-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JZoZJwICqajLojyR2BCFpxMbZzCbWziSQj0AEhkiJUMo/rxTY2lcWYVxtecJGGAd FIlSp2y0AD25tunslBl1JQ== 0001209191-07-011054.txt : 20070215 0001209191-07-011054.hdr.sgml : 20070215 20070215161242 ACCESSION NUMBER: 0001209191-07-011054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070215 FILED AS OF DATE: 20070215 DATE AS OF CHANGE: 20070215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON JOHN D CENTRAL INDEX KEY: 0001191483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00368 FILM NUMBER: 07627615 MAIL ADDRESS: STREET 1: 215 S CASCADE ST CITY: FERGUS FALLS STATE: MN ZIP: 56537 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER TAIL CORP CENTRAL INDEX KEY: 0000075129 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 410462685 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 BUSINESS PHONE: 8664108780 MAIL ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: P O BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 FORMER COMPANY: FORMER CONFORMED NAME: OTTER TAIL POWER CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-15 0 0000075129 OTTER TAIL CORP OTTR 0001191483 ERICKSON JOHN D 215 S CASCADE ST FERGUS FALLS MN 56537-2801 0 1 0 0 President & CEO Common Stock 2007-02-15 4 M 0 9300 A 9300 D Common Stock 2007-02-15 4 F 0 3156 D 6144 D Performance Rights 2007-02-15 4 M 0 9300 D Common Stock 9300 0 D The grant price of this award was based on fair market value at the time of the grant which was $26.495. The vesting price of this award was based on fair market value of $32.78 per share. Performance Award. On 2/15/2007, 3,156 shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). See below for other holdings: 1. Direct holding of 109.1598 shares of Common Stock held in the Dividend Reinvestment Plan. 2. Direct holding of 8,038.3615 shares of Common Stock held in the Employee Stock Purchase Plan. 3. Direct holding of 9,000 shares of Common Stock which is a grant of Restricted Stock. 4. Direct holding of 40,303 shares of Common Stock which no longer carries the restriction. 5. Indirect holding of 4,981.6727 shares of Common Stock held by ESOP. 6. 16,000 stock options with expiration date of 2/22/2009. 7. 25,000 stock options with expiration date of 4/9/2010. 8. 75,000 stock options with expiration date of 4/8/2011. This Performance Share Award had no conversion or exercise price established at the time of the grant. There is no specific "Exercisable Date" on this Performance Share Award. There is no specific "Expiration Date" on this Performance Share Award. The grant price of this award was based on fair market value at the time of the grant which was $26.495 and vested at a fair market value of $32.78 per share. /s/ John D Erickson by Debra J Lill -POA 2007-02-15 -----END PRIVACY-ENHANCED MESSAGE-----