-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Joxc+kCqJcuZHYQ6gKV6j7s+FUvNTfWKSXQTCYJG+rS6ZhysndDVrOmZHGzwtbeu t4EUgAo3aJ8wWoJZ+oS/0Q== 0000950109-95-000294.txt : 19950501 0000950109-95-000294.hdr.sgml : 19950501 ACCESSION NUMBER: 0000950109-95-000294 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950207 SROS: NYSE GROUP MEMBERS: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA GROUP MEMBERS: JOHN HANCOCK MUTUAL LIFE INSURANCE CO. GROUP MEMBERS: JOHN HANCOCK SUBSIDIARIES INC. GROUP MEMBERS: NM CAPITAL MANAGEMENT, INC. GROUP MEMBERS: THE BERKELEY FINANCIAL GROUP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OUTBOARD MARINE CORP CENTRAL INDEX KEY: 0000075149 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 361589715 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-12268 FILM NUMBER: 95506071 BUSINESS ADDRESS: STREET 1: 100 SEA HORSE DR CITY: WAUKEGAN STATE: IL ZIP: 60085 BUSINESS PHONE: 7086896200 MAIL ADDRESS: STREET 1: 100 SEA HORSE DRIVE CITY: WAUKEGAN STATE: IL ZIP: 60085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN MUTUAL LIFE INSURANCE CO / MA CENTRAL INDEX KEY: 0000917406 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 041414660 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: 200 CLARENDON ST CITY: BOSTON STATE: MA ZIP: 02117 BUSINESS PHONE: 617-572-6000 MAIL ADDRESS: STREET 1: CORPORATE LAW DIVISION T-55 STREET 2: P O BOX 111 CITY: BOSTON STATE: MA ZIP: 02117 SC 13G 1 SCHEDULE 13-G UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number 3235-0145 Washington, D.C. 20549 Expires: October 3l, 1994 Estimated average burden hours per response . . . 14.90 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Outboard Marine - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 690020102 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 PAGE 1 OF 9 PAGES CUSIP No. 690020102 13G Page 2 of 9 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Mutual Life Insurance Company I.R.S. No. 04-1414660 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiaries, NM Capital Management, Inc. and John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IC, BD, IA, HC - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 9 PAGES CUSIP No. 690020102 13G Page 3 of 9 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John Hancock Subsidiaries, Inc. I.R.S. No. 04-2687223 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,174,729: 1,158,829 through its indirect, wholly-owned subsidiary, NM Capital Management, Inc., 15,400 through its indirect, wholly-owned subsidiary John Hancock Advisers, Inc. and 500 through its direct, wholly- owned subsidiary, Independence Investment Associates, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 9 PAGES CUSIP No. 690020102 13G Page 4 of 9 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Berkeley Financial Group I.R.S. No. 04-3145626 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of Massachusetts - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,174,229: 1,158,829 through its direct, wholly-owned subsidiary, NM Capital Management, Inc. and 15,400 through its direct, wholly-owned subsidiary, John Hancock Advisers, Inc. - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.9% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 4 OF 9 PAGES CUSIP No. 690020102 13G Page 5 of 9 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NM Capital Management, Inc. I.R.S. No. 85-0268885 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New Mexico - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 196,330 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,158,829 PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,158,829 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.8% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IA - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 5 OF 9 PAGES The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Item 1(a) Name of Issuer: -------------- Outboard Marine Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 100 Sea Horse Drive Waukegan, IL 60085 Item 2(a) Name of Person Filing: --------------------- This filing is made on behalf of John Hancock Mutual Life Insurance Company ("JHMLICO"), JHMLICO's direct, wholly-owned subsidiary, John Hancock Subsidiaries, Inc. ("JHSI"), JHSI's direct, wholly-owned subsidiary, The Berkeley Financial Group ("TBFG") and TBFG's direct, wholly-owned subsidiary, NM Capital Management, Inc. ("NM"). Item 2(b) Address of the Principal Offices: -------------------------------- The principal business offices of JHMLICO and JHSI are located at John Hancock Place, P.O. Box 111, Boston, MA 02117. The principal business offices of TBFG is located at 101 Huntington Avenue, Boston, Massachusetts 02199. The principal business office of NM is 6501 Americas Parkway, Suite 950, Albuquerque, NM 87110-5372. Item 2(c) Citizenship: ----------- JHMLICO and TBFG were organized and exist under the laws of the Commonwealth of Massachusetts. JHSI was organized and exists under the laws of the State of Delaware. NM was organized and exists under the laws of the State of New Mexico. Item 2(d) Title of Class of Securities: ---------------------------- Common Stock. Item 2(e) CUSIP Number: ------------ 690020102 Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or ------------------------------------------------------------- 13d-2(b), check whether the person filing is a: ---------------------------------------------- JHMLICO: (a) (X) Broker or Dealer registered under (S)15 of the Act. (c) (X) Insurance Company as defined in (S)3(a)(19) of the Act. (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). JHSI (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). PAGE 6 OF 9 PAGES TBFG (g) (X) Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G). NM (e) (X) Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. Item 4 Ownership: --------- (a) Amount Beneficially Owned: ------------------------- NM beneficially owns 1,158,829 shares of Common Stock in various advisory accounts. In addition to the shares owned by NM, TBFG beneficially owns 15,400 shares of Common Stock through its direct, wholly-owned subsidiary, John Hancock Advisers, Inc. ("Advisers") which manages the John Hancock Special Value Fund under an advisory agreement dated October 1, 1993. JHMLICO and JHSI have indirect beneficial ownership of the 1,174,729 shares of Common Stock through their indirect, wholly-owned subsidiaries, NM Capital Management, Inc., and John Hancock Advisers, Inc. A direct, wholly-owned subsidiary of JHSI, Independence Investment Associates ("Independence") has direct, beneficial ownership of 500 shares of Common Stock held in an advisory account. Independence is an Investment Adviser registered under (S)203 of the Investment Advisers Act of 1940. JHMLICO and JHSI thus have indirect, beneficial ownership of the 500 shares of Common Stock. (b) Percent of Class: ---------------- JHSI - 5.9% TBFG - 5.9% NM - 5.8% (c) (i) sole power to vote or to direct the vote: NM - 196,330 shares Advisers - 15,400 shares Independence - 500 shares (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: NM - 1,158,829 shares Advisers - 15,400 shares Independence - 500 shares (iv) shared power to dispose or to direct the disposition of: -0- Item 5 Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: --------------------------------------------------------------- See Item 4(a). Item 7 Identification and Classification of the Subsidiary which --------------------------------------------------------- Acquired the Security Being Reported on by the Parent Holding ------------------------------------------------------------- Company: ------- See Items 2(a), 3 and 4. Item 8 Identification and Classification of Members of the Group: --------------------------------------------------------- Not applicable. PAGE 7 OF 9 PAGES Item 9 Notice of Dissolution of a Group: -------------------------------- Not applicable. Item 10 Certification: ------------- By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ John T. Farady --------------------------------------- Name: John T. Farady ------------------------------------- Dated: January 31, 1995 Title: Senior Vice President & Treasurer ------------------ ------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ John T. Farady --------------------------------------- Name: John T. Farady ------------------------------------- Dated: January 31, 1995 Title: Treasurer ------------------ ------------------------------------ THE BERKELEY FINANCIAL GROUP By: /s/ Susan S. Newton --------------------------------------- Name: Susan S. Newton ------------------------------------- Dated: February 1, 1995 Title: Vice President ------------------ ------------------------------------ NM CAPITAL MANAGEMENT, INC. By: /s/ Susan S. Newton --------------------------------------- Name: Susan S. Newton ------------------------------------- Dated: February 1, 1995 Title: Assistant Secretary ------------------ ------------------------------------ PAGE 8 OF 9 PAGES EXHIBIT A JOINT FILING AGREEMENT ---------------------- John Hancock Mutual Life Insurance Company, John Hancock Subsidiaries, Inc., The Berkeley Financial Group and NM Capital Management, Inc. agree that the Initial Schedule 13G, to which this Agreement is attached, relating to the Common Stock of Outboard Marine is filed on behalf of each of them. JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY By: /s/ John T. Farady --------------------------------------- Name: John T. Farady ------------------------------------- Dated: January 31, 1995 Title: Senior Vice President & Treasurer ------------------ ------------------------------------ JOHN HANCOCK SUBSIDIARIES, INC. By: /s/ John T. Farady --------------------------------------- Name: John T. Farady ------------------------------------- Dated: January 31, 1995 Title: Treasurer ------------------ ------------------------------------ THE BERKELEY FINANCIAL GROUP By: /s/ Susan S. Newton --------------------------------------- Name: Susan S. Newton ------------------------------------- Dated: February 1, 1995 Title: Vice President ------------------ ------------------------------------ NM CAPITAL MANAGEMENT, INC. By: /s/ Susan S. Newton --------------------------------------- Name: Susan S. Newton ------------------------------------- Dated: February 1, 1995 Title: Assistant Secretary ------------------ ------------------------------------ PAGE 9 OF 9 PAGES -----END PRIVACY-ENHANCED MESSAGE-----