE~SMALL-CAP STOCK FUND PAGE 1 000 B000000 12/31/2004 000 C000000 0000075170 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 T ROWE PRICE SMALL-CAP STOCK FUND, INC. 001 B000000 811-696 001 C000000 4103452000 002 A000000 100 East Pratt Street 002 B000000 Baltimore 002 C000000 MD 002 D010000 21202 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 T. ROWE PRICE ASSOCIATES, INC. 008 B000001 A 008 C000001 801-856 008 D010001 BALTIMORE 008 D020001 MD 008 D030001 21202 011 A000001 T. ROWE PRICE INVESTMENT SERVICES, INC. 011 B000001 8-25130 011 C010001 BALTIMORE 011 C020001 MD 011 C030001 21202 012 A000001 T. ROWE PRICE SERVICES, INC. 012 B000001 84-1079 012 C010001 BALTIMORE 012 C020001 MD 012 C030001 21202 012 A000002 T. ROWE PRICE RETIREMENT PLAN SERVICES, INC. 012 B000002 84-1917 012 C010002 BALTIMORE 012 C020002 MD 012 C030002 21202 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 BALTIMORE 013 B020001 MD 013 B030001 21201 014 A000001 T. ROWE PRICE INVESTMENT SERVICES, INC. 014 B000001 8-25130 015 A000001 STATE STREET BANK AND TRUST COMPANY PAGE 2 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 015 A000002 JPMORGAN CHASE BANK 015 B000002 C 015 C010002 LONDON 015 D010002 ENGLAND 015 D020002 EC2P 2HD 015 E040002 X 018 000000 Y 019 A000000 Y 019 B000000 112 019 C000000 TROWEPRICE 020 A000001 MERRILL LYNCH 020 B000001 13-5674085 020 C000001 402 020 A000002 MORGAN STANLEY & CO. INC. 020 B000002 13-2655998 020 C000002 344 020 A000003 UBS INVESTMENT BANK 020 B000003 13-1939216 020 C000003 275 020 A000004 GOLDMAN SACHS & CO. 020 B000004 13-5108880 020 C000004 272 020 A000005 CITIGROUP GLOBAL MARKETS, INC. 020 B000005 11-2418191 020 C000005 218 020 A000006 LEHMAN BROTHERS, INC. 020 B000006 13-2518466 020 C000006 175 020 A000007 CS FIRST BOSTON CORP. 020 B000007 13-5659485 020 C000007 173 020 A000008 LIQUIDNET 020 B000008 13-4095933 020 C000008 162 020 A000009 PRUDENTIAL SECURITIES 020 B000009 22-2347336 020 C000009 141 020 A000010 BEAR STEARNS & CO. 020 B000010 13-3299429 020 C000010 127 021 000000 3919 022 A000001 JP MORGAN CHASE 022 B000001 13-4994650 022 C000001 24208 022 D000001 0 022 A000002 GOLDMAN SACHS & CO. PAGE 3 022 B000002 13-5108880 022 C000002 17569 022 D000002 0 022 A000003 MORGAN STANLEY & CO. INC. 022 B000003 13-2655998 022 C000003 17210 022 D000003 0 022 A000004 BANC OF AMERICA SECURITIES 022 B000004 56-2058405 022 C000004 15231 022 D000004 0 022 A000005 CITIGROUP GLOBAL MARKETS, INC. 022 B000005 11-2418191 022 C000005 10698 022 D000005 0 022 A000006 BEAR STEARNS & CO. 022 B000006 13-3299429 022 C000006 7726 022 D000006 0 022 A000007 LEHMAN BROTHERS, INC. 022 B000007 13-2518466 022 C000007 7072 022 D000007 0 022 A000008 CS FIRST BOSTON CORP. 022 B000008 13-5659485 022 C000008 6385 022 D000008 0 022 A000009 PIPER JAFFRAY 022 B000009 41-0953246 022 C000009 5930 022 D000009 0 022 A000010 MERRILL LYNCH 022 B000010 13-5674085 022 C000010 5886 022 D000010 0 023 C000000 171591 023 D000000 2 024 000000 Y 025 A000001 PIPER JAFFRAY 025 B000001 41-0953246 025 C000001 E 025 D000001 47590 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 Y PAGE 4 027 000000 Y 028 A010000 132074 028 A020000 0 028 A030000 0 028 A040000 94927 028 B010000 102129 028 B020000 0 028 B030000 0 028 B040000 88386 028 C010000 103284 028 C020000 0 028 C030000 0 028 C040000 82146 028 D010000 126146 028 D020000 0 028 D030000 0 028 D040000 72112 028 E010000 177839 028 E020000 0 028 E030000 0 028 E040000 78598 028 F010000 175345 028 F020000 274175 028 F030000 0 028 F040000 116244 028 G010000 816817 028 G020000 274175 028 G030000 0 028 G040000 532413 028 H000000 0 029 000000 N 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 034 000000 N 035 000000 0 036 B000000 0 037 000000 N 038 000000 0 039 000000 Y 040 000000 Y 041 000000 Y 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 24 042 E000000 0 PAGE 5 042 F000000 29 042 G000000 47 042 H000000 0 043 000000 940 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 Y 053 A000000 N 054 A000000 N 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 N 054 K000000 N 054 L000000 N 054 M000000 N 054 N000000 N 054 O000000 N PAGE 6 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 50 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 066 A000000 Y 066 B000000 N 066 C000000 N 066 D000000 Y 066 E000000 N 066 F000000 N 066 G000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 N 070 B010000 Y 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 Y 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 Y PAGE 7 070 F020000 Y 070 G010000 Y 070 G020000 N 070 H010000 Y 070 H020000 N 070 I010000 Y 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 Y 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 Y 070 Q010000 Y 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 1376591 071 B000000 974105 071 C000000 5313021 071 D000000 18 072 A000000 12 072 B000000 69 072 C000000 44467 072 D000000 0 072 E000000 0 072 F000000 44236 072 G000000 0 072 H000000 0 072 I000000 9030 072 J000000 180 072 K000000 138 072 L000000 287 072 M000000 13 072 N000000 111 072 O000000 0 072 P000000 0 072 Q000000 95 072 R000000 24 072 S000000 3 072 T000000 956 072 U000000 0 072 V000000 0 PAGE 8 072 W000000 47 072 X000000 55120 072 Y000000 9 072 Z000000 -10575 072AA000000 273211 072BB000000 0 072CC010000 777025 072CC020000 0 072DD010000 0 072DD020000 0 072EE000000 283769 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 601998 074 D000000 0 074 E000000 0 074 F000000 6228439 074 G000000 0 074 H000000 0 074 I000000 93 074 J000000 1736 074 K000000 0 074 L000000 28487 074 M000000 6 074 N000000 6860759 074 O000000 4267 074 P000000 4810 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 31351 074 S000000 0 074 T000000 6820331 074 U010000 200010 074 U020000 14397 074 V010000 31.82 074 V020000 31.68 074 W000000 0.0000 074 X000000 95070 074 Y000000 6076 075 A000000 0 075 B000000 5790015 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 Q010000 N PAGE 9 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI Mutual Insurance Company 080 C000000 85000 081 A000000 Y 081 B000000 165 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JAMES S. RIEPE TITLE VICE PRESIDENT EX-99.77B 2 pwc_scs.txt INTERNAL CONTROL LETTER~SMALL-CAP STOCK FUND Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of T. Rowe Price Small-Cap Stock Fund, Inc. In planning and performing our audit of the financial statements of T. Rowe Price Small-Cap Stock Fund, Inc. (hereafter referred to as the "Fund") for the year ended December 31, 2004, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). A material weakness, for purposes of this report, is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2004. This report is intended solely for the information and use of management and the Board of Directors of T. Rowe Price Small-Cap Stock Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Baltimore, Maryland February 11, 2005 -----END PRIVACY-ENHANCED MESSAGE-----