-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UldegLcpV/JfU6r5LbSpSoZc7kK0YxwOCHph0B+i3sQBT5CEMvsueu2m8tQD1Nu4 2Vhv2mWIMtnYEVx8/86O8w== 0001209191-09-008155.txt : 20090211 0001209191-09-008155.hdr.sgml : 20090211 20090211153623 ACCESSION NUMBER: 0001209191-09-008155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090211 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON JOHN D CENTRAL INDEX KEY: 0001191483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00368 FILM NUMBER: 09589656 MAIL ADDRESS: STREET 1: 215 S CASCADE ST CITY: FERGUS FALLS STATE: MN ZIP: 56537 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER TAIL CORP CENTRAL INDEX KEY: 0000075129 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 410462685 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 BUSINESS PHONE: 8664108780 MAIL ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: P O BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 FORMER COMPANY: FORMER CONFORMED NAME: OTTER TAIL POWER CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-11 0 0000075129 OTTER TAIL CORP OTTR 0001191483 ERICKSON JOHN D 215 S CASCADE ST FERGUS FALLS MN 56537-2801 1 1 0 0 President & CEO Common Stock 2009-02-11 4 M 0 11400 A 95188 D Common Stock 2009-02-11 4 F 0 3948 D 91240 D Common Stock 4981.9334 I ESOP Performance Rights 2009-02-11 4 M 0 11400 D Common Stock 11400 0 D Stock Options (right to buy) 19.75 2001-04-10 2010-04-10 Common Stock 25000 20000 D Stock Options (right to buy) 26.25 2002-04-09 2011-04-09 Common Stock 75000 75000 D The grant price of this award was based on fair market value at the time of the grant which was $28.235. Total direct holdings include shares held with spouse through Merrill Lynch and shares acquired individually pursuant to Restricted Stock Awards and Performance Award distributions. The vesting price of this award was based on fair market value of $18.70 per share. Performance Award: On 2/11/2009, 3,948 shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). This Performance Share Award had no conversion or exercise price established at the time of the grant. There is no specific "Exercisable Date" on this Performance Share Award. There is no specific "Expiration Date" on this Performance Share Award. The grant price of this award was based on fair market value at the time of the grant which was $28.235 and vested at a fair market value of $18.70 per share. Stock options vest in cumulative annual installments of 25% beginning the date shown. /s/ John D Erickson by Debra J Lill, Attorney-in-Fact 2009-02-11 -----END PRIVACY-ENHANCED MESSAGE-----