-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpQHAP//pgfIbRNqqmb481eVYyeKcdYEp6KOqo0Znac0eCVXFyfL67txCWs72+Fv 2vF1YxdWwP6UBpGvesX+RQ== 0001193125-08-109289.txt : 20080627 0001193125-08-109289.hdr.sgml : 20080627 20080509122435 ACCESSION NUMBER: 0001193125-08-109289 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Advancement Inc. CENTRAL INDEX KEY: 0001355505 IRS NUMBER: 522197045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-48 FILM NUMBER: 08817069 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET STREET 2: SUITE 1200 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard BSR Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard LLC CENTRAL INDEX KEY: 0001355466 IRS NUMBER: 953440473 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-60 FILM NUMBER: 08817080 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: 4TH FLOOR CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Treasury Systems Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Corbel LLC CENTRAL INDEX KEY: 0001355517 IRS NUMBER: 952845556 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-45 FILM NUMBER: 08817066 BUSINESS ADDRESS: STREET 1: 1660 PRUDENTIAL DRIVE CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Computer Services LLC CENTRAL INDEX KEY: 0001355519 IRS NUMBER: 680499469 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-44 FILM NUMBER: 08817065 BUSINESS ADDRESS: STREET 1: 600 LAUREL ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Financial Systems LLC CENTRAL INDEX KEY: 0001355520 IRS NUMBER: 232585361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-43 FILM NUMBER: 08817064 BUSINESS ADDRESS: STREET 1: 601 SECOND AVENUE SOUTH CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Expert Solutions LLC CENTRAL INDEX KEY: 0001355551 IRS NUMBER: 870392667 STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-42 FILM NUMBER: 08817063 BUSINESS ADDRESS: STREET 1: 90 S. 400 WEST STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Expert Solutions Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard ERisk Inc. CENTRAL INDEX KEY: 0001355552 IRS NUMBER: 522318969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-41 FILM NUMBER: 08817062 BUSINESS ADDRESS: STREET 1: 1500 BROADWAY STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard eProcess Intelligence LLC CENTRAL INDEX KEY: 0001355553 IRS NUMBER: 133217303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-40 FILM NUMBER: 08817061 BUSINESS ADDRESS: STREET 1: 70 SOUTH ORANGE AVENUE CITY: LIVINGSTON STATE: NJ ZIP: 07039 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard eProcess Intelligence Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Consulting Services LLC CENTRAL INDEX KEY: 0001355554 IRS NUMBER: 870727844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-39 FILM NUMBER: 08817060 BUSINESS ADDRESS: STREET 1: 10375 RICHMOND AVE STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Consulting Services Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard DIS Inc. CENTRAL INDEX KEY: 0001355555 IRS NUMBER: 232829670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-38 FILM NUMBER: 08817059 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard CSA LLC CENTRAL INDEX KEY: 0001355556 IRS NUMBER: 204280640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-37 FILM NUMBER: 08817058 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Energy Systems Inc. CENTRAL INDEX KEY: 0001355557 IRS NUMBER: 134081739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-57 FILM NUMBER: 08817057 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Public Sector Inc. CENTRAL INDEX KEY: 0001355600 IRS NUMBER: 592133858 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-36 FILM NUMBER: 08817056 BUSINESS ADDRESS: STREET 1: 1000 BUSINESS CENTER DRIVE CITY: LAKE MARY STATE: FL ZIP: 32746 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard HTE Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS LLC CENTRAL INDEX KEY: 0001355601 IRS NUMBER: 232814630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-35 FILM NUMBER: 08817055 BUSINESS ADDRESS: STREET 1: 11560 GREAT OAKS WAY STREET 2: SUITE 200 CITY: ALPHARETTA STATE: GA ZIP: 30022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Insurance Systems LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Systems LLC CENTRAL INDEX KEY: 0001355603 IRS NUMBER: 232115509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-34 FILM NUMBER: 08817054 BUSINESS ADDRESS: STREET 1: 11 SALT CREEK LANE CITY: HINSDALE STATE: IL ZIP: 60521 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Investment Ventures LLC CENTRAL INDEX KEY: 0001355604 IRS NUMBER: 510297001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-33 FILM NUMBER: 08817053 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Kiodex Inc. CENTRAL INDEX KEY: 0001355605 IRS NUMBER: 134100480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-32 FILM NUMBER: 08817052 BUSINESS ADDRESS: STREET 1: 628 BROADWAY STREET 2: SUITE 501 CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard NetWork Solutions Inc. CENTRAL INDEX KEY: 0001355606 IRS NUMBER: 232981034 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-31 FILM NUMBER: 08817051 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Public Sector Pentamation Inc. CENTRAL INDEX KEY: 0001355608 IRS NUMBER: 231717744 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-30 FILM NUMBER: 08817050 BUSINESS ADDRESS: STREET 1: 3 WEST BROAD STREET STREET 2: SUITE 1 CITY: BETHLEHEM STATE: PA ZIP: 18018 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Pentamation Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Automated Securities Clearance LLC CENTRAL INDEX KEY: 0001355612 IRS NUMBER: 223701255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-29 FILM NUMBER: 08817049 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BLVD STREET 2: 7TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BancWare LLC CENTRAL INDEX KEY: 0001355613 IRS NUMBER: 042766162 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-28 FILM NUMBER: 08817048 BUSINESS ADDRESS: STREET 1: 3 POST OFFICE SQUARE STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Reference Data Solutions LLC CENTRAL INDEX KEY: 0001355614 IRS NUMBER: 721571745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-27 FILM NUMBER: 08817047 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Reference Data Solutions Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard SAS Holdings Inc. CENTRAL INDEX KEY: 0001355616 IRS NUMBER: 260052190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-26 FILM NUMBER: 08817046 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Inc. CENTRAL INDEX KEY: 0001355618 IRS NUMBER: 232303679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-25 FILM NUMBER: 08817045 BUSINESS ADDRESS: STREET 1: 4 COUNTRY VIEW ROAD CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard SCT Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance LLC CENTRAL INDEX KEY: 0001355620 IRS NUMBER: 133799258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-24 FILM NUMBER: 08817044 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Securities Finance International LLC CENTRAL INDEX KEY: 0001355622 IRS NUMBER: 133809371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-23 FILM NUMBER: 08817043 BUSINESS ADDRESS: STREET 1: 12B MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Securities Finance International Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Derivatech Risk Solutions Inc. CENTRAL INDEX KEY: 0001355623 IRS NUMBER: 481286297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-22 FILM NUMBER: 08817042 BUSINESS ADDRESS: STREET 1: 1 S. WACKER STREET STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Exeter Educational Management Systems, Inc. CENTRAL INDEX KEY: 0001355624 IRS NUMBER: 043123926 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-21 FILM NUMBER: 08817041 BUSINESS ADDRESS: STREET 1: 141 PORTLAND STREET CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Software, Inc. CENTRAL INDEX KEY: 0001355625 IRS NUMBER: 510287708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-20 FILM NUMBER: 08817038 BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Systems International Inc. CENTRAL INDEX KEY: 0001355628 IRS NUMBER: 232490902 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-19 FILM NUMBER: 08817039 BUSINESS ADDRESS: STREET 1: 560 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HTE-UCS, Inc. CENTRAL INDEX KEY: 0001355629 IRS NUMBER: 592486196 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-18 FILM NUMBER: 08817037 BUSINESS ADDRESS: STREET 1: 2005 W. CYPRESS CREEK ROAD STREET 2: SUITE 200 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309-1835 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Inflow LLC CENTRAL INDEX KEY: 0001355630 IRS NUMBER: 841439489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-17 FILM NUMBER: 08817036 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard Receivables LLC CENTRAL INDEX KEY: 0001355631 IRS NUMBER: 222885721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-16 FILM NUMBER: 08817035 BUSINESS ADDRESS: STREET 1: 300 LANIDEX PLAZA CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: GetPaid LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MBM Inc. CENTRAL INDEX KEY: 0001355632 IRS NUMBER: 233091216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-15 FILM NUMBER: 08817034 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Online Securities Processing Inc. CENTRAL INDEX KEY: 0001355637 IRS NUMBER: 770589377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-08 FILM NUMBER: 08817033 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Shareholder Systems LLC CENTRAL INDEX KEY: 0001355651 IRS NUMBER: 232025519 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-07 FILM NUMBER: 08817032 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: 5TH FLOOR CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard SSF Canada Holdings Inc. CENTRAL INDEX KEY: 0001376094 IRS NUMBER: 205501349 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-06 FILM NUMBER: 08817031 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard iWORKS P&C (US) Inc. CENTRAL INDEX KEY: 0001394170 IRS NUMBER: 133248040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-05 FILM NUMBER: 08817030 BUSINESS ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 905-275-2299 MAIL ADDRESS: STREET 1: 200 BUSINESS DRIVE PARK CITY: ARMONK STATE: NY ZIP: 10504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard ProNvest Inc. CENTRAL INDEX KEY: 0001394171 IRS NUMBER: 621823351 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-04 FILM NUMBER: 08817029 BUSINESS ADDRESS: STREET 1: 1203 CARTER STREET CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-646-1876 MAIL ADDRESS: STREET 1: 1203 CARTER STREET CITY: CHATTANOOGA STATE: TN ZIP: 37402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Signix Inc CENTRAL INDEX KEY: 0001394172 IRS NUMBER: 030472727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-03 FILM NUMBER: 08817040 BUSINESS ADDRESS: STREET 1: 1203 CARTER STREET CITY: CHATTANOOGA STATE: TN ZIP: 37402 BUSINESS PHONE: 423-648-2012 MAIL ADDRESS: STREET 1: 1203 CARTER STREET CITY: CHATTANOOGA STATE: TN ZIP: 37402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aceva Technologies LLC CENTRAL INDEX KEY: 0001394173 IRS NUMBER: 770520546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-02 FILM NUMBER: 08817028 BUSINESS ADDRESS: STREET 1: 1810 GATEWAY DRIVE, SUITE 360 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-227-5500 MAIL ADDRESS: STREET 1: 1810 GATEWAY DRIVE, SUITE 360 CITY: SAN MATEO STATE: CA ZIP: 94404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard AvantGard (US) Inc. CENTRAL INDEX KEY: 0001394176 IRS NUMBER: 113159462 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-01 FILM NUMBER: 08817027 BUSINESS ADDRESS: STREET 1: 1150 FIRST AVENUE STREET 2: PARKVIEW TOWER, SUITE 850 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 610-290-0300 MAIL ADDRESS: STREET 1: 1150 FIRST AVENUE STREET 2: PARKVIEW TOWER, SUITE 850 CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Institutional Products LLC CENTRAL INDEX KEY: 0001394177 IRS NUMBER: 208114088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-14 FILM NUMBER: 08817026 BUSINESS ADDRESS: STREET 1: 377 EAST BUTTERFIELD ROAD, SUITE 800 CITY: LOMBARD STATE: IL ZIP: 60148 BUSINESS PHONE: 484-582-5512 MAIL ADDRESS: STREET 1: 377 EAST BUTTERFIELD ROAD, SUITE 800 CITY: LOMBARD STATE: IL ZIP: 60148 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advanced Portfolio Technologies, Inc. CENTRAL INDEX KEY: 0001431227 IRS NUMBER: 223245876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-13 FILM NUMBER: 08817025 BUSINESS ADDRESS: STREET 1: 90 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wall Street Concepts LLC CENTRAL INDEX KEY: 0001431228 IRS NUMBER: 133977917 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-12 FILM NUMBER: 08817024 BUSINESS ADDRESS: STREET 1: 44 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cooperative Research Services, Inc. CENTRAL INDEX KEY: 0001431229 IRS NUMBER: 030356574 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-11 FILM NUMBER: 08817023 BUSINESS ADDRESS: STREET 1: 600 BLAIR PARK CITY: WILLISTON STATE: VT ZIP: 05495 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VeriCenter, Inc. CENTRAL INDEX KEY: 0001431230 IRS NUMBER: 760624039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-10 FILM NUMBER: 08817022 BUSINESS ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard VPM Inc. CENTRAL INDEX KEY: 0000751340 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 222218561 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-63 FILM NUMBER: 08817083 BUSINESS ADDRESS: STREET 1: 1033 CLIFTON AVE CITY: CLIFTON STATE: NJ ZIP: 07013 BUSINESS PHONE: 2107780220 MAIL ADDRESS: STREET 1: 1660 WALT WHITMEN ROAD, SUITE 130 CITY: MELVILLE STATE: NY ZIP: 11747 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED BUSINESS SYSTEMS INC DATE OF NAME CHANGE: 19840816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNGARD DATA SYSTEMS INC CENTRAL INDEX KEY: 0000789388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 510267091 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383 FILM NUMBER: 08817020 BUSINESS ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 4845825512 MAIL ADDRESS: STREET 1: SUNGARD DATA SYSTEMS INC STREET 2: 680 EAST SWEDESFORD RD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SUNDATA CORP DATE OF NAME CHANGE: 19860310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Workflow Solutions LLC CENTRAL INDEX KEY: 0001355459 IRS NUMBER: 631019430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-62 FILM NUMBER: 08817082 BUSINESS ADDRESS: STREET 1: 104 INVERNESS PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Trust Systems LLC CENTRAL INDEX KEY: 0001355463 IRS NUMBER: 232139612 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-61 FILM NUMBER: 08817081 BUSINESS ADDRESS: STREET 1: 5510 77 CENTER DRIVE CITY: CHARLOTTE STATE: NC ZIP: 28217 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Technology Services LLC CENTRAL INDEX KEY: 0001355468 IRS NUMBER: 232579118 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-59 FILM NUMBER: 08817079 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services Ltd. CENTRAL INDEX KEY: 0001355469 IRS NUMBER: 233024711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-58 FILM NUMBER: 08817078 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Availability Services LP CENTRAL INDEX KEY: 0001355470 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 232106195 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-64 FILM NUMBER: 08817077 BUSINESS ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asset Management Systems LLC CENTRAL INDEX KEY: 0001355471 IRS NUMBER: 232889386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-56 FILM NUMBER: 08817076 BUSINESS ADDRESS: STREET 1: 40 GENERAL WARREN BLVD. STREET 2: SUITE 200 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Asia Pacific Inc. CENTRAL INDEX KEY: 0001355472 IRS NUMBER: 510370861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-55 FILM NUMBER: 08817075 BUSINESS ADDRESS: STREET 1: 601 WALNUT STREET STREET 2: SUITE 1010 CITY: PHILADELPHIA STATE: PA ZIP: 19106 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Advisor Technologies Inc. CENTRAL INDEX KEY: 0001355478 IRS NUMBER: 680129857 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-54 FILM NUMBER: 08817074 BUSINESS ADDRESS: STREET 1: 2399 GATEWAY OAKS DRIVE STREET 2: SUITE 200 CITY: SACRAMENTO STATE: CA ZIP: 95833 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRS Development Inc. CENTRAL INDEX KEY: 0001355489 IRS NUMBER: 232746281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-53 FILM NUMBER: 08817073 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIS Europe Holdings LLC CENTRAL INDEX KEY: 0001355491 IRS NUMBER: 411511643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-52 FILM NUMBER: 08817084 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SIS Europe Holdings Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Higher Education Managed Services Inc. CENTRAL INDEX KEY: 0001355493 IRS NUMBER: 232414968 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-51 FILM NUMBER: 08817072 BUSINESS ADDRESS: STREET 1: 2300 MAITLAND CENTER PARKWAY STREET 2: SUITE 340 CITY: MAITLAND STATE: FL ZIP: 32751 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Collegis Inc. DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Canada Holdings Inc. CENTRAL INDEX KEY: 0001355502 IRS NUMBER: 510389725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-50 FILM NUMBER: 08817071 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Business Systems LLC CENTRAL INDEX KEY: 0001355504 IRS NUMBER: 591086117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-49 FILM NUMBER: 08817070 BUSINESS ADDRESS: STREET 1: 104 INVERNESS CENTER PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35242 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Public Sector Bi-Tech LLC CENTRAL INDEX KEY: 0001355507 IRS NUMBER: 232813553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-47 FILM NUMBER: 08817068 BUSINESS ADDRESS: STREET 1: 890 FORTRESS STREET CITY: CHICO STATE: CA ZIP: 95973 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: SunGard Bi-Tech LLC DATE OF NAME CHANGE: 20060308 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SunGard Development CORP CENTRAL INDEX KEY: 0001355508 IRS NUMBER: 232589002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-46 FILM NUMBER: 08817067 BUSINESS ADDRESS: STREET 1: 1105 N. MARKET STREET STREET 2: SUITE 1412 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: (484) 582-2000 MAIL ADDRESS: STREET 1: 680 EAST SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Securities Technical Evaluation & Consulting, Inc. CENTRAL INDEX KEY: 0001431233 IRS NUMBER: 731681066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-150383-09 FILM NUMBER: 08817021 BUSINESS ADDRESS: STREET 1: 600 BLAIR PARK CITY: WILLISTON STATE: VT ZIP: 05495 BUSINESS PHONE: 484-582-5530 MAIL ADDRESS: STREET 1: 680 E. SWEDESFORD ROAD CITY: WAYNE STATE: PA ZIP: 19087 S-1/A 1 ds1a.htm SUNGARD DATA SYSTEMS, INC. FORM S-1/A AMENDMENT NO.1 SunGard Data Systems, Inc. Form S-1/A Amendment No.1

As filed with the Securities and Exchange Commission on May 9, 2008

Registration No. 333-150383

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

AMENDMENT NO. 1 TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

SunGard Data Systems Inc.

(Exact name of registrant issuer as specified in its charter)

SEE TABLE OF ADDITIONAL REGISTRANTS

 

Delaware   7374   51-0267091

(State or other jurisdiction

of incorporation)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

 

 

680 East Swedesford Road Wayne, Pennsylvania 19087

(484)-582-2000

(Address, including zip code, and telephone number, including area code, of registrants’ principal executive offices)

Victoria E. Silbey, Esq.

General Counsel

680 East Swedesford Road Wayne, Pennsylvania 19087

(484)-582-2000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

With a copy to:

Richard A. Fenyes, Esq.

Simpson Thacher & Bartlett LLP

425 Lexington Avenue

New York, New York 10017-3954

Tel: (212) 455-2000

 

 

Approximate date of commencement of proposed offer: As soon as practicable after this Registration Statement is declared effective.

If any of the securities being registered on this Form are being offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box.  x

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer  ¨.

 

Accelerated filer  ¨.

Non-accelerated filer  x (Do not check if a smaller reporting company).

 

Smaller reporting company  ¨.

 

 

CALCULATION OF REGISTRATION FEE

 

   

Title of Each Class of

Securities to be Registered

 

Amount
to be

Registered

 

Proposed
Maximum

Aggregate

Offering Price

 

Amount of

Registration Fee

 

9 1/8% Senior Notes due 2013

  (1)   (1)   (1 )

10 1/4% Senior Subordinated Notes due 2015

  (1)   (1)   (1 )

Guarantees of 9 1/8% Senior Notes due 2013(2)

  (1)   (1)   (1 )

Guarantees of 10 1/4% Senior Subordinated Notes due 2015(2)

  (1)   (1)   (1 )
   
(1) An indeterminate amount of securities are being registered hereby to be offered solely for market-making purposes by an affiliate of the registrant. Pursuant to Rule 457(q) under the Securities Act of 1933, as amended, no filing fee is required.
(2) See inside facing page for additional registrant guarantors.

The Registrants hereby amend this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrants shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

 

 

 


Table of Additional Registrant Guarantors

 

Exact Name of Registrant
Guarantor as Specified in its
Charter

 

State or Other Jurisdiction of
Incorporation or Organization

 

I.R.S. Employer Identification
Number

 

Address, Including Zip Code
and Telephone Number,
Including Area Code, of
Registrant Guarantor’s
Principal Executive Offices

Aceva Technologies LLC

 

Delaware

 

77-0520546

 

1810 Gateway Drive

Suite 360

San Mateo, CA 94404

Advanced Portfolio Technologies, Inc.

 

Delaware

 

22-3245876

 

90 Broad Street

New York, NY

10004

Applied Securities Technical Evaluation & Consulting, Inc.

 

Delaware

 

73-1681066

 

600 Blair Park

Williston, VT 05495

Automated Securities Clearance LLC

 

Delaware

 

22-3701255

 

545 Washington Blvd.

7th Floor

Jersey City, NJ 07310

BancWare LLC

 

Delaware

 

04-2766162

 

3 Post Office Square

11th Floor

Boston, MA 02109

Cooperative Research Services, Inc

 

Vermont

 

03-0356574

 

600 Blair Park

Williston, VT 05495

Derivatech Risk Solutions Inc.

 

Delaware

 

48-1286297

 

1 S. Walker St.

Suite 400

Chicago, IL 60606

Exeter Educational Management Systems, Inc.

 

Massachusetts

 

04-3123926

 

141 Portland St. Cambridge, MA 02139

HTE – UCS, Inc.

 

Florida

 

59-2486196

 

2005 W. Cypress Creed Rd. Suite 100

Fort Lauderdale, FL

33309-1835

Inflow LLC

 

Delaware

 

84-1439489

  680 E. Swedesford Rd. Wayne, PA 19087

MBM Inc.

 

Delaware

 

23-3091216

  680 E. Swedesford Rd. Wayne, PA 19087

Online Securities Processing Inc.

 

Delaware

 

77-0589377

 

680 E. Swedesford Rd. Wayne, PA 19087


Exact Name of Registrant
Guarantor as Specified in its
Charter

 

State or Other Jurisdiction of
Incorporation or Organization

 

I.R.S. Employer Identification
Number

 

Address, Including Zip Code
and Telephone Number,
Including Area Code, of
Registrant Guarantor’s
Principal Executive Offices

SIS Europe Holdings LLC (formerly known as SIS Europe Holdings Inc.).

 

Delaware

 

41-1511643

 

1105 North Market Street

Suite 1412

Wilmington, DE 19801

SRS Development Inc.

 

Delaware

 

23-2746281

 

1105 North Market Street

Suite 1412

Wilmington, DE 19801

SunGard Advisor Technologies Inc.

 

California

 

68-0129857

 

2399 Gateway Oaks Drive Suite 200

Sacramento, CA 95833

SunGard Asia Pacific Inc.

 

Delaware

 

51-0370861

 

601 Walnut St.

Suite 1010

Philadelphia, PA 19106

SunGard Asset Management Systems LLC

 

Delaware

 

23-2889386

 

40 General Warren Blvd.

Suite 200

Malvern, PA 19355

SunGard Availability Services LP

 

Pennsylvania

 

23-2106195

 

680 E. Swedesford Rd.

Wayne, PA 19087

SunGard Availability Services Ltd.

 

Delaware

 

23-3024711

 

680 E. Swedesford Rd.

Wayne, PA 19087

SunGard AvantGard (US) Inc.

 

Pennsylvania

 

23-1924142

 

1150 First Ave

Park View Tower

Suite 850

King of Prussia, PA 19406

SunGard AvantGard
LLC

 

California

 

95-3440473

 

23975 Park Sorrento

4th Floor

Calabasas, CA 91302

SunGard AvantGard Receivables LLC

 

Delaware

 

22-2885721

 

300 Lanidex Plaza Parsippany, NJ 07054

SunGard Business Systems LLC

 

Delaware

 

59-1086117

 

104 Inverness Center Place

Birmingham, AL 35242

SunGard Canada Holdings Inc.

 

Delaware

 

51-0389725

 

1105 North Market Street Suite 1412

Wilmington, DE 19801


Exact Name of Registrant
Guarantor as Specified in its
Charter

  

State or Other Jurisdiction of
Incorporation or
Organization

  

I.R.S. Employer
Identification Number

  

Address, Including Zip Code
and Telephone Number,
Including Area Code, of
Registrant Guarantor’s
Principal Executive Offices

SunGard Computer Services LLC

  

Delaware

  

68-0499469

  

600 Laurel Road Voorhees, NJ 08043

SunGard Consulting Services LLC (formerly known as SunGard Consulting Services Inc.).

  

Delaware

  

87-0727844

  

10375 Richmond

Suite 700

Houston, TX 77042

SunGard Corbel LLC

  

California

  

95-2845556

   1660 Prudential Drive Jacksonville, FL 32207

SunGard CSA LLC

  

Delaware

  

20-4280640

   680 E. Swedesford Rd. Wayne, PA 19087

SunGard Development Corporation

  

Delaware

  

23-2589002

  

1105 North Market Street Suite 1412

Wilmington, DE 19801

SunGard DIS Inc.

  

Delaware

  

23-2829670

  

1105 North Market Street

Suite 1412

Wilmington, DE 19801

SunGard Energy Systems Inc.

  

Delaware

  

13-4081739

  

601 Walnut St.

Suite 1010

Philadelphia, PA 19106

SunGard eProcess Intelligence LLC

  

Delaware

  

13-3217303

  

70 South Orange Avenue Livingston, NJ 07039

SunGard ERisk Inc.

  

Delaware

  

52-2318969

  

1500 Broadway

18th Floor

New York, NY 10036

SunGard Expert Solutions LLC (formerly known as SunGard Expert Solutions Inc.).

  

Utah

  

87-0392667

  

90 S. 400 West

Suite 400

Salt Lake City, UT 84101

SunGard Financial Systems LLC

  

Delaware

  

23-2585361

  

601 2nd Avenue South Hopkins, MN 55343

SunGard Higher Education Advancement Inc.

  

Delaware

  

52-2197045

  

1000 Winter St.

Suite 1200

Waltham, MA 02451

Sungard Higher Education Inc.

  

Delaware

  

23-2303679

  

4 Country View Road Malvern, PA 19355


Exact Name of Registrant
Guarantor as Specified in its
Charter

  

State or Other Jurisdiction of
Incorporation or Organization

  

I.R.S. Employer Identification
Number

  

Address, Including Zip Code and
Telephone Number, Including
Area Code, of Registrant
Guarantor’s Principal Executive
Offices

SunGard Higher Education Managed Services Inc.

  

Delaware

  

23-2414968

  

2300 Maitland Center Pkwy Suite 340

Maitland, FL 32751

SunGard Institutional Products LLC

  

Delaware

  

20-8114088

  

377 East Butterfield Rd.

Suite 800

Lomband, IL 60148

SunGard Investment Systems LLC

  

Delaware

  

23-2115509

  

11 Salt Creek Lane Hinsdale, IL 60521

SunGard Investment Ventures LLC

  

Delaware

  

51-0297001

  

1105 North Market Street Suite 1412

Wilmington, DE 19801

SunGard iWORKS LLC

  

Delaware

  

23-2814630

  

11560 Great Oaks Way Suite 200

Alpharetta, GA 30022

SunGard iWORKS P&C (US) Inc.

  

Delaware

  

13-3248040

  

200 Business Park Dr.

Armonk, NY 10504

SunGard Kiodex Inc.

  

Delaware

  

13-4100480

  

628 Broadway Suite 501

New York, NY 10012

SunGard NetWork Solutions Inc.

  

Delaware

  

23-2981034

  

680 E. Swedesford Rd. Wayne, PA 19087

SunGard ProNvest Inc.

  

Delaware

  

62-1823351

  

1203 Carter Street

Chattanooga, TN 37402

SunGard Public Sector Inc. (formerly known as SunGard HTE Inc.)

  

Florida

  

59-2133858

  

1000 Business Center Drive

Lake Mary, FL 32746

SunGard Public Sector Bi-Tech LLC (formerly known as SunGard Bi-Tech LLC)

  

Delaware

  

23-2813553

  

890 Fortress St.

Chico, CA 95973

SunGard Public Sector Pentamation Inc. (formerly known as SunGard Pentamation Inc.)

  

Pennsylvania

  

23-1717744

  

3 West Broad Street

Suite 1

Bethlehem, PA 18018


Exact Name of Registrant
Guarantor as Specified in its
Charter

  

State or Other Jurisdiction of
Incorporation or Organization

  

I.R.S. Employer Identification
Number

  

Address, Including Zip Code and
Telephone Number, Including
Area Code, of Registrant
Guarantor’s Principal Executive
Offices

SunGard Reference Data Solutions LLC (formerly known as SunGard Reference Data Solutions Inc.)

  

Delaware

  

72-1571745

  

888 7th Avenue

12th Floor

New York, NY 10106

SunGard SAS Holdings Inc.

  

Delaware

  

26-0052190

   680 E. Swedesford Rd. Wayne, PA 19087

SunGard Securities Finance LLC

  

Delaware

  

13-3799258

  

12B Manor Parkway

Salem, NH 03079

SunGard Securities Finance International LLC

  

Delaware

  

13-3809371

  

12B Manor Parkway

Salem, NH 03079

SunGard Shareholder Systems LLC

  

Delaware

  

23-2025519

  

951 Mariners Island Blvd. 5th Floor

San Mateo, CA 94404

SunGard Signix Inc.

  

Delaware

  

03-0472727

  

1203 Carter Street

Chattanooga, TN 37402

SunGard Software, Inc.

  

Delaware

  

51-0287708

  

1105 North Market St.

Suite 1412

Wilmington, DE 19801

SunGard SSF Canada Holdings Inc.

  

Delaware

  

20-5501349

  

680 East Swedesford Rd. Wayne, PA 19087

SunGard Systems International Inc.

  

Pennsylvania

  

23-2490902

  

560 Lexington Avenue

9th Floor

New York, NY 10022

SunGard Technology Services LLC

  

Delaware

  

23-2579118

  

680 E. Swedesford Rd. Wayne, PA 19087

SunGard Trust Systems LLC

  

Delaware

  

23-2139612

  

5510 77 Center Drive

Charlotte, NC 28217

SunGard VeriCenter, Inc

  

Delaware

  

76-0624039

  

680 East Swedesford Rd

Wayne, PA 19087

SunGard VPM Inc.

  

New York

  

11-3159462

  

1660 Walt Whitman Rd,

Suite 130

Melville, NY, 11747

SunGard Workflow Solutions LLC

  

Delaware

  

63-1019430

  

104 Inverness Place

Birmingham, AL 35242

Wall Street Concepts LLC (formerly known as Wall Street Concepts Inc.).

  

Delaware

  

13-3977917

  

44 Wall Street

3rd Floor

New York, NY 10005


EXPLANATORY NOTE

This Amendment No. 1 to the Registration Statement on Form S-1 of SunGard Data Systems Inc. is being filed for the purpose of updating Part II of the Registration Statement and filing an exhibit.


PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

 

Item 13. Other Expenses of Issuance and Distribution.

Each of the registration rights agreements relating to the securities of the Registrants being registered hereby provides that SunGard Data Systems Inc. will bear all expenses in connection with the performance of its obligations relating to the market-making activities of Goldman, Sachs & Co. and its affiliates. These expenses include printer expenses and accounting and legal fees in an approximate amount of $75,000.

 

Item 14. Indemnification of Directors and Officers.

(a) SunGard Data Systems Inc., Advanced Portfolio Technologies, Inc., Applied Securities Technical Evaluation & Consulting, Inc., Derivatech Risk Solutions Inc., MBM Inc., Online Securities Processing Inc., SRS Development Inc., SunGard Asia Pacific Inc., SunGard Availability Services, Ltd., SunGard Canada Holdings Inc., SunGard Development Corporation, SunGard DIS Inc., SunGard Energy Systems Inc., SunGard ERisk Inc., SunGard Higher Education Advancement Inc., SunGard Higher Education Inc., SunGard Higher Education Managed Services Inc., SunGard iWORKS P&C (US) Inc., SunGard Kiodex Inc., SunGard NetWork Solutions Inc., SunGard ProNvest Inc., SunGard SAS Holdings Inc., SunGard Signix Inc., SunGard Software Inc., SunGard SSF Canada Holdings Inc. and SunGard VeriCenter Inc. are each incorporated under the laws of Delaware.

Section 145 of the Delaware General Corporation Law (the “DGCL”) grants each corporation organized thereunder the power to indemnify any person who is or was a director, officer, employee or agent of a corporation or enterprise, against expenses, including attorneys’ fees, judgments, fines and amounts paid in settlement actually and reasonably incurred by him in connection with any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative, other than an action by or in the right of the corporation, by reason of being or having been in any such capacity, if he acted in good faith in a manner reasonably believed to be in, or not opposed to, the best interests of the corporation, and, with respect to any criminal action or proceeding, had no reasonable cause to believe his conduct was unlawful.

Section 102(b)(7) of the DGCL enables a corporation in its certificate of incorporation or an amendment thereto to eliminate or limit the personal liability of a director to the corporation or its stockholders of monetary damages for violations of the directors’ fiduciary duty of care, except (i) for any breach of the director’s duty of loyalty to the corporation or its stockholders, (ii) for acts or omissions not in good faith or that involve intentional misconduct or a knowing violation of law, (iii) pursuant to Section 174 of the DGCL (providing for liability of directors for unlawful payment of dividends or unlawful stock purchases or redemptions) or (iv) for any transaction from which a director derived an improper personal benefit.

In accordance with these provisions, the articles of incorporation and/or the bylaws of SunGard Data Systems Inc. and each of SunGard Data Systems Inc.’s guarantors incorporated in Delaware and listed above provide for indemnification of any person who is, was or shall be a director, officer, employee or agent of the corporation, to the full extent permitted by the DGCL, as amended from time to time.

(b) Aceva Technologies LLC, Automated Securities Clearance LLC, BancWare LLC, Inflow LLC, SIS Europe Holdings LLC, SunGard Asset Management Systems LLC, SunGard AvantGard Receivables LLC, SunGard Business Systems LLC, SunGard Computer Services LLC, SunGard Consulting Services LLC, SunGard CSA LLC, SunGard eProcess Intelligence LLC, SunGard Financial Systems LLC, SunGard Institutional Products LLC, SunGard Investment Systems LLC, SunGard Investment Ventures LLC, SunGard iWORKS LLC, SunGard Public Sector Bi-Tech LLC, SunGard Reference Data Solutions LLC, SunGard Securities Finance LLC, SunGard Securities Finance International LLC, SunGard Shareholder Systems LLC, SunGard Technology Services LLC, SunGard Trust Systems LLC, SunGard Workflow Solutions LLC and Wall Street Concepts LLC are each limited liability companies organized under the laws of Delaware.

 

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Section 18-108 of the Delaware Limited Liability Company Act empowers a Delaware limited liability company to indemnify and hold harmless any member or manager of the limited liability company from and against any and all claims and demands whatsoever.

In accordance with these provisions, the Limited Liability Company Agreements of Aceva Technologies LLC, Automated Securities Clearance LLC, BancWare LLC, Inflow LLC, SunGard Europe Holdings LLC, SunGard Asset Management Systems LLC, SunGard AvantGard Receivables LLC, SunGard Business Systems LLC, SunGard Computer Services LLC, SunGard Consulting Services LLC, SunGard CSA LLC, SunGard eProcess Intelligence LLC, SunGard Financial Systems LLC, SunGard Institutional Products LLC, SunGard Investment Systems LLC, SunGard Investment Ventures LLC, SunGard iWORKS LLC, SunGard Public Sector Bi-Tech LLC, SunGard Reference Data Solutions LLC, SunGard Securities Finance LLC, SunGard Securities Finance International LLC, SunGard Shareholder Systems LLC, SunGard Technology Services LLC, SunGard Trust Systems LLC, SunGard Workflow Solutions LLC and Wall Street Concepts LLC state that the company shall indemnify, defend and hold harmless the member and any director, officer, partner, stockholder, controlling person or employee of the member, each member of the board of managers and any person serving at the request of the company from any liability, loss or damage incurred by the indemnified party by reason of any act performed or omitted to be performed by the indemnified party in connection with the business of the company including reasonable attorneys’ fees and costs and any amounts expended in the settlement of any such claims of liability, loss or damage; provided however, that if the liability, loss, damage or claim arises out of any action or inaction of an indemnified party, indemnification shall be available only if (a) either (i) the indemnified party, at the time of such action or inaction determined in good faith that its, his or her course of conduct was in, or not opposed to, the best interests of the company or (ii) in the case of inaction by the indemnified party, the indemnified party did not intend its, his or her inaction to be harmful or opposed to the best interests of the company and (b) the action or inaction did not constitute fraud, gross negligence or willful misconduct by the indemnified party.

(c) SunGard Advisor Technologies Inc. is incorporated under the laws of California.

Under Section 317 of the California General Corporation Law (“CGCL”), a corporation has the power to indemnify any person who was or is a party or is threatened to be made a party to any proceeding (other than an action by or in the right of the corporation to procure a judgment in its favor) by reason of the fact that the person is or was an agent of the corporation, against expenses, judgments, fines, settlements and other amounts actually and reasonably incurred in connection with the proceeding if that person acted in good faith and in a manner the person reasonably believed to be in the best interests of the corporation and, in the case of a criminal proceeding, had no reasonable cause to believe the conduct of the person was unlawful.

Expenses incurred in defending any proceeding may be advanced by the corporation prior to the final disposition of the proceeding upon receipt of an undertaking by or on behalf of the agent to repay that amount if it shall be determined ultimately that the agent is not entitled to be indemnified as authorized under Section 317.

The articles of incorporation and/or the bylaws of the corporation provides that each corporation will indemnify any and all persons whom it has the power to indemnify from and against any and all of the expenses, liabilities or other matters referred to in the CGCL.

The corporation may also purchase and maintain insurance on behalf of any agent of the corporation against any liability asserted against or incurred by the agent in that capacity or arising out of the agent’s status as such whether or not the corporation would have the power to indemnify the agent against that liability under the applicable law.

(d) SunGard AvantGard LLC and SunGard Corbel LLC are limited liability companies organized under the laws of California.

Under Section 17153 of the California Limited Liability Company Act, except for a breach of duty, the articles of organization or written operating agreement of a limited liability company may provide for

 

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indemnification of any person, including, without limitation, any manager, member, officer, employee or agent of the limited liability company, against judgments, settlements, penalties, fines or expenses of any kind incurred as a result of acting in that capacity. A limited liability company shall have the power to purchase and maintain insurance on behalf of any manager, member, officer, employee or agent of the limited liability company against any liability asserted against on incurred by the person in that capacity or arising out of the person’s status as a manager, member, officer, employee or agent of the limited liability company.

The Limited Liability Company Agreement of each of SunGard AvantGard LLC and SunGard Corbel LLC states that the company shall indemnify, defend and hold harmless the member and any director, officer, partner, stockholder, controlling person or employee of the member, each member of the board of managers and any person serving at the request of the company from any liability, loss or damage incurred by the indemnified party by reason of any act performed or omitted to be performed by the indemnified party in connection with the business of the company including reasonable attorneys’ fees and costs and any amounts expended in the settlement of any such claims of liability, loss or damage; provided however, that if the liability, loss, damage or claim arises out of any action or inaction of an indemnified party, indemnification shall be available only if (a) either (i) the indemnified party, at the time of such action or inaction determined in good faith that its, his or her course of conduct was in, or not opposed to, the best interests of the company or (ii) in the case of inaction by the indemnified party, the indemnified party did not intend its, his or her inaction to be harmful or opposed to the best interests of the company and (b) the action or inaction did not constitute fraud, gross negligence or willful misconduct by the indemnified party.

(e) HTE-UCS, Inc. and SunGard Public Sector Inc. are each incorporated under the laws of Florida.

Section 607.0850 of the Florida Business Corporation Act, as amended (“FBCA”), grants each corporation organized thereunder the authority to indemnify each of its directors and officers in connection with actions, suits and proceedings brought against such person if he or she acted in good faith and in a manner which he or she reasonably believed to be in, or not opposed to, the best interests of the corporation and, with respect to any criminal actions, had no reasonable cause to believe his or her conduct was unlawful. Unless pursuant to a determination by a court, the determination of whether a director, officer or employee has acted in accordance with the applicable standard of conduct must be made by (i) a majority vote of directors who were not parties to the proceeding or a committee consisting solely of two or more directors not parties to the proceeding, (ii) independent legal counsel selected by a majority vote of the directors who were not parties to the proceeding or by a committee of directors duly designated by the board of directors consisting solely of two or more directors not at the time parties to the proceeding (or selected by the full board if a quorum or committee cannot be obtained), or (iii) the affirmative vote of the majority of the corporation’s shareholders who were not parties to the proceeding.

The FBCA further provides that the corporations may make any other or further indemnity by resolution, bylaw, agreement, vote of shareholders or disinterested directors or otherwise, except with respect to certain enumerated acts or omissions of such persons. Florida law prohibits indemnification or advancement of expenses if a judgment or other final adjudication establishes that the actions of a director, officer or employee constitute (i) a violation of criminal law, unless the person had reasonable cause to believe his or her conduct was lawful, (ii) a transaction from which such person derived an improper personal benefit, (iii) willful misconduct or conscious disregard for the best interests of the corporation in the case of a derivative action by a shareholder or (iv) in the case of a director, a circumstance under which a director would be liable for improper distributions under Section 607.0834 of the FBCA. The FBCA does not affect a director’s responsibilities under any other law, such as federal securities laws.

The articles of incorporation and/or the by-laws of each of the corporations provides that each corporation will indemnify any and all persons whom it has the power to indemnify from and against any and all of the expenses, liabilities or other matters referred to in the FBCA.

 

II-3


(f) Exeter Educational Management Systems, Inc. is incorporated under the laws of Massachusetts.

Chapter 156B, Section 67 of the Annotated Laws of Massachusetts (the Massachusetts Business Corporation Act) (“MBCA”) states that indemnification of directors, officers, employees and other agents of a corporation may be provided by it to whatever extent authorized by the articles of organization or a bylaw adopted by the stockholders or a vote adopted by the holders of a majority of the shares of stock entitled to vote on the election of directors. Except as the articles of organization or bylaws otherwise require, indemnification of any such persons who are not directors of the corporation may be provided by it to the extent authorized by the directors. Such indemnification may include payment by the corporation of expenses incurred in defending a civil or criminal action or proceeding in advance of the final disposition of such action or proceeding, upon receipt of an undertaking by the person indemnified to repay such payment if he shall be adjudicated to be not entitled to indemnification.

No indemnification may be provided for any person with respect to any matter as to which he shall have been adjudicated in any proceeding not to have acted in good faith in the reasonable belief that his action was in the best interest of the corporation.

A corporation shall also have power to purchase and maintain insurance on behalf of any person who is or was a director, officer, employee or other agent of the corporation whether or not the corporation would have the power to indemnify him against such liability.

The articles of organization and/or the bylaws of the corporation provide that, to the fullest extent permitted by the MBCA, as amended from time to time, the corporation will indemnify any and all persons whom it has the power to indemnify from and against any and all of the expenses, liabilities or other matters referred to in the MBCA.

The corporation, acting through its board of directors, has the power to purchase and maintain insurance on behalf of any person who is or was a director, officer, employee or other agent of the corporation or is or was serving at the request of the corporation as a director, officer, employee or other agent of another organization in which it has an interest, against any liability incurred by him in any such capacity, or arising out of his status as such, whether or not the corporation would have the power to indemnify him against such liability.

(g) SunGard VPM Inc. is incorporated under the laws of New York.

The New York Business Corporation Law (“BCL”), Article 7, Sections 721-726 provide for the indemnification and advancement of expenses to officers and directors. Indemnification and advancement pursuant to the BCL are not exclusive of any other rights an officer or director may be entitled to, provided that no indemnification may be made to or on behalf of any director or officer if a judgment or other final adjudication adverse to the director or officer establishes that his acts were committed in bad faith or were the result of active and deliberate dishonesty and were material to the cause of action so adjudicated, or that the director personally gained a financial profit or other advantage to which he or she was not legally entitled.

A corporation may indemnify an officer or director, in the case of third party actions, against judgments, fines, amounts paid in settlement and reasonable expenses and, in the case of derivative actions, against amounts paid in settlement and reasonable expenses, provided that the director or officer acted in good faith, for a purpose which he or she reasonably believed to be in the best interests of the corporation and, in the case of criminal actions, had no reasonable cause to believe his conduct was unlawful. A corporation may obtain indemnification insurance indemnifying itself and its directors and officers.

The bylaws of the corporation provide that the corporation shall indemnify any person made, or threatened to be made, a party to an action or proceeding, whether civil or criminal, provided that no indemnification may be made to or on behalf of any director or officer if a judgment or other final adjudication adverse to the director or officer establishes that his acts were committed in bad faith or were the result of active and deliberate dishonesty and were material to the cause of action so adjudicated, or if he personally gained in fact a financial profit or other advantage to which he was not legally entitled.

 

II-4


(h) SunGard Avant Gard (US) Inc., SunGard Public Sector Pentamation Inc. and SunGard Systems International Inc. are each incorporated under the laws of Pennsylvania.

Under Section 1741 of the Pennsylvania Business Corporation Law of 1988 (the “PBCL”), subject to certain limitations, a corporation has the power to indemnify directors, officers and other parties under certain prescribed circumstances against expenses (including attorneys’ fees), judgments, fines and amounts paid in settlement actually and reasonably incurred in connection with a threatened, pending or completed action or proceeding, whether civil, criminal, administrative or investigative, to which any of them is a party or threatened to be made a party by reason of his being a representative of the corporation or serving at the request of the corporation as a representative of another corporation, partnership, joint venture, trust or other enterprise, if he acted in good faith and in a manner he reasonably believed to be in, or not opposed to, the best interests of the corporation and, with respect to any criminal proceeding, had no reasonable cause to believe his conduct was unlawful.

Expenses incurred by parties in defending any action may be paid by the corporation in advance of the final disposition of such action or proceeding upon receipt of an undertaking by or on behalf of the party to repay such amount if it shall ultimately be determined that he is not entitled to be indemnified by the corporation.

The bylaws of each of the corporations provide that each corporation may indemnify any person who is or was or shall be a director or officer of the corporation, and may indemnify any person who is or was or shall be an employee or agent of the corporation, to the fullest extent permitted by the PBCL, from time to time.

(i) SunGard Availability Services LP is a limited partnership governed by the laws of Pennsylvania.

Under Section 8508 of the Pennsylvania Revised Uniform Limited Partnership Act, a limited partnership may, and shall have the power to, indemnify and hold harmless any partner or other person from and against any and all claims and demands whatsoever, subject to such standards and restrictions as are set forth in the partnership agreement. Indemnification shall not be made in any case where the act giving rise to the claim for indemnification is determined by a court to have constituted willful misconduct or recklessness. The certificate of limited partnership or partnership agreement may not provide for indemnification in the case of willful misconduct or recklessness.

Indemnification may be granted for any action taken and may be made whether or not the limited partnership would have the power to indemnify the person under any other provision of law except as provided in this section and whether or not the indemnified liability arises or arose from any threatened, pending or completed action by or in the right of the limited partnership. Expenses incurred by a partner or other person in defending any action or proceeding against which indemnification may be made pursuant to this section may be paid by the limited partnership in advance of the final disposition of such action or proceeding.

The Agreement of Limited Partnership of SunGard Availability Services LP states that the partnership shall indemnify and hold harmless the general partner, any member, manager, officer, director, shareholder, employee, or agent of the general partner, and any officer of the partnership against any loss or damage (including attorneys’ and other professional fees) incurred by the indemnified party on behalf of the partnership or in furtherance of the partnership’s interests, without relieving the indemnified party of liability for willful misconduct or recklessness. The satisfaction of any indemnification is limited to the partnership’s assets and no partner shall have any liability on account thereof. This indemnification right includes the right to be paid or reimbursed by the indemnified party in advance of the disposition of any proceeding.

(j) SunGard Expert Solutions LLC is a Utah Limited Liability Company.

Sections 1801 through 1809 of the Utah Revised Limited Liability Company Act (the “URLLCA”), subject to the limitations and procedures contained therein, provide for mandatory and discretionary indemnification of a limited liability company’s managers, members and other personnel, and related matters.

 

II-5


Section 1802 of the URLLCA provides that a company may indemnify an individual made a party to a proceeding because the individual is or was a manager of a company, against liability incurred in the proceeding if: (i) the conduct of the individual was in good faith; (ii) the individual reasonably believed that the individual’s conduct was in, or not opposed to, the best interests of the company; and (iii) in the case of any criminal proceeding, the individual had no reasonable cause to believe the individual’s conduct was unlawful. Section 1802 of the URLLCA further provides, however, that the company may not indemnify a manager thereunder: (i) in connection with a proceeding by or in the right of the company in which the manager was adjudged liable to the company; or (ii) in connection with any other proceeding charging improper personal benefit to the manager, whether or not in the individual’s official capacity, in which the individual was adjudged liable on the basis that personal benefit was improperly received by the manager.

Section 1803 of the URLLCA provides that, unless limited by its articles of organization, a company shall indemnify a manager who was successful, on the merits or otherwise, in the defense of any proceeding, or in the defense of any claim, issue, or matter in the proceeding, to which the manager was a party because of being a manager of the company, against reasonable expenses, including attorneys’ fees, incurred by the manager in connection with the proceeding or claim to which the individual has been successful.

Section 1807 of the URLLCA provides that, unless a company’s articles of organization provide otherwise, to the same extent as a manager, (i) a member of the company is entitled to mandatory indemnification under Section 1803 thereof and is entitled to apply for court-ordered indemnification under Section 1805 thereof; and (ii) that the company may indemnify and advance expenses to a member, employee, fiduciary or agent of the company to the same extent as a manager.

SunGard Expert Solutions LLC’s operating agreement provides that the company, to the fullest extent permitted by law, shall indemnify and hold harmless the member, and any director, officer, partner, stockholder, controlling person or employee of the member, each member of the board of managers and any person serving at the request of the company as a director, officer, employee, partner, trustee or independent contractor of another corporation, partnership, limited liability company, joint venture, trust or other enterprise from any liability, loss or damage incurred by the indemnified party by reason of any act performed or omitted to be performed by the indemnified party in connection with the business of the company and from liabilities or obligations of the company imposed on such indemnified party by virtue of such indemnified party’s position with the company, including reasonable attorneys’ fees and costs and any amounts expended in the settlement of any such claims of liability, loss or damage; provided, however, that the indemnification under the operating agreement shall be recoverable only from the assets of the company and not from any assets of the member.

(k) Cooperative Research Services, Inc. is incorporated under the laws of Vermont.

Section 8.51 of the Vermont Business Corporation Act (the “VBCA”) permits a corporation to indemnify an individual who is or was a director against judgments, penalties, fines, settlements and reasonable expenses actually incurred by the individual in connection with any proceeding to which the individual may be made a party by reason of the individual’s service in that capacity if: (i) the director conducted himself or herself in good faith, (ii) the director reasonably believed that his or her conduct, in an official capacity with the corporation, was in the best interests of the corporation and, in all other cases, the conduct was at least not opposed to its best interests, and (iii) in a proceeding brought by a governmental entity, the director had no reasonable cause to believe his or her conduct was unlawful, and the director is not finally found to have engaged in a reckless or intentional unlawful act.

The termination of a proceeding by judgment, order, settlement, conviction, or upon a plea of nolo contendre is not, of itself, determinative that the director did not meet the standard of conduct necessary for indemnification. Notwithstanding the foregoing, a corporation may not indemnify a director if the director was adjudged liable to the corporation in a proceeding by or in the right of a corporation, or on the basis that a personal benefit was improperly received by the director in a proceeding charging improper personal benefit to the director. In addition, Section 8.52 of the VBCA provides that, unless limited in a corporation’s charter, a corporation shall indemnify its directors who are wholly successful, on the merits or otherwise, in the defense of any proceeding to which the directors are parties by reason of their service in those capacities against reasonable expenses incurred in connection with the proceeding.

 

II-6


The amended and restated bylaws of the corporation provide that the corporation shall indemnify any person who is or was or shall be a director or officer of the corporation, to the full extent permitted by Section 856 of the VBCA and any other relevant provisions of the VBCA as amended from time to time.

Item 16. Exhibits and Financial Statement Schedules.

(a) Exhibits

 

2.1   Agreement and Plan of Merger, dated as of March 27, 2005, between Solar Capital Corp. and SunGard Data Systems Inc. (incorporated herein by reference to the Exhibits filed with SunGard’s Current Report on Form 8-K dated March 27, 2005 and filed March 28, 2005 (Commission File No. 1-12989)).
3.1   Amended and Restated Certificate of Incorporation of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
3.2   Amended and Restated Bylaws of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Annual Report on Form 10-K for the year ended December 31, 2007 (Commission File No. 1-12989)).
3.3***   Certificate of Formation of Aceva Technologies LLC
3.4***   Limited Liability Company Agreement of Aceva Technologies LLC
3.5****   Certificate of Incorporation of Advanced Portfolio Technologies, Inc.
3.6****   Bylaws of Advanced Portfolio Technologies, Inc.
3.7****   Certificate of Incorporation of Applied Securities Technical Evaluation & Consulting, Inc.
3.8****   Bylaws of Applied Securities Technical Evaluation & Consulting, Inc.
3.9*   Certificate of Formation of Automated Securities Clearance LLC
3.10*   Limited Liability Company Agreement of Automated Securities Clearance LLC
3.11*   Certificate of Formation of BancWare LLC
3.12*   Limited Liability Company Agreement of BancWare LLC
3.13****   Certificate of Incorporation of Cooperative Research Services, Inc.
3.14****   By-laws of Cooperative Research Services, Inc.
3.15*   Certificate of Incorporation of Derivatech Risk Solutions Inc.
3.16*   By-laws of Derivatech Risk Solutions Inc.
3.17*   Articles of Organization of Exeter Educational Management Systems, Inc.
3.18*   By-laws of Exeter Educational Management Systems, Inc.
3.19*   Certificate of Incorporation of HTE – UCS, Inc.
3.20*   By-laws of HTE – UCS, Inc.
3.21*   Certificate of Formation of Inflow LLC
3.22*   Limited Liability Company Agreement of Inflow LLC
3.23*   Certificate of Incorporation of MBM Inc.
3.24*   By-laws of MBM Inc.

 

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3.25*   Certificate of Incorporation of Online Securities Processing Inc.
3.26*   By-laws of Online Securities Processing Inc.
3.27****   Certificate of Formation—Conversion of SIS Europe Holdings LLC (formerly known as SIS Europe Holdings Inc.)
3.28****   Limited Liability Company Agreement of SIS Europe Holdings LLC (formerly known as SIS Europe Holdings Inc.)
3.29*   Certificate of Incorporation of SRS Development Inc.
3.30*   By-laws of SRS Development Inc.
3.31*   Certificate of Incorporation of SunGard Advisor Technologies Inc.
3.32*   By-laws of SunGard Advisor Technologies Inc.
3.33*   Certificate of Incorporation of SunGard Asia Pacific Inc.
3.34*   By-laws of SunGard Asia Pacific Inc.
3.35*   Certificate of Formation of SunGard Asset Management Systems LLC
3.36*   Limited Liability Company Agreement of SunGard Asset Management Systems LLC
3.37*   Certificate of Limited Partnership of SunGard Availability Services LP
3.38*   Limited Partnership Agreement of SunGard Availability Services LP
3.39*   Certificate of Incorporation of SunGard Availability Services Ltd.
3.40*   By-laws of SunGard Availability Services Ltd.
3.41***   Certificate of Incorporation of SunGard AvantGard (US) Inc.
3.42***   By-laws of SunGard AvantGard (US) Inc.
3.43***   Certificate of Formation of SunGard AvantGard LLC
3.44***   Limited Liability Company Agreement of SunGard AvantGard LLC
3.45***   Certificate of Formation of SunGard AvantGard Receivables LLC
3.46***   Limited Liability Company Agreement of SunGard AvantGard Receivables LLC
3.47*   Certificate of Formation of SunGard Business Systems LLC
3.48*   By-laws of SunGard Business Systems LLC
3.49*   Certificate of Incorporation of SunGard Canada Holdings Inc.
3.50*   By-laws of SunGard Canada Holdings Inc.
3.51*   Certificate of Formation of SunGard Computer Services LLC
3.52****   Limited Liability Company Agreement of SunGard Computer Services LLC
3.53****   Certificate of Formation—Conversion of SunGard Consulting Services LLC (formerly known as SunGard Consulting Services Inc.)
3.54****   Limited Liability Company Agreement of SunGard Consulting Services LLC (formerly known as SunGard Consulting Services Inc.)

 

II-8


3.55*   Certificate of Formation—Conversion of SunGard Corbel LLC
3.56*   Limited Liability Company Agreement of SunGard Corbel LLC
3.57*   Certificate of Formation of SunGard CSA LLC
3.58*   Limited Liability Company Agreement of SunGard CSA LLC
3.59*   Certificate of Incorporation of SunGard Development Corporation
3.60*   By-laws of SunGard Development Corporation
3.61*   Certificate of Incorporation of SunGard DIS Inc.
3.62*   By-laws of SunGard DIS Inc.
3.63*   Certificate of Incorporation of SunGard Energy Systems Inc.
3.64*   By-laws of SunGard Energy Systems Inc.
3.65**   Certificate of Formation of SunGard eProcess Intelligence LLC
3.66**   Limited Liability Company Agreement of SunGard eProcess Intelligence LLC
3.67*   Certificate of Incorporation of SunGard ERisk Inc.
3.68*   By-laws of SunGard ERisk Inc.
3.69****   Articles of Organization—Conversion of SunGard Expert Solutions LLC (formerly SunGard Expert Solutions Inc.)
3.70****   Operating Agreement of SunGard Expert Solutions LLC (formerly known as SunGard Expert Solutions Inc.)
3.71*   Certificate of Formation of SunGard Financial Systems LLC
3.72*   By-laws of SunGard Financial Systems LLC
3.73**   Certificate of Incorporation of SunGard Higher Education Advancement Inc.
3.74**   By-laws of SunGard Higher Education Advancement Inc.
3.75**   Certificate of Incorporation of SunGard Higher Education Inc.
3.76**   By-laws of SunGard Higher Education Inc.
3.77**   Certificate of Incorporation of SunGard Higher Education Managed Services Inc.
3.78**   By-laws of SunGard Higher Education Managed Services Inc.
3.79***   Certificate of Formation of SunGard Institutional Products LLC
3.80***   Limited Liability Company Agreement of SunGard Institutional Products LLC
3.81*   Certificate of Formation of SunGard Investment Systems LLC
3.82*   Limited Liability Company Agreement of SunGard Investment Systems LLC
3.83*   Certificate of Formation of SunGard Investment Ventures LLC
3.84*   Limited Liability Company Agreement of SunGard Investment Ventures LLC
3.85***   Certificate of Formation of SunGard iWORKS LLC

 

II-9


3.86***   Limited Liability Company Agreement of SunGard iWORKS LLC
3.87****   Certificate of Incorporation of SunGard iWORKS P&C (US) Inc.
3.88***   By-laws of SunGard iWORKS P&C (US) Inc.
3.89*   Certificate of Incorporation of SunGard Kiodex Inc.
3.90*   By-laws of SunGard Kiodex Inc.
3.91*   Certificate of Incorporation of SunGard NetWork Solutions Inc.
3.92*   By-laws of SunGard NetWork Solutions Inc.
3.93***   Certificate of Incorporation of SunGard ProNvest Inc.
3.94***   By-laws of SunGard ProNvest Inc.
3.95****   Certificate of Incorporation of SunGard Public Sector Inc. (formerly known as SunGard HTE Inc.)
3.96****   By-laws of SunGard Public Sector Inc. (formerly known as SunGard HTE Inc.)
3.97****   Certificate of Formation of SunGard Public Sector Bi-Tech LLC (formerly known as SunGard Bi-Tech LLC)
3.98****   Limited Liability Company Agreement of SunGard Public Sector Bi-Tech LLC (formerly known as SunGard Bi-Tech LLC)
3.99****   Certificate of Incorporation of SunGard Public Sector Pentamation Inc. (formerly known as SunGard Pentamation Inc.)
3.100****   By-laws of SunGard Public Sector Pentamation Inc. (formerly known as SunGard Pentamation Inc.)
3.101****   Certificate of Formation—Conversion of SunGard Reference Data Solutions LLC (formerly known as SunGard Reference Data Solutions Inc.)
3.102****   Limited Liability Company Agreement of SunGard Reference Data Solutions LLC (formerly known as SunGard Reference Data Solutions Inc.)
3.103*   Certificate of Incorporation of SunGard SAS Holdings Inc.
3.104*   By-laws of SunGard SAS Holdings Inc.
3.105*   Certificate of Formation of SunGard Securities Finance LLC
3.106*   By-laws of SunGard Securities Finance LLC
3.107***   Certificate of Formation of SunGard Securities Finance International LLC
3.108***   Limited Liability Company Agreement of SunGard Securities Finance International LLC
3.109*   Certificate of Formation of SunGard Shareholder Systems LLC
3.110*   Limited Liability Company Agreement of SunGard Shareholder Systems LLC
3.111***   Certificate of Incorporation of SunGard Signix Inc.
3.112***   By-laws of SunGard Signix Inc.
3.113*   Certificate of Incorporation of SunGard Software, Inc.
3.114*   By-laws of SunGard Software, Inc.

 

II-10


3.115***   Certificate of Incorporation of SunGard SSF Canada Holdings Inc.
3.116***   By-laws of SunGard SSF Canada Holdings Inc.
3.117*   Certificate of Incorporation of SunGard Systems International Inc.
3.118*   By-laws of SunGard Systems International Inc.
3.119*   Certificate of Formation of SunGard Technology Services LLC
3.120*   Limited Liability Company Agreement of SunGard Technology Services LLC
3.121*   Certificate of Formation of SunGard Trust Systems LLC
3.122*   Limited Liability Company Agreement of SunGard Trust Systems LLC
3.123****   Certificate of Formation of SunGard VeriCenter, Inc.
3.124****   By-Laws of SunGard VeriCenter, Inc.
3.125***   Certificate of Incorporation of SunGard VPM Inc.
3.126***   By-laws of SunGard VPM Inc.
3.127*   Certificate of Formation of SunGard Workflow Solutions LLC
3.128*   Limited Liability Company Agreement of SunGard Workflow Solutions LLC
3.129****   Certificate of Formation of Wall Street Concepts LLC (formerly known as Wall Street Concepts Inc.)
3.130****   Limited Liability Company Agreement of Wall Street Concepts LLC (formerly known as Wall Street Concepts Inc.)
4.1   Indenture, dated as of January 15, 2004, between SunGard Data Systems Inc. and The Bank of New York, as trustee (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31, 2003 (Commission file No. 1-12989)).
4.2   Indenture, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., Guarantors named therein and The Bank of New York, as Trustee, governing the 9 1/8% Senior Notes and Senior Floating Rate Notes (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission file No. 1-12989)).
4.3   Indenture, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., Guarantors named therein and The Bank of New York, as Trustee, governing the 10 1/4% Senior Subordinated Notes (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission file No. 1-12989)).
4.4   Registration Rights Agreement, dated as of January 15, 2004, between SunGard Data Systems Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., as representatives of the initial purchase (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Annual Report on Form 10-K for the fiscal year ended December 31, 2003 (Commission File No. 1-12989)).
4.5   Registration Rights Agreement, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., Guarantors named therein and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., relating to the 9 1/8% Senior Notes and Senior Floating Rate Notes (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission file No. 1-12989)).

 

II-11


4.6   Registration Rights Agreement, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., Guarantors named therein and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., relating to the 10 1/4% Senior Subordinated Notes (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission file No. 1-12989)).
5.1****   Opinion of Simpson Thacher & Bartlett LLP
10.1   Lease, dated April 12, 1984, between SunGard and Broad and Noble Associates, Inc., relating to SunGard’s facility at 401 North Broad Street, Philadelphia, Pennsylvania, and Amendments thereto, dated October 18, 1989, September 30, 1991 and November 19, 1992 (“401 Lease”) (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1992 (Commission File No. 0-14232)).
10.2   Amendment to 401 Lease, dated October 9, 1995 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1995 (Commission File No. 0-14232)).
10.3   Amendment to 401 Lease, dated December 23, 1996 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1996 (Commission File No. 0-14232)).
10.4   Amendment to 401 Lease, dated March 1997 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1997 (Commission File No. 1-12989)).
10.5   Amendment to 401 Lease, dated December 18, 1997 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1997 (Commission File No. 1-12989)).
10.6   Amendment to 401 Lease, dated June 9, 1999 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1999 (Commission File No. 1-12989)).
10.7   Amendment to 401 Lease, dated June 29, 2000 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2000 (Commission File No. 1-12989)).
10.8   Amendment to 401 Lease, dated March 31, 2006 (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2006 (Commission File No. 1-12989)).
10.9   October 1999 Lease by and between Russo Family Limited Partnership and SunGard (as successor to Comdisco, Inc.); Amendment to Lease Agreement, dated November 15, 2001, by and between Russo Family Limited Partnership and SunGard; and Lease Assignment and Assumption Agreement, dated November 15, 2001, between Comdisco, Inc. and SunGard (each relating to SunGard’s facility at 777 Central Boulevard, Carlstadt, New Jersey) (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2001 (Commission File No. 1-12989)).
10.10   August 2002 Lease Agreement between 760 Washington Avenue, L.L.C. and SunGard relating to SunGard’s facility at 760 Washington Avenue, Carlstadt, New Jersey (“760 Washington Lease”) (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2002 (Commission File No. 1-12989)).
10.11   Amendment to 760 Washington Lease, dated May 16, 2003 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2003 (Commission File No. 1-12989)).

 

II-12


10.12   January 2005 Lease Agreement between 410 Commerce L.L.C. and SunGard relating to SunGard’s facility at 410 Commerce Boulevard, Carlstadt, New Jersey (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2004 (Commission File No. 1-12989)).
10.13   Credit Agreement, dated as of August 11, 2005, among Solar Capital Corp., the overseas borrowers party thereto, SunGard Holdco LLC, SunGard Data Systems Inc., JPMorgan Chase Bank, N.A., as Administrative Agent, Swing Line Lender and an L/C Issuer, each lender from time to time party thereto, Citigroup Global Markets Inc. and Deutsche Bank Securities Inc., as Co-Syndication Agents, and Barclays Bank PLC and The Royal Bank of Canada, as Co-Documentation Agents (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.14   Amendment dated February 28, 2007 to Credit Agreement (incorporated by reference to the Exhibit filed with SunGard’s Current Report on Form 8-K dated February 28, 2007 and filed March 2, 2007 (Commission File No. 1-12989)).
10.15   Guarantee Agreement, dated as of August 11, 2005, among SunGard Holdco LLC, SunGard Data Systems Inc., Solar Capital Corp., the subsidiaries of SunGard Data Systems Inc. identified therein and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.16   Security Agreement, dated as of August 11, 2005, among SunGard Holdco LLC, SunGard Data Systems Inc., Solar Capital Corp., the Subsidiaries of SunGard Data Systems Inc. identified therein and JPMorgan Chase Bank, N.A., as Collateral Agent (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.17   Intellectual Property Security Agreement, dated as of August 11, 2005, among SunGard Holdco LLC, SunGard Data Systems Inc., Solar Capital Corp., the Subsidiaries of SunGard Data Systems Inc. identified therein and JPMorgan Chase Bank, N.A., as Collateral Agent (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.18   First Step Receivables Purchase Agreement, dated as of August 11, 2005, by and among Certain Subsidiaries of SunGard Data System Inc., as Sellers and SunGard Financing LLC (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.19   Second Step Receivables Purchase Agreement, dated as of August 11, 2005, by and among SunGard Financing LLC as Transferor, and SunGard Funding II LLC, as the Transferee (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.20   Insured Receivables Credit Agreement, dated as of August 11, 2005, among SunGard Funding LLC as the Borrower, the Persons Party thereto as Conduit Lenders, Committed Lenders and
  Funding Agents, Financial Guaranty Insurance Company as Insurer and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.21   Amendment No. 1 to Insured Receivables Credit Agreement, dated as of December 21, 2005, (incorporated by reference to the Exhibits filed with SunGard’s Current Report on Form 8-K dated December 21, 2005 and filed December 23, 2005 (Commission File No. 1-12989)).

 

II-13


10.22   Insured Receivables Facility Performance Undertaking, dated as of August 11, 2005, executed by SunGard Data Systems Inc. in favor of SunGard Financing LLC, together with its successors and assigns, including JPMorgan Chase Bank, N.A., as Administrative Agent on behalf of the Lenders and the Insurer (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.23   Insured Receivables Facility Security Agreement, dated as of August 11, 2005, among SunGard Funding LLC, as Grantor and JPMorgan Chase Bank, N.A., as Collateral Agent (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.24   Insured Receivables Facility Collection Agent Agreement, dated as of August 11, 2005, by and between SunGard Data Systems Inc., as Collection Agent, and SunGard Funding LLC (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.25   Form of Change in Control Agreement including the 30-Day Clause between SunGard Data Systems Inc. and certain key executives of SunGard Data Systems Inc., effective December 15, 2004 (incorporated by reference to the Exhibits filed with SunGard’s Current Report on Form 8-K dated December 14, 2004 and filed on December 20, 2004).
10.26   Form of Change in Control Agreement not including the 30-Day Clause between SunGard Data Systems Inc. and certain key executives of SunGard Data Systems Inc., effective December 15, 2004 (incorporated by reference to the Exhibits filed with SunGard’s Current Report on Form 8-K dated December 14, 2004 and filed on December 20, 2004).
10.27   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.28   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. located in California, the United Kingdom and Switzerland (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.29   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. located in South Carolina and Alabama (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.30   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. employed by a
  subsidiary of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.31   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. located in California, the United Kingdom and Switzerland employed by a subsidiary of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).

 

II-14


10.32   Form of Executive Employment Agreement, effective as of August 11, 2005, between SunGard Data Systems Inc. and certain executive officers of SunGard Data Systems Inc. located in South Carolina and Alabama employed by a subsidiary of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.33   Employment Agreement between Cristóbal Conde and SunGard Data Systems Inc., dated and effective as of August 11, 2005 (incorporated by reference to the Exhibits filed with SunGard Data Systems Inc.’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.34   Employment Agreement between Eric Berg and SunGard, dated and effective as of October 9, 2007 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the year ended December 31, 2007 (Commission File No. 1-12989)).
10.35   Employment Agreement between Gil Santos and SunGard, dated and effective as of November 15, 2007 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the year ended December 31, 2007 (Commission File No. 1-12989)).
10.36   SunGard 2005 Management Incentive Plan as Amended September 6, 2007 (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.37   SunGard Dividend Rights Plan as Amended September 6, 2007 (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.38   Forms of Rollover Stock Option Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.39   Forms of Time-Based Stock Option Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.40   Forms of Performance Based Stock Option Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.41   Forms of Time-Based Restricted Stock Unit Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.42   Forms of Performance-Based Restricted Stock Unit Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.43   Forms of Time-Based Class A Stock Option Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.44   Forms of Performance-Based Class A Stock Option Award Agreements (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2007 (Commission File No. 1-12989)).
10.45   Form of Indemnification Agreement entered into by SunGard with its directors and officers (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 1991 (Commission File No. 0-14232)).

 

II-15


10.46   Form of Indemnification Agreement between SunGard Capital Corporation, SunGard Capital Corporation II, SunGard Holding Corporation, SunGard HoldCo LLC, SunGard Data Systems Inc. and directors and certain executive officers of SunGard Data Systems Inc. (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
10.47   Stockholders Agreement, dated as of August 10, 2005, by and among SunGard Capital Corp., SunGard Capital Corp. II, SunGard Holding Corp., SunGard Holdco LLC, Solar Capital Corp. and Certain Stockholders of SunGard Capital Corp. and SunGard Capital Corp. II (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
     10.48   Participation, Registration Rights and Coordination Agreement, dated as of August 10, 2005, by and among SunGard Capital Corp., SunGard Capital Corp. II, SunGard Holding Corp., SunGard Holdco LLC, Solar Capital Corp. and Certain Persons who will be Stockholders of SunGard Capital Corp. and SunGard Capital Corp. II (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
     10.49   Principal Investor Agreement, dated as of August 10, 2005, by and among SunGard Capital Corp., SunGard Capital Corp. II, SunGard Holding Corp., SunGard Holdco LLC, Solar Capital Corp. and the Principal Investors (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
     10.50   Amendment No. 2 to Principal Investor Agreement, dated as of January 31, 2008 (incorporated by reference to the Exhibits filed with SunGard’s Annual Report on Form 10-K for the year ended December 31, 2007 (Commission File No. 1-12989)).
     10.51   Management Agreement, dated as of August 11, 2005, by and among SunGard Data Systems Inc., SunGard Capital Corp., SunGard Capital Corp. II, SunGard Holding Corp., SunGard Holdco LLC, Bain Capital Partners, LLC, Blackstone Communications Advisors I L.L.C., Blackstone Management Partners IV L.L.C., Goldman Sachs & Co., Kohlberg Kravis Roberts & Co. L.P., Providence Equity Partners V Inc., Silver Lake Management Company, L.L.C. and TPG GenPar IV, L.P. (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2005 (Commission File No. 1-12989)).
     10.52   Summary Description of the Company’s Annual Executive Incentive Compensation Program (incorporated by reference to the Exhibits filed with SunGard’s Current Report on Form 8-K filed on May 22, 2006 (Commission File No. 001-12989)).
     10.53   Agreement between James L. Mann and SunGard Data Systems Inc. dated August 16, 2002 (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002 (Commission File No. 1-12989)), as amended by Amendment dated as of February 25, 2004 (incorporated by reference to the Exhibits filed with SunGard’s Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2004 (Commission File No. 1-12989)).
     12.1   Computations of Ratio of Earnings to Fixed Charges (incorporated by reference to the Exhibit filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2007 (Commission File No. 1-12989)).
     21.1   List of Subsidiaries (incorporated by reference to the Exhibit filed with SunGard’s Annual Report on Form 10-K for the fiscal year ended December 31, 2007 (Commission File No. 1-12989)).
     23.1****   Consent of Simpson Thacher & Bartlett LLP (included as part of its opinion filed as Exhibit 5.1 hereto)

 

II-16


     23.2****   Consent of PricewaterhouseCoopers LLP
     24.1*****   Powers of Attorney
     25.1*   Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939 of The Bank of New York with respect to the Indenture governing the 9 1/8% Senior Notes
     25.2*   Form T-1 Statement of Eligibility under the Trust Indenture Act of 1939 of The Bank of New York with respect to the Indenture governing the 10 1/4% Senior Subordinated Notes

 

  * Incorporated by reference to the Registration Statement on Form S-4 of SunGard Data Systems Inc. (File No. 333-133383) filed on April 19, 2006.
** Incorporated by reference to the Amendment No. 1 to the Registration Statement on Form S-1 of SunGard Data Systems Inc. (File No. 333-135538) filed on July 31, 2006.
*** Incorporated by reference to the Registration Statement on Form S-1 of SunGard Data Systems Inc. (File No. 333-142356) filed on April 25, 2007.
**** Previously filed.
***** Filed herewith.

(b) Financial Statement Schedules

None.

Item 17. Undertakings.

(a) The undersigned registrant hereby undertakes:

(1) to file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:

(i) to include any prospectus required by Section 10(a)(3) of the Securities Act;

(ii) to reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendments thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more that a 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and

(iii) to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;

(2) that, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; and

(3) to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.

(4) that, for the purpose of determining liability under the Securities Act of 1933 to any purchaser:

Each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A (§230.430A of this chapter), shall be deemed to be part of and included in the registration

 

II-17


statement as of the date it is first used after effectiveness. Provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.

(5) That, for the purpose of determining liability of the registrant under the Securities Act to any purchaser in the initial distribution of the securities:

The undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser:

(i) Any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424;

(ii) Any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant;

(iii) The portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and

(iv) Any other communication that is an offer in the offering made by the undersigned registrant to the purchaser.

(b) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.

 

II-18


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD DATA SYSTEMS INC.

By:

  /s/ CRISTÓBAL CONDE
  Name: Cristóbal Conde
  Title: President and Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Cristóbal Conde

  

President, Chief Executive Officer and Director (Principal Executive Officer)

  May 9, 2008

*

Michael J. Ruane

  

Senior Vice President–Finance and Chief Financial Officer (Principal Financial Officer)

  May 9, 2008

*

Karen M. Mullane

  

Vice President and Controller (Principal Accounting Officer)

  May 9, 2008

*

Chinh E. Chu

  

Director

  May 9, 2008

*

John Connaughton

  

Director

  May 9, 2008

*

James H. Greene

  

Director

  May 9, 2008

*

Glenn H. Hutchins

  

Chairman of the Board of Directors

  May 9, 2008

*

James L. Mann

  

Director

  May 9, 2008

*

John Marren

  

Director

  May 9, 2008

*

Sanjeev Mehra

  

Director

  May 9, 2008

*

Julie Richardson

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-19


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Mateo, State of California, on May 9, 2008.

 

ACEVA TECHNOLOGIES LLC

By:

  /S/ KENNETH R. DUMMITT
  Name: Kenneth R. Dummitt
  Title: Segment President, Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

Segment President, Corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

David W. Jeffers

  

Vice President—Finance and Segment Financial Officer, Corporates & Treasury (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-20


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

ADVANCED PORTFOLIO TECHNOLOGIES, INC.

By:

  /S/ EMANUEL MOND
  Name: Emanuel Mond
  Title: President and Segment President, Alternative           Investments

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Emanuel Mond

  

President and Segment President, Alternative Investments (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. MeDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-21


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Williston, State of Vermont, on May 9, 2008.

 

APPLIED SECURITIES TECHNICAL EVALUATION & CONSULTING, INC.
By:   /S/ BRIAN A. TRAQUAIR
 

Name: Brian A. Traquair

Title: President and Segment President, Capital Markets & Investment Banking

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian A. Traquair

  

President and Segment President, Capital Markets & Investment Banking (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-22


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jersey City, State of New Jersey, on May 9, 2008.

 

AUTOMATED SECURITIES CLEARANCE LLC

By:

  /S/ JAMES E. ASHTON III
  Name: James E. Ashton III
  Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

James E. Ashton III

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Max J. Broedlow

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-23


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Boston, Commonwealth of Massachusetts, on May 9, 2008.

 

BANCWARE LLC
By:   /S/ KENNETH R. DUMMITT
 

Name: Kenneth R. Dummitt

Title: President and Segment President, Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

President and Segment President, Corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

Kevin J. Keating

  

Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-24


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Williston, State of Vermont, on May 9, 2008.

 

COOPERATIVE RESEARCH SERVICES, INC.
By:   /S/ BRIAN A. TRAQUAIR
 

Name: Brian A. Traquair

Title: President and Segment President, Capital Markets & Investment Banking

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian A. Traquair

  

President and Segment President, Capital Markets & Investment Banking (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-25


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, State of Illinois, on May 9, 2008.

 

DERIVATECH RISK SOLUTIONS INC.

By:

  /S/ BRIAN A. TRAQUAIR
  Name: Brian A. Traquair
 

Title: President and Segment President, Capital Markets & Investment Banking

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian A. Traquir

  

President and Segment President, Capital Markets & Investment Banking (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-26


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cambridge, Commonwealth of Massachusetts, on May 9, 2008.

 

EXETER EDUCATIONAL MANAGEMENT SYSTEMS, INC.
By:   /S/ BRIAN J. MADOCKS
 

Name: Brian J. Madocks

Title: President and Chief Executive Officer, SunGard Higher Education

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian J. Madocks

  

President and Chief Executive Officer, SunGard Higher Education (Principal Executive Officer)

  May 9, 2008

*

John A. Milana

  

Senior Vice President—Finance and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Brian J. Madocks

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-27


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Fort Lauderdale, State of Florida, on May 9, 2008.

 

HTE – UCS, INC.

By:

  /S/ GILBERT O. SANTOS
  Name: Gilbert O. Santos
 

Title: President and Chief Executive Officer, SunGard Public Sector

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Gilbert O. Santos

  

President and Chief Executive Officer, SunGard Public Sector

(Principal Executive Officer)

  May 9, 2008

*

C. Joseph Slattery

  

Senior Vice President—Finance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Gilbert O. Santos

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-28


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

INFLOW LLC

By:

  /S/ ERIC A. BERG
  Name: Eric A. Berg
 

Title:   Group President & Chief Executive Officer, SunGard Availability Services

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

 

Eric A. Berg

  

Group President & Chief Executive Officer, SunGard Availability Services and Manager (Principal Executive Officer)

  May 9, 2008

*

Edward C. McKeever

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Availability Services (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-29


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

MBM INC.

By:

  /S/ MICHAEL J. RUANE
  Name: Michael J. Ruane
  Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Eric A. Berg

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-30


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

ONLINE SECURITIES PROCESSING INC.

By:

  /S/ MICHAEL J. RUANE
  Name: Michael J. Ruane
  Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-31


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SIS EUROPE HOLDINGS LLC (formerly known as SIS Europe Holdings Inc.)
By:   /S/ MICHAEL J. RUANE
 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Manager (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Karen M. Mullane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-32


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SRS DEVELOPMENT INC.
By:   /S/ MICHAEL J. RUANE
  Name: Michael J. Ruane
  Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Karen M. Mullane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-33


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sacramento, State of California, on May 9, 2008.

 

SUNGARD ADVISOR TECHNOLOGIES INC.
By:   /S/ KEVIN T. RAFFERTY
  Name: Kevin T. Rafferty
 

Title: President and Segment President,

         Wealth Management

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kevin T. Rafferty

  

President and Segment President, Wealth Management

(Principal Executive Officer)

  May 9, 2008

*

Jonelle M. Stenson

  

Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-34


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Philadelphia, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD ASIA PACIFIC INC.
By:   /S/ HAROLD C. FINDERS
  Name: Harold C. Finders
  Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Harold C. Finders

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Vice President and Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-35


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Malvern, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD ASSET MANAGEMENT SYSTEMS LLC
By:   /S/ MARYANNE D. CAMPBELL
  Name: Maryanne D. Campbell
 

Title:   President—SunGard Wealth Management Accounting Group

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Maryanne D. Campbell

  

President—SunGard Wealth Management Accounting Group (Principal Executive Officer)

  May 9, 2008

*

Randall J. James

  

Chief Financial Officer—SunGard Wealth Management Accounting Group (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-36


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD AVAILABILITY SERVICES LP
By:   /S/ ERIC A. BERG
  Name: Eric A. Berg
 

Title: Group President & Chief Executive Officer, SunGard Availability Services

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Eric A. Berg

  

Group President & Chief Executive Officer, SunGard Availability Services (Principal Executive Officer) and Manager of SunGard Technology Services LLC, the General Partner

  May 9, 2008

*

Edward C. McKeever

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Availability Services (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael J. Ruane

  

Manager of the General Partner

  May 9, 2008

*

Victoria E. Silbey

  

Manager of the General Partner

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-37


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD AVAILABILITY SERVICES LTD.
By:   /S/ MICHAEL J. RUANE
 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President and Treasurer (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Karen M. Mullane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

*

Howard Wallis

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-38


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of King of Prussia, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD AVANTGARD (US) INC.

By:

  /S/ KENNETH R. DUMMITT
  Name: Kenneth R. Dummitt
 

Title: President and Segment President, Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

President and Segment President, Corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

David W. Jeffers

  

Vice President—Finance and Segment Financial Officer, Corporates & Treasury (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:  

/s/    LESLIE S. BRUSH        

  Leslie S. Brush
  Attoiney-in-Fact

 

II-39


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Calabasas, State of California, on May 9, 2008.

 

SUNGARD AVANTGARD LLC

By:

  /S/ KENNETH R. DUMMITT
 

Name: Kenneth R. Dummitt

Title: President and Segment President, Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

President and Segment President, Corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

David W. Jeffers

  

Vice President—Finance and Segment Financial Officer, Corporates & Treasury (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-40


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Parsippany, State of New Jersey, on May 9, 2008.

 

SUNGARD AVANTGARD RECEIVABLES LLC
By:   /S/ KENNETH R. DUMMITT
 

Name: Kenneth R. Dummitt

Title: President and Segment President, Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

President and Segment President, Corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

David W. Jeffers

  

Vice President—Finance and Segment Financial Officer, Corporates & Treasury (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-41


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Birmingham, State of Alabama, on May 9, 2008.

 

SUNGARD BUSINESS SYSTEMS LLC

By:

 

/S/ JAMES E. ASHTON III

 

Name: James E. Ashton III

Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

James E. Ashton III

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Max J. Broedlow

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-42


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SUNGARD CANADA HOLDINGS INC.
By:  

/S/    MICHAEL J. RUANE

 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-43


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Voorhees, State of New Jersey, on May 9, 2008.

 

SUNGARD COMPUTER SERVICES LLC
By:  

/S/ WILLIAM J. STEFANELLI

 

Name: William J. Stefanelli

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

William J. Stefanelli

  

President (Principal Executive Officer)

  May 9, 2008

*

Kenneth R. Buchanan

  

Vice President—Finance and Segment Financial Officer, Workflow and Business Processing (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-44


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, State of Texas, on May 9, 2008.

 

SUNGARD CONSULTING SERVICES LLC (formerly known as SunGard Consulting Services Inc.)
By:  

/S/ DOUGLAS R. WENDLER

 

Name: Douglas R. Wendler

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Douglas R. Wendler

  

President (Principal Executive Officer)

  May 9, 2008

*

W. Scott Kurtz

  

Managing Director—Internal Operations (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-45


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Jacksonville, State of Florida, on May 9, 2008.

 

SUNGARD CORBEL LLC
By:  

/S/ DONALD D. MACKANOS

 

Name: Donald D. Mackanos

Title: President and Segment President, Benefit Administration

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Donald D. Mackanos

  

President and Segment President, Benefit Administration (Principal Executive Officer)

  May 9, 2008

*

David D. Verre

  

Vice President and Controller (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-46


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD CSA LLC
By:  

/S/ MICHAEL J. RUANE

 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Manager (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Ron M. Lang

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-47


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SUNGARD DEVELOPMENT CORPORATION

By:

 

/S/ MICHAEL J. RUANE

 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Karen M. Mullane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-48


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SUNGARD DIS INC.

By:

 

/S/ MICHAEL J. RUANE

 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-49


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Philadelphia, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD ENERGY SYSTEMS INC.

By:

 

/S/ MEHMET I. MANDALINCI

 

Name: Mehmet I. Mandalinci

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Mehmet I. Mandalinci

  

President (Principal Executive Officer)

  May 9, 2008

*

Robert J. Low

  

Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-50


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Livingston, State of New Jersey, on May 9, 2008.

 

SUNGARD EPROCESS INTELLIGENCE LLC

By:

 

/S/ THOMAS E. KING

 

Name: Thomas E. King

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Thomas E. King

  

President (Principal Executive Officer)

  May 9, 2008

*

Adrian Rickard

  

Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-51


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

SUNGARD ERISK INC.

By:

 

/S/ KENNETH R. DUMMITT

 

Name: Kenneth R. Dummitt

Title: President and Segment President,

         Corporates & Treasury

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kenneth R. Dummitt

  

President and Segment President, corporates & Treasury (Principal Executive Officer)

  May 9, 2008

*

Kevin J. Keating

  

Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-52


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Salt Lake City, State of Utah, on May 9, 2008.

 

SUNGARD EXPERT SOLUTIONS LLC (formerly known as SunGard Expert Solutions Inc.)
By:  

/S/ KEVIN T. RAFFERTY

 

Name: Kevin T. Rafferty

Title: President, and Segment President, Wealth Managment

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kevin T. Rafferty

  

President and Segment President, Wealth Managment (Principal Executive Officer)

  May 9, 2008

*

James R. Maynard

  

Controller (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-53


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hopkins, State of Minnesota, on May 9, 2008.

 

SUNGARD FINANCIAL SYSTEMS LLC
By:  

/S/ GERARD M. MURPHY

 

Name: Gerard M. Murphy

Title: President and Segment President, Brokerage & Clearance

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Gerard M. Murphy

  

President and Segment President Brokerage & Clearance (Principal Executive Officer)

  May 9, 2008

*

Frank McAnally

  

Vice President—Finance and Segment Financial Officer—Brokerage and Clearance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-54


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Waltham, Commonwealth of Massachusetts, on May 9, 2008.

 

SUNGARD HIGHER EDUCATION ADVANCEMENT INC.

By:

 

/S/ BRIAN J. MADOCKS

 

Name: Brian J. Madocks

Title: President and Group

         Chief Executive Officer—SunGard Higher          Education

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian J. Madocks

  

President and Group
Chief Executive Officer—SunGard Higher Education (Principal Executive Officer)

  May 9, 2008

*

John A. Milana

  

Senior Vice President and Group Chief Financial Officer—SunGard Higher Education (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Brian J. Madocks

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-55


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Malvern, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD HIGHER EDUCATION INC.
By:   /S/ BRIAN J. MADOCKS
 

Name: Brian J. Madocks

Title: President and Group

         Chief Executive Officer—SunGard Higher Education

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian J. Madocks

  

President and Group
Chief Executive Officer—SunGard Higher Education (Principal Executive Officer)

  May 9, 2008

*

John A. Milana

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Higher Education (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Brian J. Madocks

  

Director

  May 9, 2008

 

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-56


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Maitland, State of Florida, on May 9, 2008.

 

SUNGARD HIGHER EDUCATION MANAGED SERVICES INC.
By:   /S/ BRIAN J. MADOCKS
 

Name: Brian J. Madocks

Title: President and Group Chief Executive Officer—SunGard Higher Education

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian J. Madocks

  

President and Group Chief Executive Officer—SunGard Higher Education (Principal Executive Officer)

  May 9, 2008

*

John A. Milana

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Higher Education (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Brian J. Madocks

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-57


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lombard, State of Illinois, on May 9, 2008.

 

SUNGARD INSTITUTIONAL PRODUCTS LLC

By:

  /S/ KEVIN T. RAFFERTY
  Name: Kevin T. Rafferty
  Title: President and Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kevin T. Rafferty

  

President and Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Gregory Vance

  

Senior Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-58


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lombard, State of Illinois, on May 9, 2008.

 

SUNGARD INVESTMENT SYSTEMS LLC
By:   /S/ HAROLD C. FINDERS
 

Name: Harold C. Finders

Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Harold C. Finders

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-59


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SUNGARD INVESTMENT VENTURES LLC
By:   /S/    MICHAEL J. RUANE
 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Manager (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Karen M. Mullane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-60


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Alpharetta, State of Georgia, on May 9, 2008.

 

SUNGARD iWORKS LLC

By:

  /S/ GREGORY S. WEBBER
 

Name: Gregory S. Webber

Title: President and Segment President, Insurance

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Gregory S. Webber

  

President and Segment President, Insurance (Principal Executive Officer)

  May 9, 2008

*

Paula R. Jones

  

Senior Vice President—Finance and Segment Financial Officer, Insurance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-61


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Armonk, State of New York, on May 9, 2008.

 

SUNGARD iWORKS P&C (US) INC.

By:

  /S/ GREGORY S. WEBBER
  Name: Gregory S. Webber
  Title: President and Segment President, Insurance

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Gregory S. Webber

  

President and Segment President, Insurance (Principal Executive Officer)

  May 9, 2008

*

Paula R. Jones

  

Vice President—Finance and Segment Financial Officer, Insurance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-62


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

SUNGARD KIODEX INC.

By:

  /S/ BENJAMIN R. JACKSON
 

Name: Benjamin R. Jackson

Title: Chief Operating Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

*

Benjamin R. Jackson

 

Chief Operating Officer (Principal Executive Officer)

  May 9, 2008

*

Max J. Broedlow

 

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

 

Director

  May 9, 2008

*

Michael J. Ruane

 

Director

  May 9, 2008

*

Victoria E. Silbey

 

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-63


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD NETWORK SOLUTIONS INC.

By:

  /S/ ERIC A. BERG
 

Name: Eric A. Berg

Title: Group President & Chief Executive Officer,

          SunGard Availability Services

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Eric A. Berg

  

Group President & Chief Executive Officer, SunGard Availability Services and Director (Principal Executive Officer)

  May 9, 2008

*

Edward C. McKeever

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Availability Services (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-64


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chattanooga, State of Tennessee, on May 9, 2008.

 

SUNGARD PRONVEST INC.

By:

  /S/ JAMES A. ASHTON III
  Name: James A. Ashton III
  Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

James A. Ashton III

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Max J. Broedlow

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:    /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-65


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Lake Mary, State of Florida, on May 9, 2008.

 

SUNGARD PUBLIC SECTOR INC. (formerly known as SunGard HTE Inc.)
By:   /S/ THOMAS V. HUBER
 

Name: Thomas V. Huber

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Thomas V. Huber

  

President (Principal Executive Officer)

  May 9, 2008

*

C. Joseph Slattery

  

Senior Vice President—Finance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Gilbert O. Santos

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-66


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chico, State of California, on May 9, 2008.

 

SUNGARD PUBLIC SECTOR BI-TECH LLC (formerly known as SunGard Bi-Tech LLC)

By:

  /S/ AARON A. JOHNSON
  Name: Aaron A. Johnson
  Title: President and Chief Operating Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Aaron A. Johnson

  

President and Chief Operating Officer (Principal Executive Officer)

  May 9, 2008

*

C. Joseph Slattery

  

Senior Vice President—Finance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Gilbert O. Santos

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-67


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Bethlehem, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD PUBLIC SECTOR PENTAMATION INC. (formerly known as SunGard Pentamation Inc.)

By:

  /S/ DONALD V. APPLETON
 

Name: Donald V. Appleton

Title: President and Chief Operating Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Donald V. Appleton

  

President and Chief Operating Officer (Principal Executive Officer)

  May 9, 2008

*

David D. Madea

  

Vice President—Finance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Gilbert O. Santos

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-68


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

SUNGARD REFERENCE DATA SOLUTIONS LLC (formerly known as SunGard Reference Data Solutions Inc.)

By:

  /S/ JAMES E. ASHTON III
 

Name: James E. Ashton III

Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

James E. Ashton III

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Max J. Broedlow

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-69


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD SAS HOLDINGS INC.

By:

  /s/ MICHAEL J. RUANE
 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Eric A. Berg

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-70


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Salem, State of New Hampshire, on May 9, 2008.

 

SUNGARD SECURITIES FINANCE LLC
By:   /s/ BRIAN A. TRAQUAIR
 

Name: Brian A. Traquair

Title: President and Segment President, Capital Markets & Investment Banking

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian A. Traquair

  

President and Segment President, Capital Markets & Investment Banking (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-71


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Salem, State of New Hampshire, on May 9, 2008.

 

SUNGARD SECURITIES FINANCE

INTERNATIONAL LLC

By:

  /s/ BRIAN A. TRAQUAIR
 

Name: Brian A. Traquair

Title: President and Segment President, Capital Markets          & Investment Banking

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Brian A. Traquair

  

President and Segment President, Capital Markets & Investment Banking (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-72


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Mateo, State of California, on May 9, 2008.

 

SUNGARD SHAREHOLDER SYSTEMS LLC

By:

  /s/ HAROLD C. FINDERS
 

Name: Harold C. Finders

Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Harold C. Finders

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-73


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chattanooga, State of Tennessee, on May 9, 2008.

 

SUNGARD SIGNIX INC.

By:

  /S/ KEVIN T. RAFFERTY
  Name: Kevin T. Rafferty
  Title: Segment President, Wealth Management

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Kevin T. Rafferty

  

Segment President, Wealth Management (Principal Executive Officer)

  May 9, 2008

*

Gregory J. Vance

  

Vice President—Finance and Segment Financial Officer, Wealth Management (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:  

/S/    LESLIE S. BRUSH

  Leslie S. Brush
  Attorney-in-fact

 

II-74


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wilmington, State of Delaware, on May 9, 2008.

 

SUNGARD SOFTWARE, INC.

By:

  /s/ MICHAEL J. RUANE
 

Name: Michael J. Ruane

Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-75


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD SSF CANADA HOLDINGS INC.

By:

  /S/ MICHEAL J. RUANE
  Name: Michael J. Ruane
  Title: President and Treasurer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Michael J. Ruane

  

President, Treasurer and Director (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer) and Director

  May 9, 2008

*

Karen M. Mullane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:  

/S/    LESLIE S. BRUSH        

 

Leslie S. Brush

Attorney-in-Fact

 

II-76


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

SUNGARD SYSTEMS INTERNATIONAL INC.

By:

  /S/ JAMES E. ASHTON III
 

Name: James E. Ashton III

Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

James E. Ashton III

  

Division Chief Executive Officer

  May 9, 2008

*

Max J. Broedlow

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael K. Muratore

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-77


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD TECHNOLOGY SERVICES LLC

By:

  /s/ ERIC A. BERG
 

Name: Eric A. Berg

Title: Group Chief Executive Officer—SunGard Availability Services

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Eric A. Berg

  

Group Chief Executive Officer—SunGard Availability Services and Manager (Principal Executive Officer)

  May 9, 2008

*

Edward C. McKeever

  

Senior Vice President—Finance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-78


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Charlotte, State of North Carolina, on May 9, 2008.

 

SUNGARD TRUST SYSTEMS LLC
By:   /s/ MARYANNE D. CAMPBELL
 

Name: Maryanne D. Campbell

Title: President—SunGard Wealth Management Accounting Group

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Maryanne D. Campbell

  

President—SunGard Wealth Management Accounting Group (Principal Executive Officer)

  May 9, 2008

*

Randall J. James

  

Chief Financial Officer—SunGard Wealth Management Accounting Group (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-79


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Wayne, Commonwealth of Pennsylvania, on May 9, 2008.

 

SUNGARD VERICENTER, INC.

By:

  /s/ ERIC A. BERG
 

Name: Eric A. Berg

Title: Group President & Chief Executive Officer,

          SunGard Availability Services

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Eric A. Berg

  

Group President & Chief Executive Officer, SunGard Availability Services and Director (Principal Executive Officer)

  May 9, 2008

*

Edward C. McKeever

  

Senior Vice President—Finance and Group Chief Financial Officer—SunGard Availability Services (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-80


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Melville, State of New York, on May 9, 2008.

SUNGARD VPM INC.

By:

  /S/ HAROLD C. FINDERS
  Name: Harold C. Finders
  Title: Division Chief Executive Officer

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Harold C. Finders

  

Division Chief Executive Officer (Principal Executive Officer)

  May 9, 2008

*

Dean B. Gluyas

  

Division Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Director

  May 9, 2008

*

Michael J. Ruane

  

Director

  May 9, 2008

*

Victoria E. Silbey

  

Director

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-81


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Birmingham, State of Alabama, on May 9, 2008.

 

SUNGARD WORKFLOW SOLUTIONS LLC
By:   /s/ JASON INGRAM
 

Name: Jason Ingram

Title: President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Jason Ingram

  

President (Principal Executive Officer)

  May 9, 2008

*

Michael L. Foley

  

Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-82


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 9, 2008.

 

WALL STREET CONCEPTS LLC
By:   /s/ GERARD M. MURPHY
 

Name: Gerard M. Murphy

Title: President and Segment President, Brokerage & Clearance

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

 

Date

*

Gerard M. Murphy

  

President and Segment, Brokerage & Clearance (Principal Executive Officer)

  May 9, 2008

*

Frank McAnally

  

Vice President—Finance and Segment, Financial Officer, Brokerage & Clearance (Principal Financial Officer and Principal Accounting Officer)

  May 9, 2008

*

Thomas J. McDugall

  

Manager

  May 9, 2008

*

Michael J. Ruane

  

Manager

  May 9, 2008

*

Victoria E. Silbey

  

Manager

  May 9, 2008

 

*By:   /S/    LESLIE S. BRUSH        
 

Leslie S. Brush

Attorney-in-Fact

 

II-83

EX-24.1 2 dex241.htm POWERS OF ATTORNEY Powers of Attorney

Exhibit 24.1

OMNIBUS POWERS OF ATTORNEY

Each person whose signature appears below authorizes each of Leslie S. Brush, Karen M. Mullane, Michael J. Ruane and Victoria E. Silbey or any of them as his or her attorney in fact and agent, with full power of substitution and resubstitution, to execute, in his or her name and on his or her behalf, in any and all capacities including, without limitation, in his or her capacity as an officer, director or manager, as the case may be, of the registrants below, the Market-Maker Registration Statement on Form S-1 (Registration No. 333-150383), and any amendments including post-effective amendments thereto relating to 9 1/8% Senior Notes due 2013 of SunGard Data Systems Inc. (the “Senior Notes”) and the guarantees relating to the Senior Notes, and 10 1/4% Senior Subordinated Notes due 2015 of SunGard Data Systems Inc. (the “Senior Subordinated Notes” and together with the Senior Notes, the “Notes”) and the guarantees relating to the Senior Subordinated Notes, and to file the same, with all the exhibits thereto, and all other documents in connection therewith, as contemplated under the Registration Rights Agreement, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., the Guarantors named therein and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., relating to the Senior Notes and the Registration Rights Agreement, dated as of August 11, 2005, among Solar Capital Corp., SunGard Data Systems Inc., the Guarantors named therein and Deutsche Bank Securities Inc., Citigroup Global Markets Inc. and J.P. Morgan Securities Inc., relating to the Senior Subordinated Notes, with the Securities and Exchange Commission, necessary or advisable to enable the registrants to comply with the Securities Act of 1933, and any rules, regulations and requirements of the Securities and Exchange Commission, in respect thereof, in connection with the registration of the securities which are the subject of such registration statement, which amendments may make such changes in such registration statement as such attorney may deem appropriate, and with full power and authority to perform and do any and all acts and things, whatsoever which any such attorney or substitute may deem necessary or advisable to be performed or done in connection with any or all of the above-described matters, as fully as each of the undersigned could do if personally present and acting, hereby ratifying and approving all acts of any such attorney or substitute.

[Balance of Page Intentionally Blank]


This Omnibus Power of Attorney may be signed in any number of counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

IN WITNESS HEREOF, each of the undersigned has subscribed his or her name as of the 6th day of May 2008.

Aceva Technologies LLC

Advanced Portfolio Technologies, Inc.

Applied Securities Technical Evaluation & Consulting, Inc.

Automated Securities Clearance LLC

BancWare LLC

Cooperative Research Services, Inc.

Derivatech Risk Solutions Inc.

Exeter Educational Management Systems, Inc.

HTE – UCS, Inc.

Inflow LLC

MBM Inc.

Online Securities Processing Inc.

SIS Europe Holdings LLC

SRS Development Inc.

SunGard Advisor Technologies Inc.

SunGard Asia Pacific Inc.

SunGard Asset Management Systems LLC

SunGard Availability Services LP

SunGard Availability Services Ltd.

SunGard AvantGard LLC

SunGard AvantGard Receivables LLC

SunGard AvantGard (US) Inc.

SunGard Business Systems LLC

SunGard Canada Holdings Inc.

SunGard Computer Services LLC

SunGard Consulting Services LLC

SunGard Corbel LLC

SunGard CSA LLC

SunGard Data Systems Inc.

SunGard Development Corporation

SunGard DIS Inc.

SunGard Energy Systems Inc.

SunGard eProcess Intelligence LLC

SunGard ERisk Inc.

SunGard Expert Solutions LLC

SunGard Financial Systems LLC

SunGard Higher Education Advancement Inc.


 

SunGard Higher Education Inc.

 

SunGard Higher Education Managed Services Inc.

 

SunGard Institutional Products LLC

 

SunGard Investment Systems LLC

 

SunGard Investment Ventures LLC

 

SunGard iWORKS LLC

 

SunGard iWORKS P&C (US) Inc.

 

SunGard Kiodex Inc.

 

SunGard NetWork Solutions Inc.

 

SunGard ProNvest Inc.

 

SunGard Public Sector Inc.

 

SunGard Public Sector Bi-Tech LLC

 

SunGard Public Sector Pentamation Inc.

 

SunGard Reference Data Solutions LLC

 

SunGard SAS Holdings Inc.

 

SunGard Securities Finance LLC

 

SunGard Securities Finance International LLC

 

SunGard Shareholder Systems LLC

 

SunGard Signix Inc.

 

SunGard Software, Inc.

 

SunGard SSF Canada Holdings Inc.

 

SunGard Systems International Inc.

 

SunGard Technology Services LLC

 

SunGard Trust Systems LLC

 

SunGard Vericenter, Inc.

 

SunGard VPM Inc.

 

SunGard Workflow Solutions LLC

 

Wall Street Concepts LLC

 


/s/ CHINH E. CHU

Chinh E. Chu

/s/ CRISTÓBAL CONDE

Cristóbal Conde

/s/ JOHN CONNAUGHTON

John Connaughton

/s/ JAMES H. GREENE, JR.

James H. Greene, Jr.

/s/ GLENN H. HUTCHINS

Glenn H. Hutchins

/s/ JAMES L. MANN

James L. Mann

/s/ JOHN MARREN

John Marren

/s/ SANJEEV MEHRA

Sanjeev Mehra

/s/ JULIE RICHARDSON

Julie Richardson

/s/ DONALD V. APPLETON

Donald V. Appleton

/s/ JAMES E. ASHTON III

James E. Ashton III

/s/ ERIC A. BERG

Eric A. Berg


/s/ MAX J. BROEDLOW

Max J. Broedlow

/s/ KENNETH R. BUCHANAN

Kenneth R. Buchanan

/s/ MARYANNE D. CAMPBELL

Maryanne D. Campbell

/s/ KENNETH R. DUMMITT

Kenneth R. Dummitt

/s/ HAROLD C. FINDERS

Harold C. Finders

/s/ MICHAEL L. FOLEY

Michael L. Foley

/s/ DEAN B. GLUYAS

Dean B. Gluyas

/s/ THOMAS V. HUBER

Thomas V. Huber

/s/ JASON INGRAM

Jason Ingram

/s/ BENJAMIN R. JACKSON

Benjamin R. Jackson

/s/ RANDALL J. JAMES

Randall J. James


/s/ DAVID W. JEFFERS

David W. Jeffers

/s/ AARON A. JOHNSON

Aaron A. Johnson

/s/ PAULA R. JONES

Paula R. Jones

/s/ KEVIN J. KEATING

Kevin J. Keating

/s/ THOMAS E. KING

Thomas E. King

/s/ W. SCOTT KURTZ

W. Scott Kurtz

/s/ RON M. LANG

Ron M. Lang

/s/ ROBERT J. LOW

Robert J. Low

/S/ DONALD D. MACKANOS

Donald D. Mackanos

/S/ DAVID D. MADEA

David D. Madea

/S/ BRIAN J. MADOCKS

Brian J. Madocks


/S/ MEHMET I. MANDALINCI

Mehmet I. Mandalinci

/S/ JAMES R. MAYNARD

James R. Maynard

/S/ FRANK MCANALLY

Frank McAnally

/S/ THOMAS J. MCDUGALL

Thomas J. McDugall

/S/ JOHN A. MILANA

John A. Milana

/S/ EDWARD C. MCKEEVER

Edward C. McKeever

/S/ EMANUEL MOND

Emanuel Mond

/S/ KAREN M. MULLANE

Karen M. Mullane

/S/ MICHAEL K. MURATORE

Michael K. Muratore

/S/ GERARD M. MURPHY

Gerard M. Murphy

/S/ KEVIN T. RAFFERTY

Kevin T. Rafferty

/S/ ADRIAN RICKARD

Adrian Rickard


/S/ MICHAEL J. RUANE

Michael J. Ruane

/S/ GILBERT O. SANTOS

Gilbert O. Santos

/S/ VICTORIA E. SILBEY

Victoria E. Silbey

/S/ C. JOSEPH SLATTERY

C. Joseph Slattery

/S/ WILLIAM J. STEFANELLI

William J. Stefanelli

/S/ JONELLE M. STENSON

Jonelle M. Stenson

/S/ BRIAN A. TRAQUAIR

Brian A. Traquair

/S/ GREGORY VANCE

Gregory Vance

/S/ DAVID D. VERRE

David D. Verre

/S/ HOWARD WALLIS

Howard Wallis

/S/ GREGORY S. WEBBER

Gregory S. Webber

/S/ DOUGLAS R. WENDLER

Douglas R. Wendler

COVER 3 filename3.htm SEC Letter

SIMPSON THACHER & BARTLETT LLP

425 LEXINGTON AVENUE

NEW YORK, N.Y. 10017-3954

(212) 455-2000

 

 

FACSIMILE (212) 455-2502

 

DIRECT DIAL NUMBER

212-455-2812

  E-MAIL ADDRESS

RFENYES@STBLAW.COM

May 9, 2008

VIA EDGAR

 

  Re: SunGard Data Systems Inc.
       Registration Statement on Form S-1 filed April 22, 2008
       File No.: 333-150383

 

       Form 10-K for the fiscal year ended December 31, 2007
       Filed March 7, 2008
       File No.: 001-12989

Mr. David L. Orlic

Special Counsel

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

Dear Mr. Orlic:

On behalf of SunGard Data Systems Inc. (the “Company”), we are writing to respond to the comments set forth in the comment letter of the staff of the Securities and Exchange Commission (the “Staff”) dated May 2, 2008 (the “comment letter”) relating to the above-referenced Registration Statement on Form S-1 filed on April 22, 2008 (File No. 333-150383) (the “2008 Market-Maker Registration Statement”) and Form 10-K for the fiscal year ended December 31, 2007 (the “Registration Statement”). The Company has revised Part II of the Registration Statement in response to the Staff’s comments and is filing concurrently with this letter Amendment No. 1 to the Registration Statement (“Amendment No. 1”), which reflects these revisions. Note that we set forth your comments and our responses below.

 

Item 16 – Exhibits and Financial Statement Schedules, page II-7


Securities and Exchange Commission

May 9, 2008

Page 2

 

1. You appear to be relying on the power of attorney filed with your prior registration statement on Form S-1 for the vast majority of the signatures on your current registration statement. Please provide the basis for your belief that this is consistent with Item 601(b)(24) of Regulation S-K.

Response: The Company has obtained new powers of attorney for the 2008 Market-Maker Registration Statement and filed them as Exhibit 24.1 to Amendment No. 1.

 

Item 17 – Undertakings, page II-17

 

2. You did not include the undertaking required by Item 512(a)(5)(ii) and Item 512(f) of Regulation S-K. Please advise as to why you have omitted these undertakings.

Response: The Company has included the undertaking required by Item 512(a)(5)(ii) on pages II-17 and II-18 of Amendment No. 1. We note that the undertaking in Item 512(f) applies to equity offerings. Since the 2008 Market-Maker Registration Statement only relates to debt securities, we do not believe it needs to include this undertaking.

 

3. You included paragraphs (b) and (c) of the Undertakings section. Please advise as to why you have included these paragraphs.

Response: The Company has deleted paragraphs (b) and (c) from the Undertakings section in Amendment No. 1.

 

Form 10-K – Cover

 

4. On the cover of your most recent Form 10-K, for the fiscal year ended December 31, 2007, you have indicated that you are not required to file reports pursuant to Section 13 or Section 15(d) of the Securities Act of 1933. However, given that you filed a registration statement on Form S-1 which became effective during your fiscal year ended December 31, 2007, you appear to have been required to file the Form 10-K under Section 15(d) of the Securities Act of 1934. Please disclose how you concluded that you should indicate on the cover of the Form 10-K that you are not required to file reports pursuant to Section 15(d) of the Securities Act.

Response: Form 10-K requires that filers “Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.” As noted by the Staff, the Company filed a registration statement on Form S-1 (the “2007 Market-Maker Registration Statement”) which became effective on May 10, 2007. As a result, the Company became subject to the reporting requirements of Section 15(d). Section 15(d) provides that:


Securities and Exchange Commission

May 9, 2008

Page 3

The duty to file under this subsection shall also be automatically suspended as to any fiscal year, other than the fiscal year within which such registration statement became effective, if, at the beginning of such fiscal year, the securities of each class to which the registration statement relates are held of record by less than three hundred persons.

The Company’s fiscal years begin on January 1 of each year. We note that as of January 1, 2008, there were fewer than three hundred holders of record of each class of securities to which the 2007 Market-Maker Registration Statement relates. As a result, as of January 1, 2008, even though the Company was required to file the Form 10-K for the fiscal year ended December 31, 2007 pursuant to Section 15(d), it had no ongoing obligation to file reports pursuant to Section 15(d) relating to any period subsequent to December 31, 2007. For example, the Form 8-K the Company filed on February 20, 2008 was filed on a voluntary basis. As a result, notwithstanding the Company’s obligation to file the Form 10-K for the fiscal year ended December 31, 2007, we believe that on March 7, 2008, the date the Company filed its Form 10-K, it was appropriate for the Company to assert that as of that date, it was not required to file reports pursuant to Section 15(d).

 

*  *  *  *  *  *  *

Please feel free to call me (212-455-2812) if you wish to discuss our responses to the comment letter.

Sincerely,

 

/s/ Richard Fenyes

Richard Fenyes

cc: Victoria E. Silbey, Esq.

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