0001193125-11-147693.txt : 20110523 0001193125-11-147693.hdr.sgml : 20110523 20110523145807 ACCESSION NUMBER: 0001193125-11-147693 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110523 DATE AS OF CHANGE: 20110523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VPM Inc. CENTRAL INDEX KEY: 0000751340 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222218561 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-02 FILM NUMBER: 11864782 BUSINESS ADDRESS: STREET 1: 1033 CLIFTON AVE CITY: CLIFTON STATE: NJ ZIP: 07013 BUSINESS PHONE: 2107780220 MAIL ADDRESS: STREET 1: 1660 WALT WHITMEN ROAD, SUITE 130 CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED BUSINESS SYSTEMS INC DATE OF NAME CHANGE: 19840816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD DATA SYSTEMS INC CENTRAL INDEX KEY: 0000789388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510267091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304 FILM NUMBER: 11864754 BUSINESS ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 4845825512 MAIL ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNDATA CORP DATE OF NAME CHANGE: 19860310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Workflow Solutions LLC CENTRAL INDEX KEY: 0001355459 IRS NUMBER: 631019430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-01 FILM NUMBER: 11864781 BUSINESS ADDRESS: STREET 1: 104 INVERNESS PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Business Systems LLC CENTRAL INDEX KEY: 0001355463 IRS NUMBER: 232139612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-31 FILM NUMBER: 11864780 BUSINESS ADDRESS: STREET 1: 5510 77 CENTER DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Trust Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard LLC CENTRAL INDEX KEY: 0001355466 IRS NUMBER: 953440473 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-32 FILM NUMBER: 11864779 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: 4TH FLOOR CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Treasury Systems Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Technology Services LLC CENTRAL INDEX KEY: 0001355468 IRS NUMBER: 232579118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-04 FILM NUMBER: 11864778 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services Ltd. CENTRAL INDEX KEY: 0001355469 IRS NUMBER: 233024711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-33 FILM NUMBER: 11864777 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services LP CENTRAL INDEX KEY: 0001355470 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 232106195 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-34 FILM NUMBER: 11864776 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asia Pacific Inc. CENTRAL INDEX KEY: 0001355472 IRS NUMBER: 510370861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-35 FILM NUMBER: 11864775 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRS Development Inc. CENTRAL INDEX KEY: 0001355489 IRS NUMBER: 232746281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-37 FILM NUMBER: 11864774 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIS Europe Holdings LLC CENTRAL INDEX KEY: 0001355491 IRS NUMBER: 411511643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-38 FILM NUMBER: 11864773 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SIS Europe Holdings Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Managed Services Inc. CENTRAL INDEX KEY: 0001355493 IRS NUMBER: 232414968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-19 FILM NUMBER: 11864753 BUSINESS ADDRESS: STREET 1: 2300 MAITLAND CENTER PARKWAY STREET 2: SUITE 340 CITY: MAITLAND STATE: FL ZIP: 32751 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Collegis Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Development CORP CENTRAL INDEX KEY: 0001355508 IRS NUMBER: 232589002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-27 FILM NUMBER: 11864752 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Computer Services LLC CENTRAL INDEX KEY: 0001355519 IRS NUMBER: 680499469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-30 FILM NUMBER: 11864751 BUSINESS ADDRESS: STREET 1: 600 LAUREL ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Financial Systems LLC CENTRAL INDEX KEY: 0001355520 IRS NUMBER: 232585361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-42 FILM NUMBER: 11864750 BUSINESS ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard eProcess Intelligence LLC CENTRAL INDEX KEY: 0001355553 IRS NUMBER: 133217303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-24 FILM NUMBER: 11864749 BUSINESS ADDRESS: STREET 1: 70 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard eProcess Intelligence Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Consulting Services LLC CENTRAL INDEX KEY: 0001355554 IRS NUMBER: 870727844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-29 FILM NUMBER: 11864748 BUSINESS ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Consulting Services Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard DIS Inc. CENTRAL INDEX KEY: 0001355555 IRS NUMBER: 232829670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-26 FILM NUMBER: 11864747 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CSA LLC CENTRAL INDEX KEY: 0001355556 IRS NUMBER: 204280640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-28 FILM NUMBER: 11864746 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Energy Systems Inc. CENTRAL INDEX KEY: 0001355557 IRS NUMBER: 134081739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-25 FILM NUMBER: 11864745 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Public Sector Inc. CENTRAL INDEX KEY: 0001355600 IRS NUMBER: 592133858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-12 FILM NUMBER: 11864744 BUSINESS ADDRESS: STREET 1: 1000 BUSINESS CENTER DRIVE CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard HTE Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS LLC CENTRAL INDEX KEY: 0001355601 IRS NUMBER: 232814630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-16 FILM NUMBER: 11864743 BUSINESS ADDRESS: STREET 1: 11560 GREAT OAKS WAY STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Insurance Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Systems LLC CENTRAL INDEX KEY: 0001355603 IRS NUMBER: 232115509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-18 FILM NUMBER: 11864742 BUSINESS ADDRESS: STREET 1: 11 SALT CREEK LANE CITY: HINSDALE STATE: IL ZIP: 60521 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Ventures LLC CENTRAL INDEX KEY: 0001355604 IRS NUMBER: 510297001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-17 FILM NUMBER: 11864741 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Kiodex LLC CENTRAL INDEX KEY: 0001355605 IRS NUMBER: 134100480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-14 FILM NUMBER: 11864772 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Kiodex Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard NetWork Solutions Inc. CENTRAL INDEX KEY: 0001355606 IRS NUMBER: 232981034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-13 FILM NUMBER: 11864740 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Automated Securities Clearance LLC CENTRAL INDEX KEY: 0001355612 IRS NUMBER: 223701255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-22 FILM NUMBER: 11864771 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD STREET 2: 7TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Ambit LLC CENTRAL INDEX KEY: 0001355613 IRS NUMBER: 042766162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-36 FILM NUMBER: 11864770 BUSINESS ADDRESS: STREET 1: 3 POST OFFICE SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: BancWare LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Reference Data Solutions LLC CENTRAL INDEX KEY: 0001355614 IRS NUMBER: 721571745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-11 FILM NUMBER: 11864769 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Reference Data Solutions Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard SAS Holdings Inc. CENTRAL INDEX KEY: 0001355616 IRS NUMBER: 260052190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-10 FILM NUMBER: 11864768 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Inc. CENTRAL INDEX KEY: 0001355618 IRS NUMBER: 232303679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-20 FILM NUMBER: 11864767 BUSINESS ADDRESS: STREET 1: 4 COUNTRY VIEW ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard SCT Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance LLC CENTRAL INDEX KEY: 0001355620 IRS NUMBER: 133799258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-09 FILM NUMBER: 11864766 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance International LLC CENTRAL INDEX KEY: 0001355622 IRS NUMBER: 133809371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-08 FILM NUMBER: 11864765 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Securities Finance International Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exeter Educational Management Systems, Inc. CENTRAL INDEX KEY: 0001355624 IRS NUMBER: 043123926 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-21 FILM NUMBER: 11864764 BUSINESS ADDRESS: STREET 1: 141 PORTLAND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Software, Inc. CENTRAL INDEX KEY: 0001355625 IRS NUMBER: 510287708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-06 FILM NUMBER: 11864763 BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Systems International Inc. CENTRAL INDEX KEY: 0001355628 IRS NUMBER: 232490902 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-05 FILM NUMBER: 11864762 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Inflow LLC CENTRAL INDEX KEY: 0001355630 IRS NUMBER: 841439489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-40 FILM NUMBER: 11864761 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Online Securities Processing Inc. CENTRAL INDEX KEY: 0001355637 IRS NUMBER: 770589377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-39 FILM NUMBER: 11864760 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Shareholder Systems LLC CENTRAL INDEX KEY: 0001355651 IRS NUMBER: 232025519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-07 FILM NUMBER: 11864759 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: 5TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS P&C (US) Inc. CENTRAL INDEX KEY: 0001394170 IRS NUMBER: 133248040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-15 FILM NUMBER: 11864758 BUSINESS ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 905-275-2299 MAIL ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Portfolio Technologies, Inc. CENTRAL INDEX KEY: 0001431227 IRS NUMBER: 223245876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-23 FILM NUMBER: 11864757 BUSINESS ADDRESS: STREET 1: 90 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VeriCenter, Inc. CENTRAL INDEX KEY: 0001431230 IRS NUMBER: 760624039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-03 FILM NUMBER: 11864756 BUSINESS ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GL Trade Overseas, Inc. CENTRAL INDEX KEY: 0001489071 IRS NUMBER: 061414402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-166304-41 FILM NUMBER: 11864755 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 484-582-2000 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 424B3 1 d424b3.htm SUPPLEMENT NO. 11 TO MARKET-MAKING PROSPECTUS DATED JUNE 18, 2010 Supplement No. 11 to Market-Making Prospectus Dated June 18, 2010

FILED PURSUANT TO RULE 424(B)(3)

File Number 333-166304

SUNGARD DATA SYSTEMS INC.

SUPPLEMENT NO. 11 TO

MARKET-MAKING PROSPECTUS DATED JUNE 18, 2010

THE DATE OF THIS SUPPLEMENT IS MAY 23, 2011

ON MAY 23, 2011, SUNGARD DATA SYSTEMS INC. FILED THE ATTACHED

CURRENT REPORT ON FORM 8-K DATED MAY 17, 2011


 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 17, 2011

Commission file numbers:

SunGard Capital Corp. 000-53653

SunGard Capital Corp. II 000-53654

SunGard Data Systems Inc. 1-12989

 

 

SunGard® Capital Corp.

SunGard® Capital Corp. II

SunGard® Data Systems Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   20-3059890
Delaware   20-3060101
Delaware   51-0267091

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

 

680 Swedesford Road

Wayne, Pennsylvania

  19087
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (484) 582-2000

Not Applicable

Former name or former address, if changed since last report

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

SunGard Data Systems Inc. (the “Company”) and Robert F. Woods, the Company’s chief financial officer, are parties to an existing employment agreement, effective January 1, 2010, which provides for severance benefits upon Mr. Woods’ resignation for good reason in connection with a change of control of the Company or upon Mr. Woods’ involuntary termination by the Company without cause. The employment agreement was filed with the Securities and Exchange Commission on Form 8-K on December 22, 2009.

On May 17, 2011, the Company and Mr. Woods amended the employment agreement to provide that Mr. Woods will receive severance benefits upon his resignation for good reason, without regard to a change of control, and to modify the definition of resignation for good reason. Under the employment agreement, a change in Mr. Woods’ positions, titles, offices or responsibilities that constitutes a material and adverse change from Mr. Woods’ positions, titles, offices or responsibilities as in effect immediately before such change without Mr. Woods’ consent gives rise to a right to resign for good reason. Under the amendment, a material and adverse change in Mr. Woods’ positions, titles, offices or responsibilities will not be deemed to have occurred for this purpose solely as a result of a spin-off of the availability services business of the Company, the sale of some or all of the assets of the availability services business or an initial public offering relating to the stock of the Company or any of its affiliates. The amendment also modifies the definition of resignation for good reason to include the occurrence of either of the following, without Mr. Woods’ express prior consent: (1) a material change in the geographic location at which Mr. Woods is required to perform services for the Company or (2) a material breach by the Company of the employment agreement. The method of calculating the amount of severance benefits has not changed.


Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

 

Exhibit
Number

  

Exhibit Title

10.1    Amendment dated May 17, 2011 to the Employment Agreement by and between SunGard Data Systems Inc. and Robert Woods effective as of January 1, 2010


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

SunGard Capital Corp.

SunGard Capital Corp. II

May 23, 2011   By:  

/s/ Victoria E. Silbey

    Victoria E. Silbey
    Vice President

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SunGard Data Systems Inc.
May 23, 2011   By:  

/s/ Victoria E. Silbey

    Victoria E. Silbey
    Senior Vice President-Legal and Chief Legal Officer


Exhibit Index

 

Exhibit
Number

  

Exhibit Title

10.1    Amendment dated May 17, 2011 to the Employment Agreement by and between SunGard Data Systems Inc. and Robert Woods effective as of January 1, 2010
EX-10.1 2 dex101.htm AMENDED EMPLOYMENT AGREEMENT FOR ROBERT WOODS Amended Employment Agreement for Robert Woods

Exhibit 10.1

AMENDMENT

TO

EMPLOYMENT AGREEMENT

THIS AMENDMENT, dated as of May 17, 2011, between SunGard Data Systems Inc., a Delaware corporation (the “Company”), and Robert Woods (“Executive”).

WHEREAS, the Company and Executive previously entered into an Employment Agreement, dated as of January 1, 2010, (the “Employment Agreement”) that sets forth the terms and conditions of Executive’s employment with the Company;

WHEREAS, the Company and Executive desire to amend the Employment Agreement to provide for certain severance benefits if the Executive’s employment with the Company terminates on account of the Executive’s “Resignation for Good Reason,” which will cease to be conditioned on the occurrence of a Potential Change of Control or a Change of Control (each as defined in the Employment Agreement); and

WHEREAS, pursuant to Section 12(a) of the Employment Agreement, the Employment Agreement may be amended pursuant to a written amendment approved by the Chief Executive Officer of the Company and executed by a duly authorized officer of the Company and Executive.

NOW, THEREFORE, the Company and Executive hereby agree that, effective as of the date of this Amendment, the Employment Agreement shall be amended as follows:

1. Section 2.1 of the Employment Agreement is hereby amended in its entirety to read as follows:

“2.1 Termination without Cause or Resignation for Good Reason. The Company may terminate Executive’s employment with the Company at any time without Cause (as defined in Section 3) (in which case the Employment Term shall be deemed to have ended) upon not less than 60 days’ prior written notice pursuant to Section 11 to Executive; provided, however, that, in the event that such notice is given, Executive shall be allowed to seek other employment, to the extent such other employment is consistent with Executive’s obligations under Section 5. In addition, Executive may resign from his employment with the Company on account of a Resignation for Good Reason (as defined in Section 3) (in which case the Employment Term shall be deemed to have ended), with such resignation to become effective no later than the day immediately following the ninetieth (90th) day following the initial occurrence of the event constituting a Resignation for Good Reason.”

2. The heading for Section 2.2 of the Employment Agreement is hereby amended in its entirety to read as follows:


“2.2 Benefits Payable upon Termination without Cause or Resignation for Good Reason.

3. Section 2.2(b) of the Employment Agreement is hereby amended in its entirety to read as follows:

“(b) Payment of the lump sum benefits described in this subsection (a) above shall be made on the 60th day after Executive’s Termination Date, subject to Executive’s execution of, and nonrevocation of, an effective Release.”

4. Section 2.3 of the Employment Agreement is hereby amended to add the following sentence to the end thereof:

“Notwithstanding the foregoing, this Section 2.3 shall not apply if Executive terminates his employment on account of a Resignation for Good Reason.”

5. Section 3(g) of the Employment Agreement is hereby amended in its entirety to read as follows:

“(g) “Resignation for Good Reason” means, without Executive’s express prior written consent, the occurrence of any of the following: (1) a significant reduction in the Executive’s base salary or level of benefits to which the Executive is entitled, other than by such reduction or change that is part of and consistent with a general reduction or change applicable to all executive officers of the Company unrelated to a Change of Control; (2) a change in the Executive’s positions, titles, offices or responsibilities that constitutes a material and adverse change from the Executive’s positions, titles, offices or responsibilities as in effect immediately before such change, provided, however, that a material and adverse change in Executive’s positions, titles, offices or responsibilities shall not be deemed to have occurred solely as a result of a spin-off of the availability services business of the Company (the “AS Business”), the sale of some or all of the assets of the AS Business or an initial public offering relating to the stock of any member of the SunGard Group; (3) a material change in the geographic location at which Executive must perform services, provided that normal business travel occasioned by Executive’s position shall not be deemed a material change in geographic location; or (4) the Company’s material breach of this Agreement, including, but not limited to, the failure by the Company to obtain, before a Change of Control occurs, an agreement in writing from any Successors and Assigns, to assume and agree to perform this Agreement; provided that within sixty (60) days following the first occurrence of any such event or condition, the Executive shall have given Notice of Termination to the Company and the Company shall not have fully corrected the event or condition within thirty (30) days after such Notice of Termination is given. Termination of

 

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the Executive’s employment by the Company for Cause, by the Executive other than for Resignation for Good Reason or as a result of the Executive’s death or Disability shall not be deemed to constitute or result in Resignation for Good Reason.”

6. Clause (ii) of the second sentence of Section 4 of the Employment Agreement is hereby amended in its entirety to read as follows:

“(ii) briefly summarize the facts and circumstances deemed to provide a basis for a termination of employment if for Cause or Resignation for Good Reason,”

7. The individual signing below on behalf of the Company is a duly authorized officer of the Company who has the authority to enter into this Amendment on behalf of the Company.

8. In all respects not modified by this Amendment, the Employment Agreement is hereby ratified and confirmed.

[Signature Page Follows]

 

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IN WITNESS WHEREOF, the Company and Executive agree to the terms of the foregoing Amendment, effective as of the date set forth above.

 

SUNGARD DATA SYSTEMS INC.
By:  

/s/ Cristóbal Conde

Name: Cristóbal Conde
Title: Chief Executive Officer
Date: May 17, 2011
EXECUTIVE

/s/ Robert Woods

Name: Robert Woods
Title: Chief Financial Officer
SunGard Data Systems Inc.
Date: May 17, 2011

 

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